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Section 436 CrPC

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bail

This article is written by Shraddha Jain, a law student at the Institute of Law, Nirma University, Ahmedabad. This article seeks to explain the concept of bail. The main focus of the article is to explain Section 436 CrPC, its various provisions, and the relevant judicial pronouncements.

It has been published by Rachit Garg.

Introduction

Bail is the rule, and jail is the exception” — held by the Supreme Court of India in the case of the State of Rajasthan, Jaipur v. Balchand alias Baliya in 1978. The notion of “bail” is a fundamental part of Indian criminal law and a widely accepted principle in all judicial systems all over the world. The doctrine of bail has to coincide with two conflicting interests, such as, on the one side, the societal expectations for being protected from the dangers of being presented with the misadventures of an individual accused of having committed the crime; and then, on the other side, the basic classics of criminal jurisprudence, viz., an accused’s presumption of innocence until he is found to be guilty. There are various provisions in the Code of Criminal Procedure, 1973 (CrPC) that talk about the concept of bail. In this article, we will first briefly discuss the meaning and concept of bail as well as its objective, and then move on to discuss the provision of Section 436 of the CrPC.

What is bail

The term “bail” is not defined anywhere in the CrPC. Bail is derived from the French word “bailer,” which means to deliver or give. Bail is the provisional discharge of an accused from custody. In other words, bail serves as protection for the accused.

The Advanced Law Lexicon, 3rd Edition, defines bail as “protection for the appearance of the accused person in exchange for his discharge pending trial or investigation. Bail is intended to acquire the discharge of an individual from legal custody by undertaking that he will appear at the date and time specified and submit oneself to the authority and judgement of the court.”

Bail provisions under Indian law

Constitution of India

Article 21 of the Indian Constitution provides every person with the right to life and personal liberty. Unless proven guilty, an individual is presumed innocent. Therefore, an accused may not be detained in prison unless a fair and just procedure is followed.

Code of Criminal Procedure, 1973

The term “bail” is not defined anywhere in the CrPC. The First Schedule of the CrPC also specifies which offences can be bailable and which cannot. Non-bailable offences are usually more severe offences.

However, provisions regarding bail and bonds are covered in the CrPC in Sections 436 to 450 in Chapter XXXIII. It specifies when bail is the accused’s right and it is at the discretion of the court. Also, under what conditions bail is granted. What powers are granted in the court if the accused violates the terms and conditions of the bail order, who has been granted bail, and also what powers are vested in the court if the accused violates the bail order.

Aside from Chapter XXXIII Sections 436 to 439, another provision dealing with the notion of bail is Section 167 of the CrPC, which is commonly referred to as “default bail.” Both of these rules must be evaluated in the context of each other before determining bail.

Objective of bail

The purpose of the accused’s detention and arrest is mainly to ensure the security of his presence at the time of the trial and to ensure that if he is actually convicted, he is present to receive the punishment. This would be unfair and inequitable to deprive the suspect of his individual freedom during the pendency of the criminal trials against him if his appearance at the trial might be reasonably guaranteed other than by his imprisonment and detention. 

The provisions governing the discharge of the accused on bail are all designed to ensure the accused’s presence at his court hearing without unduly and unjustly interfering with his freedom. If the accused is denied bail, even though he is considered innocent until proven guilty beyond a reasonable doubt, he will be exposed to the physical and psychological sufferings of jail life. The accused loses his employment and is unable to make an effective contribution to his defence preparations. In order to accomplish the objectives mentioned above, the legislature, to its knowledge, has provided some specific guidelines for awarding or refusing bail. In cases where the legislature enables discretion in granting bail, the discretion is to be exercised in accordance with the rules established by the law; additionally, the courts have established certain norms for the proper exercise of such discretion.

What are bailable offences

Section 436 of the CrPC deals with bail regulations for bailable offences. So, before we go to Section 436, let’s look at the bailable offences. Section 2(a) of the CrPC describes bailable offences as any offence listed as bailable in the First Schedule or made bailable through any other current legislation in force. These offences are punishable by imprisonment for not more than three years or by a fine only. These are regarded as less severe offences. The provided definition cannot be considered comprehensive because it does not address the issue of what these offences are. 

In clear terms, bailable offences are acts where bail is a matter of right since they are not of a serious nature in terms of gravity, and therefore they are normally penalised for 3 years or less or with a fine. Although the assumption of a minor crime does not necessarily deem it bailable in nature because of the existence of various exceptions to this rule, such as the charge of sedition under Section 124A of the Indian Penal Code, 1860 (IPC), which is punishable by imprisonment for 3 years but is not bailable. An offence under Section 335 of the IPC, which deals with causing serious harm by grave provocation, is punishable by imprisonment for four years but is still bailable.

Some examples of bailable offences are mischief (Section 426 IPC), affray (Section 160 IPC), bribery (Section 171E IPC), simple hurt (Section 337 IPC), public nuisance (Section 290 IPC), death by rash or negligent act (Section 304A IPC), etc.

Section 436 CrPC : cases in which bail can be granted

Section 436 of the CrPC deals with bail provisions for bailable offences. This clause is mandatory, and neither the police nor the courts have any discretion in the matter.

Section 436(1) CrPC

According to Section 436(1) of the CrPC, if the alleged crime is bailable, the accused is entitled to bail as a matter of right, either before the police officer or before the Magistrate’s court (if the case is forwarded to the Magistrate’s court). Bail for bailable offences is a right, not a favour. In such cases, there is no room for discretion in providing bail. 

The word “appear” under Section 436(1) of the CrPC is broad enough to encompass the voluntary presence of a person accused of a crime even if no summons or warrant has been issued against him.

It is provided that if the police officer or magistrate believes that the accused is indigent or poor and cannot afford the surety amount, he may release the accused on the execution of a bond without the surety.

It is further explained that if the accused is unable to obtain bail within one week of his arrest, the police officer and the court may presume that the person is indigent or poor and may grant bail to such an accused without surety.

Section 436(2) CrPC

Subsection (2) of Section 436 provides that an individual who absconds or breaches the terms and conditions of his bail bond when discharged on bail in a bailable case on a previous occasion must therefore not be authorised to post bail when brought to court on any specified date in the future, even if the offence is bailable. The court can also order the surety to pay the penalty under Section 446 of the Code.

Bail under Section 436-A CrPC

Under the trial, prisoners have been detained in jail for durations that exceed the maximum period of imprisonment available for the said offence. The 2005 Amendment Act adds a new Section 436A to the Code. The purpose of this Section is to establish that if an under-trial prisoner has been detained for a period lasting up to one-half of the maximum period of imprisonment provided for the alleged crime, he should be discharged on his personal bond, with or without sureties.

In Mohd. Shahabuddin v. State of Bihar, 2010 it was decided that an individual should not be imprisoned for more than the maximum period specified for the offence unless the accused person himself has caused the delay.

Bail in case of non-bailable offences

According to Section 437 of the CrPC, if a person is accused or suspected of committing a non-bailable offence, is seized or detained without a court order, or appears or is introduced before a court other than the High Court or Court of Session, he may be granted bail; however, such a person shall not be granted bail: 

  1. If they have reasonable grounds to believe that he is guilty of a crime punishable with death or life imprisonment. 
  2. If the crime is cognizable and he has earlier been convicted of a crime punishable by death, life imprisonment, or imprisonment for 7 years or more, or if he has earlier been convicted on two or maybe more occasions of a non-bailable and cognizable offence. 
  3. He may be discharged if he is below the age of sixteen, a woman, or is sick or not physically or mentally strong, especially through age or illness.
  4. He may be discharged if it is determined that doing so is reasonable and proper for any other specific cause.

Sample bail application under Section 436 CrPC

In the court of …………… 

Criminal Case No. ……….of……(year) 

State v ………(name of the accused) 

Crime No………….. Offence u/s ………. 

Police Station ………. 

An application u/s 436 CrPC for release on personal bond 

The applicant humbly submits as under : 

  1. That he was arrested by the police on ……… for the alleged offence. 
  2. That the said offence is bailable. 
  3. That a bail application has moved before this Hon’ble court on……….and the applicant was directed to produce surety of………..
  4. That he is a poor person and cannot furnish the surety amount. 
  5. That as per the provisions of section 436 CrPC, a person who “is unable to give bail within a week of the date of his arrest” must be presumed indigent and released “on his executing a bond without sureties for his appearance.”

PRAYER 

In view of the foregoing, it is most respectfully prayed that this Hon’ble Court may kindly release the applicant on personal bond on such terms and conditions as this Hon’ble Court may deem fit and proper in the interest of justice. 

Place:                                                                                                                          Applicant

Date:                                                                Through Advocate/Superintendent ………prison

Refusal to grant bail under Section 436 CrPC

As we have seen, bail under Section 436(1) of the CrPC is a matter of right, not favour. The police officers and the court have no discretion in denying the release of the accused on bail. Therefore, the Orissa High Court held in the case of Dharmu Naik v. Rabindranath Acharya, 1978 that, even though there is no specific provision for appeal against orders refusing to grant bail under Section 436(1), the accused can move to the high court or the court of session for bail under Section 439 of the CrPC. Furthermore, refusal to grant bail in violation of this section renders the detention illegal and unfair, and the police officer responsible for the detention may be charged with wrongful confinement under Section 342 of the IPC.

In the case of Sanjay Chandra v. CBI (2011), the Supreme Court of India held that “the Court has exclusive power in granting or refusing bail.” The grant or denial is heavily influenced by the circumstances of the case. However, the right to bail should not be refused only because of societal emotions against the accused. The primary goals of bail in a criminal proceeding are to relieve the accused of imprisonment, to relieve the state of the responsibility of maintaining him awaiting trial, and to retain the accused constructively in the custody of the court, whether before or after conviction, to ensure that he might submit to the court’s jurisdiction and be present whenever required by the court.

Grounds for cancellation of bail

While exercising its powers under Section 482 of the Code, a high court may revoke the bail bond. According to this Section, a person accused of a bailable offence has the right to be granted bail pending his trial, but he forfeits that right if his conduct after his release is judged to be detrimental to a fair trial. And this confiscation can be rendered effective by exercising the high court’s inherent powers under Section 482 of the Code.

Section 439 of the CrPC also gives the high court and the court of session the authority to terminate bail. Section 439 (2) of the CrPC contains explicit procedures for bail revocation and the return of an accused to jail.

The power of bail cancellation can be used in the following two circumstances:

  1. On the grounds of a case, primarily on the basis that the decision granting bail was erroneous, made without sufficient consideration, or violated any substantive or procedural legislation; and
  2. On the basis of abuse of freedom following the grant of bail or even other supervening circumstances.

It should be noted that subsection (2) of Section 436 of the Code permits any court to reject bail without prejudice to proceedings under Section 446 if an individual fails to adhere to the terms of the bail bond, giving effect to the Court’s decision in the preceding instance. However, it is well established that bail granted to an accused in relation to a bailable offence can be revoked only if the accused-

  1. abuses his liberty by engaging in similar criminal behaviour, 
  2. interferes with the investigation’s progress, 
  3. makes an attempt to interfere with witness evidence, 
  4. threatens witnesses or engages in similar activities that would impede smooth inquiry,
  5. attempts to escape to some other country, 
  6. makes himself unavailable by going underground or being unreachable to the investigating agency, and
  7. places himself outside the range of his guarantor, and so on. These are only examples and are not exhaustive. 

A bail given to a person accused of a bailable offence, on the other hand, cannot be revoked on the grounds that the complaint was not heard.

Judicial pronouncements on Section 436 CrPC

Moti Ram and Ors v. State of MP (1978)

In the case of Moti Ram and Ors v. State of MP, 1978, the Supreme Court held that the right to be released on bail under Section 436 (1) of the CrPC cannot be undermined indirectly by setting a too-high bail amount. Furthermore, the Court cannot refuse to grant bail solely because the surety’s property is located in the jurisdiction of another court; otherwise, Article 14 of the Indian Constitution would be violated. Finally, the Court ruled that requiring cash security or a deposit of any value in order to provide bail is unjust, irregular, and inappropriate.

Rasiklal v. Kishore Khanchand Wadhwani (2009)

In the case of Rasiklal v. Kishore Khanchand Wadhwani (2009), the Hon’ble Supreme Court held that as soon as it appears that the alleged offender is prepared to give bail, the police officer or the court to whom he seems to offer bail is obligated to discharge him on such bail terms as may seem to the police officer or the court to be reasonable and appropriate. It is even possible for the police officer or the court to release such a person if he executes the section’s bond rather than taking bail from him. However, if the purported offences are both bailable and non-bailable, the offence will be treated as a non-bailable offence, and the accused will not be able to obtain bail on the basis of a bailable offence.

Vaman Narayan Ghiya v. the State of Rajasthan (2009)

In the case of Vaman Narayan Ghiya v. the State of Rajasthan (2009), the Supreme Court ruled that in the case of bailable offences, a police officer has no autonomy to deny bail if the accused is willing to provide surety. When the accused is brought before the magistrate during the period of the investigation, he gains jurisdiction to grant bail. There is absolutely no question of choice in granting bail for a bailable offence. The court’s only option is to accept a simple recognition of the primary offender or to demand protection with surety. Persons covered by this Section 436 may not be detained unless they are unable or unwilling to offer bail or enforce personal bonds. When awarding bail under this section, the court has no discretion to enforce any condition other than the demand for security with sureties.

Conclusion

Bail is a crucial check and balance that ensures no innocent individual is penalised unless and until they are found guilty in court. It is possible to conclude that the concept of “bail” acts as a security lodged by the accused person, on the basis of which he can be released on a short-term basis but must appear in court when required. The bail procedure is carried out while the accused person’s trial is still pending. Typically, a person seeks this option in order to be released from police custody. These provisions are foreseen in the code and provide a summary of the bail regulations.

Frequently Asked Questions (FAQs)

Who has the authority to grant bail under Section 436 of the CrPC?

According to Section 436 of the CrPC, if the alleged crime is bailable, the accused is entitled to bail as a matter of right, either before the police station or, if transferred to the magistrate’s court, before the magistrate’s court.

Can bail be given in the absence of a surety?

In general, bail is granted by the court or police officer when the accused produces some kind of surety, but if the person is poor, the police officer or the court can release him on bail on the condition that he execute a bail bond without sureties under Section 436 of the CrPC.

References


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Predatory pricing

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This article is written by Lakshmi Menon pursuing Crack NCA – Canada Examination – Test Prep Course at Lawsikho.

This article has been published by Sneha Mahawar.​​ 

Introduction

In simple language, the word predatory means a) relating to or practising plunder, pillage or rapine or b) inclined or intended to injure others for personal gains. 

The predator is a firm that sets its price so low for a certain period that its competitor has no choice but to leave the market. This also deters new players from entering the market. The loss is also evident but the predator is not bothered about the same.

Understanding predatory pricing

Predatory pricing is a method of pricing in which a seller sets a price which is so low that other sellers or suppliers cannot compete with him and they are forced to exit the market. Predatory pricing not only forces other sellers to leave the market but such an act also restricts others from entering the market.  Because of such a nature, predatory pricing is not allowed and is banned in many countries.  Such an act is considered a violation of competition laws.  On the face of it, it is not possible to make out whether there is any predatory pricing activity involved or it is a mere competition between the sellers.

Example: If my business competitor was selling a computer at 40000 and I sold the same computer for 25000 as I knew that my competitor would never sell for such a low price, then I am acting in predatory pricing.

Legality of predatory pricing

Yes, Predatory pricing is illegal in many countries and it violates the antitrust laws set up in those countries which intend to protect the consumers from predatory business practices and ensures fair competition.  It is very difficult to prove predatory pricing. Companies will never agree that they have slashed the prices to eliminate competition and would argue that the measures which they have taken are to be competitive.  

Components of predatory pricing

Predatory pricing  thus  includes the following:

  1. The act of illegally setting the prices so low that any competitor is eliminated from the relevant market.
  2. There is a violation of anti-trust law as predatory pricing paves the ground for monopoly by making the market vulnerable to it. 
  3. The lower price benefits can be availed by consumers only in the short term.
  4. In the long run, the customer suffers as the entities succeed in raising the prices thereby eliminating competition from the market.
  5. When the price rises there is a decline in choice.  
  6. The Competition Commission of India eliminates such practices like predatory pricing treating it as an abuse of dominant position which is prohibited under the Act. 

What does the competitor do in a predatory pricing

The competitors in a predatory market have a particular mindset. They do business with the intention of capturing the entire market. For that, they are ready to go to any extent. The aim of the competitor is to target the consumers by giving them lucrative offers. By succeeding in doing this, the competition has a dominant position in the market.  It also means that no other player in the market can beat him.  The strength of the competitor in the relevant market decides his position in the market.  

The competitor rules the market by operating independently and all the customers are dependent on him.   The customers have no choice and the competitor rises in the market instantly. The main reason for his rise in the relevant market is because of the abuse of the dominant position and predatory pricing. 

In the case of predatory pricing, the competitor is said to have abused its dominant position by imposing unfair prices, lowering the prices, and restricting the production of goods or services in the market.

Basically, by restricting technical or scientific development relating to goods or services, creating barriers to entry, denying access to the market, by using a dominant position, the competitor gains access to other markets.

If an entity wants to attain a dominant position, it should have control and should influence 50%  or more of the relevant sector of the market and other rival players hold a much less share in the active market. Even if the entity is powerful in the market whether it is dominant or not depends on the strength of the other players in the market. Therefore dominant position depends on the rival players and the strength they impose in the market. If there is only one enterprise in the market and there is no rival player that means there is no competition in the market and therefore there is no dominant position. 

Competition Law perspective 

The Government of India, in order to curb the practice of unhealthy competition between various entities passed laws that were further amended.  The purpose was to have healthy competition within the framework of the new laws.  The first law that was passed by the Government was the MRTP Act of 1969. It was the first type of completion law as its purpose was to prevent the monopoly created by certain sections of the market. 

The MRTP Act was based on the Directive Principles. With the onset of globalization and liberalization, the need was felt for improvisation in the existing Act. However since it did not work, the framers decided to design a law that was in tune with the development of the country. The MRTP Act became obsolete in certain areas and a need was felt to shift to promoting competition.   

A high-level committee was appointed by the Central Government and the objective of the committee was to frame a law that would curb the illegal practices adopted by the competitors to create a monopoly in the relevant market and regulate them if they are wrong by imposing penalties and punishments which would deter others from falling in their shoes.  

Competition Act, 2002 

In the year 2002,  the Central Government passed the Competition Act to protect the competitive market in India. The purpose was not to prevent competition but to stop the unfair trade practices which lead to monopolies and dominant positions in the market.   The Competition Act also states that anti-competition agreements are void as it has an adverse effect on the market. The Competition Act was amended twice once in the year 2007 and then in the year 2009

The object of the Act is to create an environment that shall protect the consumers from being exploited by the dominant player and also bring economic growth and progress to the country.

The term “Competition” is not defined in the Act. In the corporate world, it means the economic enterprises compete with each other and secure customers for their products.  The purpose is to kick the competitors thereby eliminating rivals. It thus gives way to monopoly. 

The Competition Act prevents certain agreements which are anti-competitive in nature. It prohibits abuse of dominant position, which regulates the acquisition, amalgamation and mergers which cause or are likely to cause an appreciable adverse effect on competition within India.  It thus regulates combinations. The Competition Appellate Tribunal was established and was headed by Dr. Justice Arijit Pasayat (Retd. Judge of the Supreme Court of India). It dealt with appeals against the decisions of CCI and adjudicated compensation claims. 

In place of the Competition Appellate Tribunal (COMPAT),  National Company Law Appellate Tribunal (NCLAT) was formed in 2017. 

Statutory definition of ‘Predatory Pricing’

“Predatory price” means the sale of goods or provision of services, at a price which is below the cost, as may be determined by regulations, of production of the goods or provision of services, with a view to reduce competition or eliminate the competitors vide Explanation (b) to Section 4 of the Competition Act, 2002.

As per Section 4(2)(a) of the Act, there shall be an abuse of dominant position if any enterprise directly or indirectly imposes an unfair or discriminatory condition in the purchase or sale of goods or services; or unfair or discriminatory price in purchase or sale (including predatory price) of goods or services.

Competition Commission of India

For the administration, implementation and enforcement of the Competition Act, 2002,  the  Competition Commission of India also known as  CCI was established by the  Government of India on  March 2009. It is a   statutory body and its job is to ensure that fair and healthy competition prevails in the economy.  

Whether the company or enterprise is indulging in any unfair or discriminatory pricing in the sale or purchase of its goods including predatory pricing of services resulting in an abuse of its dominant position is considered by the CCI in reaching a conclusion. Its job is to protect small players in the market thereby acting as an antitrust watchdog. 

When does CCI consider low pricing predatory 

When a complaint is received by the CCI, the Commission considers the information received and the allegations levelled in it and calls for a  meeting to decide whether prima facie any case is made out for investigation in the matter.

Thereafter, the Commission directs the office of the Director General (DG), the investigative wing of the CCI  to investigate the matter and submit their report.  The Director General starts the investigation only after an order is received from the Commission.

On the basis of the report filed by the DG and the submissions made by the parties, the Commission reaches a conclusion. 

For pricing, the average variable cost as defined under the Competition Act is taken and if it is found that the price is below the cost and the purpose is the elimination of competition, then it is considered predatory pricing.

Case laws related to predatory pricing  

The issue of dominant position and predatory pricing was discussed in the following cases: 

MCX Stock Exchange & Others vs. National Stock Exchange, 2011

In this case, a complaint was filed by MCX against NSE under Section 19(1)(a) of the Competition Act for violating Section 4 of the Act.   

The issues were:

  1. whether zero pricing including waiver of data fee, transaction fee, and admission charges by NSE in their currency derivative segment (CD) amounted to an abuse of dominant position in the relevant market.
  2. whether NSE has directly or indirectly imposed unfair predatory pricing in the sale of services.

In its finding, CCI stated that the zero pricing set by the National Stock Exchange in its currency derivate segment was a part of its sound business strategy and not for eliminating competition and it cannot be said that the pricing was unfair or predatory. CCI, therefore opined that there was no violation of Section 4 of the Competition Act, 2002.

Vaibhav Mishra vs. Sppin India Private Ltd. (known as ‘Shopee Case’), 2022

Sppin India Pvt Ltd is an online marketplace. In this case, Vaibhav Mishra had filed a complaint with CCI alleging contravention of Sections 3 and 4 of the Competition Act.

The issue was Spinn India was selling products below the cost price and was offering huge discounts which were nothing but predatory pricing as they intended to eliminate competition from small players and this resulted in unfair trade practices.

CCI in its decision stated that though Shopee was involved in predatory pricing, it was not holding any dominant position in the online platform market. So it cannot be fined under Section 4(2)(a)(ii) of the Competition Act. 

Fast Track Call Cab Pvt. Ltd. vs. Ani Technologies Pvt. Ltd., 2015

In this case, the informant ie Fast Track, a radio taxi service company had filed a complaint before CCI against the opposite party Ani Technologies, a  radio taxi service company that ran their taxi under the brand name OLA.

The issue was that OLA was offering heavy discounts to its customers and its cab drivers were also given good incentives. Because of this, the competitors were finding it very difficult to match OLA and it affected their business and that this amounted to predatory pricing under Section 4(2)(a)(ii) of the Competition Act. 

The Commission, prima facie found that OLA held a dominant position in the market and therefore the DG was directed to investigate the matter. On the basis of analysis, DG concluded that OLA was not dominant in the relevant market as its share in the market had declined due to the entry of Uber and therefore the question of abuse does not arise.

CCI considered the size and resources of the competitors rather than the market share of OLA and opined there was no abuse of Section 4 of the Competition Act. 

C. Shanmugham and Manish Gandhi vs. Reliance Jio Infocomm Ltd., 2017

In this case, the informers (Mr. Shanmugham and Mr. Gandhi) had alleged that Reliance Jio was indulging in predatory pricing as they were abusing their dominant position and this was a violation under Section 4 of the Competition Act. The informers further said Reliance Jio had infused huge investments and used free voice services, roaming services, data services and heavy discounts to its customers as a tool to penetrate into the market. This was causing losses to other telecom operators.

The issue was whether Reliance Jio had violated Section 4 of the Competition Act by indulging in anti-competitive practices through predatory pricing.

CCI observed there are many players in the relevant market. Some are domestic and some are foreign. In this case, the competitors are not excluded. These players have capabilities, capital and economic resources. So customers have wide options to choose from. CCI concluded that Reliance Jio has not abused its dominant position so prima facie there is no case against Reliance Jio.  

Transparent Energy Systems (P) Ltd. vs. TECPRO Systems Ltd., 2013

In this case, CCI has laid down the four important factors which determine the predatory pricing policy. They are as follows:

  1. Whether the price which is set by enterprises is below the cost price;
  2. Whether the purpose of any  enterprise  is to eliminate competition from the market;
  3. Whether there is any plan to recover the losses once the market rises; 
  4. Whether the existing competition is eliminated. 

Instances when the CCI passed orders related to predatory pricing

The following are some of the instances when the CCI passed orders related to predatory pricing: 

  1. In June 2012, CCI imposed a fine of Rs. 63.07 billion on eleven cement companies for cartelisation. CCI claimed that these cement companies met regularly and fixed prices, controlled market share and they were deliberately holding back the supply as it earned them illegal profits. 
  2. In 2013, CCI imposed a penalty of ₹522 million on the Board of Control for Cricket in India (BCCI). CCI concluded that IPL Team ownership agreements were pro-BCCI as its clauses were only in favour of BCCI. This was unfair and discriminatory as  IPL team owners had no role to play in the said terms of the contract.  Thus CCI held BCCI responsible for abusing its dominant position.
  3. CCI imposed a penalty of Rs. 1337.76 crores on Google for violating Section 4 of the Competition Act. CCI opined that Google should refrain from unfair business practices and should modify its conduct as it was abusing its dominant position in multiple markets in the android mobile device ecosystem. 
  4. CCI had fined Amazon Inc. to deposit a penalty of Rs. 200 crores as it has misrepresented and suppressed information related to disclosures with regard to its acquisition of a 49% stake in Future Coupons of  Future Retail Ltd. This order of CCI was challenged by Amazon Inc. with the NCLAT and the NCLAT upheld the order of CCI.
  5. In the case of Uber, CCI observed that the market share of different competitors was fluctuating. There was tough competition between Ola and Uber and the taxi service market was competitive.  CCI held that  Uber was not in a dominant position and closed the case under Section 26(2) of the Competition Act.  However, in appeal, the COMPAT observed that the size of discounts and incentives could either mean improvements in existing business models or it could be anti-competitive and COMPAT directed the DG to conduct an investigation.  Later, Supreme Court noted that Uber was involved in predatory pricing as it was providing huge discounts to its customers and high incentives to its driver-partners. The court also observed the dominant position in operating independently and its effect on competitors. The appeal was dismissed as the court did not feel any need to interfere with the order of COMPAT.   

Conclusion

It can be said that in many cases CCI has been instrumental in preventing anti-competitive and monopoly attitudes of big players by curbing predatory pricing and abuse of dominant position. Under the current scenario, the Act has surpassed its previous laws. But considering the various market segment, sectors and entry of foreign investors, it will be a challenge for CCI to maintain healthy competition in the future too. 

References 


Students of Lawsikho courses regularly produce writing assignments and work on practical exercises as a part of their coursework and develop themselves in real-life practical skills.

LawSikho has created a telegram group for exchanging legal knowledge, referrals, and various opportunities. You can click on this link and join:

https://t.me/lawyerscommunity

Follow us on Instagram and subscribe to our YouTube channel for more amazing legal content.

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Section 446 CrPC

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This article was written by Mahesh P Sudhakaran, currently studying at KLE Society’s Law College, Bangalore and it covers all facets of Section 446 of the Code of Criminal Procedure.

This article has been published by Sneha Mahawar.​​ 

Introduction 

The law pertaining to bail is an important component of procedural law. Chapter XXXIII of the Code of Criminal Procedure, 1973 (Code) is concerned with the provisions related to bail. As stated in numerous landmark judgments, bail is the rule and jail is the exception. As per Article 21 of the Indian Constitution, no person shall be deprived of their right to life or personal liberty except through procedure established by law and it is also reiterated consistently as a matter of established practice that a person is to be presumed innocent until proven guilty. Taking these factors into consideration bail becomes an indispensable element to protect the essence of Article 21 and the rules relating to bail play an important role in the administration of justice while upholding the very spirit of the Constitution. 

Bail has not been per se defined in the Code however, in common parlance, bail is understood as the process of obtaining the release of an accused who is charged with certain offences by ensuring his/her future appearance in the court for trial and compelling such person to remain within the jurisdiction of the court. One of the important elements of bail is the concept of bail bonds and the provisions governing the same. A bail bond is an arrangement carried out by an arrested suspect assuring an appearance for trial or payment of a certain sum in the form of security or guarantee of appearance. The amount for which bail is set is decided upon by the court, which is proportionate to the gravity of the alleged offence and as per the provisions of the Code. Hence the accused has to compulsorily comply with the bail bond and appear before the court. 

The execution of bail bonds, forfeiture of the same, and its aftermath are common when it comes to criminal proceedings. The terms bail and bond are often used synonymously. These terms are interrelated but not the same. Bond is precisely the bondsman’s pledge to make good with regard to the conditions of bail in case the accused fails to appear before the court, while bail implies the temporary release of the accused, who awaits trial, by depositing a certain sum as collateral to assure that person’s future appearance at the court. The question here is, what would happen if the accused fails to adhere to the bail bond? This is termed as forfeiture of bond and it is governed by Section 446 of the Code. This article covers all aspects relating to the procedure when a bond is forfeited in detail.

What is a bond

A bail bond is a written document signed by the accused or his friends or family (known as surety) to assure that the accused will be present before the court at the stipulated time and date, as specified by the court. The bail amount is determined by the court, which is based on the gravity of the offence, and the amount is forfeited if the accused does not appear before the court on the stipulated trial date. A surety is a person who indemnifies or ensures the presence of the accused or offender in court on the date specified by the court. The surety pays on behalf of the offender for the purpose of a bail bond when the offender is deemed incapable of furnishing his personal bond. As per Section 440 of the Code, the amount of bond fixed by the court should be proportionate to the offence and should not be excessive. It is to be noted that this Section empowers the sessions courts and the High Courts to instruct the magistrate or the police officer to reduce the bail bond amount if deemed excessive. As per Section 442, the accused person will be released immediately once the execution of the bond is completed, and if he is in jail, the court shall issue an order of release to the officer in charge of the jail.

When is a bond required 

A bail bond is required for the purpose of completing the bail procedure. In a situation wherein the court determines the amount of the bail and the accused is deemed incapable of paying such an amount by themselves, in such a scenario, the accused can seek the help of a bail bond agent or bondsman. The next stage here is based on the appearance or non-appearance of the accused before the court on the stipulated date. There can be two possible outcomes here:

Appearance of defendant

As per the conclusion or outcome of the court case, the dissolution of the bail bond is carried out, and the collateral is returned to the defendant or person who posted the same.    

Non-appearance

In a scenario wherein the accused fails to appear before the court on the court-mandated date, the bail bond is deemed to be forfeited and the court demands payment of the bond amount. The accused will be allowed to show cause upon failure of appearance. In case the sufficient cause is not shown and the penalty is not paid, the court proceeds to recover the same as if such penalty were a fine imposed by it under the Code. 

Forfeiture of bond and conditions leading to it 

A particular court before it advances action as per Section 446 of the Code to recover the penalty has to be satisfied regarding the forfeiture of the bond. It is paramount that forfeiture must have been “proved” in due satisfaction of the court. Therefore, satisfactory proof pertaining to the forfeiture of a bond is essential with regard to the commencement of proceedings under Section 446 of the Code. Such proof must initiate the commencement of proceedings under Section 446 of the Code and without the same, proceedings under Section 446 of the Code cannot be set forth. The following steps can be identified leading up to the invocation of Section 446.

  • An accused was set off on bail under the provisions of the Code.
  • The bail bond was set on a court-mandated amount to ensure the appearance of the accused on a specified date.
  • On the stipulated date, the accused fails to appear before the court.
  • It is proved to the satisfaction of the court that the bond for appearance or production of property or any other bond has been forfeited.
  • Initiation of proceedings on forfeiture of the bond.

What does Section 446 Code say about proceeding when a bond has been forfeited

As per Section 446 of the Code, when it is established that the bond has been forfeited, the court can call upon any person who is bound by that bond to pay the penalty or show cause why it should not be paid. If a sufficient cause for forfeiting is not proved or shown and the penalty therein is also not paid, the court can recover the same as if it was a fine imposed by a court under this Code as per Section 421. The court has the discretion to remit a specified portion of the penalty. When the accused is not present on the stipulated date as per the bond, then the accused has to showcase a good cause to justify his absence. The court will also record the grounds of proof with regard to the forfeiture of the bond. The following aspects can be derived based on Section 446:

  1. Section 446 of the Code lays down the procedure regarding the forfeiture of bonds. It basically refers to two classes of bonds:
  • Any bond executed as per this Code for appearance or for production of property; and
  • Any other bond under the ambit of this Code.

Both would stand on the same ground with respect to forfeiture. 

  1. The proviso under sub-section (2) says that when the penalty is unpaid and cannot be recovered in the manner as laid down in Section 421 of the Code, the person who is bound as the surety will be deemed liable, by order of the court ordering the recovery of the penalty, to imprisonment in civil jail for a term up to six months. 
  2. As per sub-section (3), the Court can remit any part of the penalty and enforce payment with respect to that particular part only.
  3. As per sub-section (4), in case the surety passes away before the forfeiture of bond i.e., conditions of the bond have not been violated till that very point, in that case, the surety’s property can be absolved from all liability with regard to the bond. But in a scenario wherein the surety dies after the forfeiture of the bond, the property of the surety can be deemed liable for penalty.
  4. As per sub-section (5), a certified copy of the judgment, which represents that the person who furnished security has been deemed guilty and convicted for breach of conditions of his/her bond can be used in the form of evidence against such person. Hence, in a situation wherein a person is convicted for breach of bond under the ambit of Sections 106, 117, 360 or 448 of the Code, a certified copy of the judgment would be used as evidence during the proceedings against the surety and shall act in a way it presumes such person’s liability unless proven otherwise.

Cancellation of Bond

Section 446A is concerned with the cancellation of the bond. The provisions of this Section do not influence the provisions pertaining to the forfeiture of the bond. The Hon’ble High Court of Rajasthan in the case of Johny Wilson vs State Of Rajasthan held that “It is true that forfeiture of the bail-bond does not amount to cancellation of bail. The legislature has not used the word “cancellation”. When a bond for the purpose of securing the appearance of a person in a case before the court is forfeited for breach of an expressly stipulated condition, then in such a scenario, the bond executed by the accused and sureties shall stand cancelled; and

Thereafter, the accused is not released on his personal bond in that case.

The proviso with respect to this section states that an accused can be released after the execution of a fresh personal bond for such sum of money and bond by one or more of such sureties as the police officer or the court deems fit.

Judicial pronouncements 

These are some of the significant judgments concerning Section 446. They are discussed as follows:

Mohammed Kunju v. State of Karnataka, 

In this case, the court considered various factors with respect to the liability of the surety under the ambit of Section 446 and made the following observations:

(i) Each surety is liable for a penalty in the forfeiture of the bond. Allotment of half a  share is not legal;

(ii) Forfeiture of a bond would entail the penalty against each surety for the amount which he has undertaken in the bond executed by him. Both the sureties are not supposed to share the amount by half, as each surety is made liable to pay.

Mahmood Hasan v. State

In this case, it was held that an obvious requirement of the rule of natural justice is that a person against whom an adverse order is passed is given an opportunity of being heard. Therefore, before forfeiting the surety bond, the court should give notice to the surety to show cause as to why the surety bond should not be forfeited.

Dayal Chand v. State of Rajasthan

In this case, it was observed that when the court exercises discretionary power under Section 446(3), in such cases, it is not relevant to consider whether the surety acted irresponsibly and whether there was no connivance or negligence on the part of the surety.

C.M. Eisaw v. State of Karnataka

In this case, it was held that before a surety, whose surety has been forfeited, is imprisoned, a notice under Section 421 should be served on the Collector and if the Collector pleads inability to recover the amount, he should be sent to prison.

Jagtar Singh v. State of Punjab

The Punjab and Haryana High Court herein answered the question of whether a surety whose bond has been forfeited and who is unable to pay the penalty can be sentenced to imprisonment in the negative.

Conclusion 

Bail is granted in order to uphold various constitutional principles and protect a person’s personal liberty. Bond in terms of bail is a crucial aspect of bail as it serves as a security that ensures the appearance of the accused before the court of law. Section 446 is paramount with regard to what the law entails when a bond is forfeited. It further provides the accused with an opportunity to show cause, as the bond is not deemed forfeited unless proven to the court in a satisfactory manner. This aspect of this provision respects the right of the accused to be heard, adhering to the principle of Audi Alteram Partem (hearing both sides), and ensures that the bail bond isn’t arbitrarily forfeited without providing the accused a chance of presenting his/her side.

References 


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UNCITRAL Arbitration Rules

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uncitral model law

This article is written by Gautam Badlani, a student at Chanakya National Law University, Patna. This article examines the object and significance of the UNCITRAL Arbitration Rules, thereby providing an overview of the Rules and analysing their application in international investment agreements. 

This article has been published by Sneha Mahawar.​​ 

Introduction

The United Nations Commission on International Trade Law (UNCITRAL) Arbitration Rules lay down a set of guidelines governing the arbitration procedure. These Rules have gained global acceptance and have been adopted by several national as well as international tribunals. For example, the Iran-United States Claims Tribunal followed the procedure laid down in the UNCITRAL Rules. 

These Rules have played a key role in promoting arbitration in the sphere of international investment agreements and ad hoc agreements between private parties. Several international agreements vest discretion on the parties and require disputed investors to agree to the application of the UNCITRAL Rules. 

This article highlights the historical development and scope of the UNCITRAL Rules. It provides a detailed overview of the UNCITRAL Rules and draws a comparison between the UNCITRAL Rules and the Arbitration and Conciliation Act, 1996

UNCITRAL 

UNCITRAL was established by the United Nations General Assembly upon realising that there were huge disparities in the domestic legislations of the different states regulating international trade and these discrepancies were an impediment to global trade. UNCITRAL aims at harmonising and facilitating international trade. It has a total of six working groups. Seventy countries are members of UNCITRAL. The members are appointed for a six-year term, and half the members retire every three years.

Historical development

The United Nations General Assembly adopted the UNCITRAL Arbitration Rules in 1976. Since then, these Rules have been modified several times to bring them at par with the contemporary developments in the field of arbitration. These Rules are framed after comprehensive discussions with the governments of various countries, along with intergovernmental discussions and deliberations with international NGOs. It is the duty of the Secretary General of the United Nations to ensure that the Rules are known and made available to interested parties and the public at large.

A primary reason behind the popularity of these Rules is their application in the Iran United States Claims Tribunal. The Tribunal which had to settle claims for billions of dollars was governed largely by the UNCITRAL Rules. However, the agreement did provide that the parties could modify the Rules for the effective settlement of the dispute. 

1976 version

The 1976 version of the UNCITRAL Arbitration Rules were adopted by the United Nations General Assembly at the 31st Session. The Assembly noted that arbitration had emerged as an important method for international commercial dispute resolution and laying down the Rules governing ad hoc arbitration that are acceptable to countries with diverse and distinct social, economic and legal conditions would result in harmonising international economic relations. These Rules had been adopted by the ninth session of the United Nations Commission on International Trade Law. The 1976 Rules facilitated the resolution of private, commercial, and interstate disputes. 

2010 version

These Rules were revised in the year 2010 in order to bring them at par with the contemporary arbitration requirements and to ensure that the Rules reflected the changes that had taken place between 1976 and 2010. The United Nations General Assembly recommended the use of the 2010 Rules at its sixty-fifth session. The Assembly had noted the need to modify the Rules to meet the changes that had taken place in the three decades since their enactment and believed that the 2010 version would enhance the efficiency of the Rules. The 2010 version of the Rules had been adopted by the forty-third session of the United Nations Commission on International Trade Law.

The modifications to the 1976 versions were the result of extensive deliberations with the various national governments and other concerned institutions and individuals. After the introduction of the 1976 version of the Rules, certain arbitral institutions offered to help in the administration of the Rules. Thus, it was recommended that such institutions should act as the appointing authorities. The 2010 Rules introduced provisions relating to the liability of the parties, objection to the nomination of expert witnesses, etc. 

2013 version

By virtue of the 2013 version, paragraph 4 to Article 1 was introduced. It incorporated the Rules on Transparency in Treaty-based Investor-State Arbitration. The primary purpose of incorporating these Rules was to bring transparency to investor-state arbitrations, as they involve considerable public interest. These transparency-oriented Rules are aimed at ensuring good governance. It is pertinent to note that the Rules on Transparency can also be applied to arbitrations that are not covered by the Arbitration Rules. 

This provided clarity with respect to transparency Rules in investor-state arbitration. However, in all other respects, the Rules remained virtually unchanged. 

Rules on Transparency in Treaty-based Investor-State Arbitration

The Rules on Transparency are divided into 8 Articles and are applicable to all investor-state arbitrations that are based on a treaty and initiated under the Arbitration Rules after April 1st, 2014. However, even if the arbitration commenced prior to the specified date, the Rules on Transparency can be applied if any of the following conditions are satisfied: 

  • The disputing parties agree to their application.
  • The parties to the concerned treaty agree to their application.

It is pertinent to note that unless the treaty itself provided for any deviation from the Rules on Transparency, the disputing parties cannot agree to any deviation by virtue of any agreement or otherwise. A treaty, for the purpose of these Rules, is any bilateral or multilateral treaty that stipulates the protection of investors or investment and that confers the right on the investors to undertake arbitration against the other parties. The expression ‘treaty’ would also include bilateral investment treaties, free trade agreements, cooperation agreements, or economic integration agreements. 

The Tribunal shall, while exercising its discretion, have due regard to the interests of the public and the interests of the disputing parties in an efficient and fair dispute resolution. The Rules on Transparency supplement any other applicable arbitration Rules and also prevail over them in the event of any conflict. 

The disputing parties are required to inform the repository of the arbitration, and the repository would make the information regarding the arbitration available to the public and the concerned economic sector. The repository would be either the UN Secretary-General or any other institution nominated by UNCITRAL. Documents such as arbitration notices, statements of claim and defence, further written statements, etc., would be made available in the public domain. The Tribunal can also allow the submission to be made by a third party. In deciding whether to permit the third person to make the submission or not, the Tribunal would consider the interest that such a third person has in the arbitration process and the extent to which his submission would help the Tribunal in deciding the concerning factual or legal issue. 

Similarly, the Tribunal can also allow the submissions to be made by a party that is not disputed by the treaty. The hearings would be public, except where confidential information is concerned. In cases where the information is confidential, the documents or hearing would not be public in nature. 

Article 7 of the Rules on Transparency provides a list of information that can be classified as confidential. It includes business information that is of a confidential nature, any information whose disclosure might restrict law enforcement, information that is protected by law, and information whose public disclosure is prohibited by virtue of the treaty itself.  

2021 version

The latest version of these Rules is the 2021 version. This version of the Rules was recommended by the United Nations General Assembly at its seventy-sixth session. The Assembly had noted the disputed parties had a right to fair treatment and due process, and this right had to be balanced with the efficiency of the arbitral process. The UNCITRAL Working Group II worked extensively on the preparation of the Expedited Rules. 

However, it is pertinent to note that the Expedited Rules will not be applicable to all the arbitrations that are instituted under the UNCITRAL Arbitration Rules but only to those arbitrations where the parties expressly consent to their application. 

Objective of the Rules

The Rules are framed in light of the growing use of arbitration as a dispute-settling mechanism in international commercial relations. The primary purpose of these Rules is to provide the procedure to be followed for the resolution of international commercial disputes. The parties to an agreement, that stipulates arbitration as a dispute resolution mechanism, may prescribe the UNCITRAL Arbitration Rules as the Rules that would govern the arbitration proceedings.

Moreover, these Rules provide guidance to the various national governments in regard to how they can frame their domestic arbitration legislation. 

Overview

These Rules are divided into four sections:  

  • Section 1 deals with the introductory Rules which are contained in Articles 1-6.  
  • Section 2 deals with the composition of the Arbitral Tribunal which is contained in Articles 7-16. 
  • Section 3 deals with the Arbitral proceedings. It covers Articles 17 to 32.
  • Section 4 deals with the award by the Tribunal. It covers Articles 33 to 43.

Section I

Article 1 provides that the provisions of the Rules would be applicable where parties agree that any dispute between them would be subject to arbitration proceedings as provided under the UNCITRAL Arbitration Rules. The Article further provides that if the Rules are in conflict with any provision of law that is applicable to the arbitration, then in such a scenario, the legal provision would prevail over the Rules. 

Article 2 provides that any notice of communication, proposal or notification has to be sent to the party’s designated address. Where no specific address has been designated, physical delivery to the assessee or the delivery at the place of his habitual residence or business would suffice. Communication can also be made via electronic means. 

Article 3 provides that the party that initiates the arbitration is required to send a notice of the same to the opposite party. The notice shall contain the parties’ names and details, the identity particulars of the concerned arbitration agreement, the relief claimed, particulars about the language of arbitration, the place of arbitration, and the proposed number of arbitrators. 

According to Article 4, the respondent has to communicate his response to the notice within 30 days of its receipt. 

As per Article 5, the parties have the right to be represented by the persons of their choice, and they have to communicate the names and other details of such persons to the Tribunal as well as to the other interested parties. 

The appointing authority may be agreed upon by mutual agreement between the parties or by the Secretary-General of the Permanent Court of Arbitration at the Hague, in case the parties fail to reach any agreement as stated in Article 6.

Section 1 under the previous versions

Under the 1976 version, there were only 4 Articles in Section 1. Articles 4 and 6 were added by virtue of the 2010 modification. 

The 2013 modification added to paragraph 4 to Article 1 which provided for the application of UNCITRAL Rules on Transparency in Treaty-based Investor-State Arbitration. 

Under the 2013 version, there were no provisions about the Expedited Arbitration Rules. By virtue of the 2021 modification, the UNCITRAL Expedited Arbitration Rules were added through an appendix. Apart from the addition of paragraph 5 to Article 1, the Rules remained virtually the same as in the 2013 version. 

Section II

Article 7 provides that unless the parties agree to have a sole arbitrator, there will be three arbitrators. 

Articles 8 to 10 deal with the appointment of arbitrators. Where the parties agree that there should be a sole arbitrator but fail to reach any agreement with respect to his appointment within 30 days of the receipt of the appointment proposal, then the appointing authority shall be empowered to appoint the sole arbitrator. 

Where three arbitrators are to be appointed, one arbitrator would be appointed by each of the parties, and the two would then appoint a third arbitrator who would be the presiding authority. Where the claimant or the respondent consists of multiple parties, then in such a scenario the arbitrator from the side of the claimant or respondent, as the case may be, would be appointed jointly by all the parties. 

Articles 11 to 13 deal with the disclosures that the arbitrators are mandated to make. Any person who is approached to be appointed as an arbitrator is under a duty to disclose all material facts that may give rise to doubts as to his impartiality. Moreover, the parties are also entitled to object to the appointment of any person as an arbitrator on grounds of his independence or impartiality. 

The party intending to challenge the appointment of the arbitrator has to send a notice of the same within 15 days of the appointment. The notice must state the reasons for the challenge and be communicated to all parties. 

The disrupted arbitrator can either withdraw his name from the list of arbitrators or the appointing authority will decide on the challenge to his appointment. The power to appoint the substitute arbitrator would be with the party whose nomination has to be substituted according to Article 14.

By virtue of Article 16, the parties are deemed to have waived their claims against the arbitrators and the appointing authority, in connection with any act or omission on the part of these authorities in regard to the arbitration procedure. 

Section II under the previous versions

The 1976 versions did not contain Article 16, which deals with the exclusion of the liability of the appointing authority and the arbitrators. 

No material changes were made to Section II by virtue of the 2013 and 2021 modifications. 

Section III

The Tribunal has the power to make its Rules for its own procedures. The Tribunal is required to prepare a provisional timetable of arbitration. 

Place and language 

Articles 18 and 19 deal with the place and language of arbitration, respectively. The place of arbitration would be determined by the parties. Where the parties fail to determine the place of arbitration, the Tribunal will decide the place of arbitration. 

The Arbitral Tribunal will determine the language that is to be used in the arbitration proceedings, and the decision of the tribunal will be subject to any agreement that may exist between the parties. 

Statement of claim and defence 

Articles 20 and 21 deal with the statement of claim and defence, respectively. The claimants will have to submit a statement of claim, and similarly, the respondents will be required to submit a statement of defence. By virtue of Article 22, the claim and defence can be amended or supplemented, provided that such amendment or supplement does not fall beyond the jurisdiction of the Tribunal and the Tribunal does not consider such supplement or amendment inappropriate. The burden of proving the evidence will be on the party that relies on such evidence. 

It may be argued that in order to expedite the arbitration procedure, the requirement of submitting a separate notice of arbitration and statement of claim should be done away with, and rather a single document combining the arbitration notice and statement of claim must be served. 

The statement of claim would usually contain details such as the name and other particulars of the concerned parties, the relief sought from the Tribunal, facts supporting the claim, etc. The defendants are required to file, along with the statement of defence, all the relevant documents upon which they rely in support of their case. The Tribunal will decide if any further written statements have to be filed by any of the concerned parties (Article 24).

Objection to jurisdiction 

By virtue of Article 23, the Tribunal has the power to decide any objection to the jurisdiction of the Tribunal. Any dispute regarding the validity or existence of the agreement would also be decided by the Tribunal. Merely because a party has engaged in the arbitrators’ appointment will not preclude him from raising an objection to the jurisdiction of the Tribunal at a subsequent stage. Similarly, where the parties feel that the Tribunal is acting in breach of the scope of its authority, they must raise an objection at the earliest possible moment. The Tribunal can decide on such an objection either at the preliminary stage or in the final order.

Interim measures 

Article 26 empowers the Tribunal to grant interim measures. An interim measure may be defined as a temporary relief that is awarded to a party at a preliminary stage before the final order. The following interim measures can be ordered by the Tribunal::

  • Maintaining the status quo,,
  • Preventing the commission of any act or omission that would prejudice the arbitration or would harm the arbitration process, and, and
  • Ordering the preservation of material evidence.

The party pleading for the interim measure has to prove before the Tribunal that, in the absence of any interim relief, it would suffer an irreparable loss that would be of a substantially greater degree as compared to the harm that the opposite party would suffer if the interim measure is granted. 

Evidence and oral hearings

Article 27 deals with the burden of proof and the relevance of evidence. The burden to prove the facts is on the party that relies on such facts. Any individual may be presented as a witness by the parties, notwithstanding whether he is a part of the arbitration process or related to any of the parties to the arbitration. The parties are also entitled to present expert witnesses before the Tribunal. The Tribunal has the authority to determine the relevance and admissibility of the evidence. 

Article 28 prescribes the procedures for hearings. Tribunal will decide upon the manner in which the witnesses are to be examined. In the absence of any agreement to the contrary, in-camera proceedings would be held. The Tribunal has the discretion to order the examination of the witnesses through telecommunication means if the Tribunal believes that the physical presence of the witnesses is not necessary. 

Article 29 deals with the appointment of expert witnesses. The Tribunal shall also be empowered to appoint independent experts on specific matters after consultation with the parties. The expert is required to present his qualifications to the parties as well as the Tribunal. Furthermore, he is required to submit a statement signifying his independence and impartiality. The parties are entitled to raise any objection to the independence, qualifications as well as in partiality and the Tribunal will decide on such objection. 

Before closing the hearings, the Tribunal is required to ask the parties if there is any further proof or witnesses that they would like to present before the Tribunal. 

Default by the parties

Article 30 contemplates a situation where the parties default in fulfilling their duties. Where the claimant fails to communicate his statement of claim, the Tribunal will terminate the arbitration process. On the other hand, if the respondent defaults in communicating either his response to the arbitration notice or the statement of defence, the Tribunal would proceed with the arbitration process. Where any party defaults in furnishing the relevant and material documents or other evidence within the prescribed period of time, the Tribunal will make an order based on the evidence present before it. 

Section III under the previous versions

Under the 1976 version, it was necessary that the award should be made by the Tribunal at the place of arbitration. There was no provision which empowered the Tribunal to make a joinder of parties. Under this version, Article 26 dealt with the interim measures and it was very narrow in scope. It did not provide a clear description of the nature of interim measures that could be taken by the Tribunal. There was no mention of expert witnesses and Article 27 (the current Article 29) dealing with the experts appointed by the Tribunal did not mention any requirement to establish their independence. 

The 2010 version made several additions aimed at ensuring the speedy settlement of disputes. Article 17 was modified to provide that any communication made by any party should be communicated to the other parties at the same time. Under Article 17, the Tribunal was empowered to make a joinder of parties. The 2010 version provided that the award made by the Tribunal would be deemed to have been made at the place of arbitration. 

The 2010 version made it mandatory for the claimant to annex a copy of the concerned arbitration contract/agreement along with the statement of claim. With respect to the statement of defence, the Tribunal was empowered to treat the respondent’s response to the arbitration notice as the statement of defence. 

The 2010 version expressly provided that any objection with regards to the Tribunal acting beyond its authority had to be raised at the outset. This version provided an inexhaustive list of interim measures that the Tribunal was empowered to take and also expressly clarified the burden that the party requesting the interim measure had to discharge. It stipulated that expert witnesses may also be examined by the Tribunal. 

The 2010 version laid special emphasis on the independence of the experts appointed by the Tribunal. The experts have to submit a statement of independence before accepting the appointment, and the parties are entitled to make an objection on grounds of their impartiality. 

No material changes were made to Section III by virtue of the 2013 and 2021 modifications. 

Section IV

Award

Where there is more than one arbitrator, the order will be decided on the basis of the decision of the majority of the arbitrators (Article 33). Article 34 provides that the awards made by the Tribunal would be binding on the parties and that the Tribunal would make separate awards on distinct issues. The Tribunal will have to state the reasons for determining the award. 

By virtue of Article 35, the Tribunal is required to apply the law that is designated by the parties. The Tribunal has to pass the order on the basis of the agreement that was entered into by the disputing parties. Where the parties enter into an agreement before the final decision is pronounced by the Tribunal, the Tribunal can either pass an order terminating the arbitration process or, at the request of the parties, pass an order recording the settlement reached between the parties (Article 36).

Interpretation and rectification of the award

Articles 37 and 38 deal with the interpretation and correction of the award, respectively. The party can make a request for the interpretation of the award passed by the Tribunal within a period of 30 days from the order’s receipt. Moreover, within 30 days of the passing of the award, the party can request the Tribunal to rectify any clerical, typographical, or computation error that might have occurred in the order. The Tribunal has to make the correction within 45 days of the request. 

Costs and expenses of arbitrators 

Articles 40 to 42 deal with the cost of arbitration. In principle, the cost of arbitration will have to be borne by the party that loses. However, the Tribunal has the discretion to apportion the costs among the parties as it deems fit. The cost of arbitration would be fixed by the Tribunal in the award itself and would include the fees of the arbitrators as well as the independent expert, if appointed. The Tribunal is required to inform the parties about the manner in which the expenses and the fees of the arbitrators have been ascertained. The parties have the authority to raise an objection to such fees or expenses within 15 days of receiving information about the amount determined by the Tribunal. In the absence of any appointing authority, the Secretary-General will have the authority to decide on such an objection.

Section IV under the previous versions

The 1976 version provided that if the domestic arbitration law of any country provided that the award should be registered by the Tribunal, then the same should be complied with by the Tribunal within the prescribed time period. This requirement was removed under the 2010 version and this version stipulated that the award could be made public if

  • All the parties consent or,
  • To the extent, a party is legally obliged to disclose the award or has to disclose it to claim a legal right. 

By virtue of the 2010 modification, the provisions with regard to the calculation of arbitrators’ fees and expenses were also made more exhaustive. The Tribunal was mandated to inform the parties of the manner in which the fees and expenses were determined, and the parties were empowered to object to the amount determined by the Tribunal. 

No material changes were made to Section III by virtue of the 2013 and 2021 modifications. 

Expedited Arbitration Rules

Article 1 of the UNCITRAL Arbitration Rules provided that the parties may, by mutual consent, agree to the application of the Expedited Rules. The Expedited Rules are contained as an Appendix to the Act and are divided into 16 Sections. 

The Expedited Rules would be applicable only where the parties agree that the arbitration be referred to such Rules. Moreover, at any stage of the proceedings, the parties may agree that the application of the Expedited Rules should be discontinued. The Arbitral Tribunal can also decide, for reasons to be recorded, upon the request of any party, that the application of the Expedited Rules should be discontinued. 

The claimant is required to communicate to the respondent the statement of claim along with the notice of arbitration. The respondent has to communicate his response to the arbitration notice to the claimant within 15 days of the notice’s receipt. In the absence of any agreement to the contrary, there would be a sole arbitrator who would decide the award and who would be appointed jointly by the parties. 

In order to facilitate expedited proceedings, the Tribunal would be empowered to do away with the hearings, provided there is no request by the parties to hold hearings. The Tribunal would also have the discretion to determine whether a written statement is required or not. The parties can amend or supplement their statements, claims, or defences only after obtaining the approval of the Tribunal. The award has to be made within 6 months of the Tribunal’s constitution. 

Fast track procedure under Arbitration and Conciliation Act,1996

The 2021 version of the UNCITRAL Rules provides for a fast-track procedure.  The Indian law also stipulates a fast-track procedure in order to ensure speedy and quick settlement of disputes.

The Arbitration and Conciliation Act, 1996 (hereinafter ‘the Act’) itself provides a fast-track procedure for arbitration proceedings. The fast-track procedure is provided under Section 29B

The parties to the arbitration agreement may decide, in writing, to adopt the fastrack procedure to govern the arbitration proceedings. The parties will also have the discretion to decide on the appointment of a sole arbitrator. 

Under this procedure, the Tribunal will have the power to decide the dispute based on the written submissions of the parties. Only where the Tribunal finds it necessary to conduct an oral hearing will it hold oral hearings for the purpose of clarifying certain issues. The Tribunal will also have the power to dispense with any technical procedures in order to ensure a speedy and expeditious resolution of the dispute. The Tribunal is under a duty to make an award within 6 months of the initiation of the arbitration proceedings.

UNCITRAL Rules and ad hoc arbitration in India 

There are certain similarities between the UNCITRAL Rules and the Indian Arbitration Act. For example, Section 19 of the Act provides that the Tribunal will have the power to frame its own Rules with respect to the admissibility and relevance of the evidence, which is similar to Article 27 of the UNCITRAL Rules. Similarly, Section 22 provides that the language of the arbitration proceedings shall be determined mutually by the parties and, where the parties fail, by the Tribunal. This is similar to Article 19 of the UNCITRAL Rules. 

UNCITRAL Rules have increasingly been used in Indian ad hoc agreements. The domestic legislation governing these ad hoc agreements is the Arbitration and Conciliation Act, 1996. However, the Act does not provide details and in-depth guidelines on the procedural particulars of the arbitration. 

Ad hoc arbitrations are dependent on the relationship between the parties, which is usually strained, as evidenced by the parties’ recourse to arbitration to settle their dispute. Thus, clear guidelines are required to govern ad hoc arbitrations, particularly where the arbitration contracts are not drafted to deal with all the procedural requirements. The Arbitration Act fails on many fronts in this regard. It does not provide the particulars that the statement of claim and defence must contain. The Act does not contemplate a situation where the Tribunal requires the parties to submit additional written statements besides the statement of claim and defence. Another drawback of the Act is that it fails to fix a timeline for certain procedural requirements, such as the filing of the statement of claim and defence.

On the other hand, the UNCITRAL Rules, by virtue of Article 20, clearly provide an inexhaustive list of the particulars that the statement by the claimant must contain. Article 24 of the Rules specifically deals with further written statements. 

Resultantly, we see that many arbitration agreements concerning ad hoc arbitration provide for the incorporation of the UNCITRAL Rules. These Rules have promoted ad hoc arbitration in India. 

International investment arbitration and UNCITRAL Arbitration Rules 

The UNCITRAL Arbitration Rules have been predominantly used in international investment arbitration. These Rules can be applied in international arbitration in the following ways:

  1. Through an arbitration clause in the investment agreement.
  2. By providing for the application of the Rules in an ad hoc agreement.

Moreover, these Rules would also be applicable where the domestic legislation of the States receiving the foreign capital provides for the application of UNCITRAL Rules in arbitration. Certain international trade agreements also confer the right on the disputing investor to submit the claim for arbitration to the Arbitration Rules. For example, Article 1120 of the North American Free Trade Agreement confers the right on the investor to make the UNCITRAL Arbitration Rules applicable to the arbitration. 

In certain cases, the bilateral investment treaties also provide for the application of the UNCITRAL Arbitration Rules. For example in the case of AWG Group Ltd. v. The Argentine Republic (2006), the relevant bilateral investment treaty between Argentina and the United Kingdom provided that in case any investment dispute, subject to international arbitration, arose, then Argentina and the disputed investor may agree to UNCITRAL Rules or International Centre for Settlement of Investment Disputes Rules. In case the parties failed to reach an agreement on the Rules to which the dispute should be referred, the UNCITRAL Rules would be applicable. 

Conclusion 

It is evident that the importance and significance of the UNCITRAL Arbitration Rules in international commercial agreements have increased substantially in the past few years. These Rules have been modified from time to time in order to ensure that they meet the contemporary needs of society. 

These Rules are used primarily in international investment agreements and ad hoc agreements. These Rules have been the primary guiding force behind the domestic arbitration legislation of many nations. These Rules are regarded as the standard arbitration procedure guidelines. These Rules are given preference in bilateral investment agreements as well as international trade agreements.  

However, it is evident that UNCITRAL Rules do not deal with the manner in which the awards are to be executed. They do not expressly provide for the liabilities of the parties that fail to execute the award. The Rules must be updated to fill the grey area that is left with respect to the execution of the awards. Certain general guidelines can be provided with respect to the execution of the awards. Providing specific execution procedures involves the risk of conflict with the procedure prescribed by domestic legislation. 

Frequently Asked Questions (FAQs)

What are ad hoc arbitration agreements?

Ad hoc arbitration agreements are those that are not institutionally administered. The parties do not designate any institution to govern the arbitration, and procedural particulars such as the place of arbitration, the language of arbitration, number and procedure of appointment of arbitrators are determined by the parties themselves. 

What is the difference between UNCITRAL Arbitration Rules and the ICC Rules?

The disputes that are submitted to the International Court of Arbitration are governed by the ICC Rules of Arbitration

The ICC Rules are concerned with institutional arbitration, while the UNCITRAL Rules deal primarily with ad hoc arbitrations. By virtue of Article 13 of the ICC Rules, the Court’s approval is required for the appointment of the arbitrators. However, under the UNCITRAL Rules, the parties have the right to choose their own arbitrators. The ICC Rules provide that the arbitrators must be independent of the parties, while the UNCITRAL Rules do not prescribe any such condition. However, under the UNCITRAL Rules, the parties are free to object to the appointment of the arbitrators on the grounds of their impartiality and independence. 

With respect to the fees of the arbitrators and the administrative costs, the ICC Rules prescribe the same through published tables, while the UNCITRAL Rules leave it at the discretion of the Tribunal. 

There are significant similarities between the two Rules as well. For example, both confer wide discretion on the arbitration tribunal to frame the Rules governing their proceedings 

What is the difference between institutional arbitration and ad hoc arbitration?

There are the following differences between institutional arbitration and ad hoc arbitration:

  • In institutional arbitrations, the administrative and supervisory duties are performed by professionals. In the ad hoc, these duties are performed by the Tribunal itself. 
  • There is a level of certainty when it comes to institutional arbitration as the institutions are empowered to appoint the arbitrators and perform other similar duties if the parties default on their part. However, in the case of ad hoc arbitrations, the failure of the parties to nominate the arbitrators often leads to undue delays. 
  • In the case of institutional arbitrations, usually, there are predetermined standards to determine the cost of arbitration proceedings. Resultantly the parties have an idea of the estimated costs even before they opt for arbitration. However, in the case of ad hoc arbitrations, the cost, as well as expenses, are determined by the Tribunal itself. 
  • The arbitrators engaged in institutional arbitration have significant knowledge of the arbitration procedures and possess the requisite experience. In ad hoc arbitrations, parties appoint the arbitrators whom they perceive to have the requisite experience and knowledge.

References


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Section 239 CrPC, 1973

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This article is written by Shukla Dutta, a student of B.A.LL.B. from the University of Calcutta. This article discusses when a person is eligible to be discharged from the charges made against him.

It has been published by Rachit Garg.

Introduction 

‘Let a hundred guilty be acquitted, but one innocent should not be convicted.’

The above quote, expressed by the English jurist William Blackstone, is the fundamental principle behind Section 239 of the Code of Criminal Procedure, 1973. Section 239 of the Code deals with discharge, i.e., when an accused shall be discharged. Frequently, it happens that one person has been charged with an offence that he hasn’t committed. In simple words, he has been charged maliciously. To protect the victims of such incidents, the Criminal Procedure Code provides a remedy that is given under Section 239 of the CrPC. As this Section provides, if the allegations made against a person are groundless and false, he can file a discharge application under this Section. During the hearing of the case, if the counsel for the complainant fails to produce sufficient evidence before the court to prove the charges against the accused and the court is satisfied that the accused hasn’t committed any such offences, he shall be entitled to be discharged in the absence of any prima facie case against him.

What is a discharge application

A discharge application is a remedy provided to the person who has been charged maliciously. If the allegations that have been made against him are false, the law grants him the right to file an application for discharge before the concerned court of law. If his opposing counsel fails to prove the charges against him in court, he is entitled to an acquittal.

If the judge believes that there are not sufficient grounds to proceed against the accused, the person may file an application even before the charges have been brought against him.

However, not all types of criminal cases require a discharge application to be filed. Only in cases instituted on a warrant can a discharge application be filed. 

The term “warrant case” has been defined under Section 2(x) of the Criminal Procedure Code. As per this Section, a warrant case is made for an offence of a serious nature punishable by death, life imprisonment, or more than 2 years’ imprisonment.

The division of cases into summons and warrant cases is based on the amount of punishment that can be awarded. Those cases that are punishable with imprisonment for two years or less are summons cases, and the rest are all warrant cases.

A summons case can be tried as a warrant case in the interest of justice. In the same way, a case that is already being tried as a warrant case can be changed to a summons case if justice requires it. However, a magistrate should pass a specific order to this effect, and the order sheet should disclose such a change of procedure, although omission is not fatal.

Contents of a discharge application

When the court gets an application for discharge, it must take into account the following:

  1. The police report was submitted in accordance with Section 173 of the CrPC.
  2. Both the prosecution and accused have got sufficient opportunity to be heard.
  3. The magistrate finds the charges are false and groundless.

Upon the satisfaction of the above facts, the magistrate may discharge the accused.

Procedure for filing a discharge application

To avoid any embarrassment during the hearing, the accused must keep in mind the following points while filing a discharge application:

  1. That there are insufficient facts and evidence in the police report.
  2. That it should not be possible to determine the material facts of the case.
  3. That the allegations against him are imprecise and baseless.
  4. That the prosecution failed to provide any witnesses.

After a proper examination of these facts and evidence, if the magistrate is satisfied that these grounds are sufficient to discharge the accused, the application for discharge is accepted.

If the police report fails to establish a prima facie case against the accused, then the court has the authority to discharge the accused, and Section 239 provides a remedy for the accused in such situations.

Relevant case law

Sh. Satish Mehra v. Delhi Administration and Anr. (1996)

In this case, the appellant’s wife accused him of molesting their 3-year-old daughter. The police filed the chargesheet for the offences under Sections 354, 376 and 498A of the Indian Penal Code. The Supreme Court directed the Sessions Court to see whether charges could be framed against the accused. The Session Judge framed charges for the offences under Sections 354 and 376 and observed that no charge could be framed under Section 498A. The question was whether the Session Court should have framed the charge against the appellant. 

The Hon’ble Supreme Court observed that the magistrate needs to give the prosecution and the accused one opportunity to be heard along with examining the police report and the documents sent as per Section 173 of the same Code. While framing charges, the Sessions Judge missed some relevant aspects of the case. It was proven that the wife of the appellant taught her daughter to give a statement against him in court. Therefore, the appellant moved to the Supreme Court against the charges made by the Session Judge. The Supreme Court found no grounds to proceed with the trial. Hence, the proceeding and the charges were quashed, and the appellant was discharged.  

Provisions that deal with discharge application

Section 239 of the Criminal Procedure Code, 1973, deals with discharge applications. If, after examining the reports submitted by the police under Section 173 of the said Code, the magistrate determines that the charges made and the evidence produced against the accused are vague and unjustified, the court may discharge the accused.

On the other hand, the court is bound to discharge the accused if no prima facie case has been established after identifying the evidence in the case under Section 245 (1) of the Code.

Exception

Section 245(2) is an exception to this rule.

It says that if the charges against a person are vague and not backed up by evidence, the court can let them go free without even looking at the evidence.

Section 239 CrPC : a detailed analysis

In criminal cases, the general rule of law is that the police produce the final charge sheet after completing the investigation against the accused under Section 173 of the Code of Civil Procedure. Then, the accused person is put on trial for framing charges against him before the magistrate. However, the Code of 1973 contains a provision in Sections 227 and 239 that allows an accused to be discharged from the charges made against him. These can be done in warrant cases only.

Section 227 of the CrPC provides that if the judge, after going through the records and documents submitted and after hearing the prosecution and the accused, comes to the conclusion that no sufficient grounds exist to proceed against the accused, he shall discharge him and record his reasons for doing so. This section is applicable to session trials only.

According to Section 239, if a magistrate, after reviewing the police report and the documents sent with it and hearing the prosecution and accused properly, reaches the conclusion that the charges framed against the accused are baseless, he may discharge the accused after recording the reasons for doing so. This is done in warrant cases only.

Scope of Section 239 CrPC

The Supreme Court has held that the present section should be read along with Section 240 (sub-sections (2) and (3) of Section 251A of the old code). If there is no basis for presuming that the accused has committed an offence, the charge must be considered groundless, which is the same thing as saying that there is no basis for framing the charge under the next Section. The term “charge” used in Section 239 is only in the sense of allegation or accusation. An elaborate examination of statements recorded during a police investigation is not warranted. Before making a decision, the magistrate must consider all the material referred to in this section. When sufficient material is present before the magistrate as per the provisions of Section 173, the accused shall be discharged on the sole ground of the public prosecutor’s absence.

An order of discharge based on an error of record is not proper and cannot be sustained.

The accused was given the opportunity to be heard, including the right to present documents at the pre-charge stage.

Object of Section 239 CrPC

Section 239 of the CrPC specifies the circumstances under which an accused shall be discharged. The magistrate, upon reviewing the police report and the documents produced in support of the case against the accused as mentioned under Section 173, may discharge the accused and record the reasons for such discharge if he is satisfied that the charges are groundless, after giving the prosecution and the accused an opportunity to be heard.

Before discharging the accused, the magistrate must properly examine the grounds to identify whether the ground for presuming the commission of offence exists or whether the charge is groundless and whether the offences constitute a prima facie case or not.

It is necessary that the magistrate record the reasons why he is discharging the accused. This is done because his order might be revised by the higher courts. If sufficient documents and evidence indicate that prima facie charges have been made against the accused, the magistrate cannot discharge him; otherwise, the magistrate shall discharge him.

What are documents under Section 173 as stated in Section 239 CrPC

For discharging an accused under Section 239 CrPC, the court has to consider the police report and documents sent with it under Section 173.

Under Section 173 (2) (i), the officer-in-charge of the concerned police station is required to submit a police report to the magistrate. The police report shall be in the form prescribed by the State Government stating –

  1. Name of the complainant (s) vs. defendant (s);
  2. Nature of the information;
  3. Names of the persons who appear to be acquainted with the circumstances of the case;
  4. Whether any offence seems to have been committed and, if so, by whom;
  5. Whether the accused has been arrested;
  6. Whether he has been released on his bond and if so, whether with or without sureties;
  7. Whether he has been forwarded into custody under Section 170.
  8. Whether the report of the medical examination of the woman has been attached where the investigation relates to an offence under Section 376, 376A, 376B, 376C, 376D, or Section 376E of the Indian Penal Code.

According to Section 173 (5), the police officer should, when the report is in respect of a case under Section 170, forward to the magistrate all documents or other relevant extracts and also the statements recorded under Section 161 of persons on whom the prosecution relies. Where a police report submitted under Section 173 (2) was not accompanied by necessary documents as required under Section 173 (5), as in the case of Raghubir Saran Jain v. State (1995), it was held that the magistrate was not justified in taking cognizance based on such an incomplete report, and the order of cognizance was quashed.

Relevant case law

Manakshi Bala v. Sudhir Kumar (1994)

In this case, the Additional Chief Judicial Magistrate, Ludhiana, framed charges under Sections 406 and 498A of the Indian Penal Code. All the accused pleaded not guilty. Therefore, the magistrate fixed a date for the recording of prosecution evidence. However, before the same, the Punjab and Haryana High Court took up the petition for a final hearing, along with another petition that the accused persons subsequently filed under Section 482 CrPC for setting aside the charges, and quashed the entire proceeding, including the charges framed against the accused, by a common order.

The Supreme Court observed that the High Court dealt with the matter in the wrong way and opposed settled principles of law. The hon’ble court held that the offences for which the charge sheet is submitted and cognizance is taken should be triable as warrant cases, and the magistrate has to proceed according to Sections 239 and 240 of the Code while framing charges. Under the above sections, the magistrate is first required to consider the police report and the documents sent along with it under Section 173.

Duties of a magistrate while discharging the accused

While discharging an accused under Section 239, the magistrate must perform the following duties:

  • Examine the police report submitted by police in accordance with Section 173,
  • Consider the documents produced in support of the charges according to Section 173,
  • Give the prosecution sufficient opportunity of being heard, and
  • Hear the accused properly.

After performing the above-mentioned duties, if the magistrate finds the charges made against the accused are groundless and vague, he shall discharge the accused.

Judicial pronouncements of Section 239 CrPC

Amit Sibal v. Arvind Kejriwal (2016)

In this case, the appellant filed a complaint of defamation against the respondents under Section 200, CrPC for the offences punishable under Sections 500 and 501 read with Section 34, IPC. The learned metropolitan magistrate passed the summons order. Challenging that order, the respondents filed a petition under Section 482 of the CrPC in the High Court of Delhi. The High Court permitted the respondents to raise the pleas that were raised in the said petition before the Metropolitan Magistrate at the stage of framing of notice under Section 251, CrPC. It was observed that, at that stage, the metropolitan magistrate should consider them and pass a speaking order. The honourable Court held that the law does not empower a magistrate to discharge an accused person in a summons trial to complain case. But Section 397 of the Code of Criminal Procedure empowers an accused in a summons case to request a revision.

It was further observed that the protection that Section 239 of the Code provides is an essential legal provision. It defends the person who has been targeted by the false accusations. Nobody should be punished for an offence they did not commit.

Rumi Dhar v. State of West Bengal (2009)

In this case, a FIR was registered by the CBI under Sections 120B, 420, 467, 468, and 471 of the Indian Penal Code. The bank officers were also prosecuted under the Prevention of Corruption Act, 1988. There was a settlement between the appellants and the banks. An application under Section 239 of the CrPC was filed for the dropping of the criminal proceedings. The Supreme Court held that before considering the discharge application of an accused made under Section 239 CrPC, the magistrate has to go into the details of the accusations made against him.

Conclusion

“Let a hundred guilty be acquitted, but one innocent be convicted,” states that one innocent person, i.e., one who did not commit the offence for which he has been charged, should not be found guilty by a court of law. This is because if such circumstances happen, people will lose faith in the law and there will be no respect for the judicial system. So, Section 239 of the Code of Criminal Procedure acts as a remedy in such circumstances. In Sanjay Kumar Rai v. State of Uttar Pradesh and Anr. [Cr.A.No. 472/201],  the Hon’ble Supreme Court held “discharge” as a valuable right of the accused. When the public prosecutor fails to prove the charges made against the accused and the magistrate opines that the charges are vague and unjustified, he must discharge the accused.

FAQs on Section 239

What is the difference between 227 and 239 CRPC?

If the Sessions Court considers that no sufficient ground is there to proceed against the accused, it can discharge the accused under Section 227, CrPC. On the other hand, if the magistrate determines that the charges against the accused are without merit, he must discharge him under Section 239.

What is “discharge” under CrPC?

The term “discharge” is not defined under the Code of Criminal Procedure, 1973. But Black’s Law Dictionary defines discharge as “the opposite of charge; to release, liberate, annul, unburden, disencumber.” Simply put, discharge comes into play after the police investigate a criminal offence and produce a charge sheet against the accused under Section 173, CrPC, or a complaint under Section 190, CrPC.

What are the legal remedies available when charges are framed erroneously disregarding the discharge petition?

In such a case, the accused may file a revision petition in the Court of Session or High Court against the order of discharge.

Can an accused person produce documents in court to support his discharge application?

No. While deciding whether an accused shall be released on bail or not, the court only considers the police report and documents sent, according to Section 173. The accused are not permitted to produce any documents.

References

  1. Kishori Lal v. Mahadeo, 1993 Cr LJ 1173 (All).
  2. Sri Umesh Kumar Ipsvs The State of Andhra Pradesh (2008) 2 SCC 574.
  3. State v. MK Raghu, 1989 Cr LJ NOC 205 (Ker)
  4. State of Mizoram v. K Lalruata, 1992 Cr LJ 970 (Gau).
  5. Nitai Pada Das v. Sudarsan Saranji, 1991 Cr LJ 3012 (Ori).
  6. Vinod Kumar v. State of Haryana, 1987 Cr LJ 1335.

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Difference between conciliation and negotiation

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This article has been written by Nimisha Dublish of the Vivekananda Institute of Professional Studies (VIPS), GGSIPU, New Delhi. This article focuses on the difference between conciliation and negotiation as modes of Alternative Dispute Resolution (ADR).

It has been published by Rachit Garg.

Introduction

Though litigation has been in practice for many years, it does not serve every client’s interests. Litigation is often considered expensive, unpredictable, slow and usually solves little. Courts are considered an essential institution that helps society avoid chaos, and their importance cannot be stressed enough. Several disputes can be solved without the intervention of judicial authorities. Conflicts of such nature need some specific form of formal guidelines to achieve and meet their ends. To reduce this burden from judicial authorities, the concept of dispute resolution comes into play. To help the parties reach an amicable settlement, Alternative Dispute Resolution (ADR) methods and techniques allow them to settle their differences. Now, ADR is widely accepted and has gained national as well as international recognition. Though these modes of ADR have been in existence long before the sophistication of civilization, they have only recently gained global recognition. Continuous efforts are made by the third party to resolve or come to a settlement in a dispute. Generally, this third party is a neutral party appointed with the consent of the disputing parties. ADR involves a vast range of legalities and aspects. In short, in today’s era, people avoid pooling vast resources for litigation and preferably go for ADR methods to resolve disputes between individuals or groups of individuals or organisations. Arbitration, mediation, conciliation, and negotiation are widely accepted methods of ADR. 

This article deals with the difference between conciliation and negotiation.

Meaning 

Conciliation

A confidential, voluntary, and private dispute resolution method in which a person (neutral) is appointed to help the parties reach a settlement is called conciliation. Disputing parties are provided with an opportunity to explore and analyse the options provided by a third party to determine if a settlement is possible or not. The process is carried out by a conciliator, who meets with the parties together as well as separately in order to come to an amicable settlement. This is a flexible process, and decisions are taken by reducing tensions, improving communications, and adopting other methods. This is a risk-free method and is not binding upon the disputing parties until or unless they sign it. 

Negotiation

A process wherein direct and indirect forms of communication are used and through which the parties to a conflict form a joint action aiming to resolve the dispute between them is called negotiation. The history of negotiation can be traced back to the era of monarchies, when the king used to negotiate at the time of war to prevent bloodshed. The scope of negotiation has increased with the passage of time. Negotiation overrides the bulky paperwork, excessive time consumption, delayed process, and expensive disadvantages of litigation.  

Legal norms

Conciliation

The Arbitration and Conciliation Act, 1996, covers both domestic and international disputes pertaining to conciliation. As regards conciliation of an international nature, it is confined only to the commercial nature of disputes. The Act goes on to define international conciliation as proceedings related to a dispute between two or more parties where at least one party is foreign. A foreign party may be an individual (a foreign national), a company (incorporated outside India), or the government of a foreign country. 

The rules given under the UNCITRAL Rules on Conciliation, 1980, are closely followed by the Indian legislators under Part III of the Act. These rules define conciliation as a method of amicably settling disputes that arise in the context of international commercial relations and the adoption of uniform conciliation rules by countries belonging to different legal, social, and economic backgrounds. 

An amendment to the Code of Civil Procedure, 1908 (CPC) in 1999 enabled the courts to refer pending cases to ADR to reach an amicable solution. Ever since Section 89 was inserted in the CPC, a court can refer a case to arbitration, conciliation, or mediation, wherever it appears to the court that there are elements of a settlement that may be acceptable to the disputing parties. 

Negotiation

In India, negotiations don’t have statutory recognition. There is no particular statute for negotiation as a mode of ADR. It is rather a form of self-counselling between the parties to resolve the dispute at hand. It is the simplest means for the redressal of disputes. The parties begin by talking to each other without the interference of a third party. Negotiation acts as a dialogue that is intended to resolve the dispute and produce an agreement to bring out the cause of action and bargain for collective advantage. 

Role of a conciliator and negotiator

Conciliator

The main role of a conciliator is to reach an amicable dispute as written in Section 67 of the Act. As far as Section 80 is concerned, the conciliator strives to support the disputing parties in generating options and finding a solution that is compatible for both parties. The conciliator is not a person who decides for the parties; rather, he only supports them and helps them reach a common solution. Section 67(4) especially enables the conciliator to make proposals at any stage of conciliation proceedings for the settlement of disputes. To obtain all these, a conciliator must act independently and impartially and abide by all the principles of objectivity, fairness, and justice. 

Negotiator

A negotiator is a person who represents his party, and his duty is to make the best deal possible for that party. The negotiator tends to use various forms of resolution techniques and other communication methods to bring the parties down to a common settlement. The main aim of all these arrangements is to reach an agreement that is fair and acceptable to the parties to the dispute. 

Stages

Conciliation

Commencement of conciliation proceedings

The commencement of proceedings has been talked about under Section 62 of the Act. There should be a written invitation that has to be sent by either of the parties to the dispute. The parties can go ahead with the invitation only if the recipient party accepts it. The invitation shall be considered rejected if it does not get a reply within 30 days. 

Appointment of conciliators

If both parties agree to the terms and conditions of each other then they can appoint a sole conciliator. If they don’t, then they can appoint two conciliators, one for each. If parties wish to choose and go for three conciliators, then they shall appoint one conciliator each, and the third conciliator can be decided mutually. 

Submission of the written statement to the conciliator 

The conciliator, at his own discretion, may ask for a written statement from both parties that includes facts and other related information about the case. Along with the conciliators,  the parties are also expected to send this written statement to each other as well.

Conciliation proceedings’ rules and conduct

As per Section 67(3) and Section 69(1) of the Act, the conduct of conciliation proceedings is defined. The communication with the parties can either be oral or written or both forms as they may agree to. The conciliator may decide to meet together or separately. 

Administrative assistance

The conciliator may ask for administrative assistance from an institution or a person if he feels the need. The consent of both parties is mandatory in order to seek administrative assistance. The conciliator can’t go ahead with the administrative assistance at his own discretion. 

Negotiation

Initial assessment

Negotiation is a voluntary process, and it is important to know whether or not both parties agree to negotiate. It begins with a signal of communication from one end showing the willingness to bargain. Before negotiation begins, it is important to determine when and where it will take place, along with who will attend the discussion and negotiation sessions. 

Discussions

Once it is established that the parties agree to go for negotiation, further arrangements are made with the third party. In this stage parties put forth their case and try to understand the vice versa situation as well. An equal opportunity shall be granted to the negotiating parties, and all clarifications and disagreements shall be spoken and heard thereabout. 

Clarification of goals

After completing the second stage and hearing what all parties have to say, the viewpoints of the negotiating parties for this agreement need to be clarified further. A common ground shall be established. Clarification is the most crucial part of negotiation because if it is not put forth without any ambiguity, it will become difficult to come to a common resolution. 

Negotiating towards a win-win situation

From here on, it becomes very clear that there is not always a win-win situation for the parties, but they should try their best to reach the most suitable solution. In this stage, the parties focus on ideas that can be termed a win-win outcome where both parties are satisfied. 

Agreement

The parties can reach a common solution only when they understand each other’s point of view along with their interest simultaneously. 

Implementation of action

Once the parties have analysed all outcomes and probabilities and have reached a proper course of action, they should start working on its implementation so that the decision can be carried out. 

Advantages and disadvantages – a tabular representation

Conciliation

S. No.AdvantagesDisadvantages
1.Flexible because the process is informal.The parties are not bound by the process.
2.Expertise of conciliators in the disputed field helps to reach an amicable solution.There is no avenue for appeal.
3.Economic in nature as compared to litigation. There are chances that the parties might not reach a settlement.
4.If the parties are not satisfied with the proceedings, they can reach out to the court of law.Reaching out to the court of law defeats the purpose of ADR. 

Negotiation 

S. No.AdvantagesDisadvantages
1.Being an informal process makes it flexible.There are chances that parties to a dispute might not come to a settlement.
2.Quick resolutions in comparison to litigation. Lacks legal protection for the parties to the conflict.
3.Takes place in a private environment.Imbalance of powers between parties.
4.Maintains a healthy relationship between the disputing parties

Main difference between conciliation and negotiation – a tabular representation 

S. No. BasisConciliationNegotiation
1.Neutral third-partyFacilitator, Evaluator, and ConciliatorFacilitator, Negotiator.
2.Level of confidentialityAs determined by law.Based on trust.
3.Legal perspectiveIt has a statutory existence.It is not laid down in statutory provisions. 

Conclusion

There are various modes of ADR systems that exist, but we have mainly discussed the differences between conciliation and negotiation. Both methods are unique in their own way and can be used as per the parties’ requirements. It varies from dispute to dispute which method shall be used for resolving it. These methods aim to provide diverse techniques that can be used to help parties amicably resolve the dispute. 

Frequently Asked Questions (FAQs)

What is the main disadvantage or limitation of conciliation?

The major limitation of conciliation is that it is not binding upon the parties to the dispute. There are chances that parties may not be able to resolve the conflict.

Why is negotiation used as a mode of ADR to resolve disputes?

Negotiation is considered the most informal and flexible form of ADR among other processes. Parties attempt to come to an agreement on the matters in dispute, either directly or through negotiators. It is generally used by private individuals involved in a dispute. 

Is negotiation an informal form of ADR?

Yes, it is the most flexible and informal form of the ADR method. It is voluntary as well as non-binding on the parties.  

References


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Section 498A IPC punishment

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Section 120A

The article is written by Tushar Singh Samota, a law student from University Five Year Law College, Rajasthan University. The notion of Section 498A of the Indian Penal Code, 1860, is discussed in this article. The discussion will be facilitated by understanding its historical background and ingredients along with the punishment provisions of this Section.

This article has been published by Sneha Mahawar.​​

Introduction 

In these modern days of equal rights, the antiquated rituals of dowry and female servitude are still revered. Section 498A was added to the Indian Penal Code, 1860 to prevent the threat of dowry and cruelty to women. Section 498A of the IPC protects women’s rights and empowers them. Extortion of any kind of property by subjecting a woman to cruelty is criminal under Section 498A of the Indian Penal Code,1860 On December 26, 1983, the Government of India revised the Indian Penal Code, 1860 (IPC) with the Criminal Law (Second Amendment) Act, 1983, inserting a new Section 498(A) under Chapter XX-A of the Indian Penal Code. The Section was passed in response to the possibility of dowry deaths. 

Section 113A of the Indian Evidence Act, of 1872 was inserted by the same Act to enhance the presumption of abetment of suicide by a married woman. The primary goal of Section 498A is to protect a woman who is being mistreated by her husband or his family. It is the sole part of the IPC that criminalises domestic abuse against women.

The author has explored Section 498A of the Indian Penal Code, 1860, in this article by explaining its historical context and elements. The article will also discuss the importance of this Section, as well as its penal measures.

Historical background of Section 498A IPC

Cruelty instances were frequent earlier as well, with occurrences such as humiliating women and stripping occurring notably among women of lower castes, but no such research on women and marital cruelty was undertaken. Therefore, very little data is accessible before the British Era. Family and marriage have been crucial in both the pre-independence and post-independence movements in India. The women’s movement in the 1970s and 1980s emphasised such assaults on women as cruelty inside the family; it also highlighted and attacked the techniques through which the state rejected and ignored instances of cruelty.

Section 498A was enacted in 1983 in response to a great concern about women meddling with the rise in fatalities of young women caused by “accidental kitchen fires.” It was later determined that the fatalities were caused by dowry harassment of married women. Furthermore, Section 304B, also known as “dowry death,” was introduced in IPC in 1986. The present remedies were implemented to reinforce the Dowry Act of 1961. Women have since invoked Section 498A in cases of cruelty and other forms of abuse. Until 2005, this was the sole remedy available. Women found it difficult to report it to the local police station.

Unless they showed proof, the police did not take their cases seriously. To lessen the horrible occurrences, the Government of India adopted the Dowry Prohibition Bill, 1959, on April 24, 1959. The Dowry Prohibition Act of 1961 was passed in a joint session of Parliament and took effect on July 1, 1961. In 1984 and 1986, the Act was revised twice. Certain campaigns, such as the demonstrations against Rameezabee’s rape in Hyderabad in 1978 and their call for a fresh trial of the acquitted officers accused of rape in 1980 in Mathura, as well as the absurd accusations of dowry-related killings, became symbols of a new phase in feminist public protest. There were incidences of violence against women during the colonial period.

With the conclusion of the Emergency in 1977, India’s Women’s Movement entered its second phase. Many fatalities occurred in Delhi around this period, disguised as suicides or accidents. Even during the anti-dowry campaign, feminists linked many forms of violence against women to dowry demands. They were solely focused on spouses’ brutality towards women. As the movement gathered traction, many formerly taboo topics were brought to light and examined. Women began to speak up and share their stories. Many incidences of violence emerged as the campaign progressed throughout the 1980s. Before 1983, there was no specific legislation governing domestic violence. In response to the demands of women’s campaigners for laws against violence, the Indian government gladly altered the criminal Act provisions in 1983 and 1986.

Section 498A IPC 

In recent years, marriage disagreements have increased dramatically. In this nation, the institution of marriage is highly cherished. Section 498A was created with the express purpose of combating the threat of harassment a woman could experience from her husband and his family. According to Section 498A, whoever, being the husband or a relative of the husband of a woman, subjects such woman to cruelty must be punished by imprisonment for a term of up to three years and a fine. The term cruelty, as defined under the Act, means;

  1. Any intentional behaviour that poses a serious risk to the woman’s life, limb, or health (whether physical or mental) or that is likely to provoke suicidal ideation;
  2. Harassing the woman with the intent to coerce her or any person connected to her into satisfying any unlawful demand for any property or valuable security or because she or any connected person failed to satisfy the demand.

The concept of cruelty

Cruelty has been defined broadly to encompass inflicting physical or emotional injury on the woman’s body or health, as well as engaging in acts of harassment to persuade her or her relatives to satisfy any unlawful demand for any property or valued security. One of the components of ‘cruelty’ is creating a circumstance that drives a woman to commit suicide.

In Kaliyaperumal vs. State of Tamil Nadu (2003), cruelty was ruled to be an essential feature of crimes under both Sections 304B and 498A of the IPC. People who have been found not guilty under Section 304B for the crime of dowry death may nevertheless be found guilty under Section 498A of the IPC since the two provisions do not overlap, but each constitutes a separate offence.

The definition of cruelty is provided in the explanation of Section 498A. Section 304B does not define it, but the definition of cruelty or harassment in Section 498A applies to Section 304B as well. The IPC’s Section 498A defines cruelty as an offence when it occurs by itself, but Section 304B defines dowry death as an offence when it happens during the first seven years of marriage. However, Section 498A makes no mention of such a time frame.

In another case, Inder Raj Malik vs. Sunita Malik (1986), It was found that pestering a woman to force her or any associated parties to comply with an unlawful demand for any property or valuable security falls under the concept of ‘cruelty’. The husband was found guilty of aiding in his wife’s suicide under Section 306 of IPC because the husband had an unlawful connection with another woman and used to beat her, which constituted continuous cruelty as defined by Section 113A of the Evidence Act of 1872.

Ingredients of Section 498A IPC

The following elements must be present for an offence under Section 498A to be committed:

  1. The woman must be married;
  2. She must have experienced abuse or harassment; and 
  3. The abuse or harassment must have been perpetrated by the woman’s spouse or a relative of her husband.

A cursory examination of this provision reveals that the term ‘cruelty’ encompasses the occurrence of the following act(s):

  1. Any deliberate actions that put a woman’s life, limb, or safety in peril or that might force her to commit suicide;
  2. A woman’s physical or mental well-being;
  3. Harassing a woman if she is being harassed compels her or any other person associated with her to comply with an unlawful demand for any property or valued security.

Status of offence

When discussing the status of an offence under this Section, the following points must be considered.

  1. The accusation under Section 498A is considered a serious offence and is a non-bailable offence under the law. Bail is the temporary release of a suspect/prisoner in exchange for the provision of security for presence at a later hearing.
  2. Because of the egregious nature of the offence, Section 498A is a cognisable offence. Cognisable offences are those in which a police officer has the authority to arrest a person without a warrant.
  3. Apart from this, Section 498A is non-compoundable.
Section OffencePunishmentIs it cognisable or not?Is it bailable or not?
What court will hear the case?
498APunishment for cruelly treating a married woman.Three years in jail and a fine.Cognisable if the officer is provided information about the commission of the offence.It is not bailable.
First-class Magistrate.

Observation of the Malimath Committee 

The Home Ministry formed the Justice Malimath Committee in 2000 to look into ways to improve the criminal justice system. Following a thorough examination of Section 498A, it was concluded that the statute had some flaws and recommended revisions. The committee highlighted that Section 498A, being non-bailable and non-compoundable, works against both the husband and wife’s interests because;

  1. It presents a significant barrier to the return of marriage connections between the split couple, as such complaints taint partnerships for life.
  2. Because the case against the husband/relatives is non-compoundable, the case against them remains, notwithstanding the parties’ reconciliation.
  3. Because it is not bailable, it creates severe harassment of husbands and families in the event of spurious allegations.

Concerned about the egregious abuse of this rehabilitative tool, “the crime being non-bailable and non-compoundable causes an innocent person to suffer disgrace and hardship,” the committee proposed making 498A a bailable and compoundable offence.

Section 498A and Section 304B IPC

The Hon’ble Supreme Court dealt with a conviction for dowry death under Section 304B of the IPC in Smt. Shanti & Anr. vs. State of Haryana, (1990). The issue at hand was whether the provisions of Sections 304B and 498A of the IPC were mutually exclusive and whether the appellants’ exoneration from the violation punishable by Section 498-A made any difference at all. Since there was an acquittal under Section 498A of the IPC, the Apex Court examined the above-mentioned provisions in paragraph 4 of the decision. The court did, however, make the following observation that the mere acquittal of the appellants under Section 498A, under these circumstances makes no difference in this case.

These Sections 498A and 304B address two different offences. True, “cruelty” is a common essential in both parts, and this must be proven. The definition of “cruelty” is given in the Explanation to Section 498A. There is no such definition of “cruelty” in Sec. 304B, but given the similarities between both offences, we must assume that “cruelty or harassment” has the same meaning as that given in Sec. 498A, which states that “cruelty” by itself constitutes an offence and is penalised.

As previously stated, “dowry death” is penalised under Sec.304B, and such death must have happened within seven years of the marriage. There is no such term indicated in Section 498A, and the husband or his relative would be responsible for ‘cruelty’ to the wife at any point after the marriage. It should also be noted that a person accused and acquitted under Sec.304B can be convicted under Sec.498A without a charge if such a case is made out. However, from the standpoint of practice and procedure and to avoid technical flaws, it is necessary in such cases to frame charges under both Sections. If the case is established, they can be found guilty under both Sections, but Section 498A does not require a separate sentence because Sec. 304B already provides a substantive sentence for the major offence.

In the case of Arun Garg v. State of Punjab (2004), which was reported much later, this issue was raised once more. The Hon’ble Court concluded that Sections 304-B and 498-A of the IPC are not mutually exclusive. They address a variety of specific offences. Cruelty is a frequent theme in both parts. Cruelty, on the other hand, is an offence and is penalised under Section 498A. Dowry death is punishable under Section 304B, and it must have occurred within seven years of the marriage. Sec. 498A makes no mention of such a time.

Furthermore, if a case is made out, a person prosecuted and acquitted under Section 304B might be convicted under Section 498A without a particular accusation. In the current matter, the learned Session Judge, in addition to condemning the accused to imprisonment for up to ten years under Section 304B, levied a fine of Rs. 2,000. The Supreme Court ruled firmly against the lower court’s ruling, stating that it was not authorised to impose a fee as a penalty under Section 304B.

498A IPC and Section 113A of the Indian Evidence Act, 1872

Section 113A of the Evidence Act, coupled with Section 498A of the Penal Code, 1860, was enacted in 1983 to establish the presumption of abetment of suicide by a married woman.

According to the Section, if a woman commits suicide within 7 years of marriage after being exposed to cruelty by her husband or in-laws, it is presumed that such suicide was aided by the husband or the husband’s relatives. In such a circumstance, the husband or his family bears the burden of proving the opposite in court as held in the case of Pinakin Mahipatray Rawal v. State of Gujarat (2013).

Section 498A IPC and domestic violence

The introduction of Section 498A IPC prohibiting cruelty towards married women is crucial to the Domestic Violence Act of 2005 (DV Act). The distinction between 498A and DV Act is that proceedings under the former are governed by the Code of Criminal Procedure, 1973, whilst procedures under the latter are governed by the Code of Civil Procedure, 1908. Thus, proceedings under IPC 498A and DV Act can go concurrently.

Dowry and Section 498A IPC

Dowry was a customary practice in India’s old marriage system, in which riches were handed to the groom’s family from the bride’s. The Dowry Prohibition Act of 1961 made this practice both socially unacceptable and a criminal offence. The terms ‘unlawful demands’ bring up the link between 498A and dowry laws.

Need for Section 498A IPC

Male culture has traditionally treated women with harshness. Laws like this assist women in fighting back. Women have the impression that they are being heard. In a country like India, regulations like this are desperately needed –

  1. In 2021, there were almost 6.8 thousand recorded dowry death cases in India. As a result, these laws are desperately needed to protect women from maltreatment.
  2. Women are constantly coerced, tormented, intimidated, or mistreated to obtain something. Section 498A of the IPC allows women to go to court and punish the perpetrator.
  3. In many situations, a woman is subjected to emotional torture as well. No legislation can assist the woman in alleviating her emotional anguish. Acts like this benefit women in a variety of ways.
  4. The laws, no matter how misapplied, cannot be removed from the Indian Penal Code. There will be some gaps, but a provision may always be inserted to close them.

Section 498A IPC punishment 

All those found guilty will either be sentenced to a term of jail that may last up to three years or will be required to pay a fine under the Section 498A penalty. The Protection of Women from Domestic Violence Act of 2005, the Indian Evidence Act of 1872, and other laws are relevant to this Section of the IPC.

The Indian Evidence Act of 1872 deals with cases where the woman is believed to have died as a result of horrific physical and mental abuse or cruelty as part of the dowry. This Section’s application is still valid for another seven years. Therefore, it applies to situations where the wife kills herself or passes away during the first seven years of the marriage. In 498A proceedings, Section 306 of the IPC also has a considerable impact. The punishment for assisting someone in taking their own life is either a fine or a term of jail of any kind that can last up to 10 years.

FIR under Section 498A IPC

If a woman has been wronged, whether it be physical, emotional, or sexual mistreatment, she should not be afraid to seek help from the authorities. Authorities should be contacted in order to get justice, punish the wrongdoers, and protect the victim from future harm inflicted by such a spouse or his family. Aside from engaging a skilled criminal lawyer, the initial step is to submit an FIR. The police should be contacted right away, and an FIR should be filed on behalf of the victim.

If the victim has been seriously injured or is unable to travel to the police station to file a physical or written complaint/FIR, any other friend or family member may do so. If physically attending the police station is not possible, a call to the Police Helpline at 100 should be made. Once such a complaint is filed with the police, he or she must quickly document it in order for the victim to proceed with legal action. A police report, often known as an FIR, is the initial step in taking legal action against the accused or perpetrator.

Who is eligible to file a complaint under Section 498A of the IPC

A First Information Report (FIR) or complaint under Section 498A IPC is required to initiate criminal proceedings against the husband or his family, according to Section 198A CrPC. The following individuals may file such a complaint:

  1. The aggrieved party, 
  2. The married lady, 
  3. The aggrieved party, 
  4. Her mother, brother, sister, 
  5. father’s or mother’s brother or sister, and
  6. With the court’s approval, any individual connected to such a lady by blood, marriage, or adoption.

The limitation period for filing a 498A complaint 

The complaint must be submitted within a specific amount of time. According to Section 468 CrPC, the complaint regarding the violations under 498A must be made within three years of the claimed last incidence of cruelty. When there is a pressing need for justice, the court may grant cognizance of such a crime even after the statute of limitations has expired.

Section 498A trial and court procedure

As previously indicated, the trial or criminal court procedure begins with the filing of an FIR or a police report. The following is a comprehensive trial procedure:

  1. FIR (First Information Report) / police complaint: The first step is to submit a First Information Report. This is addressed under Section 154 of the Code of Criminal Procedure. An FIR is the starting point for the entire case.
  2. Officer inquiry and report: Following the filing of the FIR, the Investigation Officer begins an investigation. Following an appraisal of the facts and circumstances, evidence collecting, individual examination, and other applicable steps, the officer completes and prepares the investigation.
  3. Charge-sheet presentation to Magistrate: Following that, the police bring the charge sheet before the magistrate. The charge sheet is a list of all of the criminal charges brought against the accused.
  4. Framing of charges/discharge: After the accused and their attorneys have seen the charge sheet, the court moves on to framing the charges, which entails informing the accused of the offences with which they have been charged them. This is also the stage at which the Magistrate may decide that there is no prima facie evidence to prosecute the accused and discharge him.
  5. Arguments in court and charges framing: On the scheduled hearing day, the Magistrate hears the arguments from the parties on the charges that have been set before framing them.
  6. Plea of guilty: Section 241 of the Code of Criminal Procedure, 1973 discusses the plea of guilty. Following the formation of the allegations, the accused is given the opportunity to plead guilty, and it is the judge’s responsibility to ensure that the guilty plea was made voluntarily. At his or her discretion, the judge may condemn the accused.
  7. Prosecution evidence: Following the drafting of the allegations and the accused’s plea of not guilty, the prosecution presents the evidence first, bearing the initial burden of proof. Oral and documentary evidence can both be produced. The magistrate has the power to call anybody as a witness or to order the production of any document.
  8. Cross-examination of witnesses by the accused’s lawyer: When prosecution witnesses are called before the court, they are cross-examined by the accused’s counsel after examination-in-chief.
  9. If the accused has any evidence in his or her defence, it is offered to the Courts at this point. He/she is given this opportunity to strengthen his/her case. However, because the prosecution has the burden of proof, the accused is not compelled to produce evidence.
  10. Prosecution cross-examination of witnesses: The accused or his or her lawyer cross-examines prosecution witnesses in court.
  11. Evidence/conclusion: If the accused has any evidence, it is presented to the courts at this point. He or she is given this opportunity to bolster his or her argument. The accused, however, is not required to present evidence because the prosecution has the burden of proof.
  12. Oral/final arguments: The stage of final arguments is nearing the end of the process. In this case, both sides (the prosecution and the defence) take turns making final oral arguments in front of the court.
  13. Court’s decision: The Court bases its judgment on the facts and circumstances of the case, as well as the arguments and evidence offered. The Court renders its final judgment after explaining its grounds for acquitting or condemning the accused.
  14. Acquittal or conviction: If the accused is found guilty, he or she is convicted; if found not guilty, the accused is acquitted.
  15. Hearing to determine the quantum of the sentence if convicted: If the accused is found guilty and sentenced to jail time, a hearing will determine the quantum, or extent, of the sentence.
  16. Appeal to higher courts: An appeal to the higher courts is possible if the conditions allow. The person can file an appeal with the High Court and in further stages can file an appeal with the Supreme Court.

In a case under Section 498A, is bail an option

When someone has been charged with a crime, the court may issue a written authorization called bail that will let them avoid going to jail. Only the magistrate may issue bail under Section 498A once the police officer has recorded the complainant’s FIR. However, as time progressed, the Hon’ble Supreme Court of India issued judgments that gradually restricted the threat arrests made under Section 498A of the IPC. 

In the landmark case of Arnesh Kumar v/s State of Bihar & Another (2014), the Supreme Court ruled that no arrest should be made just because the charge is non-bailable and cognizable, and hence it is permissible for police personnel to do so. The fact that the ability to arrest exists is one thing; the rationale for using it is quite another. Aside from the authority to arrest, police personnel must be able to defend their actions. A person cannot be arrested routinely just on a mere accusation of committing an infraction. It is smart and wise for a police officer to make no arrest until reasonable satisfaction is gained after some examination of the veracity of the claim.

Over time, actions have been conducted with the interests of all of society’s members in mind. Pre-litigation mediation at Crime Against Women (CAW) Cell/Mahila thana is one of these processes. In spite of the pre-FIR mediation and counselling, the woman has the option of filing the FIR if she so chooses. The FIR cannot be withdrawn by the complainant, but the High Courts have the authority to nullify it under Section 482 of the CrPC.

However, it is better advised to get anticipatory bail once the FIR has been filed. The court may set specific restrictions on the accused when he or she requests anticipatory bail. One of the requirements might be depositing a demand draft in the name of the wife or other dependents as part of maintenance or another obligation.  However, when there is a particular provision for wife and child maintenance, conditional anticipatory bail issued under Section 498A would be illegal.

Is it possible to file an appeal in a Section 498A case

A lower court’s/subordinate court’s decision or order can be appealed to a higher court using this process. Either party to the dispute before the lower court may file an appeal. The person who is appealing or reversing a decision is known as the appellant, and the court to which the appeal was submitted is known as the Appellate Court. A party to a case has no inherent right to appeal a court’s decision or order to a higher or more superior court. An appeal can be lodged only if it is expressly permitted by law and must be filed in the required manner in the relevant courts. An appeal should also be submitted within a reasonable time frame.

If there are strong reasons for it, an appeal can be filed with a higher court. A district/magistrate court decision can be appealed to the Sessions Court. An appeal from the Sessions Court can be brought to the High Court and from the High Court to the Supreme Court. If the facts warrant, both the wife and the accused may file an appeal. Any individual convicted on a trial before a Sessions Judge or an Additional Sessions Judge, or on a trial before any other court, and sentenced to more than 7 years in jail for himself or another person in the same trial may appeal to the High Court.

Issues with Section 498A

Protection is exclusively available to married women

Section 498A only protects married women from domestic abuse committed by their husbands or other family members. The definition thus ignores and delegitimizes the regular violence experienced by concubines, girlfriends and fiances.

Ambiguous definition of cruelty

The definition of cruelty provided in Section 498A is vague and narrow, and it does not encompass all types of abuse suffered by women. Women’s experiences demonstrate that they encounter physical, mental, linguistic, psychological, sexual, and economic assault. Section 498A only addresses aggression against the body and the mind. Due to the significant frequency of sexual violence in marriage and the fact that marital rape is notably not included in the definition of rape under Section 376 of the Indian Penal Code, sexual violence in particular has to be recognised as a form of cruelty.

The difficulty of establishing cruelty “beyond reasonable doubt”

According to Section 498A of the IPC, the spouse and his family must be proven to have been cruel beyond a reasonable doubt, which is a prerequisite of criminal law. When abuse occurs inside the walls of a house, it is incredibly difficult and nearly impossible to demonstrate physical or mental abuse beyond a reasonable doubt.

Misuse of Section 498A

A breach of this provision, its purposes, and its ambitions is on the rise, with women bringing frivolous false claims against their husbands to get rid of them or just harm the family. Abuse of this Section is on the rise, and well-educated women are fully aware that it is both cognisable and non-bailable, and swiftly operates on the woman’s allegation and places the male behind the jail. Like in the case of Savitri Devi v. Ramesh Chand & Ors (2003), the court concluded unequivocally that the provisions had been abused and exploited to the point where they were undermining marriage itself and proving to be detrimental to society as a whole.

The court held that to stop this from happening, legislators and government officials needed to assess the current circumstances and applicable laws. This Section was designed to safeguard married women from dishonest husbands, but it has been abused by a few women, as stated in Saritha v R. Ramachandran (2002), where the court noted the contrary trend and requested the Law Commission and Parliament to make the offence non-cognisable and bailable.

Although making the offence non-cognisable and bailable is opposed by many women’s rights organisations, who believe that doing so provides the accused an opportunity to avoid prosecution. However, this would offer the individual a fair opportunity and, more importantly, assist achieve the goals of justice.

Justice must defend the weaker and make sure that the aggrieved person has an opportunity to recoup what is rightfully theirs. When wives accuse their husbands of crimes under Section 498A IPC, which makes the offence non-bailable and cognisable, the man does not have an opportunity to obtain justice as soon as possible if he is innocent, as justice delayed is justice denied. Therefore, the legislators must submit a suggestion for how to make this Section impartial toward everyone so that those who commit crimes are punished, and those who have been injured receive justice.

They still require rights to function effectively in society but frequently ignore others’ rights while their own are protected. Today’s educated women must support the idea of equality and demand it, but the tendency is gradually changing. Based on the rights guaranteed to them, women are taking advantage of the fact that they are considered the weaker sex and are abusing the rights of others.

The Supreme Court directives to the police to prevent misuse

From limiting the arbitrary use of the arrest authority under Section 498A of the Indian Penal Code, the Supreme Court issued some much-needed direction in Arnesh Kumar v. State of Bihar (2014) when police may arrest without a warrant and related topics. In this case, the petitioner, who was facing arrest in a case brought under Section 498A, filed an SLP before the Supreme Court after his previous attempt to obtain such relief was denied by the high court. The appellant-husband demanded Rs. 8 lakhs, a Maruti automobile, and an air conditioner, among other things, and threatened to remarry if such demands were not satisfied.

To minimise unwarranted arrests of the accused, the Apex Court issued the following required directives in this case to the police:

  1. All state governments should direct their police officers not to arrest automatically when a case under Section 498A of the IPC is lodged, but rather to determine the need for arrest based on the standards outlined above in Section 41, Cr. PC.
  2. All police officers are given a checklist comprising specific sub-clauses under Section 41(1)(b)(ii). 
  3. The police officer shall send the legally filed checklist and provide the grounds and documents that led to the arrest when referring/producing the accused before the Magistrate for further detention.
  4. Before authorising the detention of the accused, the Magistrate shall read the report given by the Police officer in the conditions mentioned and only after recording its satisfaction would the Magistrate authorise detention.
  5. Within two weeks of the day the case was instituted, the decision not to arrest an accused must be sent to the Magistrate with a copy to the Magistrate; this time frame may be extended by the District Superintendent of Police for reasons that must be stated in writing.
  6. Within two weeks after the day the case was instituted, the accused must receive notice of their presence under Section 41A of the Criminal Procedure Code. The Superintendent of Police for the District may grant an extension for a cause that must be stated in writing.
  7. Failure to comply with the aforementioned directives would subject the Police officers involved to departmental action as well as punishment for contempt of court, which will be brought before a High Court with territorial jurisdiction.
  8. Authorising detention without documenting the aforementioned reasons by the Judicial Magistrate concerned is subject to departmental action by the competent High Court.

Constitutional validity of Section 498A IPC

Section 498A of the Indian Constitution protects married women from mistreatment in the marital household. The provision was included in the IPC to protect women from domestic abuse. Even though women are widely mistreated. This is the most hotly discussed portion of the IPC. The number of IPC offences against women has grown over time. The majority of instances have been recorded in Delhi, India. Every year, a large number of crimes are perpetrated against women. Section 498A is unquestionably necessary because, while there may be misuse, genuine cases cannot be avoided on this basis. Measures can be taken to close the loopholes. 

In the case of Inder Raj Malik and others vs. Mrs Sumita Malik (1986), it was argued that this Section violated Article 14 and Article 20 (2) of the Constitution.The Dowry Prohibition Act also addresses situations of this nature; hence, the combination of both legislation creates a situation known as ‘double jeopardy’. However, the Delhi High Court rejected this argument, ruling that this Section does not create a scenario of double jeopardy. Section 498A differs from Section 4 of the Dowry Prohibition Act in that the latter punishes just the demand for dowry and no element of cruelty is required, whereas Section 498A deals with the aggravated version of the offence.

It penalises those requests for significant security or property from the wife or her family members that are accompanied by maltreatment against her. Therefore, a person may face charges for both offences covered by Section 4 of the Dowry Prohibition Act. This Section also grants the court broad authority in determining how to interpret the laws’ language and how to punish offenders. This Section is not unconstitutional. It does not give courts unbridled authority.

In the well-known case of Wazir Chand vs. the State of Haryana (1988), the facts surrounding the burning death of a newlywed woman did not demonstrate either murder or suicide facilitated by a third party. As a result, the in-laws avoided the clutches of Sections 300 and 306 of IPC, but they were caught in the web of this recently enacted Section for the prevention of dowry harassment. Not to mention the items they continue to demand from the girl’s side, the fact that her father removed a significant amount of possessions from her marital home after she passed away indicated that pressure was applied to her in-laws and that it persisted up until her death to obtain additional funds and possessions. 

With the growth of modernization, education, financial stability, and newly found independence, the radical feminist has turned 498A into a weapon. Many unlucky spouses and in-laws have fallen victim to their spiteful daughters-in-law.

Most cases in which Section 498A is used turn out to be fake as consistently acknowledged by Indian High Courts and the Supreme Court because they are just blackmail tactics by the wife or her close relatives when faced with a difficult marriage. In most situations, the 498A complaint is followed by a demand for a large sum of money or extortion to settle the issue outside of court.

Conclusion 

India is a country with a diverse culture and tradition, but it also appreciates and honours the notion of family. This Section only provides remedies for women, and it has recently become a highly contentious subject. Marriage is thought to be a divine social institution. However, the sanctity of marriage has been jeopardised in recent decades due to an increase in lawsuits brought under the challenged clause. The widespread exploitation of Section 498A by women to exact revenge on their innocent husbands and in-laws is cause for severe worry. Such actions undermine the exact objective for which the statute was enacted. If this issue is not handled by law, it will become a frightening evil for society. Even if they are aware of it, many women who truly need protection from domestic violence will likely never utilise it. 

This law will be just another tool in the hands of dishonest women, who will exploit it to their advantage. When a man is evicted from his own home on the basis of real or false claims of domestic abuse or cruelty, everyone who is reliant on him suffers. Even if an accused individual is indeed abusive, it is unjust to punish a whole family. As a result, it is imperative that appropriate modifications to the clause be made to combat such exploitation.

Frequently asked questions 

Can a 498A petition be filed after 7 years of marriage?

Yes, there is no restriction on the number of years of marriage while filing Form 498A. However, this does not mean that a wife or a relative can file Section 498A against the husband at any moment. According to CrPC Section 468, the time restriction for filing a 498A is three years from the last claimed event.

What is the distinction between Section 498A of the Indian Penal Code and Section 4 of the Dowry Prohibition Act?

Section 498A differs from Section 4 of the Dowry Prohibition Act in that the latter punishes just the demand for dowry and no element of cruelty is required, whereas Section 498A deals with the aggravated version of the offence.

What occurs following bail under Section 498A?

After obtaining anticipatory bail, you will be given all of the conditions by the Court itself that you need to follow, including whether you must mark your presence at a specific police station after a specific amount of time or that you cannot leave the city or country without the court’s permission, among other things.

Is a case under Section 498A criminal or civil?

Section 498A makes it a crime for a husband and his relatives to subject a married woman to the cruelty that is likely to drive her to suicide or inflict substantial physical or mental harm, as well as harassment with the intent of coercing her or any of her relatives to fulfil any unlawful property demands.

References


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The legitimacy of children born out of live-in relationships

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This article is written by Suprotik Chakraborty. 

This article has been published by Sneha Mahawar.​​ 

Abstract

A live-in relationship is a practice of a couple living together without any kind of social or legal marriage. The Supreme Court has ruled that children born out of live-in relationships are entitled to the same rights as those born to legally married couples. They are also entitled to all social rights. The Courts have always tried to broaden the provisions so that the rights of legal children can be extended to children born out of live-in relationships. They should not suffer for no fault of theirs. Today standing in the 21st century, there are still objections from society when it comes to providing such children with social and legal rights and recognition. There are social stigmas on the legitimacy of such children. For changing the life of such children, society needs to be changed by ideas and values. Society needs to stop categorizing them and help them live with dignity which every human deserves.  Orthodox ideas must be transformed so that these children can be socialized properly, and we need to make sure that these children get all their required legal and social rights because these children are now considered legal and a part of our society. 

Introduction 

The concept of a live-in relationship is a new one and has become a topic of discussion in recent times. This practice seems to follow for the last 20 years. A couple is said to be in a live-in relationship when both of them cohabit with one another under the same roof but without any kind of social or legal marriage.  

Society for long has criticized such a practice because it was considered to be immoral and unethical and as a means of running away from each other’s respective duties which would have been imposed on them if they had been tied by the legal and social bonds of marriage. Indian society had shunned away such an idea for a long time. Since, the country is based on cultural, religious, and moral sentiments, therefore, such a relationship was considered to be a direct attack on such values and cultural aspects. 

Earlier the Indian Laws had also provided such judgments that would make such relationships illegal denying them the rights that were provided to legally and socially married couples. But, subsequently, the Court, though some of its latest judgments had made such relationships valid and legal and provided them with all the rights that the married couples were entitled to.

The complexity of live-in relationships arose when it came to the question of the rights of the children born out of such relationships. The question was whether such children should be provided with all the rights a legitimate child had or not. Previously, Indian society denied such children any kind of social or legal status. But, the Courts by exercising their supreme power of jurisdiction made it very clear that children born out of the relationship of parents living together for a considerable period will be given the status of legitimate children and consequently such children will be entitled to all such rights that are provided to a child born out of a legally and socially recognized marital relationship. 

Subsequently the Supreme Court, through some of the leading cases, has stated that the children born out of live-in relationships will be considered to be legitimate and that they will be provided with all the rights provided under the general and special statutes about children who are born out of the socially and legally accepted marriages.

The Court has given all such decisions keeping in view the principles of Justice, Equity, and Good Conscience. The learned Judges have also interpreted the provisions in a wider sense so that the children do not suffer for the wrong of their parents. The Court has taken care of the fact that these children get social recognition and are provided with all the social rights by legal rights.

The social recognition and judicial approach towards such children

Maintenance is consistently revealed as the duty to oblige another person. It shapes a huge point of view because youth is considered out of a live-in relationship. Under the Hindu Adoptions and Maintenance Act, 1956, Section 21, a certifiable youngster, offspring of a predeceased kid, or the offspring of a predeceased type, so long he is a minor or/and a genuine unmarried young lady or unmarried young lady of a tyke or the unmarried young lady of a pre-died offspring of a pre-lapsed kid will be kept up as dependants by his/her father or the home of his/her terminated father. A tyke coming about because of living observing somebody had not been verified under this Section of the given Act and subsequently had been denied the benefit to be kept up under this standard.

Indian legal executive utilized its capacity to accomplish the parts of the bargains in the milestone instance of Dimple Gupta v Rajiv Gupta wherein the Supreme Court held that even an ill-conceived youngster who is resulting from an unlawful relationship is qualified for upkeep under Section 125 of the CrPC (Code of Criminal Procedure, 1973) which gives support to kids whether they are real or ill-conceived while they are minors and even after such a kid has achieved greater part if he or she can’t look after himself or herself. Although there have been very a few cases that have maintained the upkeep privileges of live-in accomplices where the rules were deciphered in an exceptionally wide way to incorporate female live-in accomplices as “legitimately married spouses”, notwithstanding, on account of Savitaben Somabhai Bhatiya v State of Gujarat made a special case where the live-in accomplice had expected the job of a subsequent wife and was not conceded any support, while the youngster conceived out of the said relationship was allowed upkeep. 

The disavowal of giving upkeep to a youngster conceived out of a live-in relationship can likewise be tested under Article 32 of the Constitution of India adding up to an infringement of the essential rights which certifications under Article 21 which accommodate the Right to Life and Personal Liberty. Such a refusal can deny a person of his or her entitlement to lead his or her existence with poise, and this has been maintained by the Kerala High Court in PV Susheela v Komalavally. 

The inconsistent treatment of a type conceived out of a live-in relationship and a youngster resulting from a conjugal relationship even though both are seen as genuine according to the law can add up to an infringement of Article 14 which guarantees Equality under the watchful eye of Law.

So, we can see that the support of a type conceived out of a live-in relationship is an exceptionally touchy and intricate point.

Public dependent on customary qualities like in India, a live-in relationship is an idea that needs to emerge from its wardrobe and addition full acknowledgment by a bigger part of the general public. Marriage has been viewed as shaping the establishment of the general public and administering all hetero relations in the general public for a drawn-out timeframe and this casual arrangement of life in a relationship is by all accounts testing the essential precepts of marriage as a consecrated foundation. 

The acknowledgment of a relationship went into by two grown-ups, without the holy observance of marriage is viewed as a no-no and has a social shame appended to it. It is significant that even Indian folklore pictures Radha and Lord Krishna to be seeing someone to that a live-in. In a world, considering material relations, this type of connection that has been exposed to the investigation is frequently named as a helpful choice professed to have resulted from Western qualities. 

Anyway, this is by all accounts changing now and this can even be found in the decisions given by learned appointed authorities that perceive the idea of such connections (As found in decisions of cases like Lata Singh v State of UP which perceived life in the connection between two unmarried major of heterogeneous sex and S. Khushboo versus Kanniammal, which held that a man and lady could live respectively without being limited by marriage). 

It is important to break down the reasonable and legitimate part of such associations before going into a discussion dependent on ethical quality concerning this issue. An expanding number of individuals have been eager to favour live-in-relationship over a lasting course of action called marriage and it will be off base to state that frequently these couples are not settling on educated decisions as such choices are regularly impacted by social and monetary components influencing the concerned people. 

A live-in relationship is a relationship between two grown-ups of the sound psyche without going into a legitimate or formal relationship of marriage. Such a relationship is normally perceived as dwelling together which could conceivably be joined by sexual relations. In such a relationship there might be good and close-to-home commitments chosen commonly by the couple yet there are less legitimate commitments. This is particularly on account of India, which is not at all like nations like France (where life seeing someone is administered by a solidarity Pact where couples agreement to live respectively and commonly choose ensuing rights) and Canada where individuals can go into a customary law relationship which is a partner to an Indian live in and can later develop the equivalent into a marriage contract). Enlistment of live seeing someone is even mandatory in certain nations, for example, these. Anyway, this isn’t correct in the Indian setting. 

To see a live-in relationship as a rising idea, it is fundamental to characterize it into different sorts

This sort of live-in relationship is portrayed by the couple having total information on the outcomes of living respectively as a team without a conjugal status or lawful acknowledgment and entering the equivalent by their unrestrained choice giving this connection a component of intentionality. This is pervasive in significant Indian metros like Mumbai, Delhi, and Bangalore where couples lean toward living respectively to expand cost productivity and utilize this time as a time for testing before marriage. As this relationship is principally founded on determining shared material advantages, it is seen in an invented way by law. 

This kind of relationship is described by its automatic viewpoint and may happen if where the man or lady was persuaded that the man was unmarried, separated, or bereaved and wedded him. In any case, polygamy laws keep this second marriage from being perceived. The relationship that stayed alive subsequently becomes the idea of a live-in. A comparable circumstance happens when the marriage is phony or invalid and the couple keeps on living respectively. Such a live-in relationship is accordingly automatically gone into. It is imperative to take note of this distinction as Courts and administrators currently hope to make laws to ensure accomplices, particularly ladies trapped in conditional live-ins. Be that as it may, this frequently prompts abuse of these very laws by accomplices seeing someone of decision. The test accordingly lies in adjusting these contrary interests while outlining laws.

The lawful status of children born out of a live-in relationship 

The first run-through when the Supreme Court held the authenticity of kids resulting from the live-in relationship was in S.P.S. Balasubramanyam v. Suruttayan, the Supreme Court had stated, “If a man and lady are living under a similar rooftop and living together for certain years, there will be an assumption under Section 114 of the Evidence Act that they live as a couple and the youngsters destined to them won’t be illegitimate.” Further, the court deciphered the status and enactment to a degree that it demonstrates congruity from Article 39(f) of the Constitution of India which sets out the commitment of the State to give the kids sufficient chance so they create inappropriate ways and further shield their advantage.

Managing the ongoing case on the authenticity of offspring of such connections, Supreme Court in Tulsa v. Durghatiya has held that a youngster conceived out of such a relationship will never again be considered as an ill-conceived tyke. The significant precondition for the equivalent ought to be that the guardians probably lived under one rooftop and lived together for a fundamentally lengthy timespan for the general public to remember them as a couple and it ought not to be a “stroll in and exit” relationship.

We have seen that Indian legal executives without explicit enactment have been ensuring the privileges of the youngsters by giving the law a more extensive elucidation so no kid is “debased” for having no issue of his or her own. 

On 31-3-2011 a Special Bench of the Supreme Court of India comprising of G.S. Singhvi, Asok Kumar Ganguly in Revanasiddappa v. Mallikarjun commented that regardless of the connection between guardians, the birth of a youngster out of such a relationship must be seen freely of the relationship of the guardians. It is as plain and clear as daylight that a youngster conceived out of such a relationship is guiltless and is qualified for every one of the rights and benefits accessible to kids resulting from legitimate relationships. This is the essence of Section 16(3) of the altered Hindu Marriage Act, 1955.

Regarding the authenticity and legacy privileges of these children, it can be stated that the legacy privileges of kids are referenced in Section 16 of the Hindu Marriage Act, where the lawful status of authenticity is given even to ill-conceived kids (those resulting from marriage) for the sole reason for legacy. Accordingly, legacy rights have been allowed to kids resulting from a live-in relationship. These rights are accessible in both familial and self-purchased properties.

Property rights 

Property rights refer to the inheritance rights of the children. The children born out of a legitimate marital relationship are entitled to inherit ancestral property under the Hindu Marriage Act, 1955. However, the problem arises when it comes to providing property rights and especially ancestral property inheritance rights to children who are born out of live-in relationships. In a live-in relationship, the partners live with each other for a long period without getting married to each other either legally or socially. Now, according to recent judgments children born out of the live-in relationship are given ancestral property rights. However, children born out of one-night stands or walk-in-and-walk relationships are not given any ancestral property rights.

Legitimacy has always formed a condition for the inheritance rights provided under Hindu law. Consequently, the Courts have always ensured that any child who is born from a live-in relationship of a reasonable period should not be denied the right to inheritance and this practice is in sync with Article 39(f) of the Constitution of India. The Supreme Court had given a landmark judgment in the case of Vidyadhari v Sukhrana Bai where the Court granted the right of inheritance to the children born out of a live-in relationship and ascribed them with the status of “legal heirs”.

In many cases, the question raised was whether children born out of void and voidable relationships should be granted the status of legitimate children and whether they will be entitled to the inheritance rights provided under the laws. Since there was no attempt to marry on the part of the partners, therefore many people objected to the idea of providing the children born out of live-in relationships with ancestral property rights. In such situations, the Court has interpreted the statutes in a broader sense so that the children born out of such illegal unions do not suffer economically and socially because of some wrong of their parents. In the case of Bharat Matha, the Court denied providing the ancestral property inheritance rights to children born out of live-in relationships but said that these children are entitled to get self-acquired property. However, later Justice Ganguly highly criticized such judgment in the Supreme Court and deliberated on the issue of live-in relationships and the property rights of a child born out of such a relationship. He stated that the legislature has used the word “property” in Section 16(3) of the Hindu Marriage Act, 1955 and is silent on whether such property is meant to be an ancestral or a self-acquired property and in light of such uncertainty, the concerned child’s right to property cannot be arbitrarily denied.

The intention of the Hindu Marriage Act 1955 concerning Section 16 and all the subsequent amendments is to eliminate the distinction between the children born out of valid marriages and live-in relationships to bring about reforms and changes in society. Therefore, the law has found it more meaningful to provide children born out of live-in relationships to grant property rights, both ancestral and self-acquired property rights. This has been done keeping in mind the principles of Justice, Equity, and Good Conscience. Therefore, today the property rights of children born out of live-in relationships are widely recognized and accepted throughout India. 

Conclusion 

Indian society is diverse and is characterized by people who have conflicting ideas and viewpoints. They have contrary opinions on a particular matter. Therefore, when such an issue regarding the legitimacy of children born out of live-in relationships is at hand, then a wave of contradictions knocks on the door of our society. 

Today, however, Indian Society consists of two categories of people. The first category consists of people who have orthodox and rigid ideas about a concept to the extent that they do not accept the children born out of live-in relationships as legitimate ones and also deny them social status and recognition. The second category consists of people who are modern-minded and whose arena of thinking is broad enough to consider such children as part of this society and they consider such children as legitimate and that they should not be criticized or sidelined because of the irresponsibility of their parents.  

This view of the second category of people was also held by the Indian Judiciary. The decisions of the various cases show the increasing complexity of this problem. However, the Indian Judiciary keeping in mind the Principles of Justice, Equity, and Good Conscience held that such children will be given adequate social and legal recognition and will be entitled to all the rights that are provided to children born out of a legal and socially recognized marital relationship. Therefore, the Courts have provided them with all the rights and benefits that the other children can claim. The parents must fulfill all their needs and get them properly educated and socialized. They are supposed to be brought up in a normal social environment. These children are also entitled to all the properties of their parents whether ancestral or self-acquired. They are also entitled to all social rights.

The Courts have always tried to broaden the provisions so that the rights of legal children can be extended to children born out of live-in relationships. They should not suffer because of the wrong of their parents.

Today standing in the 21st century, there are still objections from society when it comes to providing such children with social and legal rights and recognition. There are social stigmas on the legitimacy of such children. 

For changing the life of such children, society needs to be changed by ideas and values. The orthodox ideas have to be transformed so that these children can be socialized properly and we need to make sure that these children get all their required legal and social rights because these children are now considered legal and a part of our society. 


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Corporal punishment

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corporal punishment

This article has been written by Ishani Samajpati, pursuing B.A. LL.B. (Hons) under the University of Calcutta. The article covers a global view of the concept, history, and evolution of different types of corporal punishment, both for adults and children. It also explains the legal provisions of corporal punishment, both from an international and Indian perspective.

it has been published by Rachit Garg.

Introduction

Various forms of punishment have been imposed on human beings since time immemorial, either with the objective of disciplining them or as part of a penalty for committing certain offences. Corporal punishment is a form of punishment that inflicts physical pain on any individual. Corporal punishment is used by authorities for a variety of purposes, including child discipline and as part of criminal law punishments. Parents and teachers often use corporal punishment to discipline their children and students respectively. Certain courts of law in several countries use judicial corporal punishment for sentencing offenders.

In contemporary times, the issue of the application of corporal punishment on human beings has become debatable, mostly because of the development of human rights laws internationally. While many openly support the imposition of corporal punishment, there are certain laws in several countries banning it, especially for children. The imposition of corporal punishment on adults is not without debate or controversy either.

The history and evolution of corporal punishment, contemporary international legal and social positions and laws across countries on it, and the issues surrounding corporal punishment have been further explored in the article. The legal and social perspective of India regarding corporal punishment has also been discussed.

What is corporal punishment

The word ‘corporal’ originated from the Latin word ‘corpus’ meaning “human or animal body.” The term “corporal punishment” refers to the form of punishment where a certain degree of physical force is used by any supervising adult to inflict pain or discomfort on individuals, both adults and more commonly on children. 

Corporal punishment on children is used to control their inappropriate behaviour to rectify or prevent repeating the offences committed and to make them adjust to their parents’ or teachers’ expectations. The UN Committee on the Rights of the Child, the Committee that supervises the application of the Convention on the Rights of the Child, defines corporal punishment as any kind of punishment where physical force is used to cause “some degree of pain or discomfort, however light.”

For adults, corporal punishment is used as a penalty or part of a penalty for any offence. It is also used on prisoners, and historically, on slaves. The definition under the UN Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment does not specifically include pain or suffering arising as part of “lawful sanctions.” However, any sanction considered lawful may still have elements of torture or ill-treatment. In this regard, the prohibition also extends to the application of corporal punishment on adults, as enumerated in General Comment No. 20: Prohibition of torture or other cruel, inhuman, or degrading treatment or punishment (1992), by the UN Human Rights Committee.

Types of corporal punishment

Some of the most commonly used methods of corporal punishment are as follows:

Flagellation or flogging or whipping

Flagellation, or flogging, is a type of corporal punishment where the victim is repeatedly hit with continuous blows on his or her body, especially in the back. It is sometimes also referred to as “whipping” or “caning.” It has been a very common method of corporal punishment used as judicial punishment as well as to maintain discipline in schools, prisons, armies, and homes.

The tools commonly used for flagellation are whips, canes, rods, sticks, straps, lashes, or other objects. The cat-o’-nine-tails was a whip with nine knotted lashes that was used in the Royal Navy and British Army, as well as for judicial corporal punishment in the United Kingdom. In India, whipping is recognised as a punishment for prisoners under Section 53 of the Prisons Act of 1894, under the supervision of the Superintendent or a Medical Officer.

Bastinado, also known as “foot whipping,” is a type of whipping where strokes of a cane are given to a person’s bare foot sole.

Throughout history, flagellation, especially with lashes or whips, has been associated with domination and slavery.

Beating

Beating is another form of corporal punishment usually used for prisoners and to make children disciplined. In beating, the victim is hit violently. Forms of beating may include spanking, slapping, pinching, pulling, or heating with any solid object.

Human branding or stigmatisation

Human branding, also known as stigmatisation, is a form of corporal punishment in which a visible mark is imprinted on the body of the offender. Historically, this method has been used on slaves and livestock and in criminal law by various European nations. In England, human branding was recognised by the Vagabonds Act of 1572, which was later repealed by an Act of Parliament. It was also a common practice for punishment given by the early colonial settlers in North America.

Human branding was common in India during the Mughal era, but it was later prohibited.

Blinding

Blinding is a form of historic corporal punishment that resulted in total or partial loss of vision. It was often used as corporal punishment in historical societies like the ancient Greek, Roman and Byzantine empire etc.

Mutilation

Mutilation as corporal punishment has been completely discarded due to its barbaric nature. It is a method of corporal punishment used to cause intense pain, humiliation, and permanent damage to body parts. Mutilation was also used as a method of judicial punishment in England and America until the 17th century.

Amputation

Amputation is the removal of a body part as corporal punishment for a crime. The use of amputation as judicial corporal punishment has been in existence since ancient times. Ancient Romans and Greeks used to amputate various body parts of offenders. The practice was also common in ancient Indian judicial punishment. Hands or fingers were chopped off in cases of theft, depending on the gravity of the offence. For sexual offences and adultery, male offenders were castrated, and female offenders were subjected to rhinotomies (amputation of the nose). With time, the practice of amputation as a punishment was abolished in India. 

Amputation as punishment was practised in England, Denmark, and several other European countries as well until the 16th century.

Amputation as a mode of judicial corporal punishment is still used in countries like Saudi Arabia, the United Arab Emirates, Iran, etc. However, international human rights groups are trying hard to stop the barbaric practice of amputation.

Stoning

Stoning is a barbaric form of capital punishment that was commonly used to be awarded to sex offenders and as punishment for adultery during medieval times. The guilty person was made to stand in a trench with a group of people throwing stones at the person until he or she experienced a slow and painful death from trauma. 

In 2008, a 13-year-old girl was stoned to death in Somalia for adultery. There are some reports that stoning as a method of punishment is still being used in Iran.

History and evolution of corporal punishment

Corporal punishment has been an integral part of human civilisation and has been in existence since ancient times. The first documented instance of corporal punishment was around 2000 BC in Egypt, where tomb robbers were beaten. Corporal punishment was prevalent across ancient Greek and Roman society. However, some thinkers and educators advised against the application of corporal punishment. The Old Testament contains written accounts of affirmative views regarding corporal punishment. According to historian Philip J. Greven Jr. in his book Spare the child: the religious roots of punishment and the psychological impact of physical abuse (1990), some people support or justify the application of corporal punishment on children by using the Bible’s book of Proverbs. The Quran and Sunnah also mention corporal punishment.

The use of corporal punishment has been prevalent throughout history. During the 5th century of the Christian era, people had a common belief that corporal punishments might be able to save them from God’s wrath, often epidemics like the plague. During the 6th century, the Tang Code in China set a schedule of offences and punishments, including corporal punishment.

Corporal punishment was a commonly used method during the Spanish Inquisition when Muslim and Jewish populations were persecuted under the supervision of Catholic monarchs for several centuries.

During the 15th and 16th centuries, Protestant leaders like Luther, Calvin, and Knox supported doctrines of strict punishment and discipline for children. In England, King Henry VIII passed the Whipping Act of 1530, which authorised corporal punishment for petty offences. Queen Catherine II passed the Charter of the Nobility, 1785 which exempted nobles from corporal punishment.

In India, several ancient legal texts such as the Dharmasastra, Daṇḍaviveka, and Manusmriti, etc. mentioned the application of corporal punishment only in cases of criminal offences. Corporal punishments in India were also prevalent during the Sultanate and Mughal era. The British passed the Whipping Act of 1909 to authorise whipping in addition to the punishments under Section 53 of the Indian Penal Code.

Evolution

With the global development of human rights law, advocacy for the prohibition of corporal punishment, both as a method of child discipline and as a form of state punishment, became more prominent. The last public whipping as state-awarded corporal punishment in the United States of America (USA) was in 1952 in the state of Delaware. In 1972,  the same public whipping post was removed. Corporal punishment was banned in prisons in the state of Arkansas, USA, for the first time in the case of Jackson v. Bishop (1967), thus signalling the end of corporal punishment in US prisons.

In India, the  Whipping Act of 1909 was subsequently repealed in 1955 through the enactment of the Abolition of Whipping Act of 1955. The Code of Criminal Procedure, 1898, was further amended, and the sentence of whipping was entirely stopped.

In the United Kingdom, judicial corporal punishment was abolished in 1948 through the Criminal Justice Act of 1948. However, corporal punishment such as flogging persisted for prisoners. Finally, it was prohibited by Section 65 of the Criminal Justice Act of 1967.  

Subsequently, corporal punishment for children was outlawed. In 1783, Poland was the first country to ban corporal punishment for children. Sweden became the first country to ban corporal punishment by parents in 1979 by amending the Parenthood and Guardianship Code.

By 2022, 64 nations across the world have banned corporal punishment for children, including at home. 28 more nations are committed to reforming their existing laws to start a blanket ban on corporal punishment.

However, even to this date, 15 nations in the world still have a partial ban on corporal punishment, and 29 states recognise corporal punishment such as whipping, flogging, and caning as legal, according to End Corporal Punishment, an initiative under the Global Partnership and Fund to End Violence Against Children, launched in 2016 by the then UN Secretary-General.

Judicial corporal punishment

Corporal punishment awarded to any individual as a penalty or part of a penalty by a court of law is known as judicial corporal punishment. It was commonly used as a judicial punishment in many countries but has been abolished in most regions of the world. But it is still used as a means of sentencing in many former British colonies, Muslim-majority nations, and among followers of Shariah law. The judicial use of corporal punishment now mostly involves flogging and caning.

Some of the former British colonies where judicial corporal punishment is still awarded are Singapore, Barbados, Botswana, Brunei, Swaziland, Tonga, Trinidad and Tobago, Zimbabwe etc.

The Constitutional Court of South Africa decided that the caning of juvenile males under the age of 21 was unconstitutional in 1995 in the case of S v. Williams and Ors. The Abolition of Corporal Punishment Act of 1997 abolished judicial corporal punishment.

The issue of judicial caning in Singapore garnered international attention in 1994. An American teenager, Michael P. Fay, was arrested and sentenced to a jail term of four months and six strokes of the cane, along with a fine of S$3,500, in 1994. The appeal against the order was heard in the High Court. It was later dismissed by the then Chief Justice Yong Pung How

Singaporean laws regarding offences punishable by caning were influenced by the British legal system during the colonial era. The Vandalism Act of 1966, under Section 3, provides caning as punishment for vandalism with “not less than 3 strokes and not more than 8 strokes,” along with a fine of a maximum of $2,000 and an imprisonment term of a maximum of 3 years in accordance with the procedures as laid down in Division 2 of the Criminal Procedure Code 2010.

Malaysia and Brunei, two of the neighbouring countries of Singapore, also have judicial caning on their statute books. Apart from that, many countries, such as the United Arab Emirates, Qatar, Iran, Nigeria, and the Aceh province in Indonesia, etc., recognise judicial whipping or caning. Judicial corporal punishment is also legal and widely recognised in Afghanistan.

In April 2020, the Supreme Court of Saudi Arabia abolished flogging as judicial corporal punishment, though other forms of judicial corporal punishment, such as amputation, are still legal.

International conventions against corporal punishment

Article 5 of the Universal Declaration of Human Rights and Article 7 of the International Covenant on Civil and Political Rights also prohibit the use of torture and “cruel, inhuman, or degrading treatment or punishment,” but do not specifically mention corporal punishment. In the case of George Osbourne v. Jamaica (2000), the UN Human Rights Committee decided that corporal punishment awarded to persons accused of crimes is contrary to Article 7 of the Covenant. 

Article 1 of the Convention against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment defines torture as an act of inflicting ‘severe’ mental or physical pain with intentions such as obtaining any information or confession, punishing someone for any offence he has committed or is suspected of having committed or to intimidate or coerce with the consent of any public official or lawful authority. So it can be concluded that the application of severe corporal punishment to prisoners also constitutes torture.

Corporal punishment is prohibited by several international human rights conventions. The Convention for the Protection of Human Rights and Fundamental Freedoms, also known as the European Convention on Human Rights, prohibits any kind of torture, degrading or inhuman treatment or punishment under Article 3.

The United Nations Standard Minimum Rules for the Treatment of Prisoners directly mention the prohibition of corporal punishment for prisoners.

Laws against corporal punishment for children

Traditionally, the imposition of corporal punishment on children has been a culturally accepted practice in many countries, including India. In fact, using corporal punishment in educational institutions had also been considered a normal part of the learning process for a very long time, even in the recent past. Even in the 21st century, many still have the same attitude that corporal punishment is necessary for children in order to discipline them. 

Humiliating and abusive treatment is not only a violation of children’s rights to protection from violence but also counterproductive to the learning process. It also sets off the idea of the acceptability of violence in a child’s mind and perpetuates the vicious cycle of violence in turn. A study by the World Health Organisation (WHO) found that corporal punishment on children has a number of negative effects on their physical and mental health, socio-emotional development, cognitive processes, and other areas.

International laws against corporal punishment for children

It has been internationally recognised that corporal punishment violates the rights of children and hurts their human dignity and physical integrity. Article 19 of the Convention on the Rights of the Child protects children against all forms of physical and mental violence from parents, legal guardians, and caregivers. It also requires the state parties to take appropriate legal, social, educational, and administrative measures to protect children from any kind of violence, abuse, maltreatment, or exploitation.

It also outlines all the protective measures State Parties should undertake, such as the implementation of proper social programmes and procedures to support the child and the caregiver in case of any maltreatment.

Furthermore, Article 28(2) of the Convention mandates all the state parties to ensure that school discipline is administered in accordance with the Convention while maintaining the basic dignity of any child.

Similarly, Article 29(1)(b) of the Convention emphasises that the education of the child should be directed towards developing respect for human rights and fundamental freedoms in accordance with all of the principles enshrined in the Charter of the United Nations. 

Article 37(a) of the Convention requires state parties to ensure children’s protection from “torture, inhuman or degrading treatment or punishment.”

Apart from that, WHO has created an evidence-based technical package to support nations in preventing and responding to violence against children called INSPIRE.

In General Comment No. 8, the UN Committee on the Rights of the Child reaffirmed clearly the right of protection of children from corporal punishment. 

The Council of Europe supports the prohibition of corporal punishment of children both legally and in practice. Adopting various parental strategies can help in reducing the incidents of corporal punishment of children. The Council of Europe’s recommendation on policies to promote positive parenting is a recommendation of parental strategies that seek to provide parents with sufficient parental support and skills.

Decisions of the European Court of Human Rights

The issue of corporal punishment of children was challenged by the European Court of Human Rights in 1978 for the first time. The case of A v. the United Kingdom (1998) was the first case on corporal punishment brought before the Court. The Court ruled that the child rights of A, the victim, were violated due to corporal punishment of caning by his stepfather under Section 3 of the Convention.

In the cases of Campbell and Cosans v. the United Kingdom (1983) and Costello-Roberts v. the United Kingdom (1993), corporal punishment was condemned in state and public schools, respectively. 

A landmark judgement regarding corporal punishment was the case of Tyrer v. the United Kingdom (1978), decided by the European Court of Human Rights. In this case, Anthony Tyrer, aged 15, was sentenced to three strokes of birch cane by a local juvenile court due to unlawful assault. The Court held in six to one votes that judicial corporal punishment amounted to degrading punishment under Article 3 of the Convention.

Article 17 of the European Social Charter mandates that member states protect children from all kinds of ill-treatment and that children are entitled to “social, legal, and economic protection.” The Charter is monitored by the  European Committee of Social Rights (ECSR).

The legal position of India with respect to corporal punishment

In the view of the Convention, corporal punishment for children is invariably degrading. Currently, there is no statutory definition of the term ‘corporal punishment’ in Indian law.

A study titled Child Abuse in India: 2007 conducted by the Ministry of Women and Child Development reported that the majority of children are subjected to corporal punishment in their daily lives. This includes schools, orphanages, childcare facilities, hostels, juvenile homes, and even at the hands of family members.

The Government of India accepted the recommendations of global bodies to prohibit corporal punishment in all settings, especially in schools. While corporal punishment has been prohibited in India since 2010, there are no legal provisions banning its use at home or elsewhere. 

The National Policy on Education, 1986, modified in 1992, completely excluded corporal punishment from educational institutions. Corporal punishment in schools in India is completely banned for children aged from 6 to 14 years, according to the Guidelines for Eliminating Corporal Punishment in Schools formed by the National Commission for Protection of Child Rights (NCPCR).

The legal position of India regarding corporal punishment for children is based on values enshrined in the Constitution of India, 1950, the Indian Penal Code, 1860, and several other Acts. The laws protecting children against corporal punishment in India are discussed below:

Relevant Constitutional principles

Provisions in the Indian Penal Code (IPC)

Section 88 and Section 89  fall under General Exceptions in Chapter IV of IPC and cover harms committed without any penal consequences. An act committed for someone in “good faith” is not considered an offence under Section 88. Under Section 89, any act done in “good faith for the benefit of a person” under the age of twelve years is exempted from punishment. These two IPC Sections were used to justify corporal punishment in India legally. In 2008, the Gujarat High Court ruled corporal punishment illegal in the case of Hasmukhbhai Gokaldas Shah v. State of Gujarat (2008).

Section 305 states that the offence of abetment of suicide of a child under eighteen years of age is punishable with a death sentence, life imprisonment, or imprisonment of a maximum of ten years and a fine. However, in the case of K Kala vs The Secretary (2022), the Madras High Court did not hold Robert, the School Headmaster, guilty in the case of the suicide of a 17-year-old boy, Yuvraj, the son of the petitioner, even though he used to subject the victim and other students in the school to brutal corporal punishment and inhumane tortures and humiliations such as cutting hair in public, tearing trousers with the blade, beating them ruthlessly, and abusing them with filthy languages.

Juvenile Justice (Care and Protection of Children) Act, 2015

The Juvenile Justice Rules prohibit all forms of corporal punishment in ‘alternative care settings’ for children. Cruelty to children under Section 75 of the Juvenile Justice Act, 2015 is a non-cognizable and non-bailable offence. Furthermore, the guilty will face rigorous imprisonment of up to three years or a fine of one lakh rupees or both. If the offence is committed by a person running an organisation or an employee, he shall be punished with rigorous imprisonment for a maximum of five years and a fine of up to five lakh rupees.

Right of Children to Free and Compulsory Education (RTE) Act, 2009

The Right of Children to Free and Compulsory Education (RTE) Act of 2009 completely prohibits both ‘physical punishment’ and ‘mental harassment’ under Section 17 and makes it a punishable offence.

Under Section 31 of the Act, statutory bodies like the National Commission for Protection of Child Rights (NCPCR) and the State Commissions for Protection of Child Rights (SCPCRs) monitor and safeguard the rights of children. 

Section 32 provides the procedures for the redressal of any grievance related to the rights of a child. Under Section 32(1), a complaint can be filed with the local authority with jurisdiction, which will be decided within three months under Section 32(2). The decision of the local authority can be appealed to the State Commission for Protection of Child Rights under Section 32(3) and Section 32(4).

Other Relevant Acts

Other relevant Acts in this regard are the Scheduled Caste and Scheduled Tribe (Prevention of Atrocities) Act of 1989 and the Protection of Civil Rights Act of 1955

An adult belonging to the general caste can be prosecuted for atrocities against children of scheduled castes and tribes under the Scheduled Caste and Scheduled Tribe (Prevention of Atrocities) Act of 1989. 

If any child is discriminated against or subjected to corporal punishment on the grounds of untouchability, the manager or trustee of any educational institution or hostel can be prosecuted under the Protection of Civil Rights Act of 1955.

Critical analysis

It is a settled fact that corporal punishment has not been legally abolished across the world. A criminological inquiry into corporal punishment will be helpful for criminologists to understand its continued use. 

The UN opposes the use of corporal punishment, including capital punishment on offenders. Similarly, the UN Committee on the Rights of the Child has prohibited the use of corporal punishment for children in both schools and at home. However, there is a huge imbalance between the legislation against corporal punishment and its practical implementation. The reasons behind this are the different cultural, economic, political, and social characteristics of a nation. 

In some nations, corporal punishment is institutionalised and judicially recognised. It is still routinely imposed in Middle-Eastern countries with traditionally conservative social and economic societies. Some of the former British colonies also have judicial corporal punishments. Colonialism has also played a great part in institutionalising corporal punishment in their cultures, as in the case of Singapore. Studying the socio-cultural background of common corporal punishments in these countries can help one understand the background of the prevalence of corporal punishments in these countries.

Conclusion

Corporal punishment has turned out to be the most common method of physical abuse, dominance, and bullying. The practice of corporal punishment is one of the most controversial in modern times. Although corporal punishment has been made illegal in many countries across the world, there are other countries where the practice of corporal punishment is widespread. In many countries, it is still used as a method of punishment and to discipline children. The attitude towards corporal punishment varies regionally, depending on cultural norms.

The use of corporal punishment on children, especially by teachers and parents, adversely affects the child’s future. Various scientific research and debates regarding the issue are going on. Proper implementation of the legal ban on corporal punishment can stop the practice. Apart from that, government campaigns and the media can play a huge role in eradicating corporal punishment.

Frequently asked questions (FAQs) on corporal punishment

What is the use of corporal punishment?

Corporal punishment is used as a disciplinary method for children. It is also used for adults, especially prisoners and criminals. Known as judicial corporal punishment, courts of law in certain countries sentence corporal punishment as a penalty or part of a penalty.

What are some methods of corporal punishment in school?

Methods of corporal punishment include hitting, slapping, spanking, shaking, punching, kicking, choking, electric shock, confinement in small spaces, excessive exercise, and fixed postures for long periods.

What are the instruments commonly used in corporal punishment for children?

Instruments used in corporal punishment for children include leather straps, switches, baseball bats, and fists.

What are some laws in India that protect children from corporal punishment in India?

The Constitution of India protects the fundamental rights of children. There are certain provisions in the Indian Penal Code that protect children from violence. Acts that specifically protect children from corporal punishment are the Right to Education Act of 2009 and the Juvenile Justice Act of 2015.

Apart from that, the Scheduled Castes and Scheduled Tribes (Prevention of Atrocities) Act of 1989 protects children belonging to scheduled castes and scheduled tribes from the atrocities of general caste adults. The Protection of Civil Rights Act of 1955 can be used to prosecute an offender, especially a manager or trustee of any educational institution, in specific cases on the ground of untouchability.

References


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Sunjay Dutt vs State : case analysis

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This article is written by Shubham Singh, law undergrad at Savitribai Phule Pune University.

This article has been published by Sneha Mahawar.​​ 

Introduction

The popular entertainer Sanjay Dutt had served a prison season of 5 years in the wake of being condemned for detainment because of his supposed contribution to the 1993 Mumbai sequential shoot case by the C.B.I. otherwise called the Focal Department of Examination, Bombay.

The Walk 19, 1993 Mumbai Impact case depended on a progression of 12 bomb impacts that occurred in Mumbai on Spring twelfth. These assaults were really organized and are as yet known as one of the most terrible and the most damaging bomb shoots throughout the entire existence of India. Besides, this was the principal finely organized sequential bomb blast on a worldwide level. This article rides through every one of the parts of the case Sunjay Datt vs State on 9 September 1994.

Brief of the case

  • Recorded underneath are the principal realities of the Sanjay Dutt versus State through the C.B.I Bombay case.
  • The applicant, Sanjay Dutt was one of the 189 individuals who were accused in this specific case which was acquired under preliminary the Mumbai High Court in 1993.
  • This case was with respect to the planned bomb impact which occurred on 12 Walk, 1993 in Bombay. An extremely impressive and significant bomb was shot into a vehicle in the storm cellar of the Bombay Stock Trade working at 1:30 pm on 12.2.1993. Almost 50 individuals lost their lives and the structure included experienced significant harm because of the impact.
  • As indicated by the C.B.I. Bombay’s documented charge sheet, which contained some extremely stunning proof reversed the situation for Mr. Dutt. As per the charge sheet, on 16 January 1993, it was demonstrated that Sanjay figured out how to have the accompanying arms purposely:
  • 3 AK-56 rifles; 
  • 25 hand grenades; 
  • One 9 mm pistol;
  • Extra cartridges for the pistol;
  • He managed to acquire these arms and ammunition from the below-listed people who were accused of intending to commit terrorist activity:
  • Anees Ibrahim Kaskar;
  • Sameer Ahmad Hingora;
  • Hanif Khadawala;
  • Baba Ibrahim Musa Chouhan;
  • Abu Salim Abdul;
  • Qayoob Ansari;
  • Man-Zoor Ahmad Sayed Ahmad.

Facts of the case

  • Sanjay Dutt was accused of having one AK-56 rifle, one gun, and a couple of cartridges in the wake of giving the rest to his assistants. This was demonstrated after a couple of parts of the rifle, the gun, and around 53 rolls of live cartridges were gained by the C.B.I from his home while the examination was at its pinnacle.
  • It was later on uncovered that Sanjay’s accessories stubbornly annihilated the proof from the home of the solicitor according to the sets of Sanjay himself. Recorded beneath are the blamed who figured out how to annihilate the proof from Sanjay’s home to safeguard him, hence making them at fault for the offense under Section 201 in The Indian Penal Code.
  • Sanjay Dutt was charged with various offences which mainly incorporated enacting Section 5 in the TADA Act. (Terrorist Disruptive Activities Act)
  • The petitioner was charged depending on the testimony of various eye and ear witnesses, a few unclear yet incriminating occurrences, and lastly a non-doctored confession of Sanjay Dutt himself. 
  • In the aforesaid confession, the petitioner duly confirmed that he did receive the said arms and ammunition but he also stated that he returned all the arms except one AK-56 rifle to the people mentioned above after 2 days that is on 18 January 1993. The petitioner confirmed that he kept one of the three rifles merely for self-defence.
  • Sanjay Dutt obviously referenced that the main motivation behind why he kept the rifle was for self-assurance. To be exact, in the admission of the solicitor, he referenced that because of the constrained destruction of Babri Masjid, on 5.12.1992 in Ayodhya, his dad who was an Individual from the Parliament in those days was getting numerous dangers as a result of the excited and deft endeavors he reconciled and congruity between both the strict gatherings. Sunil Dutt (the applicant’s dad) yet his entire family confronted different occurrences where they needed to confront some serious life dangers and for this reason, he had the rifle and other ammo for the assurance of his loved ones.
  • The candidate’s side guarded themselves by expressing that the simple demonstration of having the previously mentioned arms and ammo can’t amount to an offense under Area 5 of the Psychological oppressor and Problematic Exercises (Avoidance) Act. They contended that the main offense the candidate had made was under the unlawful ownership of arms and ammo which falls under the Arms Act which expresses that the public authority of India has executed this regulation to distinguish and take unlawful weapons and to put a limitation on weapon-related savagery.
  • The sole justification behind the candidate to document this case is in regard to a solicitation for the court to set bail for his capture. A couple of different realities were inspected too which incorporated the supplication for his bail in light of his activities. The candidate encouraged the court to consider the way that his activities weren’t partnered with any sort of fear-based oppressor or troublesome action.
  • Recorded underneath are the additional subtleties of the instance of ‘Sanjay Dutt versus State through C.B.I Bombay’.
  • Case number: Exceptional Leave Appeal (Crl.) 1834-35 of 1994
  • Solicitor: Sanjay Dutt
  • Appeal: Criminal Various Request
  • Respondent: State through C.B.I Bombay
  • Bench: A.M Ahmadi, J.S Verma, P.B Sawant, B.P Jeevan Reddy, N.P Sing
  • Date of judgment: 9 September 1994

As per The Constitution Of India 1949, the TADA Act which is completely explained as the Fearmonger and Troublesome Exercises (Counteraction) Act demonstrates a murky however fairly clear significance of what the demonstration could state. The TADA Act expresses that :

  • Assuming that any individual is found on a mission to be in touch with or is related with whatever other individual who is partnered with fearmonger or troublesome exercises can be accused of this demonstration.
  • Other than that, assuming that an individual is found on a mission to be in an unlawful correspondence organization of giving on, true printing, or directing the apportioning of data which could be utilized to abet the fear mongers or disturbances is considered an offense under this demonstration.
  • Proffering data, embracing into abetting the fear mongers, or the distortionist monetarily or in some other structure is considered an offense under this demonstration.

Punishment & measures under the TADA Act:

Section 3, TADA Act Punishment for terrorist activities 

Any individual who is blamed for being the individual who will in general dismay the laws of a nation and upset the country’s tranquility by stirring things up around town spots of the country by fear, for example,

• Wrecking property;

• Murdering people;

• Dynamites;

• Bombs;

• Guns;

• Rifles;

• Poisonous chemical.

Judgment 

They can without much of a stretch become the justification behind death and are considered offenses under this demonstration.
The punishments that fall under ‘punishment for terrorists’ are:

Section 3(2)(i) TADA Act

In the abovementioned exercises leading to the demise of an individual, the lawbreaker will be either condemned to death or will get a sentence of life detainment. The guilty party might possibly be responsible for a fine.

Section 3(2)(ii) TADA Act

This relies upon the gravity of the wrongdoing however on the off chance that the wrongdoing carried out isn’t as need might arise to be condemned to death, then, at that point, the crook will be given a sentence of detainment of something like 5 years which can be extended to life detainment.

Section 4 TADA Act punishment 

Any individual who chooses to connive in endeavors to help or deliberately finance the troublesome exercises will confront a prison time sentence of something like 5 years which can be extended up to life detainment and the wrongdoer should pay a fine alongside the prison time as well.

Section 5 TADA Act punishment 

This part explicitly centers around the ownership of any arms, ammo, or weapons with a cognizant brain. In the event that any individual has any sort of unlawful weapons or arms will be viewed as a criminal under this segment of the TADA Act.

Plan 1 of the Arms Act, 1962 notices that on the off chance that an individual having accompanying arms that aren’t formally endorsed should confront prison season of no less than 5 years which might extend up to life detainment and the crook should pay a fine as well.

Related laws

Sanjay Dutt was charged with the following:

Conspiracy 

This pursuit was stripped later on as the C.B.I., as well as the High Court, neglected to lay out the grounds of intrigue.

Section 3(3) of the Terrorist and disruptive 

This pursuit was stripped later on as the C.B.I., as well as the High Court, neglected to lay out the grounds for the expectation of supporting and conspiring with the fearmongers or the psychological oppressor movement that occurred in Mumbai.

Section 5 of the terrorist and disruptive 

In view of the initial feeling, the applicant was expressed as not liable. The justification for the ownership of the arms and ammo wasn’t laid out which would have demonstrated his immediate association with the fear-monger exercises referenced previously.

Section 3 and 7 of the Arms Act, 1959 + Section 25 (1-A) and (1-B) of the Arms Act, 1959

The solicitor was seen as a real fault for having unlawful weapons intentionally. The charges he was at last different with estimates a sentence of at least five to a decade.

Conclusion

The usually known assertion ‘Lady Justice is blind’ probably won’t work constantly however there are situations where the courts have given equity and discipline to the meriting individuals. Sanjay Dutt, who is a Bollywood entertainer needed to confront a ton of prison time for his activities. He needed to confront prison time even subsequent to having an extremely impressive impact as his insurance was his dad Sunil Dutt who was an individual from the Parliament of India in 1993. Despite the fact that different discussions emerged since the court stripped the charges of the TADA Act from Sanjay Dutt and just condemned him as a guilty party for having unapproved arms and ammo, many think that the court was paid off to ease off of the solicitor as he was from an exceptionally great foundation. Some past nepotism generally will, in general, impede the equity framework. Nobody is certain regardless of whether it is genuine yet this pointer can’t be ignored.


Students of Lawsikho courses regularly produce writing assignments and work on practical exercises as a part of their coursework and develop themselves in real-life practical skills.

LawSikho has created a telegram group for exchanging legal knowledge, referrals, and various opportunities. You can click on this link and join:

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