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Indian High Courts Act, 1911

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This article has been written by Dilraj Chouhan.

It has been published by Rachit Garg.

Introduction

Judiciary plays a vital and amenable role in the development of a country and this is an organ of a government which needs to be very much efficient. The whole Judicial system of a country directs in which direction the country will be treading forward on administrative and political party. Perhaps, this may be regarded as an apparatus which determines the phenomenon of good governance. Efficacy of this chain needs to be more important than necessary as a proper hierarchical system certifies the preening of the judiciary and indirectly other organizations of Government.  

Since the British were bestowed with the term “Sun never sets in Britain” as a reference to their colonial hegemony thus, one can infer that this potential was ultimately linked to the intellectual administration system that includes the Judicial set up as well. This was the prime reason why they gain a foot over the majority of countries over such a huge period of time. The Indian High Courts Act, 1911 was such a part of that highbrow mind. 

This article aims to cover up all the circumstances which lead to the arisen of The Indian High Courts Act, 1911 and provides a comparative analysis of this act with the acts line up on the same path. This research provides the conceptual clarity and retrenchment from a complex judicial system that was pertaining to during British colonial rule over India. The exploration in this article also includes the motto of establishing the High Courts in India with a detailed analysis of the subject matter. 

This article is divided into various chapters that will cover the matter of research and this helps the reader to obtain clarity on the topic with ease. The first chapter cover Aim and the reason behind the introduction of this Act, further in subsequent chapters, the provisions, amendments, and success or failure of this Act have been deciphered. This article also depicts the evolution of modern high Courts from that act of 1911 and other acts lined up on the same path. 

Reasons for the passing of the Indian High Courts Act, 1911 

AIM:- The main aim was increase the efficacy in Judicial System by increasing number of judges, granting authority to establish additional high courts and dispensing salaries of judges from Indian revenue. 

Reason

  1. In the three Presidency towns of Calcutta, Madras and Bombay there were two existing legal frameworks for overseeing Administration for example the Supreme Court and the Sadar Diwani and Sadar Nizamat Adalat. Such a legal organization was badly arranged for the occupants of the Presidencies. Truth be told, it frequently conflicted and it brought about clashing choices. Eventually, this issue was settled by the British Parliament by ordering the Indian High Courts Acts specifically of 1861. Basically, this act introduced certain reforms in the Judicial system of high Courts which sought to supervise the Lower court and aid them to establish a uniform Judicial Chain over the whole territory.  
  2. Right from the beginning, the Crown’s valour was helping them to expand their territorial authority over most of the Indian geography and this was the time when British were well-positioned towards the subject of authority over India.So thus they need a judicial setup in which the different lower courts will have their principal courts within the ease limits of their territory. Before such an act, where the foremost courts were at the central level only i.e.Supreme Court at Calcutta. It was marking a dubious and complex on part of this lower court, So there was an urgent need for a system where the principal courts are being organized into various units. 
  3. There were various lower courts in which non-proficient adjudicators and specialists were rehearsing so, there were numerous cases where blemishes of being non-expert were reflected in their decisions.
  4. Apart from the above-discussed reasons, there were various flaws in the current judicial setup like an insufficient number of judges, intricacy over laws pertaining to religion and furthermore, it is worth mentioning here that there was no proper hierarchy of then Judicial system. 

From the above-examined reason, it is obviously evident that there was a critical need of a framework which could oblige the requirements and conquer the legal blemishes relating to them. 

Overview and provisions of the Indian High Courts Act, 1911 

Indian High courts act of 1911-An Overview  

The Indian High Courts Act of 1911 was an Act of the British Parliament sanctioned on the eighteenth of August 1911 to revise the High Courts Act of 1861. Remarkable changes to the above-mentioned enactment remembers are an expansion for the number of judges of high court and the capacity of the government to set up extra high courts across British India. 

Earlier while introducing the Bill, Sir Charles Wood said: “ We shall have one Supreme Court, one sole court of appeal instead of two; and inasmuch as the administration of justice in the minor courts depends on the mode in which the appeals sent up from them are treated, the Superior court thus constituted, will, I hope, improve the administration of justice generally throughout India.” These were remarks made for Indian High Courts act. There were various arrangements of this demonstration which modify the Indian high court’s demonstration of 1861 and helped in building up an all-around settled legal framework. 

Provisions of this Act:

  1. SECTION 01: INCREASE OF NUMBER OF JUDGES IN HIGH COURT  

The most extreme number of judges of a High Court of Judicature in India, including the Chief Justice, will be twenty, and section two of the Indian High Courts Act, 1861, will have an impact appropriately. Earlier there was a council of 16 judges in High Courts.

  1. SECTION 02: POWER TO ESTABLISH ADDITIONAL HIGH COURTS 

This act gave power to the majesty to establish new high courts within the territory of India or an area subjected to their control. Earlier only four Courts were there in the presidencies of Bombay, Calcutta, Madras and Allahabad, and these were established through the Act of 1861. 

Incidental, significant or supplemental modifications to nearby or existing Jurisdiction were to be made by methods for request or patent so as to ensure the administration of the recently settled High Courts. 

  1. SECTION 03: 

Subject to the provisions of section two of the Indian High Courts Act, 1861, as amended by this Act, regulating the number and qualifications of judges, it shall be lawful for the Governor-general in Council to appoint from time to time persons to act as additional judges of any High Court for such period not exceeding two years as may be required, and the judges so ‘appointed shall, whilst so; acting, have all the powers of a judge of the High Court appointed by His Majesty under section two of the said Act: Provided that such additional judges shall not be taken into account in determining the proportions specified in the provision to that section. 

  1. SECTION 04: SALARIES  

The salaries of judges or impermanent authorities delegated under this Act will be paid out of the Revenues of India. Since right from the beginning, judges’ salaries and emoluments were a subject of British revenue.  

Comparative study other High Courts Act 

Comparison with Indian High Courts Act, 1861 

SERIAL NUMBER HIGH COURTS ACT, 1861 HIGH COURTS ACT, 1911 
1. The maximum number of judges including chief Justice and puisne judges was 16. The Maximum number of judges including chief Justice was 20. 
2. This act established high court in Four Presidencies of Bombay, Madras, Calcutta and Allahabad.  This Act established authority for magistrate to render up Indian judiciary with new high courts in case of requirements.  
3. This act led to transfer of power from Sadar Diwani and Nizamat Adalat  as well as from Supreme Court to the newly established setup of  high Courts . This act only make amendments in the the existing judicial system of high Courts by enhancing power of Majesty and increasing no of judges.  

Comparison with Indian High Courts Act, 1915 

SERIAL NUMBER HIGH COURTS ACT,  1915 HIGH COURTS ACT, 1911 
1. This act was passed under Government of India act,1915 and brought several changes in composition, jurisdiction and laws applicable to this courts. Originally, this act brought changes in the composition of judges only. 
2. This act empowered the Governor General to appoint the additional judges to these High Courts.  This act empowered the Majesty  to establish additional high courts if needed. 
3. The High Courts through this act was clearly kept away from Revenue matters i.e. They were not allowed to do judgements over revenue matters. Revenue administration of high Courts was ambiguous in this act. 

Failure and merits of the Indian High Courts Act, 1911 

Failures 

  1. This act was unable to bring reforms and resolve the lacunas which were present in the Indian High Courts Act of 1861.For example, Court’s instance over revenue administration  was unclear, the jurisdiction of these Courts were not well defined.
  1. The number of judges, which was 20,were still insufficient due to long and typical pending cases in these high Courts. 
  1. Governor-General was endowed with so much of huge power that he could appoint additional judges at his own discretion and for that, he didn’t need any prior endorsement of higher British authorities.  

Merits 

Since the northwestern part of then, India was nearly overlooked by the British authorities, the establishment of the Agra High Court was a milestone for British as well as Indian natives. These high courts were later on shifted to Allahabad in 1869. Majesty’s empowerment to set up new high courts was quite appreciable since due to this reason only, we are now bestowed with 25 High Courts in the present Scenario.  

The power to establish additional judges for these high Courts is worth mentioning here because this system aided in faster, better and more efficient judgements.

Evolution of modern high courts

  • The Madras High Court in Madras, Bombay High Court in Bombay, Calcutta High Court in Calcutta and Allahabad High Court in Allahabad are the oldest four high courts in India which were established through the Indian High Courts Act of 1861.Whereas the well known Patna high court was established through a letter patent issued by the British crown.  
  • This system of permanent and additional judges which was introduced there in this act was still a part of Indian judiciary and there are both these permanent and Additional judges in the Indian High Courts. 
  • In the present scenario, the judges of high courts are appointed by the honourable President of India. It particularly has been evolved from the Indian High Courts act of 1911, where the President in the modern era is in parallel with the Governor-General who was the highest authority at that time.  
  • Numerous requirements and qualifications to become a judge, which was laid down through the series of these high Courts acts are still existing in the modern judicial.  

Conclusion  

It is evident from the above exposition that why the presentation of a series of Indian High Court Acts was considered a ‘modern era of the judiciary’. Judicial reforms brought under these acts are clearly reflected in the modern judicial system of present India. Concerning the vast territory of India, proper hierarchy of courts was needed which could establish an efficient judicial system. Just like an apex supreme court, there was an urgent need of courts at various territorial units which could serve just like the supreme court by supervising districts and lower courts. 

Before the passing of such an act, there was only a single Apex Court so making an appeal to this apex court was quite a tedious job for provisional district courts of British Presidencies on grounds of distance, lack of communication and technology. So such a system of High Courts was an urgent need of an hour. Reforms that were being brought by Indian High Courts Act were praiseworthy as because of this Act only majesty was empowered to establish additional high courts and additional judges which could cater to the necessities of the so-called Modern era of judiciary.

Bibliography  

Web Reference :- 

  1. https://lawsisto.com/Read-Central-Act/1032/HIGH-COURTS-ACT-1911 
  2. https://www.allahabadhighcourt.in/History 
  3. https://www.legislation.gov.uk/ukpga/Geo5/1-2/18/contents/enacted 
  4. https://www.iilsindia.com/study-material/508712_1608459443.docx 

Books:- 

  • B.M. Gandhi,V.D. KULSHETRA,Seventh Edition ,Eastern book Company Lucknow 
  • M.P. Join,Outlines of Indian legal history,Seventh Edition, lexis Nexis 

Students of Lawsikho courses regularly produce writing assignments and work on practical exercises as a part of their coursework and develop themselves in real-life practical skills.

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International Humanitarian Law

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This article is written by Michael Shriney from the Sathyabama Institute of Science and Technology. The article discusses International Humanitarian Law, including its principles, origin, application, goals and sources, treatment of gender and culture, and FAQs. 

It has been published by Rachit Garg.

Introduction

International Humanitarian Law (IHL) is a compilation of rules that aim to mitigate the humanitarian consequences of armed conflict. It protects those who are not or are no longer engaged in hostilities and limits the means and techniques of warfare. It is also known as the law of war or the law of armed conflict. This law is based on the rules of ancient civilizations and religions, and warfare has always been governed by certain principles and practices. As the international community has developed, a number of governments have contributed to the formulation of those rules. Today, international humanitarian law is regarded as a universal law. It only extends to armed warfare.

The law protects individuals who do not take part in the conflict, such as civilians and medical and religious military personnel. The International Humanitarian Law has established a variety of easily identifiable symbols that may be used to designate protected individuals, places, and items. The emblems are the red cross, the red crescent, and symbols indicating cultural property and civil defence infrastructure. The employment of various weapons, including explosive bullets, chemical and biological weapons, blinding laser weapons, and anti-personnel mines, is prohibited under the legislation.

Let us go through International Humanitarian Law in much more detail below:

International Humanitarian Law (IHL)

International humanitarian law is a part of international law, which is the set of rules that governs state-to-state relations. International law is embodied in treaties or conventions between states, in customary laws, which consist of State practices deemed legally binding by them, and in general principles. The nineteenth-century saw the beginning of the worldwide formulation of international humanitarian law. Based on the harsh experience of modern warfare, states have agreed upon a set of practical guidelines. These laws maintain a delicate balance between humanitarian law and state military needs.

Measures must be taken to guarantee that international humanitarian law is followed. States have a duty to teach their armed personnel and the broader public about their regulations. They must either prevent infractions or penalise those who commit them. They must, in particular, pass laws to prosecute the most serious abuses of the Geneva Conventions and Additional Protocols, which are considered war crimes. States must also enact this law to safeguard the red cross and red crescent emblems. 

Origin and sources of International Humanitarian Law

International Humanitarian Law is based on the same sources as international law in general:

International Convention

The Hague Convention (1907), which has restrictions on the means and techniques of warfare, is one of the two primary treaty origins of International Humanitarian Law. The four Geneva Conventions of 1949 contain a large portion of international humanitarian law. This Geneva Convention, which is considered another treaty origin of IHL, gives protection to specific groups such as vulnerable persons. It protects individuals who have stopped participating, such as injured, shipwrecked, and ill warriors and prisoners of war. Almost every country on Earth has decided to be bound by them. This Convention was formed to avoid future conflicts from having the same level of human suffering as the two World Wars.

The conventions have been expanded and extended by two further treaties: the Additional Protocols of 1977 on the protection of victims of armed conflicts. The two further treaties have been split into Additional Protocol I, which governs international conflicts, and Additional Protocols II, which governs non-international armed conflicts. Other agreements govern the use of certain weapons and military tactics as well as the protection of specific groups of people and property. 

These treaties include:

Internationally, actions have been taken to establish courts to punish offences committed during two conflicts (the former Yugoslavia and Rwanda). The Yugoslav War was an armed conflict of independence but interconnected with ethnic group conflicts, independence wars, and insurgencies conducted in the former Yugoslavia from 1991 to 2001, leading to the breakup of the Yugoslav federation in 1992. There were several reasons for Yugoslavia’s breakup, varying from religious and cultural divides amongst ethnic groups to World War II atrocities committed by both sides to radial nationalist forces. The International Criminal Tribunal for the Former Yugoslavia (ICTY) was set up in May 1993 to punish individuals who are responsible for war crimes, crimes against humanity, and genocide in these two important situations.

From 1990 to 1994, the Rwanda conflict was a large-scale civil war fought between the Rwandan armed forces, representing the country’s government, and the rebel. The struggle between Rwanda and Africa was based on colonial heritage, chronic poor governance, and ineffective and conflict-generating political systems. In 1994, the International Criminal Tribunal for Rwanda (ICTR) was established to tackle issues such as genocide and war crimes.

The Rome Statute of 1998 established an International Criminal Court to prosecute war crimes and other crimes against humanity. Individuals, governments, and other organizations may all help to ensure that international humanitarian law is followed. International humanitarian law forbids all means and methods of warfare that: fail to distinguish between those fighting and those who aren’t, such as civilians, with the goal of protecting the civilian population, individual civilians, and civilian property; cause unnecessary injury or suffering; or cause severe or long-term environmental damage.

There were war crimes trials in Nuremberg and Tokyo from 1945 through 1948. After World War II, the victorious allied countries formed the first International Criminal Courts to punish high-level political officials and military authorities for war crimes and other atrocities. The French, the Soviet Union, the United Kingdom, and the United States established the International Military Tribunal (IMT) at Nuremberg, Germany, to prosecute and punish the major war criminals of the European axis. International Military Tribunal judged a joint trial of senior Nazi political and military leaders as well as Nazi organisations. A proclamation established the International Military Tribunal for the Far East (IMTFE) in Tokyo, Japan in 1946. This is also an attempt to punish far-eastern war criminals.

new legal draft

International customs

According to the International Committee of the Red Cross (ICRC) on International Humanitarian Law and Customary Law, the majority of treaty law rules have achieved general recognition and have had a major impact on practice. As a result, they have the force of customary law, while others have evolved into it. As a result, they bind all nations, regardless of whether they have signed them, as well as armed opposition organisations in non-international armed conflicts. Because treaty law has been limited in this area, the use of customary international law is especially important for non-international armed conflicts.

General principles of law

A set of jus cogens (compelling law) rules are recognised in international humanitarian law, from which no derogation is permitted. For example, prohibitions on genocide and torture.

Judicial decisions and the teachings 

International Courts have contributed to the interpretation and development of IHL. Secondary sources include judicial pronouncements and the teachings of the most highly skilled professionals.

Key sources of International Humanitarian Law

  • Treaties such as:
    • Hague Convention, 1907
    • Four Geneva Conventions, 1949 (GCs)
    • Additional Protocols I and II, 1977 (AP I and AP II)
  • In a 2005 ICRC report on customary IHL, international customary law was explained or hinted at.
  • Jus cogens rules, such as prohibitions against genocide and torture, are examples of general principles of law.
  • Judicial decisions and teachings, mostly from the International Court of Justice, which include a variety of International Court rulings and advisory opinions.
  • The International Covenant on Civil and Political Rights (ICCPR) and International Covenant on Economic, Social, and Cultural Rights (ICESCR) conventions on the prevention and punishment of genocide.

Aim of International Humanitarian Law

International Humanitarian Law has been around since the 19th century, although the principles and practices on which it is based are much older. This rule, often known as the law of armed conflict or the law of war, was created to find a balance between humanitarian considerations and the minimization of suffering. The following are the two important aims of International Humanitarian Law: 

  • Protection and assistance are offered to those who have been affected by the conflicts.
  • Warfare techniques and means are regulated.

When does International Humanitarian Law apply

International humanitarian law only applies to military conflicts and covers all parties engaged in an armed conflict. It distinguishes between international armed conflict and non-international armed conflict, the latter of which is subject to a significantly smaller set of established standards. Although official practice continues to uphold this difference, given the nature of today’s conflicts, it has been criticised as arbitrary and unrealistic. International Humanitarian law, on the other hand, has evolved through time to include international armed conflicts more comprehensively. Internal tensions or disturbances, such as isolated acts of violence, are not covered by international humanitarian law. Once a dispute has started, the law applies equally to both parties, regardless of who started the fight.

International armed conflict (IAC)

Armed conflicts involving at least two governments are known as international armed conflicts. They are governed by plenty of restrictions, including those outlined in the four Geneva Conventions as well as Additional Protocol I. In other words, this law applies to wars between sovereign nations as defined by Common Article 2(1) of the Geneva Convention, including direct conflict between states, circumstances in which a foreign power commits soldiers into a country to assist a local movement, and partial or entire occupation of Common Article 2(2) of the Geneva Convention. Additional Protocol I (API) broadens the scope of applicability to armed conflicts in which people fight for their right to self-determination against colonial dominance, foreign occupation, and racist regimes, Article 1(4) of the API.

Israel and the Gaza Strip : Military occupation without the presence

Any land occupied during an international armed conflict is subject to the Geneva Conventions (Common Article 2). A region is deemed occupied when it is placed under the jurisdiction of the opposing force, according to Article 42 of the Hague Convention. The occupation is limited to the region where the opposing force has such authority. Only the land where such power has been created and may be exercised is included in the occupation. As a result, IHL applicable to occupied areas applies when a territory is effectively controlled by hostile and armed forces. However, identifying and confirming such situations can be challenging in practice. 

Although Israel physically withdrew its armed forces from the Gaza Strip in 2005, this was not deemed sufficient to end Israel’s ‘effective control’ over the region, which is typical of occupation. This was due to a number of circumstances, including the reality that the disengagement plan specified that Israel would retain authority over the territory’s boundaries, as well as its airspace and coastline region. Furthermore, Israel retained the ability to enter Palestinian territory at any moment in order to maintain public order. As a result, the UN Secretary-General decided that it is conceivable to remain an occupying power, with all of the responsibilities it entails, without a military presence on the ground.

Non-international armed conflict

Common Article 3 of the Geneva Conventions applies in the case of ‘armed conflict not of an international nature,’ either between a state and a non-state armed group or between non-state armed groups. 

Internal disturbances and tensions, such as riots,  isolated and sporadic acts of violence, are not categorised as non-international armed conflict under Common Article 3 of the Geneva Conventions and Article 1 of the Additional Protocol II. The International Criminal Tribunal for the Former Yugoslavia has implied two criteria that must be satisfied: 

  • The violence must reach a certain level of intensity that distinguishes it from situations of internal disturbance.
  • The parties engaged must show a specific level of organisation.

For the first criterion, considerations to evaluate include the collective form of the fighting and the state’s use of armed force, the duration of the war, the nature of the weapons, the probability of attacks, and the number of victims. For the second criterion, it is expected that government soldiers will automatically satisfy the need. 

In the case of non-state armed organisations, aspects to evaluate include the presence of a command structure and internal rules, as well as the ability to recruit and train new soldiers. Article 1 of Additional Protocol II upheld these conditions but established a higher standard of proof to meet the criterion of the parties concerned, stating that these groupings should be able to govern a portion of a territory. It is also limited to wars involving a state and a non-state armed organisation. As a result, many armed conflicts are similar to those offered by Common Article 3 but not Additional Protocol II.

Purposes and applications of International Humanitarian Law 

  • The International Humanitarian Law (IHL) aims to safeguard people, property, and objects affected by armed conflicts by limiting the rights of parties to use the techniques and means of warfare of their choice.
  • This law only applies to armed conflict situations.
  • This law applies to all parties involved in a dispute.
  • This law establishes states’ obligations and responsibilities to respect, safeguard, and fulfill individuals’ human rights under their control. 
  • This law also allows people and groups to sue the government for specific actions or benefits.
  • This law can be used at times of peace as well as at times of armed conflict, crisis, and disaster.
  • This applies to states as well, but it gives citizens some direct benefits.
  • Internally displaced persons (IDPs) are protected and assisted under guidelines or regional treaties.

Key provisions and principles of International Humanitarian Law

  • Under the principle of distinction, civilians and civilian objects are protected from the harm of military activities.
  • The humanitarian law standards of necessity and proportionality are well-established. The opponent can only use the quantity and type of force necessary to defeat the enemies under this law.
  • Civilians must be treated humanely at all times, according to the concept of humane treatment. Article 3 of the GCs restricts all forms of violence against life and person, including harsh treatment and torture.
  • International Humanitarian Law is founded on the concept of non-discrimination. In the treatment of prisoners of war and civilians, discrimination based on race, nationality, religious belief, or political opinion is illegal.
  • Women and children are given special consideration, respect, and protection. Rape and all forms of indecent assault against women must be prohibited.
  • This law requires occupying powers to guarantee that people in occupied territory have access to basic needs such as food, medicine and health supplies, and services. The intentional starving of people as a means of warfare is prohibited under this law.
  • The law allows the state to treat relief workers with respect and provide them with protection.
  • This law establishes regulations for gaining access to affected communities and delivering humanitarian assistance in international armed situations, including personnel entrance, customs clearance, and relief taxation.
  • This law establishes guidelines for vulnerable groups, including non-discrimination and positive measures.
  • This law also protects political rights such as the right to life, the right to be free from torture, and the right to move around freely.
  • This law safeguards economic and social rights, such as the right to food, shelter, clothes, health, livelihood, and a reasonable quality of life.
  • There is no clear mention of international relief in this law.
  • This law allows states to restrict some civil and political rights in the event of a public emergency that poses a national security threat, such as a war. Certain rights, such as the right to life, are unaffected by derogations.

Implications for humanitarian assistance

  • Humanitarian assistance refers to the legal requirement and main responsibility of parties to the conflict to provide humanitarian aid to populations under their control. IHL enables humanitarian organisations to adopt relief actions under specific scenarios for the benefit of efficiency.
  • The responsibility of controlling authorities to assist and collaborate with relief programs is unconditional under times of occupation. Governments cannot deny humanitarian help arbitrarily as long as there is a need for humanitarian assistance and organisations and rescue efforts function in compliance with humanitarian standards. This is in addition to arguments for the recognition of a right to humanitarian assistance.
  • Specific provisions are accessed as an implication of humanitarian assistance with delivery of help and protection of humanitarian workers, to reduce “red tape” and allowing for the quick delivery of relief to protected people.
  • The International Humanitarian Law does not specifically address the question of humanitarian assistance access. Others argue that the right to life could involve a basic right to assistance and that the different economic and social rights guaranteed provide the legal framework for persons to claim the right to humanitarian assistance. States would have equal duties to give such assistance.

How gender and culture are treated in International Humanitarian Law

Gender 

Although IHL has different provisions in the GCs and APs that promote formal equality and non-discrimination, protection must be delivered without any bias based on gender. In the case of female prisoners of war, for example, according to GC III Articles 14 and 16, women are obliged to receive treatment equal to that granted to males. IHL mandates special protections for women in addition to claims to formal equality. For example, female prisoners of war are given separate dormitories from men as per GCIII, Article 25, and sexual violence against women is prohibited (GC IV, Article 27, Additional Protocol I Article 76(2); APII, Article 4(2)). However, the reality of men’s and women’s lived experiences of conflict has revealed some of IHL’s gender limitations. 

Many have already suggested that the subject of sexual violence against males in conflict has gotten little attention. When it comes to the application of IHL to gender perspectives, interpretations of IHL must take into account the unique experiences of both men and women in conflict situations. ‘Soft law’ has been used to strengthen women’s protection in armed conflict. This includes UN Security Council Resolutions 1888 and 1889 (2009), which attempt to improve the safety of women and children during armed conflict. Sexual and gender-based crimes committed during the armed conflict have been successfully prosecuted by international criminal tribunals. There is still an urgent need to further expand gender constructions in international humanitarian law.

Culture

International human rights have not been subjected to the same cultural relativism issues and criticisms as IHL. The GC and AP are relatively new in modern codifications, and European names are not new. However, the underlying concepts are not new, and laws pertaining to warfare can be found in many civilizations. The ICRC has discovered that traditional and long-standing traditions exist in numerous cultures that date to the current IHL but are generally consistent with it. Local and cultural customs that are addressed in IHL must be respected. IHL must make certain that culture does not have a negative impact on what is important.

Conclusion

International Humanitarian Law is one of the most essential tools available to the international community for ensuring the safety and dignity of people during times of war. This law aims to maintain a perception of humanity in the midst of battle, with the guiding premise that even war has boundaries. This law guides how parties to a dispute conduct hostilities and protects those who are in enemy hands. It also forbids or restricts the use of especially cruel weapons or weapons that do not differentiate between fighters and civilians. It also requires parties involved to care for the injured and sick, as well as to safeguard medical professionals.

Frequently asked questions (FAQs)

What are the main sources of International Humanitarian Law?

The main sources of international humanitarian law are treaty law and customary international law. There are two major treaties, one of which being the Hague Convention of 1907, and the four Geneva Conventions of 1949. Additionally, the 1977 Additional Protocols are written sources via which countries legally set rules. 

What is the objective of International Humanitarian Law?

The objective of international humanitarian law is to reduce the suffering caused by conflict and minimize its consequences. The two objectives of this law are to protect and assist persons impacted by wars, as well as to regulate the means and tactics of war.

Who is protected under International Humanitarian Law?

Under international humanitarian law, the whole civilian population is protected from armed conflict or military conflict. It also protects civilians, medical and religious military professionals, and those who do not engage in the fight. This law also protects people who have stopped to participate, such as wounded, shipwrecked, sick warriors, and prisoners of war.

Who implements International Humanitarian Law?

A group of specialists to implement international humanitarian law has been formed by a National committee or commission on IHL, which consists of many States.

When and to whom does International Humanitarian Law apply?

Only armed conflict is covered under IHL, which begins when the conflict begins and applies equally to all parties, regardless of who began the fighting.

What is the principle of humanity in International Humanitarian Law?

The principle of humanity prohibits the cause of any injury that hurts, harms, or destroys that is not necessary to achieve a conflict’s lawful goal.

Who enforces international humanitarian law?

The International Committee of the Red Cross as a controlling authority enforces international humanitarian law.

What does the IHL Red Cross mean?

The International Humanitarian Law (IHL) programme of the American Red Cross enables young people ages 13 to 24 to learn about international humanitarian law, the body of law that controls armed conflict.

References


Students of Lawsikho courses regularly produce writing assignments and work on practical exercises as a part of their coursework and develop themselves in real-life practical skills.

LawSikho has created a telegram group for exchanging legal knowledge, referrals, and various opportunities. You can click on this link and join:

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Rape accused can be convicted solely on testimony of survivor : analysis

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This article has been written by Pravind Kumar Jha, pursuing a Certificate Course in Introduction to Legal Drafting: Contracts, Petitions, Opinions & Articles from LawSikho.

It has been published by Rachit Garg.

Introduction

Rape is an all-pervasive issue in societies all over the world. For women across India condition is not any different, fear is a regular companion, and rape is the stranger they may have to face at any time, on any road, in any public place. Now the question is what contributes to rape in general – this heinous form of crime against women is linked to issues of poverty, such as a lack of education and, in many areas, poor housing, unstable marriages or female-headed households, and overcrowding, to name a few factors that contribute to an unsafe situation in both rural and urban areas.

As a result, the Supreme Court significantly changed the customary practicein criminal trials to find that a rape survivor’s lone testimony, if judged credible, would be sufficient to record the accused’s guilt without the need for corroborative evidence. Further, this basic rule will be elaborated in the paragraph before the conclusion of the article.

Thus, his article primarily focuses on case laws or judicial trends that have resulted in the current legal situation regarding the admissibility of victim statements. However, before diving into the case law, it is critical to understand the procedural aspects.

Procedural Aspects

The initial step in pursuing rape charges is to file a First Information Report (FIR) under Section 154 of The Code of Criminal Procedure, 1973 at a police station near the place of the incident or where the victim of the crime lives. It is preferable to file the FIR as soon as possible; but, if sufficient cause can be substantiated, the delay will be allowed. Every detail about the rape should be included in the FIR. The informant must sign it, and the officer must keep track of the FIR’s filing in a book kept for this purpose. An informant has the right to acquire a free copy of the FIR.

If the police station’s S.H.O. (Station House Officer) refuses to record the information provided by the informant, then the informant may write to the Superintendent of Police (SP), who is then required to initiate the investigation himself or direct any other officer subordinate to him to do so.

If the S.P. does not take any action in response to the FIR, the victim may approach the magistrate directly under sections 156 (3) and 190 of The Code of Criminal Procedure, 1973.

Following the filing of an FIR, the complainant or informant is likely to be summoned to the police station for more statements, likely identification of persons, or clarifications. Gathering evidence is a part of the investigation under Section 157 of The Code of Criminal Procedure, 1973.

A medical examination of the survivor is also carried out as part of this process. Survivors will be provided with medical and psychiatric assistance. The survivor’s clothes, jewellery, and other pertinent belongings on her person at the moment of the rape are collected. The panchnama, a document that details every piece of evidence gathered, contains a list of everything that was collected. This document is signed by two people in whom the survivor has faith.

The police may arrest under Section 41 of The Code of Criminal Procedure, 1973 once they have identified the accused and are aware of their whereabouts and identity. The absence of a sign does not rule out the possibility of rape.

The survivor and witness submit a thorough description of the crime from their records to a magistrate at this point.

When the investigation is over, if the case is proven to be genuine with adequate evidence, a charge sheet under Section 173 of The Code of Criminal Procedure,1973 is filed, in which the police present a full summary of the investigation to the session court, including all material acquired, including the FIR and evidence. The court receives the charge sheet, and the case proceeds to trial.

A rape case is prosecuted by the state in which the victim lives, rather than by the victim herself, the public prosecutor and the accused’s lawyer handle the trial under  Section 327 of The Code of Criminal Procedure,1973 The survivor/complainant, on the other hand, can appoint a counsel to aid the prosecution if the case goes to court. Both sides present their cases, with the survivor, witnesses, and accused all being probed.

A rape trial is always held in-camera, which means that it is not open for public viewingt. If proven guilty, the accused faces a minimum sentence of seven years in prison, with the possibility of life imprisonment, as well as a fine, depending on the nature of the assault. If the incident is classified as the “rarest of the rare,” the accused may face the death penalty.

If the accused is found guilty of rape, he will be pronounced convicted under Section 376 of The Indian Penal Code, 1860.

Judicial trend

The Supreme Court took a strict stance on sex abuse cases 71 years ago. It defied convention during a criminal trial by holding that a rape survivor’s sole testimony, if proved credible, would suffice to convict the accused. The Supreme Court’s this notion will be examined in further depth in the following significant cases.

  1. Rameshwar versus the State of Rajasthan– This is a significant precedent-setting case that established the importance of the survivor’s solitary testimony. In this case Mst. Purani, an 8-year-old girl, was raped by Rameshwar. Mst. Purani’s mother had gone out to the field when she was raped. When her mother returned home, she discovered her daughter crying. As a result, the victim proceeded to court to seek redress.

Thus, in this case, the learned Sessions Judge held that the evidence was sufficient for moral conviction but not legitimate evidence because, in his opinion, the law requires proof of the prosecution’s story in such cases as a safeguard, and the confirmatory evidence, insofar as it sought to link the accused to the crime, was legally insufficient though morally sufficient. However, he was satisfied that the girl had been raped by someone. Consequently, he found the suspect innocent, giving him the benefit of the doubt.

The State of Sawai Jaipur and Gangapur filed an appeal in the High Court of Jaipur against the acquittal.

The distinguished High Court Judges decided that while the law needs corroboration in such circumstances, the girl’s statement to her mother was legally accepted as proof and that this was adequate, so the acquittal was rejected and the conviction and sentence were restored. Because the case involved a matter of law of general importance, the High Court granted leave to appeal under Article 134 (1) (C) of the Constitution.

Finally, the Supreme Court issued a momentous decision in this case on December 20, 1951, and Justice Vivian Bose ruled that the minor rape survivor’s account of the sex offence to her mother, her testimony in court, and also the evidence presented by her mother supported the daughter’s account were sufficient to condemn the accused. “Regarding the girl’s and her mother’s behaviour from start to finish, I am sure that no other proof is required during this case than the child’s statement to her mother.” Justice Bose stated in sustaining the conviction.

Since then, rape case proceedings in India supported this concept. “Seeking confirmation to a testimony before resting on it as a rule, in such scenarios, would be equal to adding insult to injury…” the Supreme Court stated again. The prosecutrix’s deposition must be considered in its entirety. The rape victim is not a co-conspirator, and her testimony can be used without additional evidence. She has a higher status than a witness who has been hurt.

  1. Mathura Rape Case’ of 1972 – In this case, Supreme Court’s golden scale for weighing evidence had slipped from its grasp. The alleged abduction of a minor girl (Mathura) was reported to Maharashtra police by her brother. She was taken to the police station. Two police officers sexually molested the girl after telling her relatives to sit outside. The trial court decided that the girl was used to sexual intercourse and did not raise an alert when she was raped, thus the cops were acquitted. 

The Bombay High Court upheld Justice Bose’s rulings and found the defendants guilty. Passive submission produced by serious threats could not be regarded as consent or desired sexual intercourse, according to the Court. Tukaram and Another vs State of Maharashtra [ 1979 SCR (1) 810] However Supreme Court in its final verdict agreed with the trial court and acquitted the policemen.  The Supreme court held that Mathura had raised no alarm; also, there were no visible marks of injury on her person thereby suggesting no struggle and therefore no rape. The judge reasoned, “She may have fomented the cops (who were drunken on duty) to have sexual activity with her because she was used to sex.”  Several protests and demonstrations took place in the country following this verdict, and this case is touted to be one of the cornerstones in the development of a national feminist movement in our country.

  1. Rafiq vs State of Uttar Pradesh [1981(1) SCR 402] In this landmark case Draupadi, a middle-aged Bal Sewika in a village welfare organization was sleeping in a girl’s school where she was allegedly raped by Rafiq, the petitioner and three others. The offence took place around 2:30 am. The next morning the victim related the incident to the Mukhiya Sewika of the village. The investigation that followed resulted in a charge sheet, a trial and, eventually, a conviction based substantially on the testimony of the victim. The High Court appeal was dismissed. The testimony has been accepted by two courts in this matter. Still undaunted, the petitioner has sought leave to appeal to the Supreme Court. A course correction was done by Justice Krishna Iyer on August 14, 1980, in this case. Thus, in this case, Justice Iyer observed, “Corroboration as a criterion for judicial reliance on prosecutrix’s testimony is not a matter of law, but a guidance of wisdom under particular circumstances.”  As a result of the prosecutrix’s testimony, the accused was found guilty in this case.
  2. Shri Bodhisattwa Gautam vs Miss Shubhra Chakraborty [1996 SCC (1) 490] – In this case according to the circumstances stated in the complaint filed against Bodhisattwa Gautam, there was an initial phase of romance during which Bodhisattwa Gautam used to visit the house of Subhra Chakraborty and on one occasion, he told her that he was in love with her and ultimately succeeded. Based on the accused’s assurances, an intimate relationship was established between them. During the relationship, the accused impregnated the victim twice and both times had an abortion. Further to deceive the victim even married her secretly but later on refused to accept the victim as his wife thus abandoning her. The victim approached the Court of the Judicial Magistrate, Ist Class, Kohima which upheld the judgment of The Gauhati High Court. The High Court by its judgment and order dismissed the petition. This compelled the petitioner to approach the Supreme Court by way of a Special Leave Petition. The Supreme Court dismissed the Special Leave Petition and further took this case through Suo moto notice.

Thus, the Supreme Court stated in this case, “…The way the accused exploited and abandoned the prosecutrix is nothing but an act of grave cruelty because it has caused serious injury and danger to the prosecutrix’s mental and physical health, as such, the accused has committed criminal offences punishable under sections 312, 420, 493, 496, and 498-A of the Indian Penal Code.”

Finally, based on the facts and circumstances of this case Supreme Court concluded that there is a serious allegation that the accused had married prosecutrix before God and also having impregnated her twice resulting in abortion on both the occasions, we, on being satisfied, dispose of this matter by providing that accused shall pay to the victim a sum of Rs. 1,000/- would be paid every month as interim compensation during the pendency of the criminal case before the court of Judicial Magistrate, 1st Class, Kohima, Nagaland. The accused is also responsible to pay compensation arrears at the same rate from the moment the complaint was filed until this date. The Court further states that nothing in this judgement affects or prevents the Magistrate from deciding the complaint on the merits based on the evidence presented before it and in compliance with the law.  

  1. Ganesan vs StateIn this case, the victim was studying in 5th standard and aged 13 years, convicted the accused of the offence under section 7 (Sexual Assault) of the POCSO (Prevention of Children from Sexual Offences) Act and sentenced him to undergo three years rigorous imprisonment, which is the minimum sentence provided under Section 8 (Sexual Assault) of the POCSO (Prevention of Children from Sexual Offences) Act. The accused feeling aggrieved and dissatisfied with the judgment and order of conviction and sentence passed by the learned trial court, the accused preferred to appeal before the High Court. In terms of the conviction and imposition of a three-year rigorous prison sentence, the High Court denied the appeal. Feeling aggrieved and dissatisfied with the impugned judgement passed by the High Court, the original accused has preferred the present appeal with the Supreme Court.

On October 14, 2020, in this case, the Supreme Court declared that there can be a conviction when the victim/prosecutrix’s deposition is deemed to be trustworthy, immaculate, and credible, and her evidence is of pristine quality. Thus, Ganesan was convicted in this case based on the testimony of the victim. Given the sanctity of a rape survivor’s testimony, there has been an increase in occurrences in the recent decade in which the court’s sympathy has been used to falsely implicate innocent people in rape cases. As a result, the concept of the wrongful implication of people in rape cases can be demonstrated in the case laws as stated below.

  1. Raju vs State of Madhya Pradesh [2008 (15) SCC 133] The prosecutrix, in this case, was kidnapped and raped by four accused. The prosecutrix, on the other hand, was unable to substantiate her testimony, nor was she able to correctly identify the accused, and no evidence supported a rape case. Because the prosecutrix was involved in improper activity, the court acquitted all of the accused.

In this case, the Supreme court said, “It must not be forgotten that rape causes the victim the most distress and disgrace, but a blatant lie of rape can also cause the accused the same distress, embarrassment, and destruction.”

  1. Abbas Ahmed Choudhary vs Assam [2010 (12) SCC 115], In this another landmark case the accused/appellants picked up the prosecutrix, who was 13 to 15 years old and drove her in a Maruti vehicle after gagging her mouth. She was then raped by three of them, with one of them absconding with Rs 40. Based on the prosecutrix’s statement, it was also determined that one of the three accused involved was ambiguous. As a result, the court found one of the accused not guilty.

The Supreme Court said during this case, “…We are aware that during a case of rape, the prosecutrix’s testimony should tend primary consideration. At the identical time, the essential aspect that the general public prosecutor must establish its case against the accused applies to a case of rape, and there is no assumption that a prosecutrix would always reveal the reality in its entirety.”

Conclusion

Over the years, rape has been a problem that has only been addressed by the government and judiciary in response to public outcry following fresh and more brutal incidents. Despite the latest anti-rape legislation, rape cases continue to rise year after year.

Furthermore, after examining judicial developments, a few cases have been highlighted that illustrate uncertainty and inconsistency in court judgements. Judgements like the one in the Mathura Rape Case demolish years of reform efforts. However, later judgments quickly corrected the course. As times have evolved, trial judges now have the onerous responsibility of sifting through a rape survivor’s evidence to accomplish justice by punishing both the rapists and those who falsely accuse someone of rape.

References

  1. https://thewire.in/law/rape-accused-can-be-convicted-solely-on-testimony-of-survivor-sc-reaffirms
  2. https://www.womensweb.in/2018/06/filing-a-rape-case-all-you-need-to-know-jun18wk4sr/
  3. https://www.latestlaws.com/articles/critical-analysis-of-rape-laws-in-india-and-judicial-opinion-by-sakshi-rewaria
  4. https://articles.manupatra.com/article-details/An-Extensive-study-of-Rape-Laws-in-India
  5. https://timesofindia.indiatimes.com/india/sc-always-considered-rape-survivors-testimony-sacrosanct-doubts-emerged-only-in-the-last-decade/articleshow/56175680.cms
  6. https://indiankanoon.org/doc/1420504/
  7. https://indiankanoon.org/doc/1092711/
  8. https://indiankanoon.org/doc/915673/
  9. https://indiankanoon.org/doc/642436/
  10. https://indiankanoon.org/doc/1921282/
  11. https://indiankanoon.org/doc/195453/
  12. https://indiankanoon.org/doc/84556569/

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The dark web as a phenomenon

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The article has been written by Anshumi Maloo.

It has been published by Rachit Garg.

Abstract

The dark web is a portion of the Internet that is typically used by users to carry out some activity in a covert manner without leaving any traces. It has become a hotspot for illegal activities such as child pornography, arms trafficking, drug trafficking, and onion cloning, among others. The main reason for these activities is the anonymity afforded by this platform. It is also used by governments around the world for the sake of confidentiality. Dark web markets are websites that facilitate the trading of illegal products, primarily via the use of Bitcoin. Because dark web markets are unregulated and provide no user security, police raids and frauds routinely result in huge losses for marketplace participants. However, the ambiguity hasn’t stopped the growth of dark web markets. 

The Dark Web

When most people think of the internet, they think of the Surface Web, which is indexed by traditional search engines like Google or YouTube. However, the Surface Web, which most of us use daily, accounts for less than 5% of the internet. Any action you participate in on the Surface Web may – and almost certainly is – be monitored. The Internet is massive, with millions of web pages, databases, and servers operating around the clock. However, the so-called “visible” Internet sites that can be accessed using search engines such as Google and YouTube are only at the top of the fingerprint. There are numerous words associated with the non-visible Web, but it’s important to understand how they vary if you want to go off the main thoroughfare.

Below the Surface Net, where daily normal personal and corporate contacts occur, is the Deep Web, which sounds sinister but is simply the online destination for protected information such as medical records, bank accounts, government databases, and private communications, to mention a few. Normally, a person cannot access information kept on the Deep Web without a password or authorization. The Deep Web accounts for around 96 percent of all internet traffic. The Dark Web exists only in a tiny portion of the Deep Web.

The dark web is a secret network of internet sites that can only be accessed using a specialized web browser. It is used to keep online activity secret and anonymous, which may be useful in both legal and criminal uses. While some people use it to avoid government restrictions, it has also been used for extremely criminal behaviour. The term “dark web” refers to websites that are not indexed and can only be accessed using specialist web browsers.

Private computer networks can interact and do business anonymously over the dark web without disclosing identifying information, such as a user’s location. Due to its unencrypted nature, users of the dark web refer to the ordinary web as Clearnet.

The dark web’s reputation has frequently been connected to criminal intent or unauthorized data, as well as “trading” sites where users may acquire illicit products or services. However, legal parties have also made benefited from this paradigm. The Dark Web, commonly known as Darknet websites, is only accessible via networks designed expressly for the Dark Web, such as Tor (“The Onion Routing” project). Tor browsers and Tor-accessible sites are popular among darknet users and are distinguished by the name “.onion.” Tor browsers establish encrypted entry points and channels for the user, allowing them to be anonymous in their Dark Web searches and actions.

Breaking down the path of the dark web’s foundation exposes two important layers that contribute to its anonymity:

  • There is no indexing of web pages by surface web search engines. Google and other prominent search engines are unable to locate or display results for pages on the dark web.
  • Due to its one-of-a-kind registry operator, it is inaccessible to standard browsers. It is also obscured by different network security mechanisms like firewalls and end-to-end encryption.

The dark web has drawn many people who would otherwise be jeopardized if they revealed their identities online. Victims of abuse and persecution, whistle-blowers, and political dissidents have all used these secret sites. However, these advantages may readily be extended to individuals who choose to operate outside of the restrictions of the law in more openly unlawful ways.

Benefits of the use of the Dark Web

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User Anonymity

The darknet encryption system transmits users’ data via a large number of intermediary servers, protecting users’ identities and ensuring anonymity. Only a later node in the scheme, which leads to the exit node, may decode the sent information. Because of the complexity of the system, it is nearly difficult to replicate the node path and decode the information layer by layer. Due to the high level of encryption, websites are unable to monitor their users’ geolocation and IP addresses, and users are unable to obtain this information about the host.

Untraceable sites and services

On the Dark web, cybercrime and hacking services for financial institutions and banks are also available. Attempts have been made to monitor this behavior through different government and private groups. Carding forums, PayPal and Bitcoin trading websites, as well as fraud and counterfeiting businesses, flourish. The most basic pattern of content on the dark web is illegal pornography, especially child pornography. Sites employ advanced systems of guidance, forums, and community governance.  Numerous companies, including virtually every major newspaper, Facebook, and even the US Central Intelligence Agency, have a hidden website on Tor (CIA). This is because a Tor website shows a (sometimes symbolic) dedication to privacy. For example, the New York Times and the CIA are both seeking to enhance contact with virtual walk-ins who can give sensitive information.

On the other hand, the same privacy and anonymity that protect tyrants and targeted ads can serve as a springboard for criminality on the dark web. Arms trafficking, drug sales, and the distribution of exploitative content—often involving children—such as pornography and pictures of violence and other forms of abuse—are among the most common illegal operations. Websites promote the language of neo-Nazis, white supremacists, and other extreme organizations. 

Silk road and the darknet market

Silk Road, launched in February 2011 by Ross Ulbricht under the alias “Dread Pirate Roberts,” was the first pioneering marketplace to employ both Tor and Bitcoin escrow. Gawker published an article on the site in June 2011, resulting in “Internet buzz” and a spike in website traffic. This prompted Senator Chuck Schumer to put political pressure on the US DEA and Department of Justice to shut it down, which they ultimately did in October 2013 following a prolonged investigation. While the use of data anonymization technologies aids in the protection of users’ personally identifiable information (PII), these techniques are also utilized by entities seeking to engage in unlawful and criminal activities.

The Silk Road was founded in response to a desire to link illicit drug suppliers and interested consumers online while safeguarding their identities and transactions using anonymization techniques.

The combination of dark web services and cryptocurrency has led to predictions of an increase in crime. Bitcoin is one of the most often utilized coins on dark web marketplaces because of its versatility. People can use Bitcoin to conceal their goals as well as their identities. A typical technique was to utilize a digital currency conversion service to convert Bitcoin into online gaming currency, which was then turned back into money. Bitcoin has become a popular commodity for consumers to defraud companies due to its importance in the digital domain.

Over the last five years, the combination of an encrypted network that is hidden from the majority of the nation and a transactional currency that is practically untraceable by law enforcement officials has resulted in a tiny but considerable bazaar of illicit merchants selling unlawful products. 

Many of them are powered by Bitcoin and other cryptocurrencies like Monero. The most popular goods are recreational and medicinal drugs, followed by stolen and counterfeit papers such as IDs, credit cards, and bank credentials. Some websites provide services related to hacking and technical crime, such as malware, distributed denial of service attacks, and hackers for hire. A large percentage of them sell a combination of these and other items, such as pornography and counterfeit goods.

Transactions in darknet markets are anonymous. These markets exist on the Tor network to guarantee security and anonymity to both consumers and darknet suppliers. To dissuade fraudsters, the site operator holds the cash in escrow. The only exposed link in the chain is the actual shipment of the items via the postal system. The basis of darknet marketplaces is the sale of illegal drugs. Darknet markets provide a diverse range of goods and services. Some marketplaces may not offer weapons or poisons, but they do sell stolen information, unlawful services such as hacking for hire, pornographic content, and other items.

Since the closure of the Silk Road, other decentralized markets have emerged, making it more difficult to shut down a darknet market by targeting a single batch of servers. Sellers have even set up their online stores on the dark web, letting clients buy straight from them. While there is a danger of a shutdown, these single-vendor sites are viewed as a lower priority by law enforcement when compared to bigger markets. 

Although enforcement operations continue to target darknet marketplaces and the delivery of illegal items, these markets continue to develop owing to technical challenges in tracing down customers and vendors.

Crimes associated with the Dark Web 

Trade of Illegal drugs

Although individual crypto markets generally tend to have a quite brief lifestyles span, the arena as an entire has survived numerous challenges, which include going out scams and regulation enforcement takedowns. At the same time, even though the scale of the drug exchange through crypto markets remains very small as compared to offline exchange, transactions have tripled for the reason that the take-down of Silk Road and sales have doubled.

The Internet has supplied possibilities for drug marketers to create new enterprise fashions and faucets into a brand-new purchaser base whilst lowering a few of the risks related to offline markets (e.g violence), and introducing new risks (e.g postal interception, scams).

 Revenue and transactions

The range of transactions of illicit drugs at the crypto markets has tripled, with sales doubling, on account that Silk Road was closed down in 2013. This is regardless of numerous regulation enforcement interventions and goes out scams through online marketplaces, that have brought about declining ranges of acceptance as true among buyers and vendors, and much less self-belief in crypto markets. For online markets, the principal drugs offered are normally related to leisure or ‘party’ use (e.g. cannabis, ecstasy, MDMA). A feasible reason behind the variations among ‘online’ and ‘offline markets’ can be that crypto market purchases normally require detailed planning, which might not match each day’s use of established customers of heroin, for example.

Vendors and buyers

The majority of buyers appear to be leisure drug customers who’ve used drugs previously. They are drawn to the crypto markets to buy drugs due to a perceived growth in safety, stepped forward first-rate and variety, and simplicity and pace of delivery. Crypto markets are ruled via way of means by companies who tend to focus on drugs only, that’s specifically the case for Dutch companies. Share of companies via way of means of sort of merchandise vendors have creatively adjusted their behavior to keep away from detection, consisting of adjustments in delivery practices.

The complete effect of the Internet-facilitated drug exchange on the worldwide marketplace for illegal drugs stays inconclusive and unclear. There is proof to signify those crypto markets are fuelling offline markets for illicit drugs, however greater paintings are needed to completely apprehend the quantity to which customers of drugs online are distributing them offline. Finally, there are specific arguments approximately the societal influences of crypto markets. Some have argued that they virtually lessen violence from the drug delivery chain, which may be visible as a high-quality benefit. However, others agree that, via way of means of supplying a new, regularly young, customer base smooth get admission to drug markets, crypto markets have in large part terrible consequences.

Child pornography

According to the report, child pornography drives the greatest traffic to TOR’s hidden sites. It is difficult for the typical user to locate such sites. It is an act in which children are used for sexual arousal and children are abused during sexual actions. It also contains sexual photos of children from pornography. Lolita City, a site with about 15,000 users, has recently been shut down because it included over 100GB of images and videos of child pornography. The FBI shut down PLAYPEN in 2015, which had over 200,000 users and was possibly the largest child pornography site on the whole dark web.

Hiring hitman

The dark web is also a place where hitmen may be hired. It’s a website where you may hire a professional killer. Once, a hacker known as ‘bRpsd’ gained access to BesaMafia’s website and released its information online. Unfriendly Solutions and Hit Men Network are two murder-for-hire organizations. Unfriendly Solution exclusively takes bitcoin payments. The Hit Men Network, which claims to be a trio of contract killers operating in the United States, Canada, and the European Union, offers a referral fee for suggesting them to their known people.

Phishing

When an attacker wants to install malware or obtain sensitive information from the victim, he frequently employs phishing methods or appears to be someone else. An attacker may send you an email that looks to be from a reputable source in this sort of attack. The email will contain a link or an attachment that will allow you to install the virus. In the literature, three forms of phishing have been reported: Spear phishing, Whaling, and Clone phishing. Spear phishing is employed when a specific company is a target. This assault is used to target a huge number of people to obtain critical information. Whaling targets an organization’s senior or C-level leaders. The attackers employ concentrated messaging to deceive the victim. Targets are supplied with a clone or replica of communication they have already received in Clone Phishing. Because this attack is based on a previously viewed message, it may easily target the user.

Is it possible to regulate the Dark Web?

Developing law to handle the evil side of the Dark Web demands knowledge of the advantages and hazards of anonymity and the open internet, making it a difficult task. To begin, accessing proxy servers or anonymity services such as Tor is not necessarily illegal. The authorities, on the other hand, have no method of distinguishing between innocent users and those who exploit anonymity to carry out their malicious plans. 

The second problematic issue is the internet’s international nature, which makes enforcing rules difficult. The internet is not governed by a single country or agency. Certain forms of content, such as photos of child abuse or high-level violence, have a universal agreement that they are banned in all nations. Third, the approach to this issue varies greatly from nation to country. China, for example, has attempted to ban Tor access, while Russia is attempting to deanonymize Tor for political reasons. Because of the many reactions to the Tor project, there is no one method to deal with its complexity. While it is critical to protect users’ anonymity, it is also critical to capture criminal minds who are participating in illegal actions.

Positive side of the Dark Web

  • The most significant advantage of accessing the Dark Web is its anonymity. Not every person who accesses the dark web has malicious intentions. Some users may be worried about their privacy and security. They want that their Internet activities to be kept hidden.
  • The user can find items at a lower cost than on the street. When a user buys a product in bulk, the vendor will give them a discount.
  • We can purchase items that are not available in the market or the country.
  • Another reason people order on the dark web is convenience.
  • Users on the Dark Web strongly share their opinions about products or vendors due to the existence of a strong community.
  • Countries with limited access to the Clear Net make extensive use of the Dark Web (surface web). Russia, China, and many other countries, for example, utilize the dark web more regularly for a variety of reasons.
  • Its search engines and secure email browsers are available.
  • Many countries attempt to contribute to the TOR project. The United States has several regulations that apply to different dark web activities. For example, the Computer Fraud and Abuse Act (CFAA) prohibits unauthorized access, computer damage, and trafficking. For political reasons, Russia has attempted to de-anonymize TOR. China attempts to obstruct access to TOR.

Conclusion

The Dark Web, by definition, is anonymous and unable to distinguish between criminals and ordinary users. Enforcement agencies must handle this issue by adopting techniques that protect the typical user’s privacy while unmasking the offender. 

The most efficient method to do this is to “follow the users.” Under sufficient legal permission, government hackers can install deanonymizing software on the PCs of site visitors. If the authorities just close the site, another will spring up in its place. On the other hand, if law enforcement punishes users of an illegal site, subsequent users who are thinking about visiting unlawful sites will be more hesitant to do so due to the danger of being detected.

The argument over the Dark Web is far from over. As policymakers go forward, they must keep a close eye on the growth of the Dark Web and guarantee that law enforcement agencies have the tools and legal backing to properly police the Dark Web. To find a balance between the requirements of privacy-conscious users and the government’s obligation to deter criminal behavior, Dark Web legislation, like any effective policy, must be complex and deliberate.


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Indian and international food laws

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Food and beverage market

This article has been written by Mehernaz Contractor of Siddharth Law College, Mumbai. This article provides a detailed view of Indian and international food laws.

It has been published by Rachit Garg.

Introduction

Food is essential for the survival of a human being. Article 21 not only includes the Right to Life but also, the Right to Food. Right to Food was discussed in brief in the case of People’s Union for Civil Liberties v. Union of India and Others (PUCL) (2001) through a writ petition. The Right to Food is also regarded as a fundamental duty of the state which is provided in Article 47 of the Indian Constitution. Many restaurants, food stalls, factories, etc., are being opened every day in almost all parts of the world. These places must ensure proper sanitation and hygiene in manufacturing, processing, preparation, etc. International organizations are being run to ensure that customers obtain high quality and safety while consuming food. 

Food laws and regulations in India 

People who want to start a business in manufacturing or processing of food can have some certification marks on their product so that a customer can rely on such certification marks while buying a product. There are some standards or marks to be voluntarily adopted while manufacturing food products which are described  below:-

  1. AGMARK : It is a certification mark adopted for agricultural produce which ensures that the products conform to standards notified by the Directorate of Marketing & Inspection (DMI), Department of Agriculture, Cooperation and Farmers Welfare, Ministry of Agriculture & Farmers Welfare under Agricultural Produce (Grading Marking) Act, 1937. AGMARK covers almost 222 commodities. Although this certification scheme is voluntary, Food Safety and Standards (Prohibition and Restriction on Sale) Regulations 2011 have prescribed mandatory certification under AGMARK for certain products viz, blended edible vegetable oil, fat spread.
  2. Bureau of Indian Standards (BIS): BIS was established under the Bureau of Indian Standards Act, 2016. It functions under the Ministry of Consumer Affairs, Food, and Public Distribution. Although this certification scheme is voluntary, Food Safety and Standards (Prohibition and Restriction on Sale) Regulations 2011 have prescribed mandatory certification under BIS for certain products viz, milk powder, infant milk substitutes, packaged drinking water, etc. It also prescribes ISI (Indian Standards Institute) certification marks for food products.

There are other certifications launched by the Quality Council of India such as IndiaHACCP and IndiaGHP for maintaining food quality and hygiene. 

new legal draft

Before 2006, Food Industry was regulated by a lot of Acts that focussed on sanitation, quality, hygiene, and adulteration or mixing of poisonous substances in food which are stated below:-

  1. The Prevention of Food Adulteration Act, 1954 – This Act penalizes adulteration or contamination of food that could cause harm or danger to the health of the customers. The Act also regulates the use of pesticides and chemicals in the preparation of food. Penalties are imposed if the contamination or adulteration causes injury or death to a person. Various tests for adulteration are suggested in the Act. A Committee was formed for maintaining the standards of food. Tests are conducted in the Central food laboratory to check if there was any adulteration in food or not.
  2. The Fruit Products Order, 1955 – This Order was established to maintain sanitary and hygienic conditions while manufacturing fruit and vegetable products. It was regulated under Section 3 of the Essential Commodities Act, 1955. Vinegar, pickles, squashes, jams, etc. were included under this Act. The Order also contained information about the packaging and labeling of fruit products. 
  3. The Meat Food Products Order, 1973 – This Order provides for sanitary conditions and sets limits on insecticides and chemicals for meat products. The Order’s objective is to monitor that diseases should not be transferred from animals to human beings. This Order was regulated by the Directorate of Marketing and Inspection, Ministry of Agriculture, and Rural Reconstruction.
  4. The Vegetable Oil Products (Control) Order, 1947 – This Order regulated the production and distribution of all edible oils. Vanaspati and other edible oils used for cooking must ensure all ISI standards.
  5. The Edible Oils Packaging (Regulation) Order, 1998 – This Order ensured that the quality of edible oils should be maintained during sale. The oil to be sold must follow all standards of the Prevention of Food Adulteration Act, 1954.
  6. The Solvent Extracted Oil, De-oiled Meal, and Edible Flour (Control) Order, 1967 – This Order acted as quality control to ensure that the oils must be refined and processed before reaching the consumption market.
  7. The Milk and Milk Products Order, 1992 – This Order regulated the manufacturing, processing, and distribution of liquid milk. This Order also made sure that milk was supplied to distributors on time.

Compulsory legislations 

Food businesses have to comply with the provisions of the Food Safety and Standards Act, 2006 (FSS) to deal with manufacturing or processing or supply of food products.

Food Safety and Standards Act, 2006

The Food Safety and Standards Act became effective in 2011 and repealed all of the above-mentioned Acts and Orders. This Act regulated the manufacture, storage, distribution, sale, and import of food products to ensure the availability of safe and nutritious food for human consumption. It also established the Food Safety and Standards Authority of India (FSSAI). It also states the responsibilities of food operators, manufacturers, packers, wholesalers, distributors, and sellers. The Food Authority and the state food safety authorities shall be responsible for the enforcement of this Act.

Members of FSSAI

FSSAI comprises a chairperson and twenty-two members out of which one-third shall be women. It also consists of a Central Advisory Committee which looks after the interests of the food industry, agriculture, consumers, relevant research bodies, and food laboratories. This Act contains provisions regarding the packaging and labeling of food and the prohibition of unfair trade practices. Packaging of food must contain the name of the food, list of ingredients, date of manufacturing, net quantity, etc. 

Categories of food

FSSAI categorizes food products into two types – Standardized and Non-standardized. Standardized food products are those which do not require approval before manufacture, sale, distribution, or import. Non-standardised food products are those which do not have any standards prescribed for them so prior approval is required for such products. Foods imported into India have to follow the FSS Act, Rules and Regulations. If the food articles are standardized, the importer only needs an FSSAI license to import them. The importer also needs to comply with FSSAI regulations for the sale and distribution of food products. If a new or unknown food article is introduced for import, it is considered non-standardized and requires product approval under Section 22 of the FSS Act, 2006. The FSS Act, 2006 does not apply to food being exported out of India. 

Types of license

Licenses available under FSSAI are:-

  1. Registration – No license is required for businesses with an annual turnover of fewer than 12 lakhs. Only registration is sufficient for it. The applicant has to fill out Form A under FSSAI.
  2. State License – Food business operators having an annual turnover of more than 12 lakhs but less than 20 crores are eligible for it. Form B must be filled for it.
  3. Central License – Food business operators having an annual turnover of more than 20 crores are eligible for it. Form B must be filled for it.

Functions of FSSAI

Functions of FSSAI are:-

  • To frame regulations for food safety standards
  • Setting guidelines for the proper regulation of food laboratories
  • Contributes to international technical standards in food
  • Promotes awareness about food safety and nutrition in India

Several regulations like Food Safety and Standards (Licensing and Registration of Food Businesses) Regulation, Food Safety and Standards (Food Products Standards and Food Additives) Regulation, Food Safety and Standards (Packaging and Labelling) Regulation, Food Safety and Standards (Contaminants, Toxins, and Residues) Regulation, Food Safety and Standards (Laboratory and Sampling Analysis) Regulation, Food Safety and Standards (Food Recall Procedure) Regulation, etc. are passed under this Act which looks after different areas involved in the food supply chain.

Key areas covered by Indian food laws 

The Indian food industry must follow standards of food products which are regulated by the Food Safety and Standards Act are stated below:-

  • Dairy products
  • Fats, oils, and fat emulsions
  • Fruits and vegetable products
  • Cereal and cereal products
  • Meat and meat products
  • Fish and fish products
  • Sweets and confectionery
  • Sweetening agents, including honey
  • Salt, spices, condiments, and related products
  • Beverages (other than dairy and fruits and vegetables based)
  • Proprietary food
  • Fortification of staple foods i.e. vegetable oil, milk, salt, rice, and wheat flour/maida.

FSSAI ascertains some factors to ensure quality, such as:

  • No article of food should contain food additives
  • No articles of food should contain any continents or toxic substances
  • No article of food should contain an excess amount of pesticides or insecticides 
  • Modified articles of food should not be manufactured, processed, or sold.
  • Every article of food should adhere to standards of packaging and labeling

International organizations for food law 

The Indian food industry is not only regulated by the Food Safety and Standards Act but it is also regulated by International organizations which monitor the safety and hygiene of the food. They are mentioned as follows:-

  1. World Health Organization (WHO) – The Nutrition and Food Safety Team of WHO looks after food safety and prescribes guidelines for escaping from diseases that can originate from unhygienic food. The Standards and Scientific Advice on Food and Nutrition (SSA) Unit of WHO is responsible for maintaining policies for food nutrition. 
  2. Food and Agriculture Organization (FAO) – It works toward the eradication of hunger by creating more sustainable policies. It encourages industries like agriculture, forestry, and fisheries to contribute to their goals and mission. 
  3. Codex Alimentarius Commission (CAC) – It is implemented by the Joint FAO/WHO Food Standards Programme. The Commission meets in regular sessions once a year alternating between Geneva and Rome. CAC publishes a document called Codex Alimentarius which means ‘Food Code’ and is a collection of internationally adopted Food Standards. It covers standards for various purposes such as food labeling, food hygiene, food additives, pesticide residues, etc. The Codex Alimentarius is published in six official languages of the United Nations. Three types of standards are covered by the Codex Alimentarius:
  • General Standards
  • Commodity Standards
  • Regional Standards.
  1. International Organisation for Standardization (ISO) – ISO for food covers food products, food safety management, microbiology, fisheries, essential oils and starch, and its by-products. Various ISO’s are used in the food industry like ISO/ TC 34, ISO/ TC 34/ SC 5, ISO 20633, ISO/ TC 34/ SC 4, ISO 22000, ISO 16140, etc.
  2. World Trade Organization (WTO) – This organization along with trade focuses on standards of food. Food Security is an important concern in the world and so the WTO imposes some restrictions on food management.

International regulations on food laws across the globe 

Every country has its different food laws according to the needs and well-being of the citizens of the country. Various countries around the globe implement the regulations in their way which can be seen below:-

Canada

The Canadian Food Inspection Agency is the authority responsible for safeguarding the quality of food for securing the health of the citizens. A regulated control is kept on frozen foods in Canada. It has adopted the Hazard Analysis and Critical Control Point (HACCP) System for the regulation of food. The food industry in Canada is regulated by the Canadian Food Inspection Agency Act, Food and Drugs Act, Meat Inspection Act, Canada Agricultural Products Act, and the Fish Inspection Act and their respective regulations. 

United States

Food Supply in the U. S. is regulated by the Food Safety Modernization Act (FSMA). The Food Code has been published by the Food and Drug Administration for regulating food industries, restaurants, and grocery stores. The Food and Drug Administration (FDA) is responsible for implementing all regulations and laws on food.

Australia/New Zealand

Food safety is jointly implemented in Australia and New- Zealand by Food Standards Australia-New Zealand (formerly Australia New Zealand Food Authority). This Authority makes sure that the additives or continents are not added to food. 

China

Food is regulated in China by the State Food and Drug Administration. The safety of food is ensured through the Food Hygiene Law of the People’s Republic of China. It follows HACCP and Codex Alimentarius for maintaining the hygiene of food.

Japan

Regulation of manufacture, import, and sale of food is done through acts like Food Safety Basic Law, Food Sanitation Law, etc. Food Safety is controlled under the jurisdiction of the Department of Food Safety under the Pharmaceutical and Food Safety Bureau. 

European Union

Every process in the food supply is monitored by the  European Food Safety Authority (EFSA). This authority provides its scientific ideas on emergency issues of food.

Conclusion 

Food safety is very important for providing nutrition and care to people. Stricter food laws should be enforced so that adulteration or contamination is not done to food. Unhygienic food can cause much damage to a person’s health, and so various authorities must adhere to guidelines provided by the government. Various organizations are contributing to food safety, and they provide standards to which businesses must strictly comply. Penalties must be enforced for whoever is found guilty of any act which can cause any damage to food consumed by the people.

Frequently Asked Questions (FAQs)

Who is responsible for the implementation and enforcement of FSSA, 2006? Or who is the regulatory authority under the Food Act in India?

FSSA, 2006 is enforced by the Food Safety and Standards Authority of India and State Food Authorities.

What is an improvement notice and who issues an improvement notice? 

Improvement notice is issued by Designated Officer (DO) and it is issued if the food business operator fails to comply with Section 32 of the FSS Act, 2006.

Under what circumstances can the Designated Officer suspend the license?

The license can be canceled by the Designated Officer if the food business operator fails to comply with   the improvement notice.

What is the time frame for making an appeal to the state commissioner of food safety?

An appeal can be made within fifteen days of the notice served by the person or period specified in the improvement notice whichever is less

Which license is required by a food business operator to run a food business in more than two states?

Food business operators who operate in more than two states must get a central license for head office and a separate license depending upon the turnover of the business. 

What are the various FSSAI regulations under FSS Act, 2006?

Various regulations are implemented by FSSAI such as Food Safety and Standards (Licensing and Registration of Food Businesses) Regulation, Food Safety and Standards (Food Products Standards and Food Additives) Regulation, Food Safety and Standards (Packaging and Labeling) Regulation, Food Safety and Standards (Contaminants, Toxins, and Residues) Regulation, etc. 

Why is food safety important to the food industry?

For any step in the food supply, food safety comes first. People involved in this chain of business must abide by the standards prescribed by the Food Authority which can lead to a good and clean environment.

References 


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Right to life

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This article is written by Neha Dahiya, a law student at Dr. B.R. Ambedkar National Law University. This article explains the origin of right to life and also elaborates on Article 21 including its various elements and broad interpretations given in several judicial decisions. It also contains the provisions for right to life in countries other than India. 

It has been published by Rachit Garg.

Introduction 

“To deny people their human rights is to challenge their very humanity” – Nelson Mandela

Human rights have formed the foundation of civilised human life from the beginning. They are sacred, inviolable, universal, and inalienable. They protect the sanctity of human life. One of the most essential of these rights is the right to life. The right to life guarantees that no person can be deprived of his life and personal liberty, except in accordance with the procedures established by the law. Article 21 of the Indian Constitution guarantees the right to life and personal liberty. It has three important elements, which are life, liberty, and dignity. Over time, due to growing judicial activism and the concern for human rights, the scope of Article 21 has been expanded to include a variety of other elements as well that make human life fulfilling and worth living. 

History of right to life 

The history of the right to life overlaps with the history of the development of human rights.

The first formal codification of human rights can be found in the tablet of Hammurabi. It was built 4000 years ago by Sumerian King Hammurabi and was a legally binding document that protected people from unjust and arbitrary harassment and punishment. In Greece, ‘human rights’ became synonymous with ‘natural rights’ with the emergence of the natural school of law. Greek thinkers like Socrates and Plato believed that nature was the embodiment of the will of Gods who controlled the law.  A new concept of human rights took birth with the idea of positive law, which subjected human rights to a positivist approach, i.e., under the control of the sovereign will. The concepts of life and individual liberty can also be found in ancient Indian literature like the Rig Veda and the Mahabharata. 

It was during the British era that a formal demand for fundamental rights was made. The British made laws that suited them and were favorable for them, completely disregarding the rights of Indian citizens. Various laws were brought that unjustly took away the right to life and personal liberty of the Indians, just to suppress anti-British activities and sentiments. Thus, a demand for a Fundamental Rights Bill was made between 1917 and 1919, and several resolutions were passed to this effect by the Indian National Congress. The Nehru Report of 1928 concluded that “No one shall be deprived of his liberty, sequestered or confiscated, save in accordance with the law.”

Finally, with the coming of the Indian Constitution in 1950, all Indian citizens were granted certain fundamental rights, including the right to life and personal liberty. 

Article 21 of the Indian Constitution 

Article 21 of the Indian Constitution covers the arena of protection of human life and liberty. It prescribes that “no person shall be deprived of his life or personal liberty except according to the procedure established by law.” 

Article 21 guarantees the right to life and personal liberty to every person, which cannot be violated even by the state, except when stipulated by the law to prevent encroachment on and the loss of life. Thus, it has been rightly called the “procedural Magna Carta protective of life and liberty” by Justice Iyer. The most striking feature of this Article is that it provides the right to life to not only the citizens of our country but also to the foreigners. Thus, even a foreigner can seek protection from Article 21 in India. However, Article 21 can be enforced only against the state and not against private individuals. Any person whose right under Article 21 has been violated can approach the honourable Supreme Court under Article 32 or any High Court under Article 226

Meaning and concept of right to life 

The right to life, liberty, and security of a person has been covered under Article 3 of the Universal Declaration of Human Rights. Additionally, Article 6 of the International Covenant on Civil and Political Rights provides that “every human being has the inherent right to life. This right ought to be protected by the law and no one shall be deprived of his life arbitrarily.” Right to life can also be found embedded in the constitutions of different countries around the world.

Thus, the right to life is the most basic of all other rights. Fundamentally, this right seeks to protect the unjust deprivation of human life by the state. It prescribes that no one can be deprived of his/her life, except as per the law. 

In India, the right to life has been granted a very broad connotation. As per Article 21 and its judicial interpretations, ‘life’ is not simply just the physical act of breathing. It extends beyond mere animal existence and includes a canopy of other elements as well. It includes the right to live with dignity, right to health, right to livelihood, right to privacy, and a bundle of other similar rights. It is, without a doubt, the most significant of all other fundamental rights. It forms the support system for all other rights, being the primary of them all. 

As humans, the right to life forms the essence of our very existence. This is because we cannot survive as humans fully without having access to all other allied elements like health, liberty, safety, etc. to make our life worth living and complete. Thus, it includes the minimum necessities that must be made available to every human being so that he/she is able to live to the fullest and take maximum advantage of this life. 

Meaning and concept of personal liberty

The mention of personal liberty formally dates back to 1215 when the English Magna Carta stated that ‘No freeman shall be taken or imprisoned, except by the law of the land’. Personal liberty, as defined by Black’s Law Dictionary, is ‘the right of freedom of a person to behave as they would like. Though following the code of conduct of the society in which a person resides is important’. Personal liberty forms an essential part of life, as per Justice Field in the American case of Munn v. Illinois (1877). It implies that all men are born free and must remain the same way. However, in order to live peacefully together in a society, liberty cannot be allowed to transform into license. Thus, some reasonable restrictions are placed on it. That is why personal liberty implies no one can be wrongfully restrained, except when it is required by the law.

In India, the concept of personal liberty came into the limelight with the case of A.K. Gopalan v. State of Madras (1959). The case was about the detention of a communist leader who claimed that the detention was illegal and breached his personal liberty under Article 21. The Court described the ambit of personal liberty as including the liberty of the physical body, and even the right to sleep, eat, etc. Again in Kharak Singh v. State of U.P. and Others (1964), it was outlined that personal liberty not only contained the right to be free from restrictions on one’s movements but also from restrictions placed on our private life. 

Meaning and concept of personal dignity

The concept of dignity started with the idea of dignitas hominis in classical Roman thought and it translated to mean ‘status’. Honor and respect were given to the person worthy of it because of attaining a particular status. Thus, the worthiness of a person and his charisma were measured by his status which accorded him his dignity. In a border sense, some of the Roman writings, like Cicero’s, also mention dignity to be attached to a human being per se, without any references to his status. It was believed that humans have been endowed with superior faculties to the rest of the creatures, like the faculty to reason. Later on, with various movements and revolutions going on around the world, dignity came to be attached to material conditions of human beings like food, clothing, shelter, and other basic facilities that ought to be delivered to every human as a part of his dignity to live like a human. 

In modern times, dignity is also closely related to abstract concepts like class, caste, religion, race, and gender divisions. Various factors like education, health, employment, freedom from hunger, social security, and social, economic, and political rights ensure a dignified life for a human. Now, these factors may vary depending upon the above-mentioned abstract concepts. Article 21 ensures that everyone gets equal access to these factors. 

It was also held in the case of Francis Coralie Mullin v. Administrator, Union Territory of Delhi (1981), that “Right to life enshrined in Article 21 cannot be restricted to mere animal existence and goes beyond just physical survival. Right to life includes the right to live with dignity and all that goes along with it, namely the bare necessities of life like adequate nutrition, clothing and shelter, facilities for reading, writing, and expressing oneself in diverse forms, and freely moving and mixing with fellow humans.” 

Procedure established by law 

Article 21 stipulates that the right to life and personal liberty can be taken away by the procedure established by the law. The procedure established by law is a technical term that implies the procedure prescribed by any statute or the law of the state. It was extensively dealt with in the case of A.K. Gopalan v. State of Madras (1959), where the validity of the Preventive Detention Act, 1950 was challenged. 

The Court observed that ‘procedure established by law’, as mentioned in Article 21 refers to nothing but the law enacted by the Indian legislature. Thus, if a law is laid down by our Parliament that deprives someone of his life or liberty would be valid. Here, under this principle, the reasonableness or the validity of the law establishing the procedure itself was not the concern. The only essential requirements were:

  1. There must be a law established by the legislature validly;
  2. The law must lay down a procedure; and 
  3. The procedure must be followed by the executive while depriving a person of his life or liberty. 

This was a very mechanical and positivist interpretation of the principle laid down by the judiciary. Thus, it was not under the power of the judiciary to check the validity of the law. It could merely test the validity of the procedure followed to bring that law into force.

There came a shift in this approach with the landmark judgment given in Maneka Gandhi v. Union of India (1978). In this case, a substantive meaning was given to the principle of ‘procedure established by law’ and the American doctrine of ‘Due process of law’ was given a backdoor entry into the Indian Constitution. Due process of law not only checked the validity of the procedure followed but also looked into the fairness of the law establishing the procedure to deprive a person of his life or liberty. It highlighted that not only the procedure must be fair and reasonable, but the law must also pass the test of reasonableness. Thus, ‘procedure established by law’ was established as an extension of the ‘due process of law’. The Court opined that though the framers of our constitution incorporated only ‘procedure established by law’, they did not stop us from progressing towards ‘due process of law’ for the benefit of the citizens, which was the actual intention of the makers. Thus, now, ‘procedure established by law’ is not only construed to check the validity of the procedure that is depriving a person of his right under Article 21, but also the law or statute which is authorising the executive to do so. 

Scope of Article 21 of the Indian Constitution

‘Life’ itself is a very wide term that cannot be summed up in a few words. It can not be made complete by one or two elements. There are several such aspects that make life complete and worth living. Thus, while talking about the scope of Article 21, it cannot merely imply the simple act of living, which may even amount to an animal’s existence. In order to live a fulfilling life, a person needs dignity, reputation, good health, a clean and safe environment, livelihood, safety and security, shelter, privacy, and a lot more. Thus, the scope of Article 21 is very broad. 

But it has not always been meant to be this way. It was only intended to protect a person’s life and liberty, so none of them can be taken away arbitrarily by the state, except when laws empower it. In India, we follow the concept of ‘Transformative constitutionalism’, i.e., subjective interpretation of the constitutional provisions to suit the needs of changing society while adhering to the basic structural values. With time, when courts faced questions as to what constitutes ‘life’ and what its elements are, our courts have taken a progressive outlook by expanding the ambit of Article 21 and giving it new dimensions. Thus, Article 21 today is a canopy of rights that includes several elements that make life meaningful. 

Elements of Article 21 of the Indian Constitution

Right to health and medical care

A healthy body is an indispensable requirement in order to live a fulfilling life. Our body is responsible for the performance of different activities which form the basis of our life. If we are not healthy or do not get proper and timely healthcare, then we would not be able to live our life to the fullest as our activities shall be restricted by diseases and ailments. Thus, in State of Punjab v. M.S. Chawla (1996), it was established that the right to health and medical care fell within the ambit of the right to life guaranteed under Article 21.

In the case of Consumer Education and Research Centre v. Union of India (1995), the health of workers was linked with their right to life under Article 21. It was observed that the preamble to our Constitution seeks to deliver social justice to all. Social justice implies everyone’s access to a liveable and meaningful life with minimum standards of health, economic security, and civilised living. Thus, denial of their right to healthcare to the workers would be tantamount to violating their fundamental right to life under Article 21. 

Right to life also imposes the duty on the state to preserve life. In Paschim Banga Khet Mazdoor Samity v. State of West Bengal (1996), a person who was involved in a train accident and had sustained severe injuries was denied treatment by all the hospitals under the pretext of not having the requisite infrastructure and facilities for the treatment. The Court held that by denying treatment to the patient, the government hospitals had violated his fundamental right to life. Hence, they were held liable. Also, the right to emergency treatment was also recognised by the court in this case. 

Therefore, the right to health and medical care is an important element of the right to life. 

Right to shelter 

As recognised in the case of Shantisar Builders v. Narayan Khimalal Totame (1990), the right to life encompasses the right to food, the right to clothing, and the right to a decent environment and accommodation to live in. The court also outlined the fact that one thing that distinguished humans from animals is that humans require a shelter to live under. Animals merely seek the protection of their physical boy, but for humans, shelter has a wider connotation. It is important for overall development, i.e., physical, mental, and intellectual growth. It is not important for everyone to have well-built, large, and comfortable houses. Decent and reasonable accommodation is what is necessary. 

In the case of Rajesh Yadav v. State of U.P. (2022), the Supreme Court held that right to shelter is a fundamental right under Article 19(1)(e) read with Article 21. Thus, it is the duty of the state to grant housing sites for the residents. Articles 38 and 46 impose a positive duty on the state to make efforts to reduce income inequalities in order to safeguard the basic needs of the people like food, clothing, and shelter. Therefore, under Article 21 it is the state’s responsibility to make available reasonable places of shelter for the needy people.

Right to clean and healthy environment 

Humans are directly and indirectly dependent on the environment for their survival. Most of our basic needs are satisfied by the resources obtained from nature. The sustenance of our life depends on the ecological system around us. Thus, any harm done to the environment affects the lives of humans substantially. A polluted environment is an anti-thesis to our right to life as we can never enjoy our life fully with polluted resources that make them unfair for human consumption. 

That is why, in the case of Subhash Kumar v. State of Bihar (1991), it was observed that the right to the enjoyment of pollution-free water and air came under the ambit of the right to life under Article 21. Therefore, if any activity causes harm to the environment, recourse can be taken to Article 32 in order to stop the cause of harm or pollution. 

Right to freedom from noise pollution 

Noise pollution is a form of a nuisance that can cause serious damage to human health. It can cause irritation, annoyance, high blood pressure, damage ears, and disturb the sleep cycle. Thus, the freedom from noise pollution forms another important element of the right to life. It has been held that the right to live in an environment free from noise pollution is a fundamental right guaranteed under Article 21 of the Indian Constitution in some landmark cases like Free Legal Aid Cell Shri Sugan Chand Aggrawal alias Bhagatji v. Govt. of NCT of Delhi and others (2001), and P.A. Jacob v.Superintendent of Police, Kottayam, (1993). 

Additionally, the matter again came in front of the Supreme Court recently where the use of loudspeakers was in question. The issue was related to the noise pollution caused by the use of loudspeakers in temples and mosques. The Court held that no one can be forced to be the audience of the religious message being spread and the protection of religious freedom cannot be availed here. Thus, it was observed that the resulting noise pollution violated the right to life under Article 21. 

A similar judgement was also given by the National Green Tribunal while hearing a plea regarding the noise pollution caused by gurudwaras in Hoshiarpur, Punjab. It was held that a noise-free environment was a part of the right to life and also that its violation amounted to a criminal offence. 

Right to privacy 

The concerns about the right to privacy were raised for the first time in the case of Kharak Singh v. State of U.P. (1962). The main issue was related to the surveillance of the suspects. The Court linked the right to privacy with the right to protect life and personal freedom. Thus, if surveillance was intrusive and gravely encroached upon the privacy of any citizen, it violates both Articles 19(1)(d) and 21. 

In Naz Foundation v. Government of NCT of Delhi (2009), privacy was defined as “a private space in which a man may become and remain himself.” Thus, it is basically the right to be left alone. 

However, in Govind v. State of Madhya Pradesh (1975), Justice Mathew placed a caution on the right to privacy by holding that it was not an absolute right. He held that fundamental rights have their penumbral zones, and like any other fundamental right, the right to privacy was also subject to reasonable restrictions on grounds of compelling public interest. Therefore, reasonable intrusions like that from legislative action, administrative/executive order, and judicial orders are permissible and do not violate the right to privacy under Article 21.

Another landmark judgment on the right to privacy is Justice K.S. Puttuswamy (Retd) v. Union of India (2018). The case was filed by a retired justice K.S. Puttuswamy, claiming that the government’s scheme of introducing biometric-based identity cards to avail government services and benefits was an infringement of the citizen’s right to privacy. The honorable Supreme Court after listening to both sides held that the right to privacy was an essential part of the right to life. It also outlined the ambit of the right to privacy upholding that it included autonomy over decisions relating to personal choices (example, eating beef), bodily integrity (example, reproduction and abortion rights), and even the protection of personal information (example, health records). Along with this, the Court also expressed that there was a need for the introduction of a data protection regime in India.  

Rights to education

For the first time, in the case of Mohini Jain v. State of Karnataka and Ors. (1992), the right to education was recognised as a part of the right to life and personal freedom under Article21.

Also, while hearing a petition on the validity of the Right to Education Act, which provided free and compulsory education till the completion of primary school education for all children between the age groups 6-14, the right to education was outlined as a part of the right to life under Article 21. A three bench consisting of Chief Justice S.H. Kapadia, K.S. Radhakrishnan and Swantanter Kumar held that education was instrumental in providing the means to live a life with dignity and hence, it was an important facet of the right to life. 

Additionally, Articles 45 and 39(f) of the DPSPs provide that the state must make provisions for affordable and accessible education for all. 

Education is the key to liberation and opens up the doors to a fulfilling life. With education, other rights like food, shelter, and livelihood are also secured collaterally. This is because the right to education has also been added as a fundamental right with the insertion of Article 21A by the 86th Amendment

Right to information 

Right to know was included under the ambit of Article 21 in the case of R.P. Ltd. v. Indian Express (1988). The Court highlighted the importance of the right to information in a participatory democracy. It was observed that getting to know the information regarding various government workings and other issues that affect our rights as citizens is important so that we are able to make an informed choice. Article 21 guarantees personal liberty and freedom, but it can be exercised only when one has all the information affecting our choices. Thus, in order to make truly free decisions, the right to information is essential. As a result, the Right to Information Act, of 2005 was brought into force to secure this right of the citizens. 

Right to a speedy trial 

In India, criminal cases have a history of being dragged on for years. The persons worst hit by this trend are the under-trial prisoners. For years the case goes on and the person is forced to spend time even greater than the punishment prescribed for that particular crime in prison while the case is pending. This takes away crucial years from the life of a person. In the end, even if the person is acquitted, those years spent in prison are never coming back. This has caused overcrowding in the prisons. As a result, the prisoners are forced to live in unhygienic conditions with no facilities. As is often repeated, justice delayed is justice denied. This highlights the need for a speedy trial.

Consequentially, in the case of Hussainara Khatoon v. Home Secretary, State of Bihar (1979), it was held that the right to a speedy trial was implicit in the right to life and personal liberty under Article 21. When a person is imprisoned for a longer period than required or is made to wait for the judgment for an unreasonable long period, it takes both his right to live a life and his personal liberty. In this case, the writ of habeas corpus was filed on behalf of several women, men, and children under-trial prisoners waiting for a decision for years behind the bars. The court also highlighted the importance of easy access to bail, more humane living standards, and a reduction in time from arrest to trial. 

Right to livelihood 

Initially, in the case of Re Sant Ram (1960) before the Maneka Gandhi judgment was delivered, the view accepted was that the right to livelihood can be covered under Article 19, or even under Article 16 in a limited sense, but not under Article 21. Thus, it was construed that the word ‘life’ did not include ‘livelihood’. 

But post-Maneka judgment, Article 21 was given a broad interpretation. Thus, in the case of Board of Trustees of the Port of Bombay v. Dilipkumar Raghavendranath Nandkarni (1982), the Court came to a conclusion that the word ‘life’ in Article 21 included ‘livelihood’ as well. 

In the case of Olga Tellis v. Bombay Municipal Corporation (1985), also known as the famous ‘pavement dwellers case’, it was observed that no person can survive or have a life worth living without having the means of earning that living, i.e. having a means of livelihood. It was also added that the state may not actively provide a means of livelihood to every person, but it cannot take away someone’s right to livelihood, except according to a fair and just procedure established by the law. 

Thus, in the case of DTC v. DTC Mazdoor Congress (1990), where an employee was laid off without any notice and a valid reason, the court held it was violative of Article 21 as the right to livelihood is a part of the right to life. 

Right to die 

It has always been a controversial question whether the right to life also includes the right to die. The tussle between the right to life and the right to die started in the case of State of Maharashtra v. Maruti Sripati Dubal (1986). The Bombay High Court held that the right to life under Article 21 includes the right to die. Thus, Section 309 of the Indian Penal Code, which penalised suicide was struck down for being unconstitutional. This judgment was upheld by the Supreme Court in the case of P. Rathinam v. Union of India (1994). It was observed that the right to life includes the right to live a dignified life and not to live a forced life. It was also stated that suicide is not a crime but a cry for help, and hence does not deserve punishment. 

Section 309 was an archaic law that criminalised ‘attempt to suicide’, i.e., anyone who survived a suicide attempt could be booked under this Section. The basic idea was that the right to life did not include the right to die. It was considered to be a crime against both the state and religion. However, even though it was held to be unconstitutional, it continued to remain in the Indian Penal Code. However, its scope was significantly reduced in with the coming of the Mental Healthcare Act, 2017 which prescribed that it shall be presumed that the person committing suicide was under severe stress unless proved otherwise and shall not be tried under Section 309. 

However, this decision was overruled in Gian Kaur v. State of Punjab (1996). it was observed that Article 21 preserves the natural right to life and suicide is not at all-natural. It is an unnatural termination of life, which is the antithesis of the right to life. The court also established a distinction between suicide and euthanasia. This case finally upheld that the right to life includes the right to live with dignity, but only until the natural end of life. Therefore, the right to life did not include the right to die. Thus. euthanasia was also not recognised to be legal. The case of Aruna Ramchandra Shanbaug v. Union of India (2011) proved to be a landmark judgment that for the first time recognised passive euthanasia in India. Even though the plaintiff was denied euthanasia since she was not declared to be brain dead, it was held that passive euthanasia could be administered with the prior consent of the concerned High Court.

Finally, in the case of Common Cause v. Union of India (1999), it was recgonised that the right to life encompassed the right to die with dignity. Thus, an adult with the requisite mental capacity to make an informed decision could refuse medical treatment or request for withdrawal of life-support systems. The concept of ‘living wills’ was also introduced. 

Right to travel abroad

In Satwant Singh Sawhney v. Assistant Passport Officer, New Delhi (1967), Supreme Court upheld that the right to travel abroad was an essential element of ‘personal liberty’ under the right to life. 

This judgment was again upheld in the case of Maneka Gandhi v. Union of India (1978). This case was the harbinger for the future board and liberal interpretations of Article 21. It was in this case that for the first time the scope of Article 21 was widened and a subjective interpretation was taken. The meaning of personal liberty was expanded to include the right to travel abroad. Also, it was, in this case, the Apex court took a step toward ‘due process of law’ from the ‘procedure established by law’. 

Right to free legal aid 

The right to free legal aid was held to be a fundamental right under Article 21 in the case of Hussainara Khatoon and Ors. v. Home Secreatary, State of Bihar (1979). Justice P.N. Bhagwati observed that free legal aid was an essential part of ‘reasonable, fair and just procedure for anyone who is undergoing a trial and this is guaranteed by Article 39A and is implied in Article 21. 

Article 21 guarantees the right to life and personal liberty, except against the procedure established by the law. However, a person incapable of defending himself/herself against the procedure established by the law is clearly deprived of his/her right under Article 21. Free legal aid ensures that equal opportunity is provided to the downtrodden, poor, and weaker sections of society to defend themselves and their right to life and liberty. 

Also, the right to free legal aid is enshrined in Article 39A by the 42nd Amendment Act under the Directive Principles of State Policy. It states that the State must endeavor to provide equal access to justice to everyone and free legal aid to the ones hindered by economic or other disabilities. 

Right against handcuffing 

Usually, the accused and undertrials are handcuffed to prevent them from escaping. However, it is not required in all cases. Over the years, it has been considered to be a humiliating practice that restricts the freedom of an accused or undertrial who may even be declared innocent by the court. Thus, in the case of Sunil Batra v. Delhi Administration (1978), it was observed that Article 21 forbids the deprivation of personal liberty, except in accordance with the procedure established by law. Handcuffing deprived a person of his liberty and all the accused and undertrials must be given the minimum freedom of movement. Thus, the right against handcuffing was also included under the ambit of Article 21. 

Right against inhuman treatment 

Prisoners have been subjected to cruel and inhuman forms of punishment like handcuffing and using chains and iron rods to punish them. Courts have taken notice of the fact that such inhuman treatment was completely unjustified and violated Article 21. It has been established that some forms of restraining instruments can be used but only in special and restricted cases. In the case of Kadra Pehadiya v. State of Bihar (1980) where four undertrial prisoners were chained to iron rods, the Apex Court denounced this practice as inhuman and unjustified. The Court ordered the immediate removal of those chains. Also, in Sunil Gupta v. State of MP (1990), the handcuffing of the accused who had voluntarily surrendered and refused to bail out for public good was held to be inhuman in nature and violative of Article 21. 

Right against sexual harassment 

new legal draft

In a recent case of Union of India and Ors. v. Mudrika Singh (2021), Justice D.Y. Chnadrachud, and A.S. Bopanna recognised the right against sexual harassment as a part of Article 21. It was held that the right against sexual harassment was entrenched in all persons and is an important element of the right to life and dignity. Sexual harassment is a grave crime that attacks the dignity of a person, thus attracting the application of Article 21. 

Also, in the landmark judgment of Vishakha v. State of Rajasthan (1997), Justice Verma stated, “The meaning and content of the fundamental rights guaranteed in the Constitution of India are of sufficient amplitude to compass all the facets of gender equality including prevention of sexual harassment or abuse.” In this case, sexual harassment, particularly at the workplace, was held to be violative of the right to equality, life, and liberty. Thus, it breached Articles 14, 15, and 21 of the Indian Constitution. 

Right to sleep 

Interestingly, it has been held that the right to sleep is also a part of Article 21. The Supreme Court, while ruling that the police action on the sleeping crowd in Ramlila Maidan amounted to a breach of their right, observed that the right to sleep was a crucial right. Every citizen has a right to sound sleep as it is fundamental to the right to life. The Court said that “sleep is essential for a human being to maintain the delicate balance of health necessary for its very existence and survival. Sleep is, therefore, a fundamental and basic requirement without which the existence of life itself would be in peril.” Thus, acknowledging the health benefits of sleep for a human, the right to sleep had been made a fundamental right under Article 21.

Right against solitary confinement 

Solitary confinement, as defined in Black’s Law Dictionary, refers to “the separate confinement of a prisoner, with only occasional access of any other person, and that only at the discretion of the jailer; in a stricter sense, the complete isolation of a prisoner from all human society, and his confinement in a cell so arranged that he has no direct intercourse with or sight of any human being, and no employment or instruction.”

Over the years, it has been denounced as an extreme form of torture that violates the prisoner’s rights. In the case of Unni Krishnan and Ors. v. State of Andhra Pradesh and Ors.(1993), solitary confinement was held to be violative of the right to life and personal freedom granted under Article 21. It breaches basic human rights, capable of causing mental illness, physical pain, and suffering. It degrades a person’s dignity and is a cruel form of punishment. Thus, every prisoner has a right against solitary confinement as a part of Article 21. 

Right to reputation 

In the case of the Board of Trustees of the Port of Bombay v. Dilipkumar Raghvendranath Nadkarni (1983), it was observed that the right to reputation is an important facet of Article 21. Reputation is an important element of living a dignified life which is secured by the right to life. Even though our constitution guarantees the freedom of speech and expression, it cannot be misused to defame someone. Moreover, reasonable restrictions can be constitutionally placed on this freedom. In fact, defamation is also a criminal offence under Sections 499 and 500 of the Indian Penal Code. Thus, to ensure that everybody lives a dignified life with a good reputation, the right to reputation has been included under Article 21. 

Right against public hanging 

In the case of Attorney General of India v. Lachma Devi and Ors. (1985), the practice of public hanging was held to be violative of the right to life and personal liberty guaranteed under Article 21 of the Indian Constitution. It was observed that it was a barbaric and archaic practice that must be given up. It takes away a person’s dignity from him and is certainly a ‘revolting spectacle’.  

Right to water and electricity 

In a slew of judgments, various High Courts across the country have held the right to water and electricity to be an essential element of the right to life under Article 21. The honorable Kerala High while listening to a writ petition filed by two KESB employees stated that “water and electricity are an integral part of the right to life within the meaning of Article 21 of the Constitution of India.”

In another case, Madan Lal v. State of Himachal Pradesh (2018), a division bench led by CJ Surya Kant and J. Ajay Mohan Goel held that water and electricity formed a part of the basic necessities of life and hence cannot be separated from the right to life under Article 21. 

Rights of prisoners to have necessities of life

The word ‘life’ has been given a wide connotation by our judiciary. It equally applies to the prisoners. In the case of Marie Andres v. Superintendent, Tihar Jail (1974), it stated by Justice Krishna Iyer, “imprisonment does not spell farewell to fundamental rights although, by a realistic re-appraisal, Courts will refuse to recognise the full panoply of Part III enjoyed by a free citizen”. Thus, not even the stone walls and iron bars of the prison can deprive a person of his fundamental rights. That implies that the prisoners have the protection of Article 21. 

In the case of Francis Coralie v. Delhi Administration (1981), it was observed that ‘life’ has multiple facets including adequate nutrition and food, clothing and shelter, access to education, ability and opportunity of expressing oneself in diverse forms, move freely, and interact with fellow human beings. Thus, all the prisoners have the right to these basic necessities as a part of Article 21. 

Right against custodial harassment 

India has witnessed several instances of custodial violence. However, it has been recognised that custodial violence is a violation and complete degradation of human dignity. What makes it more aggravating is that it is inflicted by the state itself which is the so-called protector of our rights.

In the landmark judgment of DK Basu v. State of West Bengal (1996), it was stated that “worst violations of human rights take place during the course of an investigation when the police with a view to secure evidence or confession often resorts to third-degree methods including torture and adopt techniques of screening arrest by either not recording the arrest or describing the deprivation of liberty merely as a prolonged interrogation.” This clearly amounts to a violation of the right to life and dignity under Article 21. Thus, the Court laid down detailed guidelines to protect the rights of the prisoners and prevent instances of custodial harassment. 

What is Article 21A of the Indian Constitution

Education is an important component of a meaningful life for any person. It liberates a person from the shackles of ignorance and empowers him to achieve his desired goals. Education is also an important factor in a nation’s progress. 

Initially, the right to education was not a part of the fundamental rights. Though it was prescribed under Article 45 as a part of the Directive Principles of State Policy, it was not an enforceable right. Finally, in 2002, Article 21A was added to Part III of the Indian Constitution, and the right to education was made a fundamental right by the 86th Amendment Act. 

Article 21A provided every child in the age group six to fourteen years with the right to free and compulsory education. It has been reiterated several times that the right to education flows from the right to life and it was finally manifested in the form of this article. 

However, there are certain drawbacks to this article as well. Firstly, it does not include the children below the age of six years and the ones falling between 14-18 years of age. Scientifically, 0-6 age is a highly impressionable age and maximum cognitive development takes place in this age. Also, once a child completes education till he turns 14 and then does not have enough financial resources to continue his further education, his education is left in the middle and he cannot seek any good and stable employment on the basis of this education. Nevertheless, Article 21A has marked a positive step in the direction of raising the Indian literacy levels. It was after this Section was added that the Right to Education Act was brought into force in 2009. 

Right to life in conflict with death penalty 

There has always been a conflict between the right to life and the death penalty. The death penalty is inherently violative of the right to life. The validity, utility, and morality of the death penalty have always been in question. There are several judicial decisions that deal with this conundrum. 

Firstly, in the case of Jagmohan v. State of U.P.(1972), the death penalty was recognised as valid under the constitutional provisions. It was held that it does not violate Articles 14, 19 and 21. This was because it took away someone’s right to live in accordance with the procedure established by the law. 

However, in Rajindra Prasad v. State of U.P. (1979), the learned judge pleaded against capital punishment. It was observed in this case that capital punishment was not justified unless it can be shown that the criminal is extremely dangerous to society. 

Finally, the doctrine of ‘rarest of the rare’ cases was established in Bachan Singh v. State of Punjab (1980). It was held that capital punishment was not in violation of the right to life under Article 21 when done in accordance with the just, fair, and reasonable procedure established by a valid law. Also, it was observed that capital punishment must be given only in the rarest of rare cases so that no innocent is sentenced to death. 

Is right to life an absolute right

No, the right to life guaranteed under Article 21 of the Indian Constitution is not an absolute right. It is stated in Article 21 itself that life and personal liberty can be taken away as per the procedure established by law. However, a shift came in this ideology with the famous Maneka Gandhi judgment where it was held that not only the life and liberty is to be taken away in accordance with the procedure established as per the prevailing law, but it should also be just and fair, i.e., as per the due process of law. It should not be arbitrary or oppressive. 

However, the right to life has been provided with additional protection, i.e. in the case of a national emergency when all other fundamental rights are suspended, Article 21 along with Article 20 are still functional. This implies that the right to life and liberty cannot be taken away even when an emergency has been proclaimed in the country.  

Right to life in other countries 

The United States of America

The following amendments in the USA deal with the right to life and personal liberty:

  1. Fourth Amendment– in 1791, the American citizens were granted rights against ‘unreasonable searches and seizures of their persons, houses, papers, and effects’. It sought to protect the personal liberty of the citizens. 
  2. Fifth Amendment– It prescribed that no one shall be compelled to be a witness against himself or be deprived of liberty or property, without due process of law. 
  3. Sixth Amendment– It granted the right to a speedy and public trial, and obtain witnesses in favor when accused of any crime. 
  4. Eighth Amendment– It stipulated that the state shall not inflict excessive fines and cruel and unusual punishments on anyone. 
  5. Fourteenth Amendment- It laid down that all persons born or naturalised in the US shall not be deprived of life, liberty, or property without due process of law. 

One of the notable things here is that the US follows the principle of ‘due process of law’ and not the ‘procedure established by law’, as followed in India.  In the US, the courts have wider powers to not only look into the validity of the procedure followed but also into the reasonableness of the law that prescribes the procedure which deprives a person of his life or liberty. After the Maneka Gandhi judgment, the Indian judiciary has also shifted its approach towards ‘due process of law’. 

The United Kingdom 

The earliest instance of the mention of the right to life in England was the Magna Carta of 1215, which proclaimed, “no freeman shall be taken, imprisoned, disseized, outlawed, banished or in any way destroyed without a legal and valid proceeding, except in the law of the land.” The Magna Carta was a powerful instrument of self-protection for the people against the oppressive tyrants. 

Presently the right to life and liberty is available to all the people in the UK, regardless of whether they are British citizens or not, by the virtue of the Human Rights Act of 1998. Article 2 of the Act provides that no one shall be deprived of his/her life and proper investigation must take place if someone dies under unexpected or suspicious circumstances. Thus, the state is not allowed to breach this right, even under an emergency, except only when it is absolutely necessary. Additionally, Article 5 guarantees the right to liberty and security. It protects people from their freedoms being taken away arbitrarily, except when the law prescribes it. 

Conclusion 

The right to life is one of the most significant human rights that safeguard not only one’s life and liberty but also other elements of life like livelihood, dignity, shelter, privacy, health, etc. that make living worthwhile. It is not absolute and can be curtailed by the procedure established by law. However, it has been upheld by the courts that not only the procedure followed should be valid, but it should also be reasonable and established by a valid and just law. In India, Article 21 guarantees the right to life and personal dignity and has been given a wide interpretation by our judiciary. It is also available in other countries and under international statutes. Also, it has come into controversy several times on issues like capital punishment and euthanasia. Nevertheless, the right to life has always triumphed in the debate. 

FAQs

What is Article 21?

Article 21 of the Indian Constitution states that every person has got the right to life and personal liberty and it cannot be taken away except in accordance with the procedure established by the law.

Is the right to life an absolute right?

No, the right to life is not an absolute right and can be taken away as per the procedure established by law. However, it is not suspended even during an emergency. 

Does the right to life include the right to die?

It has been held that the right to life includes the right to live with dignity, and thus a person who is suffering from an incurable disease or is being kept alive through life support systems can avail his right to die, by the means of a living will. It is only passive euthanasia that is recognised in India. 

What is the difference between the ‘due process of law’ and the ‘procedure established by the law’?

The ‘due process of law’ is an American concept that prescribes that the right to life can be taken away in accordance with a law that is just and reasonable. However, the ‘procedure established by law’ prescribes that the right to life can be taken away in accordance with the procedure established by law, i.e. only the validity of the procedure followed is taken into consideration, and not the justness and fairness of the law establishing that procedure. Indian judiciary made a departure from the ‘procedure established by law’ to the ‘due process of law’ in the Maneka Gandhi judgment. 

References 

  1. https://www.northeastlawjournal.com/post/procedure-established-by-law 
  2. https://www.britannica.com/topic/human-rights 
  3. https://www.lawctopus.com/academike/article-21-of-the-constitution-of-india-right-to-life-and-personal-liberty/

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Top 10 biggest scams in India

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This article is written by M.Manaswini Reddy of KVRR Law College, Osmania University. The article provides an insight into the biggest scams  in India. 

It has been published by Rachit Garg.

Introduction

A scam in generic terms is known as fraudulent action, illegal activity or one that is a dishonest scheme. In legal terms scam is defined more elaborately. It essentially means the intentional use of deceit or dishonestly depriving a person of their legal right. Scams are also known as white-collar crimes, which means that these are crimes that have characteristics of deceit, concealment and violation of trust and are usually committed by business professionals for financial gains. A scam has both civil and criminal factors, each of which has a different set of penalties. For example, a scam that would harm a person economically would invoke civil liability as opposed to one which results in breaking or violation of the law. 

Background of scams 

Scams are of several types, to understand and identify each one of them, they have been classified into two broad categories: Financial sector scams and Corporate Espionage.

Financial sector scams

Money Laundering: Section 3 of the Prevention of Money Laundering Act, 2002 defines money laundering as any person who  

  • attempts to indulge  
  • knowingly assists  
  • is a party to or is involved 

in an activity associated with directly or indirectly obtaining property as a result of any criminal activity that might not be necessarily specified under a statute and projecting it as untainted property shall be guilty of the offence of money laundering.

In layman’s terms, this means projecting a large amount of money that has been obtained as a result of crime as if it has been untainted or obtained from a legitimate source.

Fraud: Frauds too are a common kind of scam that the financial sector faces, it comes in various forms. Essentially these are actions of scammers who deprive you of your financial health through any illegal, deceptive or misleading activity. Examples of these frauds are identity theft, investment, mortgage credit card and lending frauds.

Tax evasion: Illegal actions done by individuals to avoid paying taxes, could be concealing or deceiving proof relating to income in terms of inflating deductions and financial transactions. It attracts criminal liability as an offence in India.

Several other financial crimes although not so common are prevalent in India, such as cyber terrorism, bribing, insider trading, phishing, etc.

Corporate espionage 

Also known as Corporate spying, corporate or industrial or economic espionage is the process of the use of techniques such as wiretapping, hacking, malware, unauthorized trespass into business property/files etc, to spy on financial and business/commercial matters. Attackers use espionage techniques to collect information about the other target/competitor company. Some of the techniques used are wiretapping, hacking, attacking the company with malware or virus, trespassing into company property to access files and identity theft which involves posing as an employee of the company to get information that may be confidential. Corporate espionage is happening at a relatively more extensive rate due to the rise in the use of the digital medium in the operation of businesses and corporations.

Corporate espionage is usually a combination of crimes such as bid-rigging, cheque forgery, patent infringement, false financial statements, duplicate shares, secret commission, ATM offences and introduction of malware in a competitor’s system to illegally get information on trade secrets, data or confidential information. Most of these crimes are executed by targeting computer network systems and communication devices. Acquiring trade secrets without the consent of the owner is against the law.

The nature of this crime is such that it goes unreported since the companies do not want to attract negative media in addition to the loss caused to it by one of the worst frauds calling for laws that directly deal with this crime.

Biggest scams in India 

ABG Shipyard Bank Scam

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Facts

ABG shipyard is a company associated with the ABG group that has been in the business of shipbuilding and repairs since 1958. The company has two shipyards in Gujarat and Rishi Kamlesh Agarwal was its former chairman and managing director. 

The company is involved in the biggest banking fraud in India of Rs 22,848 crores, called the ABG shipyard scam. Between 5 years from 2012 to 2017, the company borrowed loans from a consortium of 28 banks but did not use the money for the purpose they borrowed it.

The company availed loans even during the 2008 global deflation caused due to the financial crisis which led to the fall in demand and price of commodities as well as cargo. This adversely affected the shipyard industry.

Followed by this, in 2014 State Bank of India decided to restructure the loans given to the company under the Corporate debt restructuring. 

Since the company had faced financial trouble due to the global financial crisis it could not pay instalments causing it to be declared as a non-performing asset.

Consequences

As a result of which SBI identified the fraud in 2019 January and filed a complaint. 

An audit conducted by Ernst and Young reported evidence of fraud by the company between 2012 to 2017, the funds received via loans were being misappropriated and diverted to be invested through overseas subsidiaries or shell companies causing a criminal breach of trust with an intention to gain unlawfully from the loan funds and money laundering. 

An FIR was filed by CBI in February 2022 after it sought clarifications from the complaint filed by SBI in 2021.

Nirav Modi PNB Bank Fraud

Facts

Known as the biggest corporate scam in India, it shook the entire banking system of the country. In a 14,000 crore rupee scam, Nirav Modi a well-reputed designer and jeweller is the main accused. 

Nirav Modi’s firm Firestar Diamonds started soaring and expanding across countries through loans taken through a buyer’s credit from the Brady House branch of Punjab National Bank acting as the importer’s bank in January 2018.

The letter of undertaking that works as a bank guarantee allowing a person to borrow money from another bank’s foreign branch and is under the liability to pay the loan amount in case of default by the borrower generally calls for collateral or cash margin.

The officials who approached to take the buyer’s credit for the loan being given by an overseas bank claimed that they had been issued buyer’s credit without any margins previously.

From then on the letters of undertaking which are issued for a buyer’s credit which is a short term loan were fraudulently reissued because PNB’s core banking system was not linked with SWIFT (Society for Worldwide Interbank Financial Telecommunications) a messaging network for banks across the globe, is alerted when a letter of undertaking is issued for money to be loaned from an overseas bank. 

While the message of issuing an LOU did go through via SWIFT it was not recorded in the core banking system of the bank, based on these LOU the money kept getting transferred to the Nostro account of PNB which is an account in foreign currency.

Consequences

A case of unauthorised reissue of  LOU beyond its general validity for gems which was only 90 days, falses in audits, certain colluding officers and the use of shell companies resulted in a fraud carried out over 6 years. 

At present CBI and Enforcement Directorate are involved in auctioning and recovering properties through the attachment of property.  Nirav Modi who fled to London is now in jail.  An extradition treaty has been approved between India and London to extradite him, although he has appealed against it.

Karvy Stock Broking Limited 

Facts

From April 2016 to October 2019 a money heist of Rs 2800 crores in the form of stocks was robbed meticulously from investors. 

Karvy Stock Broking company grew to be one of the most popular retail brokerage houses after it set foot as an intermediary for retail investors to invest in the stock market. 

Owing to its popularity and fast-paced growth, investors started choosing Karvy for their transactions in stocks and conversions of their stocks to Demat accounts. 

The securities invested by them in the company’s confidence were used fraudulently to take multiple loans from banks, without the knowledge or consent of the investors and misappropriating the Power of Attorney given by them. 

It is alleged that these loans were taken to fund their real estate company Karvy Realty.  The securities used for the loans were syphoned off from the Depository Participant accounts with which the stockbroking company had no legal rights to deal. These accounts operated specifically only for any obligatory requirements to be met by clients.

The firm moved shares to another Demat account by the name of Karvy stockbroking BSE to be able to show them as their securities and avail loan against the same. To not get caught, the misappropriated amount was never shown in reports submitted to the National Stock Exchange.

Consequences

Although this was an established market practice, SEBI issued a circular regarding stockbroking companies dealing in their client’s securities, especially asking them to refrain from pledging securities.

A deadline was issued by SEBI to sort the securities by September 30, 2019. When Karvy failed to do so, the investors complained and an investigation began. 

As a result of which few actions took place, Karvy was banned by SEBI, the Bombay Stock Exchange and the National Stock Exchange removed the company from being their member and the securities were auctioned and the Union Ministry of Corporate Affairs was asked to probe into the company for financial fraud.

Vijay Mallya Scam

Facts

The infamous case of money laundering of Rs. 9081 crores (estimated amount including interest)  of bank loans were executed by famous liquor baron Vijay Mallya. 

Tagged as ”the first businessman to be pronounced as a Fugitive Economic Offender(FEO) under Section 12 of  Fugitive Economic Offenders Act of 2018. 

From taking over his father’s business to expanding it in the airlines and liquor sectors. A young 28 year old was seeing the success of his company’s fast-paced growth.

During the downfall of the global aviation industry in 2012, Mallya acquired Air Deccan which resulted in him taking loans from 17 banks. 

These loans were never repaid and he escaped arrest by leaving the country. To the State Bank of India alone he owed Rs. 1600 crores. 

All this money was allegedly invested in shell companies and was laundered overseas. There were speculations that the money was utilised in transactions related to the IPL team The Royal Challengers Bangalore and the F1 racing team Force India.

Consequences

While he escaped to Britain before his arrest in 2016, a warrant was issued against him under The Prevent of Money Laundering Act of 2002. He was imprisoned following the same only to be given bail which cost 65,000 pounds along with having to hand over his documents.

Satyam Computers Scam

Facts

The Rs. 14000 crore scam under the timeline from 2008 to 2015 was known as one of the largest corporate frauds in India. 

Satyam computers were established in 1987 by B.Ramalinga Raju, an IT company based out of Hyderabad. 

It was listed on the stock exchange between the years 1990 and 1991 on the Bombay stock exchange company.

Soon after this when Ramalingaraju observed the growth in the value and demand for real estate, he started buying properties all over India registering them in his name as well as several of his family members. He established Maytas Infrastructure and Maytas Properties. 

Ramalinga Raju started gathering finances to buy these properties by misrepresenting and manipulating the financial statement showing differences in profits of Satyam computers. 

The board, stakeholders, market and investors were misled in terms of company revenue, profits and liabilities, and interests, all of which were shown in inflation.

This misrepresentation led to the rise in share prices thereby attracting investors to the supposedly financial solid base created by Satyam computers. 

Hence, Ramalinga Raju and his brother had to sell their shares and a few other shares were pledged against a loan to buy even more properties, especially those that were connected to a massive infrastructural project. 

Projected as an aggressive property buyer, Ramalingaraju manipulated fake invoices and bank statements as though his profits were saved as cash reserves in the bank. 

Thereby creating a huge gap between the actual figures and misrepresented figures, which he tried to bridge as the properties lost their value due to the 2008 recession. 

As a last resort, he tried selling his Maytas Infrastructures and properties which rendered him useless and he confessed to his crimes in 2009.

Consequences

With the involvement of SEBI and CBI, he and his accomplices were sentenced to 7 years of rigorous imprisonment with a fine of 5 crores.

SEBI said that companies are obligated to change their auditors every 10 years.

The scam teaches the importance of proper corporate governance that each company must have, a sign that every investor must look out for.

Harshad Mehta Scam

Facts

The Harshad Mehta scam alone brought down the entire stock market, done on a huge scale this securities scam was all about government bonds, loopholes in the financial system and manipulation of the market. 

An authenticated stockbroker of the Bombay stock exchange, Harshad Mehta utilised the concept of ready forward deals where the government issues securities for big projects, while the government raises finances from investors it also has interest charged on the same. 

These short term loans of 15 days involve securities being transferred to one bank from another by the way of bank receipts and then brought back by the lending bank at a higher rate. 

Mehta, acted as a broker between the lending and the borrowing banks, misappropriating funds to invest them in the stock market and utilising them for his gain. Since there was no actual transfer of securities from one bank to another the borrower bank would issue bank receipts for the securities being transferred to the lender bank.

Fake bank receipts, influential connections of banks, bureaucrats, politicians, brokerage agencies and several bank employees led to a scam that was reported by senior journalist Sucheta Dalal.

Consequences

CBI probe followed by Mehta and his brother spending three months in jail, after which Mehta and his family’s assets were attached and were charged with 76 criminal cases, 600 civil suits and various tax irregularities. 

Dated back to 1992, the effect of this scam was 4000 crores and called for restructuring of the entire banking system in India. It tightened the involvement and powers of the Reserve Bank of India bringing in a separate audio system and a new committee to overlook SEBI

2g Spectrum Scam

Facts

The biggest case of state corruption and massive irregularities indirectly lead to a  change in the ruling government. The 2g Spectrum scam is a 7 year-long scam that left the Indian government and telecom department distraught. 

With a presumptive loss of Rs. 1.76 crores, this case dates back to 2008 when the second generation of wireless technology was introduced. 

While the telecom companies/mobile operators needed a licence to use the spectrum, the same was obtained by bidding held by the government. 

The then minister for the Department of Telecom Andimuthu Raja was termed accused of this scam since he misappropriated several little important details of the bedding that was held. 

Such as, the deadline to apply with the DOT for the licence was 1st of October 2007 although the minister moved it to 25th of September allegedly for certain mobile operators namely Swan and Unitech that bribed him. 

All the firms that were applying for a licence were to have followed obligations such as being able to cover 10% in the district headquarters in the first year and 50% in the district within three years, without which a licence was not to be given. 

Although, what happened was there were relatively new firms that did not even have a tower set up. The licences were bid at the market price of 2001 for the benefit of these firms. It was said that A. Raja acted against the law, finance and Telecom Regulatory Authority of India ministries.

All the money he received as bribes he allegedly deposited in banks overseas. As such he customised the rules to allocate licences as per bias and favouritism.

Consequences

The Controller and Auditor General of India submitted a report in 2010, stating that India had faced a presumptive loss of Rs 1.76 crores due to the market price of 2001 being used although the accused were acquitted on the notion that a figure realised due to calculating the 2008 market price and computing the loss was no proof of a scam. 

It was said that DOT used such market price to encourage more diversity and not to make any revenue, it was a planned policy and not an abuse of power by the government.

The Commonwealth Games scam

Facts

The commonwealth games happen every 4 years bringing in participants from various nations that constitute the commonwealth nations. In 2010, India hosted the commonwealth games in its capital city New Delhi.

The commonwealth games were allocated a budget of 12 billion rupees and saw participants from 71 different countries. 20 cities were developed to aid the multi-sport event along with the setting up of what was called a Games Village. A committee chaired by Suresh Kalmadi who led the scam of Rs 70,000 crores.

The funds were misappropriated during the preparatory phase with the use of arbitrary powers of the organising committee chairman. While the original amount sanctioned was Rs 1000 crores it was later revised to 2460 crores. 

Not only were the funds misappropriated, for example, the contract offer of Rs 141 crores from the chairman to Swiss Timings for timing equipment which was considered extremely high and unnecessary, but also several issues arose on the political and administrative front. 

The funds were misappropriated in the areas such as bus services, metro services and inaugural ceremony, while the budget for facilitating these services for the tournament crossed what was initially allocated to them by the government. Several transactions were manipulated with the use of overly expensive resources 

Despite the expenditure, there was a delay in the maintenance of the venue, proper facilities were not provided, there were several last-minute problems and the program management saw a huge low. 

Consequences

As a result, there was a Central Vigilance Commission probe which led to the removal of Kalmadi from the committee, his arrest on 25th April 2011 and suspension from the Congress Party. 

In 2012 Delhi High Court restrained him from participating in the opening ceremony of the London Olympics.

The committee along with Kalmadi was charged with criminal conspiracy, forgery to cheat, cheating and other sections of the Prevention of Corruption Act 2002.

Bofors Scam

Facts

A deal worth 1.4 billion dollars was signed between Indian National Congress and AB Bofors a Swedish company that supplied arms and ammunition to the Indian Army. 

The contract was signed in 1986 for the supply of more than 400 155mm Howitzers guns. Since the supply was twice that mentioned in the contract the amount of money invested by the Indian Government was very high. 

Various projects were sidetracked to fund this contract. An announcement made by the Swedish National Radio put then Prime Minister Rajiv Gandhi in the limelight. 

It was alleged by the Swedish company that 40 million dollars had been paid to middlemen towards the success of the deal. A report by Sweden’s National Audit Bureau affirmed this allegation along with the presence of undue influence, although it was denied by the Rajiv Gandhi government.

Consequences

As a consequence, Rajiv Gandhi lost the ninth general election to V.P. Singh. The Swedish Audit report was followed by a report by “The Hindu” exposing the scam through the bank accounts related to the deal. 

This alerted the Comptroller and Auditor General to investigate further into the matter which revealed that the commission was paid but the information as to whom it was paid could not be retrieved. 

Since Bofors was not budging it was decided that unless the information is retrieved the contract would be cancelled and the company would be blacklisted. Bofors decided to send a delegate to deal with the matter when the Ragive Gandhi Government abruptly stopped the investigation.

An FIR was filed by V.P. Singh on the grounds of abuse of power, cheating, criminal conspiracy, and forgery against people such as Win Chadha principal agent of Bofors, Ottavio Quattrocchi an Italian businessman, the Hinduja brothers etc, CBI started investigating the case.

CBI investigation led to the freezing of five Swiss bank accounts and 18 names of potential middlemen being given. Although the case was dismissed on a lack of evidence and loopholes in the investigation

Jeep Scandal

Facts

The oldest and first major scam of  Independent India dates back to 1948. It was a scam of political nature and sheer ignorance. 

The main perpetrator V K Krishna Menon the Indian High Commissioner to Britain signed a contract worth 80 lakhs for refurbished jeeps during the Indo-Pak war period. 

While the price for 2000 jeeps purchased was equal to the price of new jeeps that could have been brought from the USA or Canada, he argued that the delivery would be immediate and with spare parts. Another blunder that Krishna Mennon did was that as per the earlier contract 65% of the amount would be paid only after completion of 20% inspection and a certificate of the same. 

Krishna Menon agreed to have only 10% be inspected without a certificate of inspection and pay 65% of the total amount which was $172,000 upfront. The capital of the company providing the jeeps was only $605 causing  155 jeeps that were delivered to be in a position such that they could not be utilised. 

What happened next was the company that supplied the jeeps, Anti-Mistantes suspended delivery when the government did not accept the unserviceable jeeps. 

The company went out of contract with Menon who had to enter into another contract with S C K agencies for 1007 jeeps. 

It was agreed that these would be supplied as 12 per month for six months and then 120 jeeps a month accordingly. However, only 49 jeeps were supplied in two years and the government was also not compensated especially after all the losses due to previous contracts.

Consequences

The misuse of influence and abuse of power to not follow protocols coupled with money being paid upfront along with the Prime Minister forcing the government to accept the unserviceable jeeps, the scam unfolded. 

The Ayyangar Committee investigated the scam and came up with statistics that were refused to lead to the government closing the case.

Causes for scams

Apart from the fact that scams are seen as a crime and are done with a malicious intention, there are other reasons why fraudsters carry out such criminal activities on various platforms such as banks and financial institutions, corporate governance, and stock markets as well as Technology. Certain psychological factors include the need for media attention and social recognition. Most fraudsters have a strategy to attack those that are emotionally vulnerable when it comes to their investments. The greed for exclusivity and status consumes them, making them ignore generic due diligence and background checks. The abuse of power by fraudsters blindsides most targets since they view them as powerful and influential. The Indian banking system and banks are targeted most frequently due to the lack of adhering to processes/rules, poor corporate governance and weak supervision. Possibly one of my most frequent issues with any scam and why it has been done in the presence of loopholes in each system that is targeted. 

Conclusion

Loopholes in the law create opportunities for fraudsters to commit crimes. While amending and developing laws as per the changes in the society is not the only solution, such scams highlight the frequency of agencies not taking responsibilities seriously and abusing powers arbitrarily. Rectifying these actions is rather tough but never impossible when there is strong supervision that follows all rules and regulations according to the applicable law. Where there is a responsibility, there is accountability and that would ensure all measures are being taken to avoid any such irregularities. 

References


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Is kidney sale legal in India

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This article has been written by Hemant Bohra of Lovely Professional University, Punjab. This article discusses in detail the legality of kidney sales in India. It mentions the provisions of authority governing organ transplantation and kidney sales in the international market and provides a conclusive analysis of the cause and solution behind organ shortages with cases of organ trafficking in India.

It has been published by Rachit Garg.

Introduction

Do you know what the global prevalence of chronic kidney disease is? According to NCBI data, chronic kidney disease is estimated to cause approximately 735,000 deaths worldwide every year. Approximately 151 to 232 people in India are estimated to have an end-stage renal disease that requires transplantation.

During the COVID-19 pandemic, there were several instances of illegal kidney transplantation and migration where people had lost their trust and faith in medical institutions, however, the Indian Government and recent amendments to its legislation have allowed intensive care doctors to make a “required request” for organ donation in the event of brain death and taken various measures to curb this illegal trafficking of organs.

Kidney sale and transplantation

Food, clothing, a virtual world tour, a blockchain, and even organs may all be purchased for a very high price in today’s society. A kidney costs roughly Rs. 5 to 6 lakhs in India, depending on how urgently it is needed. Even though the sale of human organs is prohibited in the nation, the demand for kidneys is so high that open internet forums thrive despite efforts to stop it. And, because people giving their kidneys are frequently in dire need of cash, they are more than prepared to sell immediately if the price is right.

Over long-term dialysis, kidney transplants are the medically preferred therapy for kidney failure. Kidney transplants were done for the first time in 1936 and are now the most prevalent type of organ transplant. Studies have shown kidney transplantation to extend life well beyond what is expected with dialysis. The average patient should expect to live ten to fifteen years longer after a kidney transplant than she would if she continued on dialysis. Patients in their twenties who receive a kidney transplant should expect to live thirty years longer than dialysis patients.

Demand and supply of organs in India

According to recent data from the  Health Resources and Services Administration (HRSA), 17 people die every day while waiting for an organ transplant and there are currently between 1 lakh and 6 thousand people on the national transplant waiting list, which makes India the country with the lowest rate of organ donations in the world. Even though public health institutions handle more accident trauma patients than private institutions, big, multi-center private hospitals are driving the increase in donations and transplants, while numbers at government hospitals remain low. According to experts, public hospital facilities must be vastly upgraded before contributions and transplant operations can expand.

The lack of awareness is one of the most significant barriers to organ transplantation and donation. Ignorance, superstition, and sorrow are all significant barriers that prevent families from allowing post-mortem organ donation. State government awareness efforts are still in their infancy. A single gift from a deceased donor whose brain died before their heart might save the lives of up to eight patients with end-stage organ failure. 

If India’s donation rates were increased to one donation per million deaths, the country’s organ demand would be fully met, and for that, individuals need to be aware of the importance of such a delicate issue. However, while governmental and private organisations are striving to bridge the gap between donors and recipients through programs like Jeevandaan, there is still a great need for individuals to be encouraged to come forward and donate to save someone’s life.

new legal draft

Authority monitoring removal of organs

The Transplantation of Human Organs Act (THOA), 1994

In 1994, India established the Transplantation of Human Organs and Tissues Act, which aimed to make organ donation and transplantation more efficient. In general, the Act recognised brain death as a kind of death and made the selling of organs illegal. With the admission of brain death, it became possible to begin solid organ transplants such as the liver, heart, lungs, and pancreas, in addition to kidney transplants. The Act’s primary objective is to prohibit commercial deals in human organs by regulating the removal, storage, and transplantation of human organs for medicinal purposes. Under the Act, certain people can donate their organs, which include:

  • A donor who is a close relative (mother, father, son, daughter, brother, sister, spouse).
  • Other than a close familial donor such as relatives, who can only donate out of love and attachment or for any other particular cause with the agreement of the authorisation committee.
  • Deceased donor, especially after the death of the brain stem, such as a victim of an unpredictable incident.

The Act contains detailed provisions relating to the authority for the removal of human organs, the protection of human organs, the regulation of hospitals conducting the removal, storage, or transplantation of human organs, the functions of the appropriate authority, and the prosecution for offenses relating to the aforementioned matters. However, due to challenges faced in regulating the Act, it was needed to make it stricter, so the government amended the provisions in 2011.

The 2011 Amendment

The 2011 Amendment Act allows for organ swapping and expands the list of potential donors by adding grandparents and grandchildren. This legislation had a few significant revisions, which are listed below:

  • Under the modified Act, ‘Recovery Centres’ would be established for the retrieval of organs from dead donors and their registration.
  • The brain death certification board has been streamlined, and more specialists are now allowed to participate in the process.
  • The term “close relative” has been broadened to encompass grandparents and grandchildren.
  • A mandatory ‘Transplant Coordinator’ is responsible for organising all aspects of human organ removal and transplantation.
  • In the tragic event of the brain stem death of an ICU patient for the purpose of organ donation, a ‘mandatory’ inquiry and informative choice to donate is required.

Organ donation, on the other hand, bears major moral and ethical requirements in India, which is not the case in other industrialised nations. Organ trafficking and migration are two illicit acts that have grown globally under the guise of organ donation.

Application Form 1

An identified living near related can fill the below mentioned Application Form 1 to apply for Organ Donation:

Application Form 3

A person other than a near relative living donor can apply for organ or tissue donation through Form 3 which is mentioned below:

According to National Organ & Tissue Transplant Organisation, there are several other application forms that are required for different subject matter such as Form 2 is for organ or tissue donation by a living spouse, Form 14 is for registration of tissue banks other than eye and Form 11 is for approval of transplantation from living donor.

National Organ and Tissue Transplant Organisation (NOTTO)

With the introduction of the NOTTO in 2015, the 2011 Amendment to the THOA 1994 laid the groundwork for the development of the NOTTO, which has been critical in regulating organ donation and transplantation in India.

The major goal of this organisation’s formation is to promote deceased’s  organ/tissue donation in order to supply tissues and organs for transplantation to people in need. It also intends to set up an effective system for procuring organs and tissues from dead donors and distributing them for transplantation.

The organisation establishes policy guidelines and practices for a variety of services, including data administration, organ transplant surveillance, and organ donor registry.

It collaborates with ROTTO (Regional Organ and Tissue Transplant Organisation) and SOTTO (State Organ and Tissue Transplant Organisation), as well as other organisations that regulate organ and tissue transplantation.

A successful case of kidney transplantation

During the pandemic, NOTTO with the support of its subsidiary organisations provided help to various citizens who were in need, one such example is a 35-year-old woman in Kauvery Hospital, in this case, the patient was diagnosed with IgA Nephropathy, which meant that his kidney function was declining and that he needed a transplant right away. The donor was identified as the patient’s mother. All transplant-related studies were completed, and both the recipient and the donor were deemed to be appropriate. In the meanwhile, the mother and daughter had COVID-19 symptoms such as a minor cold, fever, and cough. Their CT scans were normal, therefore they were placed under home quarantine.

They tested negative after recovery, and testing on their antibody levels revealed a strong response to Covid infection, indicating they were effectively protected from subsequent COVID-19 infection. After kidney transplantation, the donor (mother) and patient were discharged.

Organ Procurement Organisations (OPOs)

Organ procurement organisations (OPOs) are non-profit organisations dedicated to the acquiring of organs for transplantation. They are the organisations having the legal ability to recover organs from deceased donors, as well as provide support to donor families, clinical care for organ donors, and professional and public education on organ donation. 

Other specific responsibilities include identifying potential organ donors, receiving consent from donors’ families, acquiring organs, partnering with other organisations to discover potential transplant recipients, and ensuring that organs are delivered to transplant institutions. Organ India and MOHAN Foundation are examples of OPOs.

Authority setup for regular inspection of organ transplantation

According to  Section 13 of Chapter IV of Human Organ Transplantation Acts, it is the duty of the Central Government to appoint one or more officials as Appropriate Authorities (AA) for each of the Union Territories for the registration and regulation of human organ and tissue transplantation.

Authority for removal of human organs

Any donor may authorise the removal of any human organ from his body for medical reasons before his death, according to Chapter II, Section 3 of the Transplantation of Human Organs Act of 1994. The donor must attest to his mental and physical fitness and sign the relevant certificate form. In order to get approval from the Authorisation Committee, the donor must also define the relationship with the recipient by signing Form 1(B) (for the donor’s spouse) and Form 1(C) (for anybody other than a close relative) (AC) in the presence of two witnesses. 

Before removing a human organ from a person’s body in the event of brain-stem death, a registered medical practitioner must confirm that the certificate outlined in Form 8 has been signed by all members of the Board of Medical Experts, as well as the person’s parents if the person is under the age of 18.

Appropriate Authority (AA)

This body’s job is to oversee the removal, storage, and transplantation of human organs. Only after receiving a licence from the authorities a hospital can be allowed to engage in such operations. The AA’s powers under Chapter IV, Section 13 B, include inspecting and registering hospitals for organ transplants, conducting regular checks of hospitals to focus on the quality of transplantation, carrying out medical care for donors and recipients, dismissing or cancelling the registrations of defaulting hospitals, and investigating complaints about violations of the Act’s provisions.

Authorisation Committee (AC)

The goal of this group is to control the permission procedure for approving or rejecting transplants between the recipient and non-first-degree relatives. The committee’s major responsibility is to guarantee that the donor is not exploited for monetary gain by donating their organ. The recipient and donor’s combined application is investigated, and a personal interview is required to convince the AC of the donor’s real motivation for donation and to verify that the donor is aware of the surgery’s possible dangers. The affected hospitals get notification of approval or rejection by mail.

Guidelines for the composition of AC

The Central Government is required by the Transplantation of Human Organs Act (THOA) to form a State Level Authorisation Committee. The donor and beneficiary will get permission or a no objection certificate from AC in order to establish legal and residential status in a certain state. Furthermore, if the number of transplants at the individual transplantation facilities surpasses 25 per year, an AC should be hospital-based in metros and major cities. If the number of transplants in a given district is less than 25, state or district-level committees will be formed.

Working guidelines for the Authorisation Committee

Guidelines are provided by the  National Organ & Tissue Transplantation (NOTTO) Act for the working of the Authorisation Committee (AC) that are mentioned below:

When a planned transplant is between genetically related people (mother, father, brother, sister, son, or daughter over the age of 18), the following criteria must be considered:

  1. Any member involved in an organ transplantation operation is not allowed to be a part of the Authorisation Committee.
  2. If the donor and recipient are not Indian citizens, the link between the donor and the receiver must be certified by a senior embassy official from the donor’s home country. 
  3. The Authorisation Committee must review the findings of tissue type and other basic procedures, such as blood testing, if the donor and beneficiary are family members. The AC will also look for identifying documents such as a PAN card, a bank account, a driver’s licence, and so on. If the identity documents are insufficient, AC has the option of undergoing further medical exams that have been approved by the National Accreditation Board for Laboratories (NABL).
  4. If the intended donor and the receiver are not close relatives, the Authorisation Committee must determine that the beneficiary and the donor are not involved in a business transaction. With the use of identification documents, AC must examine any relationship between the parties and analyse the grounds for the donor’s desire to contribute.
  5. The AC shall declare in writing why it is rejecting or granting the intended donor’s application by evaluating all medical tests of the donor to establish his biological capacity and compatibility to donate the organ. Before reaching a final decision on whether to give authorisation or refuse a transplant, the AC must check for the fulfilment of all needed forms.

Composition of hospital-based AC

The hospital-based Authorisation Committee includes:

  1. Chairperson – Medical Director or Medical Superintendent or Head of the Hospital.
  2. Members – Two senior medical practitioners who aren’t part of the transplant team from the same hospital.
  3. Member – Two people of high integrity, social standing, and credibility who have served in high-ranking government positions, such as the higher judiciary, senior police cadre, or as a reader or professor in a UGC-approved university. 
  4. Member – Secretary of Health or a nominee, and Director of Health Services or a nominee from the state government or the administration of a union territory.

Composition of state or district level ACs

The members of a state or district level ACs are no different, subject to a few positions that include:

  1. Chairperson – A medical practitioner serving as Chief Medical Officer or any other comparable position in the district’s primary government hospital.
  2. Members – Two senior registered medical practitioners chosen from a pool of such practitioners who live in the affected district and are not members of any transplant team.
  3. Members – Two people of high integrity, social standing, and credibility who have served in high-ranking government positions, such as the higher judiciary, senior police cadre, or as a reader or professor in a UGC-approved university.
  4. Member – Secretary of Health or a nominee, and Director of Health Services or a nominee from the state government or the administration of a union territory.

Kidney sale outside India

Transplant tourism is becoming more popular as the demand for transplantable kidneys grows and wait periods get longer. Only a few nations have legalised organ sales. Patients who are in urgent need or are unable to wait for organ donation in their native countries but have the financial means to search for organs overseas commonly receive cadaveric or living donor transplant surgery in underdeveloped nations.

Patients who buy kidneys on the foreign market usually get them from live donors, so their kidneys last longer than those who wait for a legitimate cadaveric kidney transplant through an organisation that procures and distributes organs from the deceased. 

Given the enormous number of lives at risk, many patients, physicians, and organ brokers are unconcerned about the high level of illegality of the exchange of cash for kidneys, which is very high. However, cutting out the intermediary, the Internet, and certain hospitals that buy organs directly from donors are helping recipients save money in these international transactions.

Many nations, including Israel, South Africa, China, Russia, and Brazil, do not strictly enforce their anti-organ-sale legislation. For example, Japanese people buy organs in the Philippines, Israelis from Turkey, or former Soviet Union states. Despite the fact that India has prohibited kidney sales since 1994 with the institutionalisation of the Transplantation of Human Organs Act, patients continue to find donors prepared to accept deals in return for donating a kidney. Donors can escape legal repercussions by submitting an affidavit claiming they have not been paid.

Say of religious practices in kidney sale

Organ donation is a personal decision that is not outlawed under Hindu law in India, just as it is not prohibited under Islamic law, which places a major emphasis on preserving human lives. Despite occasionally imposing a few requirements, most major global faiths take a neutral stance concerning an individual’s decision to donate. However, when it comes to allowing people to sell their organs, religious officials’ viewpoints are more aligned. Even people who do not oppose organ donation are generally opposed to the selling of organs.

In 1996, a group of academics from all of Britain’s main Muslim law schools determined that “Organs should be given rather than sold. Receiving payment for an organ is illegal.” Indeed, eminent Muslim professor Muhammad Al-Munajjid declared at the time that the Islamic Fiqh Council had issued a fatwa (religious judgment) declaring that trading in human organs is prohibited under any circumstances. However, whether a recipient may spend money to receive an organ he requires or to express gratitude is still a point of contention among academics.

Reasons for supporting prohibition of kidney sale

Decrease in altruistic donation

If kidney sale is authorised, altruistic donation would undoubtedly decline since individuals would want to earn money in return for their organs. Giving individuals financial incentives to accomplish something, for example, weakens or reduces the level to which they feel ethically obligated to perform that thing  and just like that money  reduces the possibility of generosity in this way.

Domination of rich over poor

Legitimising the sale of organs would certainly result in a society where only the wealthy could benefit from life-saving organ transplants, while the impoverished would be the primary donors of those organs. It means that rich individuals will have a better chance of receiving a kidney than poor people, causing an inequity issue. Furthermore, “brokers” would contact the people, facilitating arrangements between the possible donor and beneficiary in exchange for a large commission.

Exploitation of life

A person’s life might be put in jeopardy for monetary gain as selling kidneys would not only take advantage of individuals in financial need, but it would also set them up for future, potentially life-threatening complications. Any time a person undergoes surgery, there is a risk of death since there is no guarantee that the remaining kidney will not cause difficulties later in life. 

Increase in crime rate

The fear is that legalising the kidney will lead to a rise in criminal activity throughout the world, as individuals would want to kill others in order to sell their organs for a large sum of money. Furthermore, allowing the sale of kidneys would lead to the formation of new fraudulent businesses that would remove people’s organs but not pay them the fee.

Legalising kidney sale

The entire case for legalising organ trafficking appears to be intrinsically unethical: profiting off your own body parts, which are a part of your identity. However, allowing a legal kidney market to operate offers its own set of advantages. Some of them are as follows:

Increase in supply of kidneys

Because people are more likely to sell a kidney rather than give one, a licensed market will boost the supply of living kidneys. Iran has authorised the selling of kidneys, making it the only country in the world where any patient, regardless of their economic condition or educational background, can undergo a kidney transplant. Once the long waiting list for organ transplants is reduced, India will get back on track.

Good quality kidneys will be available

Patients will obtain healthier kidneys and live longer as a result of this, since recipients of living kidneys live an average of 12 to 20 years longer than recipients of deceased donor kidneys. Because a big supply means the ability to pick among the best kidneys available, an increasing supply will also mean an improvement in kidney quality.

Reduction in cost

Before obtaining a kidney, most patients are on dialysis for around 5 years. If organ trade were allowed, patients would pay a lower price for a kidney and its transplantation, and they would not have to pay the additional expense of dialysis because the kidney would be delivered on time. Further, due to the availability of organs in the market, customers can bargain the price for the kidney.

Reduction in illegal organ trafficking

Foreign illegal markets will be dissolved if organ trade markets become legal in other countries, and many individuals of impoverished nations, in particular, will no longer be subject to the control of organ trade crime rackets.

Headliner cases on organ trafficking

Doctors charged in kidney trafficking racket

In a recent case at a Mumbai-based hospital, following the discovery of a kidney trafficking ring, the chief executive, medical director, and three other physicians at a famous Indian hospital were charged with illicit organ transplant offences. During their employment tenure, complaints of negligence under the 1994 Transplantation of Human Organs Act were filed against these doctors, according to a report by a Mumbai director of health services.

After a colleague reported odd documents for a planned procedure in which a lady was giving a kidney to her husband, police discovered the racket. During the procedure, they stormed the hospital and discovered that the couple was not married and that the donor was a destitute rural lady from a neighbouring state. However, the doctors were released by the court and imposed stipulations.

Kidney racket busted in a Delhi-based hospital

In another case, five people were arrested on charges of running a kidney scam transporting donors from all across the country to the national capital, including two staff of a famous multispecialty hospital in south-east Delhi and three others. The racket was caught in June when police discovered a couple fighting outside the hospital and arrested them. The lady had unlawfully donated a kidney, and the case eventually led to the discovery of a wider organ scam. Police had detained 13 persons before the end of July.

The police have identified the secretarial staff of certain doctors who are not hospital workers as being involved in the suspected scam as part of their investigation. Despite taking all reasonable steps, fraudulent and counterfeit papers were employed in this scam with criminal intent.

Gurgaon kidney trafficking scam

Hundreds of impoverished labourers have been deceived into giving their organs in the Gurgaon Kidney Scam, which is one of the largest illicit kidney transplant rackets in Indian history. People from all across northern India were transported to Gurgaon and had their kidneys removed in a private property with a state-of-the-art operating theatre hidden inside. The doctors were said to have conducted around 400 or 500 kidney transplants in the preceding years and were arrested.

A total of 50 medical personnel, excluding five foreigners, may have been implicated in the scam, with the majority of them fleeing the country. Many victims said they were lured to the residence with the promise of a job, only to be misled or forced to sell their kidneys under duress.

Assam organ trafficking racket

In the recent case, the Assam police uncovered an illegal human organ sale network in Morigaon district, arresting three people, including a mother and her son. At Dakshin Dharamtul town in Central Assam’s district, the arrested woman and her associates were running an illicit kidney trade. They enticed about 20 poor villagers by promising to pay them Rs 4-5 lakh if they donated a kidney to some sick persons or organisations.

The racket was discovered after some village residents captured the mother and her son as they were searching for potential kidney dealers in the area on Saturday. They were eventually given up to the police by the townspeople.

Conclusion

Organ sales, often known as organ trading, is a sad reality in most parts of the country. While there are a few stories of real charity, poverty and debt are almost always the driving forces for unrelated live donors. In India, the body enforcing the laws is lagging behind in enforcing stringent rules and regulations addressing the illegal selling of organs. The Transplantation of Human Organs and Tissues Act, 1994 itself has some flaws. If the law itself is enacted to help people who are in need of organs, why are there so many conditions/limitations applied to donating organs between a recipient and a donor?  

There is a significant gap between the demand for and supply of human organs and tissues for transplantation in the country. One of the most severe effects of kidney selling is that kidneys are sold for a handsome amount in India, and as a result, altruistic donors are falling out of the market and becoming organ dealers. Either the Indian Government legalise the selling of kidneys or it must take immediate action to address this crucial issue.

Frequently Asked Questions (FAQs)

What is the “No Objection Certificate” under organ donation?

When a donor donates out of love, compassion, or devotion to the recipient, there is no financial transaction between the donor and the receiver, and there is no influence or compulsion on the donor, a no objection certificate is issued.

What is a living donation?

When a living individual gives an organ (or part of an organ) for transplantation to another person, it is known as a living donation. When compared to people who get a deceased donor kidney, recipients of a living donor kidney tend to live longer and better lives.

Is a minor who is below 18 years of age allowed to donate organs?

A child under the age of 18 years needs parental consent for organ donation. Further, in the case of Anshita Bansal v. Secretary, Ministry of Wealth of Health and Family Welfare, 2020, the Delhi High Court ruled that a juvenile giving an organ or tissue before reaching majority with parental authorization is not a “complete prohibition.”

How long does it take for a person to have a kidney transplant?

The average waiting period for a first kidney transplant is 3.6 years, however, this might vary based on the patient’s health, compatibility, and organ availability.

References


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86th Constitutional Amendment

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This article has been written by Naveen Talawar, a law student at Karnataka State Law University’s law school. The article deals with 86th Constitutional Amendment, its historical background, and the Right of Children to Free and Compulsory Education Act, 2009, its features and criticisms in detail.

It has been published by Rachit Garg.

Introduction 

Knowledge is the key to gaining power, and education is the key to gaining knowledge. It strengthens a person’s future identity. Individual empowerment and freedom are achieved as a result of education, which contributes to societal advancement. All stages of learning and growth are built on the basis of elementary education. It boosts the confidence of persons with analytical talents. As a result, a focus on primary education is necessary to enhance the country’s socioeconomic position.

The country’s growth will be difficult without ensuring the dissemination of education among the general public. As a result, the Indian government has made a historic step toward universalizing elementary education by adopting the ‘Right of Children to Free and Compulsory Education Act, 2009’, which makes it mandatory for children to get a basic education. It was introduced by the 86th Amendment in December 2002, and it was enacted by the Parliament in July 2009, with the provisions of the Act taking effect from April 1, 2009.

Three specific clauses in the Constitution were introduced by the 86th Amendment Act of 2002 to encourage the realisation of free and compulsory education for children aged six to fourteen years as a basic right. They are as follows:

  1. The addition of Article 21A in Part III
  2. The modification of Article 45, and 
  3. The addition of a new clause (k) under Article 51A (fundamental duties), makes the parent or guardian responsible for providing educational opportunities to their children aged six to fourteen years.

Historical background 

In India, organised education has a long history. There were various formal proposals for free and compulsory elementary education from 1882 forward. These demands were expressed in a number of national and regional initiatives aimed at improving education’s basic supply. India has been concentrating on the need to legislate for universal and compulsory education since 1911 when the Gokhale Bill for primary education was introduced. The first law mandating compulsory education was the Bombay Municipality (Primary Education) Act of 1918. Though there was no mention of “free” or “compulsory” education in the 1986 National Education Policy, the Ramamurty Committee, which examined the policy, called for education to be recognised as a fundamental right.

The World Conference at Jomtien

The need of universalizing primary education was recognised during the 1989 Jomtien Conference on ‘Education for All,’ with international aid organisations focusing their efforts on it. During the 1990s, the Indian government, too, became more interested in elementary education and adult literacy. 

Myron Wiener’s book

Furthermore, Professor Myron Wiener’s stunning statements in his book ‘The Child and the State in India : Child Labour and Education Policy in Comparative Perspective, which said that India’s poverty was less relevant as an explanation for the country’s incapacity to eliminate child labour and enforce compulsory schooling than the middle classes’ belief system, caused creases in Indian society (to which class, the state bureaucracy also belonged). 

Apex Court’s decisions

new legal draft

Two Supreme Court rulings in the early 1990s, however, provided an immediate incentive for elementary education to move from policy to right. The Supreme Court concluded in  Mohini Jain v. State of Karnataka [1992] that the Directive Principles, which are crucial to the country’s administration, cannot be read separately from fundamental rights. Furthermore, the judgement relied on seeing the right to education as an integral part of Article 21 of the Constitution’s right to life. The case of J.P. Unnikrishnan and others v. the state of Andhra Pradesh [1993], established that the right to education is inextricably linked to the right to life and that the state is therefore required to provide basic education to all children during their childhood. According to the court, “the passage of 44 years, more than four times the duration necessary under Article 45, has transformed the duty imposed by the article into an enforceable right. The state must, at the very least, comply with Article 45’s mandate and proclaim it a right”. The court ruled that the rights inherent in the directive principles are required for both governance and the creation of fundamental rights.

Saikia Committee

Later, in 1994, the United Front Government resolved to make elementary education a fundamental right, which it would enforce through appropriate legislation. As a result, it received a lot of attention in the ‘Common Minimum Programme,’ and the Saikia Committee (1997) was created to look into the idea’s economic feasibility. The following recommendation was made in the Committee’s report: 

The Indian Constitution should be amended to make the right to free elementary education for children up to the age of 14 a fundamental right.” Simultaneously, an express provision in the Constitution should be enacted to make it a basic duty of every citizen who is a parent to provide all children under the age of 14 with opportunities for elementary education.”

83rd Amendment Bill

During the Monsoon Session of Parliament, the government embraced the committee’s recommendations and tabled the Constitution (83rd Amendment Bill,1997) in the Lok Sabha. The “Department-Related Parliamentary Standing Committee on Human Resource Development” was entrusted with the task of reviewing the Bill. The following was the effect of the proposed constitutional change:

  1. After Article 21 of the Constitution, the following Article should be introduced: 
  • “21A. (1) The state shall provide free and compulsory education to all citizens aged six to fourteen years..” 

(2) The State shall enforce the right to free and compulsory education referred to in Sub-section (1) in the manner authorised by law. 

(3) The state may not enact any law relating to educational institutions that are not maintained by the state or receive state subsidies in order to fulfil the requirements of clause (2) for free and compulsory education.

  1. Article 35 of the Constitution shall be renumbered as clause (1) of that Article, and the following clause shall be inserted after clause (1) as so renumbered and before the Explanation: “(2) The competent legislature shall make the law for the enforcement of the right to free and compulsory education referred to in clause (1) of Article 21A within one year of the commencement of the Constitution (Eighty-third Amendment) Act, 1997”

“Provided, however, that any provision of any law relating to free and compulsory education in force in a State immediately before the commencement of the Constitution (Eighty-third Amendment) Act, 1997 that is inconsistent with the provisions of Article 21A shall remain in force until amended or repealed by a competent legislature or other competent authority, or until one year after such commencement, whichever is earlier.” 

  1. The Constitution’s Article 45 shall be removed.
  2. The following sentence must be inserted after clause (1) in Article 51A of the Constitution: “(k) to provide educational opportunities to a child between the ages of six and fourteen years of whom such a citizen is a parent or guardian.”

Passing of the 86th Constitutional Amendment

In November 1997, the Department Related Parliamentary Standing Committee presented its report to both houses of Parliament, proposing that the Bill be passed with the recommended amendments. The following are the committee’s main recommendations: 

i. Article 45 must be preserved in order to satisfy the needs of children aged 0 to 6.

ii. The proposed Article 21-A clause (3) relating to private institutions must be removed. 

iii. The central government should prepare a skeleton statue, with each state developing the specifics depending on their own requirements.

As a result, the Constitution 93rd Amendment Bill, 2001 was revised and reintroduced in Parliament, replacing the Constitutional 83rd Amendment Bill, 1997. The 93rd Bill was introduced to amend the Constitution in three different ways:

  • Add Article 21-A after Article 21 to say that “the state should offer free and compulsory education to all children aged 6–14 years in such a manner as the State may by law designate”.
  • Change Article 45‘s wording to “The State shall endeavour to provide early childhood care and education for all children until they reach the age of six.” 
  • Add clause (k) following clause (j) under Article 51A  stating “Who is a parent or guardian to provide educational opportunities to his child or, as the case may be, ward, between the ages of 6 and 14 years.” As a consequence of the unanimous passage of the bill, the 86th Constitutional Amendment Act was enacted.

Need for the 86th Constitutional Amendment in India

The 86th Amendment was established to ensure that children under the age of 14 have access to free and compulsory formal education. Article 21A outlines the commitment of the state to provide children with free and compulsory education. This article, on the other hand, also requires the state to offer a child aged 6 to 14 years suitable schooling and education, which will be delivered by the state utilizing whatever methods are available. 

This article also stipulates that such children must have access to schools within a reasonable distance of their homes and that it is the responsibility of their parents to ensure that their children attend school.  According to the Act, every child aged 6 to 14 has the right to an environment that provides early childhood care as well as the opportunity for quality education.

The 86th Amendment has the effect of strengthening and developing the Indian educational system. This has allowed all children to finish their primary school education with their parents and guardians. This legislation is essential not only for young children but also for obtaining an education regarding children’s rights, such as the right to proper schooling in a nearby location and access to quality education. The Act was passed to achieve these goals by ensuring that every child obtains quality education and has access to basic amenities such as classrooms, skilled teachers, and a safe environment for children. Instead of dropping out of school, children who do not complete elementary education by this age will be able to catch up later.

Right of Children to Free and Compulsory Education Act, 2009

The ‘Right of Children to Free and Compulsory Education Act, 2009,’ also known as the Right to Education (RTE) Act, 2009, was passed to put into effect the 86th Constitutional Amendment Act of 2002. This act is arranged into seven chapters and 38 sections.

The title of the RTE Act includes the words ‘free’ and ‘compulsory’. Free education implies that no child, excluding those enrolled by their parents in a school not funded by the applicable State Government, would be asked to pay any fee, charge, or expenditure that may prevent them from pursuing and finishing primary education. The phrase ‘compulsory education’ implies that the responsible government and local authorities must provide and ensure that all children aged 6 to 14 have access to and complete primary education. 

Features of the Act 

The main features of the Act are as follows:

  1. The Act mandates that the state must provide free and compulsory primary education in the neighbourhood for all children aged 6 to 14 years old, beginning immediately. 
  2. No child is compelled to pay any fee, charge, or expenditure that might prevent the child from completing elementary school. 
  3. Children who have dropped out of school or have never attended one will be enrolled, and no school will be permitted to deny them admission. 
  4. It specifies that no school shall refuse a child’s entrance for whatever reason. 
  5. Private and independent educational institutes will have to reserve 25% of seats for students from economically disadvantaged and disadvantaged parts of society (SCs and STs, Socially Backward Classes, and Differently Abled People) in order to be accepted to class first (to be reimbursed by the state as part of the public-private partnership plan). 
  6. The Act provides for the development of a curriculum that adheres to the ideals stated in the Constitution, as well as the overall development of the child.
  7. With the exception of government schools, all schools must be recognized within three years by meeting the specified criteria and conditions, or risk a fine of up to Rs. one lakh. It also prohibits the use of unregistered schools and stipulates that no contribution or capitation fees be charged, as well as that no child or parent be interviewed at the time of enrolment. 
  8. The implementation of the Act will be overseen by the National Commission for the Protection of Child Rights (NCPCR) and State Commissions.
  9. The Act mandates the improvement of educational quality by establishing specific norms and standards for teacher-student ratios, infrastructure, teacher qualifications and training, curriculum, assessment, and access, as well as the precise distribution of roles and responsibilities among various stakeholders. Current private schools must complete all of these standards within the time limit allowed to avoid unfavourable consequences. 
  10. The child’s mother tongue will be used as the medium of instruction, and the child’s performance will be evaluated in a comprehensive and continuous manner.

The Right of Children to Free and Compulsory Education (Amendment) Act, 2019

The Right to Education Act of 2009 was amended by this bill. This Act superseded the provisions of Section 16 of the 2009 legislation. The elimination of the no-detention policy was the main goal of the amendment act. If a child fails an examination, he or she will not be detained in the same class but will be promoted to the next without having passed the previous one. If a child fails an examination, he will be given the option to retake it, according to this Act. A child may be detained if he or she fails re-examination.

Criticism of the Act

  1. The Act has been criticized for neglecting to define the terms ‘free’ and ‘compulsory,’ as well as for being silent on the crucial issue of the educational quality given to the children concerned. The law appears to be designed to deflect criticism of government activities that have resulted in a decline in educational service quality.
  2. The Act’s limitation of the fundamental right to education to children aged six to fourteen attracted the most criticism. It was pointed out that this was a clear violation of the Supreme Court’s decision in Unni Krishnan, which stated that every child under the age of fourteen has a fundamental right to primary education. Furthermore, it is well recognised that the age period of three to six years is crucial since a child’s mental abilities are at a key stage of development at that time. This reality is ignored by the constitutional amendment, which holds the state fully responsible for providing education to children above the age of six. According to anti-child labour organisations, minors aged fifteen to eighteen should be granted the right to an education to effectively limit child labour abuses.
  3. The third big issue in Indian education is the pervasive bias that pervades the country. The children of the affluent and privileged attend high-quality private and special-interest public schools, whilst the great majority of the poor, particularly minorities and marginalised groups, attend run-down government schools. As a result, the educational system’s division replicates society’s class division. The latter has played a key role in the continuance and exacerbation of social inequalities. It also results in poor education.
  4. The Act’s attempt to amend Article 51A to require parents to educate their children from the age of six to fourteen was also criticised.

Successes and failures of the Act

Successes of the Act

Successes of the Act include:

  1. Everyone, regardless of socioeconomic level, is required to attend school under the Act. 
  2. It aims to establish equality for all by ensuring that everyone has equal access to education. 
  3. It strives to ensure not just giving education for the sake of delivering education, but also great education in word and spirit, by integrating measures for teacher quality maintenance. 
  4. The supply of educational accessories, such as the mid-day meal programme, inspires students from lower socioeconomic classes to attend school rather than participate in child labour to acquire a day’s food.
  5. The government has expressed its commitment to education by requiring the appropriate local governments to construct a school within a certain region if one does not already exist. 
  6. The Act’s concern for the poorest segments of society is reflected through the provision of particular care for children from weaker sections and disadvantaged groups. 
  7. The law encourages parents to send their children to school rather than put them to work around the house by making them liable for it.

Failures of the Act

The following are some of the most serious problems with the Right to Education Act 

  1. The legislation only allows minors between the ages of 6 and 14 to participate. Even though India has ratified the United Nations Charter, which states explicitly that free education should be made mandatory for all children under the age of 18, it excludes younger children (under the age of 6) and older children (14-18).
  2. The 2009 Right to Education Act includes no provision for children with disabilities or, to be more precise, those with special needs to acquire an education. Despite the promise of universal access to education in the Right to Education Act of 2009, India’s out-of-school population is dominated by children with special needs. Over 600,000 (28 percent) special-needs children ages six to thirteen do not attend school, according to the 2014 National Survey of Out of School Children Report.
  3. The Right to Education Act is widely seen as being too input-driven rather than outcome-driven. The measure ensures that children are admitted to school, but it does not guarantee that they will receive an excellent education. The Act, along with other government initiatives, has been successful in attracting children to schools, but providing great education is still a long way off. 
  4. The shortage of properly trained teachers has been a key barrier to the RTE Act’s full implementation. The Act’s requirement for a high student-to-teacher ratio resulted in a significant demand for qualified educators. As a result, several states have asked to be exempted from the qualifying norms throughout the recruiting process. As a result, unqualified individuals were obliged to run the educational system as para-teachers.

National policies and schemes 

Prior to the RTE Act, the Central Government took several initiatives to promote primary education universalization, including five-year plans, the Sarva Siksha Abhiyan (SSA), the Mid Day Meal Scheme, and the Rashtriya Madhmayak Siksha Abhiyan (RMSA).

National Policy for Children

National policy for children acknowledged the need to include children’s programmes in national development goals. It asserted that the state must provide sufficient assistance to children before, after, and during their childhood to ensure their entire physical, mental, and social development. The policy was a major step forward in terms of safeguarding children’s interests. Early childhood care and development were given primacy among child development programmes in the 1986 National Policy for Education, which prioritised investment in the development of young children. The policy emphasised the need of developing Day Care Centers for Preschool Education so that young girls caring for siblings may attend school and low-income women can earn money.

Integrated Child Development Services

The Integrated Child Development Services (ICDS) system, which was established in 1975 in response to the National Policy for Children, 1974, is the most important public policy effort aimed at young children. The primary premise of ICDS, a nationally financed and state-managed national programme, is that early childhood education and care are intertwined issues that must be addressed as a whole.

12th Five Year Plan

The 12th Five Year Plan (FYP 2012-2017) prioritised education expansion, ensuring that educational opportunities are available to people from all stages of society and significantly boosting the quality of education provided. The Twelfth Plan was focused on literacy and school education.

Sarva Siksha Abhiyan

In 2001, the Sarva Siksha Abhiyan was launched with the objective of ensuring that all children aged 6 to 14 years attend school and finish eight years of education by 2010. The Sarva Siksha Abhiyan was a community-owned school system whose goal was to make elementary education universal. It was a response to the growing need for high-quality basic education. It enabled the advancement of social justice through primary education. By 2010, the Sarva Shiksha Abhiyan intended to provide all children aged 6 to 14 with practical and appropriate elementary education. Another goal was to close the socioeconomic, regional, and gender inequalities in school management through active community participation. 

Mid-Day meals programme

The Mid-Day Meals Programme, which began in 1995, is one of the most popular programmes used to entice children to schools. Several more unique programmes have been implemented, with varying degrees of success. The government also distributes free textbooks to children. In addition, in 1994, the District Primary Education Programme (DPEP) was founded with the purpose of delivering primary education to all children through official primary schools or other options.

National Literacy Mission

The National Literacy Mission (NLM) was established in 1988 with the objective of achieving a 75 percent literacy rate by 2007. It educates the nonliterates between the ages of 15 and 35 in practical literacy. The comprehensive literacy campaign is the National Literacy Mission’s (NLM) major approach to eradicating illiteracy. By providing a learning continuum, the continuous education plan complements the efforts of the complete literacy and post-literacy programmes.

National Human Rights Commission’s recommendations on right to education

The following recommendations have been made by the National Human Rights Commission.

  1. Rather than being limited to children of a certain age, the right to free and compulsory education should be extended to all children until they complete primary school, i.e., class VIII. 
  2. Terms like equal quality of education, free and compulsory education, as well as norms and standards, must be defined or explained. 
  3. Attention should be paid to crafts and vocational training. 
  4. The central, state, and local governments must all share responsibility for ensuring the right to education. In this regard, local government should make every effort to ensure that parents, local management committees, communities, non-governmental organisations, and others are engaged and involved.
  5. Each level of government/administration must clearly define its role and responsibilities in protecting the right to education. 
  6. In terms of early childhood care, education, and development, the government should take the necessary measures for children aged 0 to 6. 
  7. Minimum standards for all aspects of educational quality, including infrastructure, curriculum, teacher training, education, and other educational qualities, must be set in collaboration with professional groups. 
  8. Universal access to high-quality education must be seen as a non-negotiable requirement. All students should have access to free textbooks, clothing, and lunchtime food. 
  9. Short-term initiatives such as Sarva Shiksha Abhiyan (Universal Elementary Education Program) must be gradually integrated into the formal educational system.
  10. Para-teachers should be phased out completely, and instructors who are properly qualified and trained should be employed instead. This goal necessitates the expansion and development of teacher education/training institutes. 
  11. Effective regulation and evaluation mechanisms should be put in place to ensure implementation and quality assurance in the school education system. 
  12. Children from low-income households should be accepted into private independent schools.

Landmark cases

T.M.A Pai Foundation v. State of Karnataka (2002)

Facts

The facts of this case are that Dr. TMA Pai founded the Academy for General Education in Madras in 1942. When the states were reorganised, the institution became a part of the state of Karnataka. Later, the “Manipal Engineering College Trust” was founded in the name of the establishment and operation of the “Manipal Institute of Technology,” to encourage the Konkani language and encourage Konkani language-speaking students. Later, the engineering college’s trustees transferred ownership to the TMA Pai trust, which was founded in Dr. TMA Pai’s memory.

To prohibit educational institutions from charging excessive fees, the governor of Karnataka introduced the “Karnataka Educational Institutions Ordinance, 1984.” The state government also issued an order restricting the number of students accepted and requiring a certain percentage of government seats to be filled. The TMA Pai trust’s engineering college was recognised as a minority-unaided private educational institution since it received no government funding. As a result, a writ petition was filed, arguing that the government’s restrictions on the administration of minority educational institutions infringe on minorities’ rights to establish educational institutions.

Issue raised

To what extent may the government impose administrative restrictions on minority-aided and unaided institutions?

Held

The Court ruled that while state governments and universities cannot regulate the admission policy of unaided educational institutions run by linguistic and religious minorities, they can identify educational qualifications for students and create rules and regulations to uphold academic principles. 

Mohini Jain v. State of Karnataka (1992)

In this case, an Uttar Pradesh resident applied for admission to a private medical college in the state of Karnataka to pursue an MBBS degree, and the provision permitting private medical colleges to charge higher fees to students who were not granted ‘government seats’ was challenged.

Issue raised

Whether the imposition of Capitation Fees violates Articles 14 and 21 of the Constitution?

Held

The Court held that the charging of a capitation fee by the private educational institutions violated the right to education as implied by the right to life and human dignity and the right to equal protection of the law.

Avinash Mehrotra v. Union of India and Others (2009)

Facts

This case resulted from a fire that broke out in a Madras middle school. The school featured only one entrance and exit, as well as a single thatched roof construction with no windows. The fire started in a nearby makeshift kitchen where cooks were preparing a midday meal, 73 children were killed and many others were injured as a result of the fire. As a result, the writ petition was filed to protect children from similar tragedies in the future and to enhance the country’s educational standards.

Issue raised

The question was whether the right to education includes the right to attend a good school where children’s safety is not jeopardised?

Held

The Court held that under Articles 21 and 21A of the constitution, there is a fundamental right to an education free from fear of security and safety and that this right to education includes the provision of a secure school. Regardless of where a family decides to educate its children, the state must safeguard their safety.

By implementing statutory safety regulations, the Court has saved children’s lives, and this is a challenge to private management schools that view education exclusively as a business with no regard for the lives of innocent children. The verdict has raised the government’s accountability, as free schooling and midday meals are no longer sufficient, and children’s lives must now be safeguarded.

Conclusion 

The Right to Education Act (RTE Act), which was implemented by the Indian government in 2009 through the 86th Amendment, is certainly a milestone event in the history of the education system in India. This Act revolutionised the old system by proclaiming education a fundamental right for all children under the age of 14 in India. The new law makes it mandatory for state governments and municipal governments to ensure that every child receives an education in a school nearby. This law is important not just for young children, but also for learning about children’s rights, such as the right to proper schooling and access to a better education. The Act was enacted to achieve these goals by ensuring that every child receives a quality education and has access to fundamental resources, including classrooms, skilled teachers, and a child-safe environment.

Frequently Asked Questions 

What is free and compulsory education? 

Free education implies that No child, excluding those enrolled by their parents in a school not funded by the applicable State Government, would be asked to pay any fee, charge, or expenditure that may prevent them from pursuing and finishing primary education. The phrase ‘compulsory education’ implies that the responsible government and local authorities must provide and ensure that all children aged 6 to 14 have access to and complete primary education. 

What are the changes introduced by the 86th Constitutional Amendment?

Three specific clauses in the Constitution were introduced in the 86th Amendment Act of 2002 to encourage the realization of free and compulsory education for children aged six to fourteen years as a basic right. They are

  1. The addition of Article 21A in Part III, 
  2. The modification of Article 45, and 
  3. The addition of a new clause (k) under Article 51A (fundamental duties), makes the parent or guardian responsible for providing educational opportunities to their children aged six to fourteen years.

 What right does the Right to Education Act provide?

The Act provides that every child aged 6 to 14 shall have a right to free and compulsory admission, attendance, and completion of education in a neighbourhood school. A child with disabilities shall also have the right to pursue free and compulsory elementary education up to the age of 18 years.

References 

  1. Amend86.pdf
  2. JS6_UPR_IND_S13_2012_JointSubmission6_E.pdf
  3. Occasional Paper-33njuneja.pdf
  4. The-right-to-education-bill-2008
  5. 576_Education_and_Constitution_of_India-converted.pdf

Students of Lawsikho courses regularly produce writing assignments and work on practical exercises as a part of their coursework and develop themselves in real-life practical skills.

LawSikho has created a telegram group for exchanging legal knowledge, referrals, and various opportunities. You can click on this link and join:

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Arbitration and Conciliation Act, 1996

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This article is written by Monesh Mehndiratta, a student of BA LLB, Graphic Era Hill University, Dehradun. This article talks about arbitration and conciliation as alternate forms of dispute resolutions and gives an overview of Arbitration and Conciliation Act, 1996. 

This article has been published by Sneha Mahawar.

Introduction

ADR means Alternative Dispute Resolution which includes various methods of settling a dispute without getting into the intricacies of the court. It is a method where parties try to resolve their disputes privately in front of a third-person expert. The decision is binding on the parties like the decision of the court. It includes methods like arbitration, mediation, conciliation and negotiation. These work on the principles of justice, legal aid and speedy trial as given under Article 39A of the Indian Constitution. Even Section 89 of the Code of Civil Procedure, 1908 provides settling disputes by way of ADR. The proceedings are flexible and creative. It provides satisfying solutions with reduced cost and time and thus, is an emerging field in Law. The Parliament felt the need and passed an act regarding this matter. The article deals with an act on arbitration and conciliation known as Arbitration and Conciliation Act, 1996. It lays out the object, extent and applicability and discusses the important provisions under the Act.  

Applicability of the Arbitration and Conciliation Act, 1996

The Act applies to the whole of India but Part I, Part II, Part III and Part IV will extend to Jammu and Kashmir only if they relate to international commercial arbitration or conciliation. The Act was enforced on 22nd August 1996 but the ordinance was promulgated by the President on 16th January 1996. The other two ordinances i.e., Arbitration and Conciliation ordinances were passed on 26th March and 21st June 1996 respectively. 

Objectives of the Arbitration and Conciliation Act, 1996 

Earlier, the law on arbitration was dealt with under 3 acts which eventually became outdated. As a result of which the bodies of trade and industry and experts of arbitration demanded and proposed amendments to make the Act responsive and at par with the needs of the society. It was felt that the economic reforms in the country can only be dealt with if domestic and international commercial disputes and their settlement are not outside the purview of such reforms. The United Nations in 1985 adopted the Model Law on International Arbitration and Conciliation and asked all the countries to give due importance to it. This resulted in the enforcement of the said Act. The various objectives of the Act are:

  • Cover international and domestic commercial arbitration and conciliation comprehensively.
  • Make a procedure which is fair, efficient and capable of meeting the needs of the society for arbitration and conciliation. 
  • Provides reasons by the tribunal for granting any arbitral award.
  • Ensure that the tribunal does not exercise its jurisdiction beyond the limits. 
  • Minimise the role of courts and reduce the burden on the judiciary. 
  • It permits the tribunal to opt for arbitration and conciliation as a method of dispute settlement. 
  • It makes sure that every award is enforced in the same manner as the decree of the court. 
  • It provides that the conciliation agreement reached by the parties has the same effect as the award granted by an arbitral tribunal. 
  • It also works on the enforcement of foreign awards. 

Scheme of the Arbitration and Conciliation Act, 1996

The Act is divided into four parts:

  • Part I (Sections 2-43) – Applies to the place of arbitration in India. The award granted is treated as a domestic award. 
  • Part II (Sections 44-60) – Enforcement of foreign awards.
  • Part III (Sections 61-81) – Conciliation
  • Part IV (Sections 82-86) – Supplementary provisions

It contains three schedules:

  • Schedule I – Convention on the recognition of foreign awards of arbitration. 
  • Schedule II – Protocol to be followed on arbitration clauses.
  • Schedule III – Convention for the execution of foreign arbitral awards. 

Definitions under the Arbitration and Conciliation Act, 1996

Section 2 of the Act gives various definitions of some important terms given in the Act. These are:

  1. Arbitration – Section 2 (1)(a) of the Act defines arbitration as to any arbitration which is either administered or not by a permanent arbitral institution. 
  2. Arbitration agreement – Section 2(1)(b) of the Act says that for arbitration agreement Section 7 of the Act must be referred. 
  3. Arbitral award – this has not been defined clearly in Section 2(1)(c) but mentions that it includes interim award. 
  4. Arbitral tribunal – it means a sole arbitrator or panel of arbitrators who help in arbitration. (Section 2(1)(d))
  5. Courts – Section 2(1)(e) defines courts. It includes civil courts having original jurisdiction in a district and the High Court having jurisdiction to decide issues related to the subject matter of the arbitration. 
  6. International commercial arbitration – defined under Section 2(1)(f). It means arbitration in disputes arising out of a legal relationship, whether contractual or not and where one party is a national of another country, a body corporate in another country, company under the control of any other country or government of a foreign country. 
arbitration

Legal analysis of the Arbitration and Conciliation Act, 1996

Arbitration (Part I)

It is defined under Section 2 (1)(a) of the Act. It is an alternative to litigation in courts and is advantageous as it provides flexibility and confidentiality. According to Black Law Dictionary, it means a method of resolving disputes which includes two parties and a neutral third party whose decision is binding on both parties. 

Section 8 of the Act talks about the powers of any judicial authority to refer a case to arbitration. It must be followed by an arbitration agreement. The Hon’ble Supreme Court in the case of P. Anand Gajapati Raju v. P.V.G Raju (2000) gave certain requirements necessary for referring parties to arbitration:

  • An arbitration agreement must be there. 
  • A party must bring an action in court against others.
  • The subject matter must be the same as in arbitration.
  • One party demands arbitration in court. 

In another case of Booz Allen and Hamilton Inc. v. SBI Home Finance Ltd. (2011), it was held that there is no time limit to file an application but it should be filed before submission of the first statement related to the dispute. Further, Section 9 provides that the parties to arbitration may at any time refer to the court for interim measures. 

Types of Arbitration

  1. Domestic arbitration – It means that the proceedings of arbitration will take place as per Indian laws and be subject to Indian jurisdiction. 
  2. International and commercial arbitration – This is done in cases involving disputes out of a legal relationship where one of the parties is a foreign national, body corporated in some other country, a company or group which is under the control of some other country and government of a foreign country. 
  3. Institutional arbitration – It is administered by arbitration institutions like the Indian Council of Arbitration, the International Centre for Alternative Dispute Resolution (ICADR) etc. 
  4. Statutory arbitration – some acts provide for the resolution of disputes by arbitration. In case there is any inconsistency between any Act and Part I of the Arbitration Act then the provisions given in that Act will prevail. 
  5. Ad hoc arbitration – It means an arbitration where parties agree without any assistance from the Arbitral tribunal. 
  6. Fast track arbitration – It is also called documentary arbitration. The arbitration proceedings are very fast and time-saving. It is solely based on the claim statement by one party and its written reply by another. 
  7. Looksniff arbitration – It is a combination of an arbitral process and the opinion of an expert. There are no formal submissions and hearings under this. 
  8. Flipflop arbitration – It is also called pendulum arbitration. The parties in this type of arbitration create the cases before and then invite the arbitrator to decide any one of the two options. 

Advantages of arbitration 

  • A person appointed as arbitrator is based on the whims of the parties.
  • If parties agree only then an arbitral tribunal is taken into matter. 
  • It is inexpensive and saves time. 
  • It ensures a fair trial. 
  • Gives freedom to the parties from judicial intervention. 
  • Parties choose the place of arbitration themselves (Section 20).
  • The proceedings are kept private and confidentiality is maintained. 
  • The arbitral award is enforced in the same way a decree of the court is enforced. 

Disadvantages of arbitration

  • It does not always guarantee an expeditious resolution. 
  • The procedure is at times uncertain. 
  • It cannot give remedies like punishment, imprisonment, injunction, etc. which are given in courts. 
  • Due to flexibility, it is ineffective. 
  • The method cannot be easily used in disputes involving multiple parties. 

Cases not referred to arbitration

Generally, cases of civil rights where the remedy is the damages are referred to arbitration but Section 2(3) of the Act gives the list of such cases which cannot be submitted to arbitration. These are:

  • Winding up proceedings of any company. (Haryana Telecom Ltd. v. Sterlite Industries (1999);
  • Disputes that have to be determined by any particular tribunal as the law may provide;
  • Proceedings related to insolvency; 
  • Probate proceedings;
  • Question of will and genuineness;
  • Guardianship matters;
  • Succession disputes;
  • Disputes related to immovable property; 
  • Illegal transaction cases;
  • Proceeding under Section 145 of the Code of Criminal Procedure; and 
  • A criminal case cannot be referred to arbitration;

Arbitral tribunals

Composition of tribunals

It is the creation of an agreement which conforms with the law. Section 10 of the Act enables the parties to determine freely the number of arbitrators to settle their dispute. The only restriction is that the number of such arbitrators must not be even. If the parties are not able to decide then there will be only 1 arbitrator. But if there are even number of arbitrators then the agreement cannot be held invalid merely on this ground. (Narayan Prasad Lohia v. Nikunj Kumar Lohia, 2002

Procedure for appointment of arbitrators

Further, Section 11 of the Act provides the procedure for the appointment of arbitrators. The valid requirements for any such appointment are:

  • Party must give proper notice of appointment to the other party. If it does not do so, the appointment is held invalid. 
  • A person appointed as an arbitrator must be duly informed and his consent must be taken. 
  • The consent must be obtained before finalising his appointment. 

It also says that if the parties fail to appoint an arbitrator within 30 days of the request or if two arbitrators are appointed and not the third one, then the appointment will be made by Chief Justice or any person on his behalf designated by him but with the prior request of the parties. 

Termination of arbitrator

The grounds for termination are given under Section 14 and Section 15 of the Act. These are:

  • If he is not able to perform his functions without undue delay (whether de jure or de facto),
  • If he  withdraws or is terminated by the parties,
  • He shall be terminated where he withdraws himself or by agreement of the parties. 
  • On his termination, a substitute arbitrator will be appointed as per Section 15. 

Jurisdiction 

Section 16 of the Act provides that the tribunal will act in its jurisdiction. If the arbitral tribunal has no jurisdiction then a plea will be raised but not later than when the statement of defence is submitted. It also provides that in case a party is not satisfied with the arbitral award, it can make an application to set it aside according to Section 34 of the Act. The Supreme Court in the case of Centrotrade Minerals and Metals v. Hindustan Copper Ltd. (2006), held that any issue related to the jurisdiction can be raised by people in the proceedings or anyone from outside. But if it is made by the party then it must be done during the proceedings or at the initial stage.  

Arbitral award 

It is a final determination of a claim or a part of it or a counter-claim awarded by the arbitral tribunal. It must be written and duly signed by the members of the arbitral tribunal as given under Section 31 of the Act. The Section further gives the power to the tribunal to make interim awards for any matter. In case of payment of money, it can award the interest which seems reasonable, just and fair to the tribunal. 

Section 32 of the Act empowers the arbitral tribunal to terminate the proceedings by making a final arbitral award. The procedure for any correction in the award or its interpretation is given under Section 33 of the Act. It also gives the power to the tribunal or the arbitrator to amend, correct or remove any errors of any kind within 30 days but is silent on judicial review. The tribunals cannot exercise their jurisdiction beyond whatever has been mentioned in this section. 

Types of arbitral awards

  1. Interim award – It is the determination of any issue arising out of the main dispute. It is a temporary arrangement to satisfy a party and is subject to the final award. 
  2. Additional award – According to Section 33 of the Act, if the parties find that certain claims have been missed out by the arbitral tribunal and they were present in the proceedings then it can after notifying other parties, make a request to the arbitral tribunal to make an additional award and cover the claims which have been left. 
  3. Settlement awards – It is made if the parties agree on certain terms of the settlement. As per Section 30 of the Act, the arbitral tribunal may use any method of dispute resolution like mediation, conciliation or negotiation to bring a settlement between the parties. 
  4. Final award – It is an award which finally determines all the issues in a dispute. It is conclusive unless set aside by courts and binding on the parties. 

Recourse against arbitral awards

Under Section 34 of the Act, a party if not satisfied can make an application to set aside the award granted by an arbitral tribunal. The time limit to make such an application is not more than 3 months from the date the arbitral award was made. The grounds are:

  • Incapacity of parties.
  • Non-existence of the agreement of arbitration.
  • Did not follow the due process. 
  • Error on the part of the arbitral tribunal to exercise its jurisdiction. 
  • Improper composition of the arbitral tribunal.
  • The subject matter is not capable of being referred to arbitration. 
  • It is against public policy. 
  • Fraud or corruption.

Section 37 of the Act provides that if a person is not satisfied with the order passed by the tribunal, he/she can appeal to the court.  However, there are no provisions for a second appeal once an appeal has been made. In the case of Pandey and Co. Builders Pvt. Ltd. v. State of Bihar (2007), it was held that the appellate authority in any case which is referred to arbitration must be decided from the definition of court given under Section 2 of the Act.  

Foreign awards (Part II)

Foreign awards are given in the disputes arising out of some legal relations which can either be contractual or not and are considered under any commercial law of the country. In simple terms, it means the awards given in International commercial arbitration.  Foreign awards are granted in foreign countries and are enforceable in India under the Act. It is divided into two chapters:

The foreign award related to the New York Convention is given under Section 44 of the Act and that related to the Geneva Convention under Section 53 of the Act. The conditions to enforce these awards in the country are given under Section 48 and Section 57 of the Act respectively. 

Conciliation (Part III)

It is a process in which a third party helps the parties in dispute to resolve it by way of agreement. The person authorised to do so is called a Conciliator. He may do it by giving his opinion regarding the dispute to help parties reach a settlement. In other words, it is a compromise settlement between the parties. 

Features of conciliation

  • The person assisting the parties to come to a compromise is called a conciliator. 
  • Conciliators give their opinion regarding the dispute. 
  • The process of conciliation is voluntary. 
  • It is a non-binding process.
  • The main difference between arbitration and conciliation is that, unlike arbitration, the parties in this process control the whole procedure and the outcome. 
  • It is a consensual party and the desired outcome is the final settlement between the parties based on their wishes, terms and conditions. 
  • A conciliator can become an arbitrator on the wish of the parties if no compromise could be reached by the process of conciliation. This is known as Hybrid Conciliation. 
  • The settlement agreement will have the same importance and status as the arbitration award. (Section 74)

Proceedings of Conciliation under the Act

  • Section 62 of the Act provides that in order to initiate the conciliation proceedings one party to the dispute has to invite the other party in writing for conciliation. However, there will be no proceedings if the other to whom notice/invitation is sent, reject it or does not reply. 
  • The general rule states that there must be one conciliator but in the case of more than one conciliator they have to function together with each other as per Section 63 of the Act. 
  • The appointment of the conciliator like an arbitrator will be done by the parties themselves under Section 64 of the Act. 
  • A party according to Section 65 of the Act is under an obligation to submit in writing the nature of the dispute and all the necessary information related to it to the conciliator. 
  • The proceeding can be terminated following any of the procedures given under Section 78 of the Act. 

Role of conciliator

It is mentioned under Section 67 of the Act:

  • He must be independent and impartial. 
  • He must assist the parties to come to a settlement.
  • He is not bound by the procedure given under the Code of Civil Procedure, 1908.
  • He must adhere to the principles of fairness and justice. 

Supplementary provisions (Part IV)

Landmark case laws

Haryana Space Application Centre (HARSAC) v. Pan India Consultants Pvt. Ltd. (2021)

Facts of the case 

In this case, an application was filed under Section 29 A(4) of the Act wherein it was stated that the decision of the arbitral tribunal was ready to be pronounced by the authorities. Also, the required cost was paid to the tribunal. On this, the other party argued that the application must be denied on the ground that it lacks reasons for extension under the Section. However, the argument was rejected and an extension of 3-months was granted. HARSAC in a response filed a revision in the High Court. But it again granted a four-month extension. To this, a special writ application was filed to the Supreme Court. 

Issue involved in the case

Whether the extension be given to the party or not?

Judgement of the Court

It was ruled by the court that the clause given in Section 12 is obligatory when it is dealt together with the Schedule of the Act. It was also held that the Principal Secretary is not qualified to be an arbitrator. If been the one, he would probably influence HARSAC. The court also directed to appoint another arbitrator who will continue the proceedings and help them come to an agreement within 6 months. 

Indus Biotech Pvt. Ltd. v. Kotak India Venture Fund (2021)

Facts of the case

Indus Biotech issued some preference shares which are convertible at the option to funds of Kotak India. A clause was added in the agreement of shareholders but they could not agree on how to convert these shares into paid-up equity shares. As a result, Kotak India filed an application when the other party failed to redeem those shares. 

Issue involved in the case

Whether the subject matter of the dispute falls in those that could be referred to arbitration if the case is pending in NCLT?

Judgement of the Court

The Supreme Court opined that the case cannot be referred to arbitration if the process is in rem. It further stated that if any proceedings are pending before NCLT under Section 7 of IBC, then any application under the Arbitration and Conciliation Act, 1996 will not be entertained. In the instant case, the Supreme Court held that the decision of NCLT was reasonable and the case (Indus Biotech Pvt. Ltd. v. Kotak India Venture Fund, 2021) was successfully referred to an arbitral tribunal. 

Oriental Structural Engineers Pvt. Ltd. v. State of Kerala (2021)

Facts of the case

In this case, there was a contract to upgrade the segments of roads. The contractor demanded extra interest for any late payment. But in the letter, there was no such provision of any interest on late payments. 

Issue involved in the case

Whether the contractor must get such interest even when it is not mentioned in the letter?

Judgement of the Court

The Supreme Court held that if the tribunal wishes, it can grant interest as a compensatory award to the contractor. It also referred to the case of G.C. Roy v. Secretary Irrigation Department (1991). The fact that the payment of interest in such cases was not excluded particularly in the agreement was taken into consideration. But the rate on such payment was missing and not agreed upon by the parties. The High Court in this same asked the parties to fill up the blank details that they left in the appendix. The Supreme Court held that this decision was incorrect and impermissible. It ruled that the tribunal was right in providing compensation as there was no clause in the contract which mentioned exclusion of payment of interest if the payment was delayed.  

Conclusion 

The Act deals with alternate dispute resolution methods which are effective, cost-friendly, and time-saving. Due to the pendency of cases and rigid procedural laws of the courts and to prevent litigation, people nowadays generally prefer settling a dispute outside the courts with the help of ADRs like arbitration, conciliation, mediation etc. The Act provides the procedure to be followed in arbitration proceedings, arbitral tribunal, the conduct of the tribunal along with the arbitral awards to be made in a dispute. The decision is binding on the parties and given in the form of an arbitral award in an arbitration agreement. It also prescribes the procedure of appeal to courts in case of discrepancies. 

Frequently asked questions

What is arbitration?

According to Black Law Dictionary, it means a method of resolving disputes which includes two parties and a neutral third party whose decision is binding on both parties. 

What were the previous acts related to arbitration in the country?

There were 3 acts dealing with the arbitration in India:

  • The Indian Arbitration Act, 1940
  • The Arbitration (Protocol and Convention) Act, 1937
  • Foreign Awards (Recognition and Enforcement) Act, 1961

However, these Acts have been consolidated into one and repealed by The Arbitration and Conciliation Act of 1996. 

Which law is the basis of the Act of 1996?

It is based on Model Law on International Commercial Arbitration adopted in 1985 UNCITRAL. 

What is the difference between conciliation and mediation?

Unlike in conciliation, the mediator in mediation does not give his opinion regarding the dispute. Neither he is given the power to impose a settlement but a conciliator has this power. His only function is to resolve the deadlock and encourage parties to reach a reasonable settlement. 

In how many parts and schedules has the Act been divided?

The Act is divided into four parts:

  • Part I (Section 2-43) – Applies to the place of arbitration in India. The award granted is treated as a domestic award. 
  • Part II (Section 44-60) – Enforcement of foreign awards.
  • Part III (Section 61-81) – Conciliation
  • Part IV (Section 82-86) – Supplementary provisions

It contains three schedules:

  • Schedule I – Convention on the recognition of foreign awards of arbitration. 
  • Schedule II – Protocol to be followed on arbitration clauses.
  • Schedule III – Convention for the execution of foreign arbitral awards. 

What do you mean by foreign award?

Foreign awards are granted in foreign countries for any dispute referred to arbitration in international cases and are enforceable in India under the Act. It is divided into two chapters under the Act:

  • The New York Convention
  • The Geneva Convention 

References 


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