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Regulatory framework for website disclosures to be made by listed companies in India

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This article is written by Deepali Yadav, pursuing Diploma in Law Firm Practice: Research, Drafting, Briefing and Client Management from LawSikho. The article has been edited by Tanmaya Sharma (Associate, LawSikho) and Ruchika Mohapatra (Associate, LawSikho).

Introduction

“A website is the centre of the digital ecosystem, it’s like a brick or mortar location, the experience matters once a visitor enters, just as much as the perception they have of you before they walk through the door.” – Leland Dieno.

In this digital era, for any company to have an online presence, having a website is imperative. A website provides crucial information about the company and its business. Such information includes the contact details, goals, mission and vision statement, the products and services offered by them, etc. All this data on the website helps its visitors to obtain accurate information about the company. But there are few companies that don’t disclose such important data on their website, which restrains people from making informed choices. Therefore, there are regulatory bodies that mandate companies to disclose certain necessary information on the company’s website. 

Website disclosures are synonymous with transparency; such disclosures communicate the corporate behavioural agenda of the company and also establish a relationship of trust and credibility among their customers.

As per the Companies Act 2013, for listed companies having a website is not mandatory but if it does then the company has to adhere to all the provisions and compliances in relation to website disclosure by the Securities and Exchange Board of India (SEBI). 

Regulatory bodies regulating website disclosures

The following Regulatory bodies regulate such website disclosures on the website of the company:

  • SEBI Listing (Obligations and Disclosure Requirements) Regulations 2015,
  • SEBI (Prohibition of Insider Training) Regulations 2015,
  • The Companies Act 2013.

Regulations under the Companies Act, 2013 : website disclosure by listed companies

  • According to, Section 12 read with Rule 26 of the Companies (Incorporation) Rules, 2014 

Every company that conducts its business online on a website, should disclose certain information such as the name of the company, registered office address, their Corporate Identity Number (CIN), contact number, fax number if any, contact details on the homepage of the employee that handles all queries or grievances by customers as well as email id of the company.

  • Financial Statements & Consolidated Financial Statements (Section 136)
  • Every listed company should place its financial statements along with consolidated financial statements, if any, including other required documents that should be published on companies’ websites.
  • Every listed company having subsidiaries should separately upload audited accounts reports of its subsidiary or subsidiaries on its website.
  • Any listed company having a foreign subsidiary incorporated outside India;
  1. Disclosure of consolidated financial statement of such foreign subsidiary should be published on the listed company’s website;
  2. According to any law of the country, the foreign subsidiary is not required to audit its financial statement of its incorporation but the holding company has to upload the unaudited financial statement of a foreign subsidiary, the Indian listed company should publish such unaudited financial statement in any language other than English along with a translated copy in English on its website.

Regulations under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 on Website disclosure by Listed companies

  • Regulation 23: Disclosure of Related Party Transactions:

The listed company within 30 days from publication date should submit its half year consolidated financial results, On the consolidated basis of related party transactions, and Publication of annual results to the stock exchanges in the format mentioned under relevant accounting standards should be uploaded on the website.

  • Regulation 30: Disclosure of events or information :
  • The determination of materiality policy, according to sub-regulation criteria also the board of directors should duly approve such policy of the listed company and it has to be disclosed by uploading it on their website.
  • The board of directors of the listed company authorized Key Managerial Personnel for the purpose of determining the materiality of an event or information and for providing stock exchange disclosures along with the contact details of such Key Managerial personnel should be also disclosed on the website.
  • The listed company should disclose on its website any information or events that has already been known or provided to the stock exchange also according to an archival policy of the listed company such disclosure should be available on the website for a minimum period of five years.
  • Regulation 34: Annual Report or copy of Annual Report or the copy of revised Annual Report, if any
  • The listed company should submit publish on its website –
  1. Any annual report  copy given or provided to the shareholders of  the company which should also include annual general meeting notice and  publication of such annual report copy along with annual general meeting notice given to its shareholders on their website;
  2. If such a listed company makes any changes with respect to the annual report, all such changes explaining the reasons for such changes along with all the other additional details incorporated in the revised annual report copy should be uploaded on the website within 48 hours of commencement of the annual general meeting.
  • Regulation 43A on  Policy of dividend distribution 
  • The top 500 listed companies in market capitalization such listed companies should publish policies of dividend distributions and include them in the annual reports of the company and a copy of such annual reports including the policies of dividend distributions has to be uploaded on their websites.
  • The listed company should disclose on their website all changes if the company declares the dividend on the basis of parameters or changes in such parameters.
  • Regulation 46: Website Disclosures on the website of Listed Companies

The listed company should have a functional website and mandatorily publish the following information on their website:

  1. Particulars and other details of their business.
  2. Independent directors’ appointment terms.
  3. Details of the composition of the board of directors of various committees.
  4. Provisions of code of conduct that management personnel and board of directors have to follow.
  5. Particulars and details of the foundation of vigil mechanism and whistle-blower policy.
  6. If the annual report doesn’t include rules of granting payments to non-executive directors, then such rules should be published separately on the website.
  7. Policy on dealing with related party transactions
  8. Strategy for forming ‘material’ subsidiaries;
  9. familiarization programmes particulars that were communicated to independent directors along with the details mentioned below:
  • A total number of all programmes where the independent directors were present. 
  • Duration of the time spent in such programmes by independent directors of the company.
  • Other crucial details include the email id for grievance redressal, contact details of officials that are designated by the listed companies to handle such grievances.
  1. Financial data including:
  1. Circular of the board meeting of the directors on financial results.
  2. Circular on approval of financial results after the completion of the board meeting of the directors.
  3. The final copy of the annual report with details of the balance sheet, statement of corporate governance report, profit and loss account statement, statement of directors report etc.
  4. Shareholding pattern;
  1. Particulars of media company’s agreements or agreements entered into with their associates and other such agreements.
  2. Analyst or institutional investor meetings schedule and all the pitch presentations are given to the analysts or institutional investors by the listed company.
  3. Details of the formal name of the listed company and the details of changes of the old name also the details of the new name should be uploaded on their website for at least one year from the date of such change in name.
  4. Provisions of regulation 47 in sub-regulation (1)
  1. All credit ratings obtained by the listed company for all its outstanding instruments should be updated on the website when there are changes in such ratings.
  2. Audited financial statements of the listed company’s subsidiaries should be uploaded on the website at least twenty-one days before the commencement of the annual general meeting.

Regulations under SEBI [Prohibition of Insider Trading] Regulations, 2015 on website disclosure by listed companies

  • Regulation 8: Fair Disclosure Code which includes fair practices provisions along with fair disclosure procedures of unpublished price sensitive information (UPSI):

According to this regulation the board of directors of any Listed company having its securities listed on any stock exchange, such a listed company should mandatorily upload the same on the company’s official website.

Consequences of non-compliance of website disclosure

There are no penalties for non-compliance with the requirements needed by regulatory bodies on website disclosure. But according to Section 450 of the Companies Act of 2013, the penalty for non-compliance by the company or any officer of the company who defaults to any of the Act’s provisions will be Rs 10,000 and any such continuing contravention will be a further fine of Rs 1,000 for every day of default. 

Conclusion

The four pillars in corporate governance include accountability, responsibility, fairness and transparency. Website disclosure plays a crucial role in the fulfilment of these pillars ensuring better corporate governance. Both national and international regulatory bodies advocate transparency.  India having a disclosure-based approach towards regulation the provision of mandatory website disclosures was included in the company’s act 2013. If any company fails to comply with provisions related to website disclosures, then strict action would be taken against the company in accord with provisions provided under Companies Act 2013, SEBI(Listing Obligations and Disclosure Requirements)  Regulations, 2015 on Website disclosure, SEBI [Prohibition of Insider Trading] Regulations, 2015 on Website disclosure.

References


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Settling the debate on Right to Privacy

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This article is written by Smriti Katiyar (Associate, LawSikho). The article has been edited by Zigishu Singh (Associate, LawSikho) and Smriti Katiyar (Associate, LawSikho).

Introduction

If one were to visit the Cellular Jail in Andaman & Nicobar Islands, they would unwittingly admire the peculiar manner in which the building has been designed, wherein the six blocks, housing one hundred and sixteen prison cells each have been built to resemble the spokes of a wheel emanating from a high watchtower in the center, which was used to station the prison security. However, very few would realize that the building was designed in this unique manner not to serve any aesthetic purpose, but to deliberately enable the prison guards to constantly observe the behaviour of the prison inmates in their solitary cells, without even being seen by them. Over time, it would allow those in power, such as the State acting through its prison guards in the present example, to use the knowledge gathered by observing its subjects, such as the political prisoners in the jail, to discriminate, blackmail, stifle and oppress them if they were to ever pose a threat to their power whilst at the same time maintaining a stronghold over their power by deciding what is and what is not socially acceptable behaviour. This form of constant monitoring by an authority in power would ultimately have a chilling effect wherein the subjects of power would be coerced to unquestioningly abide by any law imposed by the authority.

Unfortunately, this method of surveillance is still employed in present times by the modern state and private associations to gather information about the location, activities, associations, preferences, and behaviour of individuals, whether incarcerated or innocent, through various technologies such as CCTVs, whole-body imaging scanners, RFID enabled documents, biometrics as well as through gag orders and laws that allow roving wiretaps or that make it mandatory to provide personal information at the time of enrolment or employment or that allow intercepting personal communication or disclosure of sensitive personal information in the name of safeguarding national security and public interest, thereby enabling such entities to constantly intrude into the personal lives of individuals and gather such information as may be useful to serve their vested interest. In such a scenario, should we individuals surrender ourselves at the altar of this invisible power that aims to control us so that it can further its own end goals? Should we sacrifice our freedoms to attain greater security and social good? Or do we have a right to be left alone? Essentially, do we have a right to privacy, whether absolute or qualified?

However, before we can claim that every individual has a right to privacy, it becomes necessary to establish what we mean by the term privacy. Unfortunately, the concept of privacy is in disarray because there is no clear consensus on what constitutes privacy – whether and to what extent it encompasses space, location, communication, data, behaviour, association, action, thoughts, and feelings of an individual. The lack of clarity in defining privacy makes the task of defining the acts that constitute a violation of the right to privacy all the more difficult. Thus, it becomes easy to infringe the right to privacy of individuals simply because the grounds on the opposite side such as security, public interest, executive, and judicial necessity have been articulated better as concepts qua the concept of privacy. Consequently, issues of privacy violations are often deflated not only by Courts and policymakers but also by individuals themselves who routinely give out personal information without thinking of its larger repercussions. Therefore, it is necessary to establish the various facets of privacy as an independent concept and thereafter safeguard the right to privacy of every individual, because not only is privacy an essential bulwark of a democratic society but also important for the autonomy, freedom, creativity and psychological well-being of an individual. 

In the backdrop of this growing discussion about privacy in the last few decades, several multinational laws, guidelines, and directives have been formulated to protect the right to privacy. For instance, The United Nations Universal Declaration of Human Rights, 1948 stipulates that “No one shall be subjected to arbitrary interference with his privacy, family, home or correspondence, nor to attacks upon his honor and reputation.” The International Covenant on Civil and Political Rights states that “No one shall be subjected to arbitrary or unlawful interference with his privacy, family, or correspondence, or to unlawful attacks on his honor and reputation Similarly, The European Convention of Human Rights, 1950 provides that “everyone has the right to respect for his private and family life, his home and his correspondence.” In pursuance of these international obligations, several nations across the globe have made an effort to protect the right to privacy. For instance, even though the constitution of the USA nowhere explicitly mentions the term privacy, the Courts have interpreted its provisions to include the right to privacy implicitly, thereby safeguarding the decisions that people make about their sexual conduct, birth control, and health from any arbitrary and unwarranted interferences by the State. The UK, on the other hand, has enacted the Data Protection Act, 1998 which governs how the personal information of individuals may be used and prevented from breaches by the State and third parties.

Moreover, the Supreme Court of India, in a recent landmark judgment, has explicitly granted the right to privacy as an independent right to all individuals. However, while on one hand, the apex Court has granted all individuals a right to privacy, the legislature, on the other hand, has been tardy in amending the existing policies and laws which infringe the right such as the AADHAR Act, policy on collection and storage of biometric data, policy on maintaining the privacy of medical records and Section 377 which criminalizes homosexual acts as well as in enacting additional laws to strengthen protection to the right in areas where there is a lacuna such as comprehensive laws to protect data, regulating data trading and safeguarding financial privacy. Therefore, while the Courts in the UK have not only formulated but also implemented that “every Englishman’s home is his castle” where the individual has the “right to be let alone”, it will be interesting to view how the right to privacy, which has been recently guaranteed to the individuals in India, is interpreted, developed and upheld soon.

In the debate of privacy versus national security, one must not forget that if privacy is dear to the individual, so is the security of the state the individual lives in. How far is one willing to go and waive off his right to privacy in order to help the state for collection of data and using the information for security measures? Upto what extent should there be Intervention by state and should they be given unchechecked, unsolicited and unfettered power to obtain the data through surveillance? Various bills have been passed and measures have been taken to harmonize the conflicting interests of both.

Interpretation and analysis of the Aadhar Judgement

Major issues and concerns : impact of 2017 judgement

The right to protect privacy of an individual is enumerated in the Universal Declaration of Human Rights, 1948 (UDHR) “No one shall be subjected to arbitrary interference with his privacy, family, home or correspondence, or to attacks upon his honor and reputation Everyone has the right to the protection of the law against such interference or attacks.” “The principle of Right to Privacy is also contained in the International Covenant on Civil and Political Rights, 1976. The requirements under both the International treaties are that the state shall implement certain legislations to protect the right of privacy and attacks on reputation. As India is signatory to both the treaties, it is the mandate duty of India to pass such legislation but still India has not passed any separate and independent legislation dealing with the subject matter.”

“The Constitution of India does not explicitly guarantee fundamental right to Privacy though Judicial Activism has brought it within the realm of Fundamental rights.” Article 21 states “no person shall be deprived of his life or personal liberty except the procedures established by law.” “The Supreme Court of India deduced the Right to Privacy from Article 21 wherein the court held that personal liberty means life free from any encroachments that are unsustainable in law.” The court in a landmark judgment held that “the concept of liberty in Article 21 was comprehensive enough to include privacy and an unauthorized intrusion into an individual’s home and thus disturbance caused violates his personal liberty.” “In People’s Union for Civil Liberties (PUCL) v Union of India, the court explained the right to privacy to be under Article 21 in consonance with Article 17 of International Covenant on Civil and Political Rights, 1968. The gross violations of the right to privacy encouraged the Judiciary to take a proactive role in protecting the right and providing the affected person adequate compensation and damages.”

In August 2017, the Supreme Court of India passed a judgment in the case of Justice K S Puttaswamy vs Union of India (Supreme Court of India, WRIT PETITION (CIVIL) NO 494 OF 2012), in which fundamental rights, as provided in the Constitution of India, were interpreted to include the right to privacy. As a consequence of this judgment, the Government of India has an obligation both to ensure that its actions do not violate a citizen’s privacy and to ensure that such rights are not violated as a result of its inaction—including its failure to enact suitable legislation.

Data protection and aadhaar : the biometric authentication system

The case had its inception in 2012, when Justice K S Puttaswamy, a former Karnataka High Court judge, filed a petition before the Supreme Court questioning the validity of the “Aadhaar” project on grounds of, amongst other things, its transgression on the Indian citizen’s fundamental rights. The “Aadhaar” project is a 12-digit unique identification number that is issued to Indian citizens based on their biometric and demographic data. It is the largest biometric database in the world, with over 1.25 billion Indian citizens registered. The project raised several privacy concerns due to the almost mandatory requirement of enrolment and the lack of safeguards provided by the Government to protect the data collected. The argument made by the Government was that there was no constitutionally guaranteed right to privacy in India. Reliance was placed on two earlier Supreme Court judgments, M ​P ​Sharma ​vs. Satish ​Chandra and Kharak ​Singh ​vs. State ​of ​Uttar ​Pradesh, which denied the existence of a constitutional right to privacy. Since these cases were decided by six- and eight-judge benches, respectively, the Supreme Court referred the matter to a constitutional bench of nine judges in 2015. Two years later, this bench overruled the two cases to the extent that they decided that privacy is not a constitutionally guaranteed right.

“The Court decided that the protection of individual autonomy was a valid justification for the right to privacy, especially in the context of a global, information-based society. The judgment recognized the right of an individual to exercise control over his/her personal data. The Court opined that the ability of a person to control his/her own life would also encompass his/her right to control his/her existence on the internet. The Court further recognized the complexity involved in data protection and directed the Government to enact a comprehensive data protection law.”

Another important aspect of the Court’s ruling was the implicit recognition of a “right to be forgotten.” The Court stated as follows:

“People change and an individual should be able to determine the path of his life and not be stuck only on a path of which he/she tread initially. An individual should have the capacity to change his/her beliefs and evolve as a person. Individuals should not live in fear that the views they expressed will forever be associated with them and thus refrain from expressing themselves.”

“Thus, the European Union Regulation of 2016 has recognized what has been termed as ‘the right to be forgotten’. This does not mean that all aspects of earlier existence are to be obliterated, as some may have a social ramification. If we were to recognize a similar right, it would only mean that an individual who is no longer desirous of his personal data to be processed or stored, should be able to remove it from the system where the personal data/ information is no longer necessary, relevant, or is incorrect and serves no legitimate interest. Such a right cannot be exercised where the information/ data is necessary, for exercising the right of freedom of expression and information, for compliance with legal obligations, for the performance of a task carried out in public interest, on the grounds of public interest in the area of public health, for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes, or for the establishment, exercise or defences of legal claims. Such justifications would be valid in all cases of breach of privacy, including breaches of data privacy.”

“These observations may increase the likelihood of the right to be forgotten or a similar right being incorporated into the forthcoming law. This right is distinct from the right to privacy which involves information that is not publicly known. It involves the removal of information that was publicly known at a certain time so that third parties cannot access it. Opinions about the right to be forgotten, which is a relatively new concept, differ significantly between the European Union, where it has more historical support, and the United States, where the right of free speech and the right to know have typically been favored over the deletion of truthfully published information.”

“If the right to be forgotten is codified into Indian law, search engines, social media platforms and media companies operating in India will be most affected. These entities may need to reconsider their internal processes and procedures for receiving and processing requests from members of the general public for the deletion of data. Google’s ongoing dispute with the French data protection agency, CNIL, illustrates how complex matters can become.” Now that the phrase “fake news” has become so common, the debate will become more urgent globally.

“With much appreciation and fame over the judgement which made Right to Privacy- a fundamental right’ by the Supreme Court, there still exists the issue of Aadhaar being valid or not which is still pending. Much controversy has lit upon the conflict of Aadhaar, specifically, The Aadhaar Act, 2016 and the Right to Privacy of every citizen of the country being violated through it. The problems with the Aadhaar Act, 2016 in concern to privacy are mainly two parts: firstly, Aadhaar Act making Aadhaar compulsory for every citizen and also making its compulsory linkage to other services, including PAN and phone numbers. It further makes an amendment to the Income Tax Act wherein for tax returns to be processed, one needs to link their Aadhaar number to their PAN. A failure to do this could also lead to invalidity of the respective PAN. These legislations are a forced compulsion for the citizens to link their Aadhaar to these documents which is a problem as Aadhaar inherently requires a lot of personal and confidential information like biometrics, fingerprints, etc. which connects to the second issue of data security.”

The Aadhaar Act, 2016 allows sharing of data under the Aadhaar numbers for the purposes of national security which is a vague and undefined term. Further, Aadhaar is applicable to commercial purposes as well and has the participation of private parties in its data access which leaves the citizens a huge risk of data leak given that there are no existing privacy laws in India. The active government wants the Aadhaar policy to continue and is gradually making Aadhaar mandatory for more documents, for e.g., driving license, which is in plan to also be mandatorily linked to Aadhaar.

The two core issues of the Aadhaar Act, its contradictions to the right to privacy and also its further consequences and misuses which have already started coming to existence. It further mentions the unique identification program in the United States (i.e, the Social Security Number) and its comparison to Aadhaar. It reflects upon how there is a much better possible regard to privacy when it comes to legislation with the intent of providing unique identity and for national security purposes. This links to the unnecessary essentials and requirements that are constantly being brought in by the present government and how it causes fundamental problems in the society.

The problem with linkage

The Supreme Court in March, 2017 declared that Aadhaar cannot be made mandatory for availing governments’ schemes and subsidies. These include the PAN, Income Tax Filings, booking train tickets, etc., all of which now mandatorily require Aadhaar number for its processing. The BJP government, however, in its Financial Bill, 2017 added an amendment to the Income Tax Act, 1961. This amendment added a section which makes it compulsory for citizens to link their Aadhaar numbers to their PAN for the purposes of Income Tax processes as well. The compulsory linkage further makes a PAN number invalid if not linked to the Aadhaar until a prescribed date by the Central Board of Direct Taxes (which presently is the 31st of December, 2017).

The legislation, by making such compulsory legislation, violated the Judiciary’s decisions and observations. This was criticized by the Supreme Court as well because the compulsory linking of Aadhaar to PAN and further for the purposes of Income Tax returns makes it practically mandatory for any citizen to have an Aadhaar. This is in direct contradiction with the Supreme Court’s intention to make Aadhaar voluntary. The dependence of Aadhaar on PAN and other services makes essential services and subsidies exclusive to only Aadhaar holders. A similar problem was identified by the Rajya Sabha before passing the Aadhaar Bill in 2016 where it opposed the Lok Sabha on several grounds one of them being the issue of Aadhaar being mandatory or not.

This recommendation was given during the due process of the bill and was at a later stage accepted by the Lok Sabha before enactment of the bill. As a result, there exists section 7 in the Aadhaar Act, 2016 which states that any citizen who is not assigned an Aadhaar number will be provided with alternate and viable means of identification for delivery of a service, benefit or subsidy. The mandatory linking of PAN with Aadhaar having a further validity of tax returns is a clear violation of this section as it is ultimately being made voluntarily mandatory.

The conflict was taken up in the parliament and the Minister of Information and Broadcasting replied that the citizens not having Aadhaar shall be enrolled for one and an alternative method will be provided till an Aadhaar number is assigned to her. This statement directly negates the entire purpose of the optional clause in the Act. However, the Supreme Court in its judgement on the validity of Section 139AA, gave a partial satisfaction to both sides of the debate as it made the linkage compulsory only for existing Aadhaar holders.

Data security and infringements

An individual’s unique identifiers such as fingerprint and retina scans are linked to his/her Aadhar number. Authentication is carried out by comparing this information with the stored information of an Aadhaar cardholder. With the continuous increase in the number of facilities that mandatorily require Aadhaar information, the possibility of the misuse of Aadhaar information is also increasing, both by the state and private entities.

The Aadhaar Act has a clause that allows the Aadhaar information of an individual to be made available for state use in case of matters concerning “national security”. This went through despite objections in the Rajya Sabha about the possible misuse of the term “national security”.

Along with misuse by the state, misuse by private agents is also a huge concern especially since the registration process for Aadhaar is carried out by private contractors who have access to all the incoming Aadhaar data. Identity theft then becomes very plausible since that information can be used to avail government-provided services in the name of the victim.

Another problem is the ease with which anyone can just walk into an Aadhaar registration center and enroll themselves. Immigrants, especially illegal immigrants can also enroll which becomes an obvious security threat. There have been allegations that this ease of enrollment has stemmed from political motivations of cashing in on the immigrant “vote bank”.

One concern is related to data security. There are a number of organizations which require a customer to share his/her Aadhaar information as part of their “Know Your Customer” policy.There have been multiple instances where customers’ sensitive information has been leaked/hacked. This raises serious questions over the state of cyber-security technology in the country and the risk vs. reward of having a centralized database containing sensitive PII (Personally Identifiable Information).

Comparison to Social Security Number

Fundamental rights directly link to the status of democracy in a country.

Aadhaar is not the only digital identification service run by a government. Other countries have also been running similar programs, like the Social Security Number in the USA. However, there are some key differences which make Social Security Number a better alternative to Aadhaar in matters of security and hence privacy. First, the laws relating to security of personal information are much more stringent in the USA as compared to India. Second, the use of Social Security Number is restricted only to State agencies which is in contrast to India, where the use of Aadhaar is continuously increasing in the private sector as well. Moreover, the design of the SSN system inherently reduces the risk of data theft by separating the storage of the number from other sensitive PII.

The push from the government in popularising the use of Aadhaar and linking it to other user information such as tax records through the Permanent Account Number are aimed at curbing fraud and other crimes. This gives rise to the age old security vs privacy debate. While security is a major concern, so is the privacy and hence freedom of the citizens of a country. If left unchecked, Aadhaar could become a tool for oppression by enabling individual surveillance in the hands of the government and a breeding ground for identity theft in unsecured data stores of private entities.

One way of controlling the blast radius from any security lax is to reduce the connectivity of Aadhaar to other sensitive PII and use it only as a means of authentication, much like the Social Security Number of the United States of America. Going forward, the burning question for us to answer is the compromise we are willing to make between the security and privacy of the people of the biggest democracy in the world, a status which could come under serious threat if the privacy of citizens is ignored.

An analysis of the negative and positive aspects

The Hon’ble Supreme Court of India in its 9-bench hearing and judgement has confirmed the Right to Privacy as a fundamental right. Even earlier it was a recognized right, but under common law. This makes it clear that Right to Privacy is a fundamental right. But it is not an absolute right. No Govt. including the freest of democracies, confer absolute rights on a citizen. It will come with its checks and balances, even within the scope of right to life and liberty. (For instance, it has to be subsumed under certain conditions of state security, public health and public morality).

There are few demerits, except perhaps in understanding and implementation both by the media and the legislature. A person’s privacy is not absolute. It needs to be defined according to the context. An individual has various levels of conduct. Roughly speaking:

●      At the primary level he/she is with and within himself/herself. Like in food habits, dress, private behaviour, thoughts, etc.

●      Within the close social unit like family and home.

●      A little further out – to his/her specific community,

●      Then his/her engagement with general society, state, and law systems.

To the extent that the use or misuse of this right is allowed or not, depends on the effect or repercussions of his/her conduct on those affected entities within which it functions (like home and family, community, general society). In short, your rights cannot transgress on the rights of others.

E.g.: Right to privacy in the bedroom is naturally an unambiguous right. But if it involves something like paedophilia, or bestiality or sadomasochism then it can definitely come under question.

Or, the right to privacy on the Net is a fundamental right. But if it threatens the safety of someone or society or the security of the State, then it can be questioned.

So is the case with all fundamental rights. The context has to determine its application. And the context also has to decide whether it has been transgressed or not. Also remember, the context can change with time and social ethos.

Now we will discuss the merits and demerits:

Merits

●      Know about them,

●      Emergency use,

●      Protect,

●      Identity,

●      Avoidance of copy,

●      Watchdog.

Demerits

●      Secure,

●      Leaks of the information,

●      Proper maintenance,

●      More technical knowledge,

●      Technology expertise,

●      Confinement/Slave,

●      Hit the freedom,

●      Fear.

The above points have been applicable to nation Fundamental Rights of the “Right to Privacy”.

The Supreme Court cannot declare a clear judgement regarding the Aadhaar card from 2014 to present the action of card process on going till now. Every parliament rule, once a bill has passed before that president, has to be discussed with the Supreme Court of judges regarding the bill or advice of laws doubts.

Afterwards, the Supreme Court has it says Ok, conformity of the bill is not inconsistent with our constitution then only can proceed further actions. On the ground, the Supreme Court knows very well regarding the Aadhaar card matters and has a collection of user biometric information. But, at the initial stage the supreme court has given sanction to the plan of Aadhaar card. Hence, at the final stage it is said that Right to privacy is Fundamental right. Aadhaar projects had been spent more money for training of the staff and wastage of time, unnecessary actions were taken by the people.

The need of Privacy Law in India

Technology has become the backbone of the way things work around us in this 21st century. That has brought a lot of data into our lives and this personal information is always out there and we are unaware of how this gets used. Birth dates, financial information, personal audio and video format data and  everything related to our likes and dislikes is available to anyone tech savvy enough to get it. The same data is used by digital marketing companies to tailor make ads and target specific groups of people and on the other hand the same info if used with an ill intent can be used for harassment and ransom. Disappearing from the radar and living in a pre-historic time period is not a pragmatic approach and in today’s world each transaction creates more digital data and increases our risk and exposure to cause harm to privacy. Time and again with the identification of bugs and scandals, personal info is leaked and is available  to anyone who knows where to look for it.[13]

Steps have been taken in the past to get privacy under the ambit of legislation. In 2009 BJD’s Baijayant Panda had introduced a Bill in front of the Manmohan Singh led UPA-2. The party later drafted its own Privacy Bill and Panda had once again reintroduced a Bill to raise awareness around the issue. Panda’s latest endeavour titled the Data(Privacy and Protection) Bill, 2017 has been presented before the House of Commons, Lok Sabha and is pending its approval. Its previous iteration was called the  Prevention of Unsolicited Telephone Calls and Protection of Privacy Bill. The crux of this bill was to prevent the invasion of privacy by call centres who try to forward their business interests to the unassuming common public.  The 2009 bill was a private member bill and it defined privacy stating that, “every person shall have the right to privacy and freedom to lead and enjoy his life without any unwarranted infringement.”

Adding to the list of vocal politicians on the need for privacy laws is Rajya Sabha MP Rajeev Chandrasekhar who had proposed a privacy bill in 2010. BJP Lok Sabha MP Om Prakash Yadav and Trinamool Congress Rajya Sabha MP Vivek Gupta had also introduced two bills  in 2016 but none of these efforts have received a thumbs up from the Parliament.

Panda’s latest iteration of the bill points towards the consent aspect of online data handling and privacy. It states that the person shall have the sole right and final right to modify or remove personal data from any online database, present in any part of the country, public or private. Regarding the cases that will be exceptions to the bill, the resolution is proposed on a case by case basis.

The necessity of a legislation on the Right to Data Privacy

Ever since the advent of the telephonic and information age in the late 20th century various legislations have been put in place which cover different aspects related to Telephones, Cellular data and IT. These legislations do provide guidelines around the issues pertaining to the mentioned industries but leaves a lot to be desired in the case of Right to data Privacy. Also the precedent set by Jurisprudence in our country does not inspire a lot of confidence as the interpretation is highly subjective. Cases have been there where a bench has voiced differing opinions in important cases clearly demonstrating the divergence in understanding. Summing up these issues there is a rising consensus amongst the Judiciary to put a new legislation in place to provide Rights to the citizens of this country to protect their identity online.

The laws which are already in place fall short in providing any security or investigation to the victims of the data attacks on an international scale, primarily in Nigeria and China. The economic cost of such attacks is extremely high and several Anti-Virus companies are predicting the rate of such events to sharply rise in the coming future. Sony, Snapchat, Yahoo, Apple are just some of the big international players who have been targeted for user data. Besides our own nation has faced multiple such incidents, Zomato, Reliance Jio and Aadhar are to name a few.

The Government has risen to the need of the hour and has proposed to enact specific legislations on Privacy. The proposed bill on being implemented will empower the user by overriding the IT Rules and giving an individual’s privacy back. Cases pertaining to protection of national security, national integrity or sovereignty, public order and prevention of crime will be an exception to the law. The following are the reasons for the delay in implementing the Privacy Bill.

1.  “A disagreement between the judiciary and intelligence agencies over whether or not the agencies ought to be under the scrutiny of a competent court with respect to interception of personal data when they deem it necessary.” 

2.  “A debate over the extension of protection granted by the legislation to all residents’ of the country (as opposed to only the citizens).”

The latest draft of the Bill is being discussed behind closed doors but it is supposed to be more transparent than the IT Rules. It specifically states that the personal data should be treated in a fair and lawful manner. Authorities involved in handling such sensitive personal data will be under obligation to treat it as confidential and in no way share it with any third party. The data controller and processor must strive to maintain the quality and accuracy of the data and prevent it from destruction. The Bill also puts the authority of Intelligence agencies under check and states that the said agencies will have to minimize the number of people in their organization to whom the data will be made available and the extent to which such data can be copied.

Data along which the exposure to fraud and privacy invasion also poses the threat of surveillance. To protect the interests of the citizens Chapter IV of the Privacy bill handles the issues around the Data Protection authority. It outlines the process of appointment of key chair people and their removal, functions of such authority, powers and the powers relating to enquiries.

Necessity of legislation of Right to Data Privacy (2017)

Orissa MP Baijayant Panda has introduced the Data Privacy and Protection Bill in the parliament as a private bill with the intention to raise awareness around the issue of the right to data privacy of individuals in the digital age. A guiding force behind this Bill was the 9 judge constitutional bench in the Supreme Court looking into the right of privacy and by extension Aadhar. The Bill narrows down the issue to data privacy alone but the bench is looking into privacy as a whole.

Legal data protection : a historical insight 

Historically the first nation to introduce guidelines around legal Data Protection was the US, where they introduced the US Privacy Act 1974. Since then more than 100 countries have integrated rules regarding data Privacy in their legislation as reported by Privacy International. Data Protection is a legal right in the UK and it is under review to align with that of the EU which in itself is said to have one of the most comprehensive rules in this field. 

In our own nation there have been multiple instances where the judiciary has given judgements based on different interpretations of the concept, indicating on one hand that the matter is subject to national security consideration and yet on the other hand begs to draft some solid guidelines to eliminate any doubt. The rulings were the basis of the IT Act of 2002, Indian Telegraph Act of 1885 which provided for extraction of data without any consent. Under these cases the only way to protect an individual’s interest was only after the approval of a senior officer as laid down by the respective acts and the case shall have to be in the interest of national security or greater public good. Clearly these acts have an out-dated style and cannot keep up with the modern day advancements in the cyber data breach incidents. They also do not hold up to the standard of getting individual consent before processing any personal data. The most the IT ACT(2008 amendment) provides is penalties for offenders and protection against breach of sensitive data privacy but beyond that it does not crystallise the process to be followed to collect, store and process data to name a few.

Objectives of the Proposed Bill

The Bill aims to constitute a Data Privacy Authority at a national level which will strive to protect the digital privacy of its citizens. The gargantuan amount of data produced everyday on the social media platforms exposes a lot of personal data and till date they have been protected by the Privacy agreements signed in accordance to the US law. There have been a lot of data breaches in the past of such US based companies and then grievance redressal in such cases becomes a herculean task. Hence the authority will strive to define the extent of privacy and establish methods to identify data leakages, protection and monitoring mechanisms. 

Establishing the right to privacy

Consent will be the core value of the Bill, it will give that power in the hands of the citizen, the way it should be and is followed in other countries. It will also make provisions to determine the nature of data stored, altering or rectifying existing data. It also irons out the problem of the uniform storage of data compatible to universal standards and secure enough to be transmitted amongst the service providers without any threat. 

Features

• Profiling of individuals and setting up data processing is a welcome addition with the Bill.

• Elimination of interpretation by clearly setting down definitions helps maintain the balance from tipping into the hands of the state which oftentimes can use sweeping generalizations in its own favour.

• For example, Section 66A of the Information Technology Act, which was repealed by the Supreme Court in 2015.

•Empowers the individual by following a rights based approach and mandating consent for collection and processing data.

• It also gives the power to alter or delete any information from a public or private database to the individual itself.

•Moreover the exceptions against this right is supposed to be handled on a case by case consideration.

•The bill allows for grievance redressal through the appointment of an Information assurance officer with an arrangement for offer to the Data Privacy and Protection Authority (DPPA).

•Right to Privacy is proposed to be added to the Fundamental rights to the citizens of our country.

•Ensures that the data collectors and data processors collect and process data in a predefined law abiding manner.

•Ensures the security of the data in transit by setting up obligations on the data intermediaries.

•Surveillance by the state will be limited by the guidelines mentioned in the interest of Security.

•Authorises the Data Privacy and Protection Authority to raise concerns by the individual against the government or independent institutions and get compensation for losses and even imprisonment for the guilty Provides the option for impact assessment and consultation by the DPPA.

Standard operating procedure for data collection, transfer and storage

Data storage providers land with the responsibility to receive consent from the user regarding usage of their data as well as ensuring secure data storage. Well outlined provisions have been made for the disabled and minors.The bill drafts a time framework during which data can be stored.        

National security implications

The bill integrates the national security aspect in line with the existing bill but additionally provides for surveillance of individuals and groups under investigation of activities which could cause national harm or threat of any sort.

Safeguards and constitutional authority

The bill has come up with its own set of penalties and punishments for offences related to the invasion of data privacy, hacks to confidential data etc. It shall override the already set up penal conditions under the IT Act and the Telecom Regulatory Authority of India Act.

 Regulatory structure as proposed by the bill

The bill proposes the setting up of a Data Privacy and Protection Authority (DPPA) which will have members from both the legal and technical community, preferably equal in count, which will undertake the cases brought under its purview. They will also be empowered to conduct inspections of data controllers and processors to ensure no malpractice happens. They can also have consultations to improve the data security  and privacy to meet the changing needs of the day. This Bill has raised a lot of discussion around the topic and though in the current scenario the chances of it passing are grim due to political issues, it still sets the right precedent as and when such a bill gets passed.

The Bill aims to give the citizens the Right to Privacy as a statutory right under Section 4 of the Constitution but this right is only pursuant to Articles 19 and Article 21.

Philosophy and importance of mass surveillance                                              

There is a very common sentiment. In this debate even with people who are comfortable with mass surveillance, They say there is no real harm that comes from this large scale of mass Surveillance invasion because only people who are engaged in bad acts have a reason to want to hide and to care about their privacy. This world view is implicitly grounded in the proposition that there are two kinds of people in the world: good people and bad people. Bad people are those who engage in terrorist attacks and violent criminalities. They have reason to hide, have reason to care about their privacy. By contrast, the good people are the people who go to work, come home, watch television , and spend time with family. They use internet not for planning bombing attacks, rather they use to exchange mails, share recipe and read news and these people find nothing wrong in surveillance they do not have any reason to fear the government monitoring them

The people who are saying it, are engaged in a very extreme act of self-depreciation, what they are really saying is, “I have agreed to make myself such a harmless and unthreatening and uninteresting person that I actually do not fear having the government know what it is that I am doing.” This mind-set has found what I think is its purest expression in an 2009 Interview with the long-time CEO of Google – Eric schmidh, who when asked about all the different ways in which his company is causing invasion of privacy for hundreds and millions of people around the world, he said, “if you are doing something you don’t want other people to know, maybe you shouldn’t be doing it in the first place.” Now, there’s all kinds of things to be said about this mentality, the first of which is that the people who say that privacy isn’t really important, they don’t actually believe it and the way you know that they don’t actually believe it , is it while they say their words that privacy actually doesn’t matter but their action takes all kinds of steps to safeguard their privacy. They put passwords on their emails, social media accounts. They put locks under their bathrooms, bedroom doors, all steps to prevent people from entering what they call their privacy and private space.

The very same Eric Schmidt, the CEO of Google, ordered his employees at Google to cease speaking with an online internet magazine- CNET, after CNET published an article full of personal, private information about Eric schmidt, which it exclusively obtained from Google searches and using other Google products, this same division could be seen with CEO of Facebook, Mark Zuckerberg who in an infamous interview in 2010 – pronounced that, “privacy is no longer include social norm”, in 2014  Mark Zuckerberg and his wife purchased a house along which all 4 adjacent houses in Palo Alto for 30 million dollars so that they can enjoy their privacy

And to prevent other people from monitoring what they do in their personal lives. Over the last few months while researching about the said topic, everybody who mentioned that he or she doesn’t worry about invasion of privacy because they don’t have anything to hide , but when asked in return to take out a pen and give their email addresses and passwords of all email accounts  not just the nice respectable work emails in their name but all of them, because what harm would there be in just wanting to scroll through what they’re doing online, read through what I want to read and publish what I find interesting after all if they are doing nothing wrong , they should  have nothing to hide, not a single person in reality takes up on that  offer.- There is a reason for that, that we as human beings even though some of us in words do not oppose surveillance, we Instinctively understand the profound importance of it. It is true that human beings are social animals ,which means that we have a need for other people to know what we are doing , and saying and thinking, which is why while we voluntarily publish information about ourselves online, but it’s equally essential to feel what it means to be a free and fulfilled human being is to have a place where we can go and be free from the judgemental eyes of the people, there is a reason why we seek that out and the reason is that all of us not just terrorists and criminals but all of us have thing to hide.

There are all sorts of things that we do or think or  tell our physician or lawyer or our psychologist or our spouse or our best friend that we would be mortified for the rest of the world to learn, we make judgements every single day about the kind of the things that we say or think or do or  are willing to have other people know and the kind of things we say or think or do which we don’t want anyone to know about people can very easily in words claim that they don’t value their privacy but their actions after negate the authenticity of that being. 

There is a reason why privacy is so craved universally and distinctively, it is not just reflexive thing like drinking water and breathing air, the reason is that when we are in a state where we can be monitored and where we can be watched, our behaviour changes dramatically, the range of behavioural options that we consider, when we think we are being watched on surveillance is reduce. This is just a fact of human nature that has been recognised in social science and literature and in religion and other virtually in every field and discipline. There are dozens of psychological studies which prove that when somebody knows that they are being watched, or might be watched, the behaviour they engage in is usually more conformist and compliant. Human shame is a very powerful motivator and as is the desire to avoid it and that is the reason that when people are in a state of being watched, they make decisions not that are the by-products of their own agency but out of the expectation that the others have of them and the mandates of other societal orthodox. this realisation was exploited most powerfully for the pragmatic ends by 18th century philosopher Jeremy Bentham, who set out to resolve an important problems ushered by in industrial age, where for the first time the institutions had become so large and centralized that they were no longer to control or monitor individual members and, the solution he devised was an architectural design, originally intended to be implemented in the prisons that he called “panopticon”.

“The primary attribute of which was construction of an enormous tower in the centre of the institution where whoever controlled the institution could at any moment watch any of the inmates, although they could not watch all of them at all times and crucial to this design was that the inmates could not see into the panopticon tower so that they never knew if they are being watched or even when. And what made him so excited about this discovery was that the prisoners would have to assume that they are being watched at any given movement which would be the ultimate enforcer for obedience and compliance.” The 20th century French philosopher ‘Michel Foucault’ realised that the model could be used not only for prisons, but every institution that seeks the control of human behaviour- schools, hospitals, factories, workplaces and what he said that, “This framework discovered by the Bentham is the key means of societal control from modern western societies which no longer need the older overt weapons of tyranny – punishing or imprisoning or killing the dissidents, or legally compelling because mass surveillance create a prison in the mind that is a much more subtle and much more effective means of fostering compliance with social norms over social orthodoxy and much more effective that crude\brood force can ever be.”

The most iconic work of literature about surveillance and privacy is George Orwell’s novel 1984. Whenever it is brought upon in a debate about surveillance, people instantaneously dismiss it as inapplicable. The conversation generally starts with, “well in 1984 there were monitor’s in people’s homes. They were being watched at every given moment and that has nothing to do with the surveillance that we face.”

That is an actual fundamental Misapprehension of the warnings that Orwell issued in 1984. The warning that he was issuing was about a surveillance state not that monitored everybody at all times, but where people were aware that they can be monitored at any given moment.

Here is how Orwell’s narrator, Winston Smith describes the surveillance system that they faced : “There was, of course, no way of knowing whether you were being watched at any given moment.”  He went on to say, “At any rate they could plug in your wire whenever they wanted to. You had to live, did live,  from habit that became instinct,  in the  assumption  that every sound that you made was overheard and except in the darkness every movement  scrutinized.”

The Abrahamic  religions  similarly posit that there is an invisible, all knowing authority who,  because of its  omniscience, always watches whatever you are doing, which means you never have a private moment, the ultimate for enforcing obedience to its dictates. What all of these seemingly disparate works recognize, the conclusion that they all reach, is that the society in which people can be monitored at all times is a society that breeds conformity and obedience and submission, which is why every tyrant, the most overt to the most subtle, craves that system. Conversely, and even more importantly, it is a realm of privacy, the ability to go somewhere where we can think and reason and interact and speak without the judgemental eyes of others being cast upon us, in which creativity and exploration and dissent exclusively reside, and that is a the reason why when we allow a society to exist in which we’re subject to constant monitoring, we allow the essence of human freedom to be severely crippled.” In conclusion to this, the last point that has been observed about this mind-set, “The idea that only people who are doing something wrong have things to hide and therefore reasons to care about privacy, is that it entrenches two very destructive messages, two destructive lessons, the first of which is that the only people who care about privacy, the only people who will seek out privacy, are by definition bad people.” This is a conclusion that we should have all kinds of reasons for avoiding, the most important of which is that when you say, “somebody is doing bad things,” you probably mean things like plotting a terrorist attack or engaging in violent criminality, a much narrower conception of what people who wield power mean when they say, “ doing bad things.” for them, “ doing bad things” typically means doing something that poses meaningful challenges to the exercise of our own power, the other really destructive and even more insidious lesson that comes from accepting this mind set is there’s an implicit bargain that people who accept this mind set have accepted, and that bargain it this that, “if you’re willing to render yourself sufficiently harmless, sufficiently unthreatening to those who wield political power, then and then can you be free of the dangers of surveillance. It’s only those who are dissidents, who challenge power, who have something to worry about.”

“There are all kinds of reasons why we should want to avoid that lesson as well. You may be a person who, right now, doesn’t want to engage in that behaviour, but at some point in future you might. Even if you’re somebody who decides that you never want to, the fact that there are other people who are willing to and able to resist and be adversarial to those in power – dissidents and journalists and activists and a whole range of others- is something that brings us all collective good that we should want to preserve. Equally critical is that the measure of how free a society is not how it treats its good, obedient, compliant citizens, but how it treats its dissidents and those who resist orthodoxy. The most important reason is that a system of mass surveillance suppresses our own freedom in all sorts of ways.” It renders off-limits all kinds of behavioural choices without even knowing that it’s happened. The renowned socialist activist Rosa Luxemburg once said, “He who does not move, does not notice his chains.” “We can try and render the chains of mass surveillance invisible or undetectable, but the constraints that it imposes on us do not become any less potent.”

Why privacy? The Indian Privacy Code, 2018

Cambridge analytica, NAMO app, Paytm, adhar card, there is one thing very common among the controversies that has risen around all these apps in recent times. It is alleged that all these apps are trying to steal personal data. So what is there in that data that is worth stealing? What is the solution?

The controversy of Cambridge Analytica shook the Governments across the entire world. And since then, they have started making laws related to data protection and data privacy.

In 2018, In the state of Uttar Pradesh, potato farmers wanted to protest against the controversy which was there at that time due to the intermediaries in the business and low price at which they had to sell their product. The Farmers allegedly dumped potatoes outside the houses of the government officials. The Uttar Pradesh government got agitated with this and to catch the people responsible who exactly had done this, they tapped more than ten thousand phone calls. It would be some 10-20 people who must have dumped it, but, extra nine thousand nine hundred and eighty people’s phone calls got taped. All the conversations that must’ve happened between the innumerable people got taped.

In another case, in Andhra Pradesh, a government website publicly displayed people’s private information. They did not do it intentionally but since the website was so insecure that it happened anyway. This data was about a government medical store and the information about the people, their phone number and the details of the medicine purchased by them. Stringent data protection laws must be made where the people carrying sensitive data can be held accountable for such mishaps and there is a proper management system if and when such a leak of data crisis arises.

Furthermore, privacy is a fundamental right just like the other rights in the constitution, this was then declared by the SC. After this decision by the SC, the government was compelled to take action against it. The government’s ministry of information technology had appointed an expert panel to draft the new data protection law, this expert panel was headed by the supreme court’s judge B.N shri krishna. They were given a task to prepare a draft based on which a law could be made. Considering the draft inadequates, a group of common people, from every walk of life, the experts and organisations got together, who felt the need to step forward and take an initiative  and took it upon themselves to form a strong policy draft to be presented in the parliament. In this group there were 13 different groups which included legal experts, policy analysts and lawyers. Together they all prepared a draft for data privacy which they have named as Indian privacy code 2018. This draft was supposed to be a modern bill, which means that if the government wants to make this as law then they will have to bring this in the parliament and pass this to make a strong data protection law. 

The unique thing about this bill was that those people had brought the entire draft in front of the common people. Their website was saveourprivacy.in.  Where anybody could read their 20-25 pages draft line by line in this website and even give the suggestion.

A person could highlight any part, line and annotate it to write their comments too. it’ was the first time such an open law has been kept for the public to analyse.

A brief summary of the bill to understand why this was so important for everybody and why it’s important to defend this fundamental right to privacy. As a summary they had given seven principles of privacy:

First principle says individual rights are at the centre of privacy. That means that an individual needs privacy the most. A government or a company does not need privacy, in fact the more they are transparent, the more it is beneficial for the country.

Second principle says that data protection law must move ahead with technology. There should be exceptions in it but they should be clearly defined and limited, it should not happen that the law gets pressurised under the exceptions. 

Third principle says that a new strong and independent body should be made named privacy commission. This commission will look after the privacy related matter and will see how well is this law being implemented. It will have investigative powers and will also see that the law is not getting outdated and is getting changed with time. 

Fourth principle stated that the government should respect the user’s privacy. That a government should respect an individual’s right. This new commission will have its authority valid on the government as well.

Fifth principle says that surveillance should also be considered in privacy. Phone tapping by the government or illegal raids in people’s houses also comes under infringement of privacy.

Sixth principle is that the right to information law should also be empowered here and it should be strengthened and protected. 

International protections and harmonisation to protect the open internet must be incorporated. That means if there is any good law being made in the world, it should be adopted and get inspired to implement them here. Like recently a very strong data protection law was introduced in Europe called GDPR. 

Indian privacy code has taken a lot of inspiration from GDPR, few things are used as it is. And few areas adopted as per the Indian standards.

Like in GDPR, if you open any website in Europe, then the website will have to ask you whether they can track you or not? You can either accept or decline. so, this was a term in GDPR, now Indian privacy code adapted  it with a straight ahead of just accept and decline as the majority of the country’s population is not well read.

These 7 principles are basically a summary of what is there in the Indian privacy code, and why is this necessary and it’s so important there are many reasons for it. 

The earlier stated two examples of Uttar Pradesh and Andhra Pradesh were mentioned to bring into perspective that how government misuses its power to carry out surveillances and that in Andhra Pradesh how data when leaked by mistake also has severe consequences if fallen in the wrong hands, now let’s move a step ahead and see how is data which is available publicly  can be misused in a dangerous way example of cambridge analytica and how voting manipulation can be done using your data seems like a poster case for everything which is wrong with the system, the ignorance and non-stringent data protection laws.

Cambridge Analytica used Facebook likes to spread propaganda for political parties, by understanding pattern behaviours and likes of the individuals and accordingly targeting them with spreading selective propaganda using the things people enjoy, this is nothing but manipulation.

Returning back to the topic of the code, it is also mentioned in the Indian privacy code 2018 that if the government invades privacy then it should have a legitimate state purpose and that state purpose should be proportional to the extent of privacy being invaded. So if there is a small crime like someone has slapped somebody then 10,000 people’s phone getting tapped like in the potato case is infringement of privacy by using arbitrary powers, So proportional representation should be there here.

Brief analysis on how national security agencies pierces the right to privacy of the citizens under the excuse of national security 

Leaving digital footprints

In the digital age that we have stepped in, the most valuable commodity is data. Data today decides who will have money, power and influence. Majority of the multibillion dollar companies like Facebook and Google are data based. They not only process and displace data, they also store and monitor data.

“It was recently exposed that the social media giants and search engines Facebook and Google sell data for revenue to private players”

While this is very alarming, there is still relief for those who have nothing to do with the internet, the people in the villages who are not tech savvy. However, the real threat to the privacy of the individuals comes from the most unexpected source: The Government. The last decade stands witness to the various incidents of not only agencies snooping data under the government’s  nose but incidents of government ordered breach of data privacy.

The governments of the world have always been active when it comes to snooping data, the digital age just made it a lot easier. In the times of landline phones, there was phone tapping, which still exists in many countries. There are now more sophisticated ways to communicate and therefore better ways for the government to snoop.

Today the reality is far grimmer than we can imagine. It is not just our emails and messages that the government sees, it reaches far beyond our wildest imaginations. The data which we might think of as useless apparently is very useful to the government. “Our complete life including the TV programs we watch, the restaurants we visit and even the sidewalks we prefer is being watched by the governments of the world”.

The entire list is way too lengthy to describe but certain moves that are monitored by the governments of the world are –

1.     License plates via reader traffic cameras.

2.     Sidewalk and public space movement by cameras.

3.     Movement via public transportation.

4.     Use of Credit and Loyalty cards.

5.     All data and use activity on phone.

6.     TV history.

7.     Computer activity.

8.     Emails.

Earlier in this decade, the news of the US Government spying on its citizens and beyond took the internet by storm. It was revealed by a former Central Intelligence Agency employee Edward Snowden. The revelations told the world that after 9/11, the government has snooped on each and every activity of not only its citizens but also people from different countries. From snooping into emails to even hacking the webcams of the computers. “The agencies were not only monitoring this data but also storing it. This was a clear and gross violation of the right to privacy of the citizens of the world and especially American citizens.

The snooping had deeper roots than we can comprehend and it was covered by The Guardian”.

It seemed scary at that time but we Indians kept calm, however, that did not last for long when we came across the snooping that our government has been doing on all of us.

“It may come as a surprise to most people but as of December 2018, a few government agencies have been empowered, via a notification in the official gazette, to snoop on any computer in the country. This order which came from the Government of India left everyone in shock”.

The following agencies are named in the notification:

·   “Intelligence Bureau”

·   “Narcotics Control Bureau”

·   “Enforcement Directorate”

·   “Central board of Direct Taxes”

·   “Directorate of Revenue Intelligence”

·   “Central Bureau of Investigation”

·   “National Investigation Agency”

·   “Cabinet Secretariat (RAW )”

·   “Directorate of Signal Intelligence”

·   “Commissioner of Police, Delhi”

These have been named and authorized to snoop on anybody and everybody in the country. The government says that this has been done to ensure safety for the citizens and weed out the dangerous elements of society, foreign infiltrators, spies and other threats to national security. There is a belief that there can be no prevention without intelligence and no intelligence without snooping. The goal to protect the people needs to have some powers which may infringe some rights of the citizens. Almost all the countries in the world which have a functioning intelligence system run surveillance over everyone in their vicinity and beyond. There can be no peace without apprehending dangers before they materialize and it will require snooping.

However, this snooping often leaves the boundaries of security and becomes the tool at the hands of the government to use it for political gains. A complete check on the movement and activity of every citizen, every opponent and every officer in the country completely nullifies the right to privacy enshrined in the Constitution itself.

The most recent blow to the government on snooping came from the Bombay high court this month where the two judge bench nixes the government on phone tapping and clearly stated that,  “unless they meet the three criteria set by the nine judge bench in Puttaswamy case, the government cannot do phone tapping. The records were ordered to be destroyed”.

Recent judgments

As we have already established that the right to privacy is a fundamental right and infringing the right may be a gross violation of the same which is concluded in a recent judgment. The division bench of justice Ranjit More and justice N.J. Jamadar : Bombay High Court, granted relief to a 54 years old businessman based in Mumbai and quashed three separate orders by ministry of home affairs which allowed the central bureau of investigation to intercept phone calls of the petitioner in the case of bribery which involved a public sector official working in a public bank.

According to CBI the petitioner gave a bribe of Rs. 10 lakh to the said bank official for credit related favors.

In three separate orders dated October 29,2009, December 18, 2009 and February 24,2010,  phone tapping or interception of telephone calls of the petitioner was allowed, soon after  CBI registered an FIR against the petitioner on April 11, 2011.

The contention of the petitioner was that this was a gross violation of his fundamental rights guaranteed under part III of the constitution, and the action taken was ultra vires of section 5(2) of the Indian telegraph act, 1885.

Senior advocates of eminence, Vikram Nankani along with Dr. Sujay Kantawalla appeared for the petitioner in the case. They referred to the landmark judgment given by the Supreme Court in 2017 through a nine-judge constitution bench’s decision in K.S. Puttaswamy v. Union of India and the decision given in People’s Union for Civil Liberties (PUCL) v. Union of India.

Arguments: that the alleged illegally intercepted the telephonic conversation. 

That the recordings contained in the charge sheet and any material that was acquired on the basis of such illegally intercepted telephonic recordings should not be admissible.

That it would be in violation of the provision given under the Indian telegraph Act, under Section 5(2) which states that such interceptions can take place only on the occurrence of any of the two events, first in the case of some public emergency, or in the interest of public safety.

The PUCL case was affirmed by the Supreme Court’s constitution bench in the landmark judgment of KS Puttaswamy. In the same case, another decision of the Supreme Court was referred to, which was “R.M. Malkani v. State of Maharashtra”. The bench also scrutinized tests to ensure that the right to privacy of an individual is not infringed upon principles of legitimacy and proportionality.

The test suggests that it is necessary and how to limit the discretion of the state because of the various concerns which were raised and expressed on the behalf of the petitioner arising from the mere possibility that the state is infringing the right to privacy. The following are the key test elements –

·   The action must be backed by the law, which means that there should be a sanction by law.

·   The action which is proposed must hold some importance and must be of absolute necessity in the democratic society and must be for a legitimate reason or aim.

·   The extent of such interference must be proportionate to the extent of need for such interference.

·   In case of such interferences, there must be procedural guarantees.

Justice More who authored the judgment noted- “We are of the view that as per Section 5(2) of the Act, an order for interception can be issued on either the occurrence of any public emergency or in the interest of the public safety. The impugned three interception orders were issued allegedly for the reason of public safety. As held in PUCL , unless a public emergency has occurred or the interest of public safety demands, the authorities have no jurisdiction to exercise the powers under the said section.” “The expression Public Safety as held in PUCL means the state or condition of freedom from danger or risk for the people at large. When either of two conditions are not in existence, it was impermissible to take resort to telephone tapping”.

While giving the judgment, it was clearly stated that if the direction given by the supreme court in the PUCL case which was then approved and re-enforced in the K.T. Puttaswamy case regarding illegally intercepted messages pursuant to an order having no sanction of law are openly disregarded then they will amount to nothing else but a serious case of contempt for law, that too in the matters involving breach of fundamental right of privacy under Article 21 the constitution of India. Fundamental rights if put outside the scope of protection, in the administration of criminal law, the concept that the ends would justify the means would amount to openly stating that the Government authorities may violate any directions Apex Court or mandatory statutory rules in order to procure evidence against the citizens. If the situation is observed closely, it is a gross violation of life and liberty of the citizens, it would do nothing but would lead to manifest arbitrariness and would promote the minimal regard to the procedure and fundamental rights of the citizens, and the laws laid down by the supreme court of India.

“The Supreme Court deliberated on the contours of “Right to Privacy”. A critique of the development of law pithily puts it thus: All nine judges unanimously held that the right to privacy was an essential element of dignity and liberty; and despite holding that the right was not absolute, couched the same in expensive terms as is beautifully encapsulated in the following passage from the opinion of Justice DY Chandrachud (speaking for four out of the nine Judges): “Privacy lies across the spectrum of protected freedoms. The guarantee of equality is a guarantee against arbitrary state action. It prevents the state from discriminating between individuals”.

Conclusion

It is quite evident that various governments of the world have been misusing technological means to invade our privacy in the name of security. Surprisingly, the states which are the champions of peace at the United Nations and members of the Security Council have been the forerunners in the abuse against right to privacy. 

Our own country India has followed the steps of its allies and have been vehemently bypassing the right to privacy of the citizens in the name of national security. The last two decades have seen a rise in incidents since technological advancements have not only made governments more proficient at doing this, but also the citizens more prone to snooping. The whole world of the citizens revolves around their smartphones, laptops and other digital devices which make remote snooping not only possible but very easy.

The government’s control over telecom and software companies also makes it easier for them to snoop data. Telecom operators share data about our activities on the phone with the government and practically no calls or texts we send are private anymore. 

Companies like Facebook, Google and whatsapp snoop on our data and sell it to the government as well as the highest bidder which makes it more dangerous. Our complete digital profile is up for the government to have, all in the name of national security.

The most dangerous part of data snooping is mass-compulsory data collection programs like the Aadhar. More than a billion people are required to enter into a database, their details as well as their fingerprints. “Basically a collection of more than a billion lives at the mercy of the government to be used as they deem fit. More importantly, guarded by primitive digital security which can be ripped apart by a second grade hacker” .

The reality as of today is that the government has authorized its agencies to snoop on its citizens in the name of national security as they feel when it is in clear violation of the Puttaswamy Judgement  wherein steps were mentioned which have to be met in order to snoop on a citizen. 

The data snooping can very well be used by the government to eliminate political competitions by breaching their right to privacy.

Data snooping is something which has always been looked down upon since time immemorial. Upon looking at incidents around the globe, one would easily identify one of the biggest incidents of data snooping which was Edward Snowden blowing the whistle on the NSA. The United States came under heavy criticism globally  after the world came to understand the extent to which the NSA was surveilling. not only the citizens of the US, but also citizens of other countries, including India.  Therefore, for India to be walking on the exact same steps as a nation who has been continuously accused for gross violations of human rights is a sign of authoritarianism. Being snooped on in democracy, which would further change the status quo of how things are handled within the nation. Hence, something as deplorable as what the US did shouldn’t be done by India yet again.

The speed at which a person’s privacy can be abused and his rights usurped is dangerously high and therefore the judiciary has to be far more active than just judicial review. 

Looking at the mammoth amounts of evidence present in front of us when it comes to violation of right to privacy, and the outburst to when it is violated, it is clearly not in the favour of our government, or the nation, to make a mockery out of the nation by going in for an unplanned idea which is responsible for keeping the personal data of millions of Indians, including biometrics. Further, what’s worse is the fact that when the government is actually criticized on how they are handling the data of millions of their citizens, instead of appreciating the gesture and making the necessary changes to make the system a more secured one, the government went on to harass and prosecute those who actually revealed the said information.  Punishing the person who reveals your mistake is not only a coward’s move, it shows the extent to which the government will go to silence a person who speaks against the plans of the government. This shows that democracy is slowly moving towards autocracy and dictatorship, and when a government starts committing such acts while in power, it is always the duty of the judiciary to put things in check. The Supreme Court of India might’ve held mandating the aadhar in certain things as a violation of fundamental rights , but it is just a tip of the iceberg and there is a pretty long way to go before all the wrongs of the government could be rectified.

It has to do judicial activism to nip the threats in the bud. 

In the ever-increasing invasion of the state into the right to privacy, it has become necessary for the entire community to update itself on the concept and law relating to Right to Privacy. Certain measures and guidelines must be formulated, within the prescribed limits of which only the state can interfere with the privacy of the individual. In this regard a visit to the judgment and the view held in KS Puttaswamy  would be appropriate and it must be followed in the letter as well as in the spirit. There is a need to strike a fine balance between privacy and ensuring that policing is taken to a level where technology is a facilitator and not a hindrance for the integrity of India.

References

[1] Article 12 of Universal declaration of Human Rights, 1948 to which India is a signatory.

[2] Kharak Singh vs. State of U.P. AIR 1963 SC 1295.

[3] (1997) 1 SCC 301.

[4] AIR 2017 SC 4161.

[5] AIR ​1954 ​SC ​30.

[6] AIR ​1963 ​SC ​1295.

[7] Section 139 AA, Income Tax Act, 1961.

[8] Kiran Rathee, “Govt plans to link driving licence with Aadhaar,” Business Standard, Sep 26,2018. http://www.business-standard.com/article/economy-policy/govt-plans-to-link-driving-licence-with-aadhaar-117091600042_1.html.(visited on March 3, 2018).

[9]Editorial, “Supreme Court counters push for Aadhaar,” The Hindu, Mar 27, 2017. http://www.thehindu.com/news/national/aadhaar-cannot-be-mandatory-for-welfare-schemes-supreme-court/article17671381.ece

[10] IANS, “Rajya Sabha returns Aadhaar bill to Lok Sabha with amendments,” Hindustan Times, Mar 16,2016. http://www.hindustantimes.com/india/rajya-sabha-returns-aadhaar-bill-to-lok-sabha-with-amendments/story-uCVCaTLOVVyOVwrHqEuOSI.html 

[11] Editorial, “Aadhaar bill is through after Opposition scores a few brownie points,” Indian Express, Mar 17, 2019.http://indianexpress.com/article/india/india-news-india/rajya-sabha-returns-Aadhaar-bill-to-lok-sabha-with-oppn-amendments.

[12]  VS. Shivshankar, “Supreme Court Upholds Law to Link Aadhaar with PAN, Grants partial stay on Penal consequences,” The Wire, July 1, 2017.

Available at: https://thewire.in/145800/sc-upholds-law-link-aadhaar-pan-grants-partial-stay/.  (visited on March 10, 2018).

[13] Importance of data protection,  http://www.bgr.in/features/privacy-why-it-is-important-for-users-to-protect-their-own-data/ (visited on March 22, 2018)

[14] Right to privacy: fundamental right,

https://www.indiatoday.in/india/story/right-to-privacy-fundamental-right-parliament-1031136-2017-08-24 (visited on April 17, 2018)

[15] Data protection laws and regulations 2020

http://www.iclg.co.uk/practice-areas/data-protection/data-protection2016/india (

[16] Privacy Bill. Sec. 9, Sec. 10

[17] Privacy Bill. Sec. 15

[18] The Data (Privacy And Protection) Bill, 2017 http://www.thedialogue.co/analysis-draft-data-privacy-protection-bill-2017/

[19] Google CEO On Privacy: ‘If You Have Something You Don’t Want Anyone To Know, Maybe You Shouldn’t Be Doing It, huffpost, Mar. 18, 2010.https://www.huffpost.com/entry/google-ceo-on-privacy-if_n_383105

[20] Emma Barnette, Facebook’s Mark Zuckerberg says privacy is no longer a ‘social norm , the telegraph , Jan.11 , 2010, https://www.telegraph.co.uk/technology/facebook/6966628/Facebooks-Mark-Zuckerberg-says-privacy-is-no-longer-a-social-norm.html

[21] Robert Draper, They Are Watching You—and Everything Else on the Planet, National Geographic Magzine, Feb 2018.

[22] George Orwell, 1984, (Sevker & Warburg) (1948)

[23] Potatoes hurled outside UP CM Yogi Adityanath’s residence, other prominent places in Lucknow; here’s why, financial express, Jun. 6, 2018. https://www.financialexpress.com/india-news/potatoes-hurled-outside-up-cm-yogi-adityanaths-residence-other-prominent-places-in-lucknow-heres-why/1004545/

[24] Facebook’s data-sharing deals exposed, BBC (Nov 05, 2019 7:20) https://www.bbc.com/news/technology-46618582

[25] Sara Schwartz, 9 Ways You’re Being Spied On Every Day, HUFFPOST (Nov 5, 2019,  7:21) https://www.huffpost.com/entry/government-surveillance_n_5084623

[26] NSA Files decoded, The Guardian, (Nov 5, 2019) https://www.theguardian.com/world/interactive/2013/nov/01/snowden-nsa-files-surveillance-revelations-decoded#section/2

[27] 10 central agencies can now snoop on “any” computer they want, ET Times, (Dec 21, 2018, 01.30 PM)  https://economictimes.indiatimes.com/news/politics-and-nation/10-central-agencies-can-now-snoop-on-any-computer-they-want/articleshow/67188875

[28] Swati Deshpande, Bombay high court nixes government’s phone-tap orders as they ‘violate right to privacy TIMES OF INDIA (Oct 23, 2019, 9:13 )https://timesofindia.indiatimes.com/india/bombay-high-court-nixes-governments-phone-tap-orders-as-they-violate-right-to-privacy/articleshow/71713403.cms

[29]  R.M. Malkani v. State of Maharashtra, 1973 AIR 157

[30] Vinit Kumar  and  ors v. Central Bureau of Investigation 

[31] Jayant Das, Increasing intrusion of state into right to privacy THE PIONEER, Jul 04, 2018, https://www.dailypioneer.com/2018/state-editions/increasing-intrusion-of-state-into-right-to-privacy.html

[32] 2019(2) KHC 220

[33] WRIT PETITION (CIVIL) NO. 1031 OF 2019. 

[34] Article XIV of the GATS sets out the general exceptions from obligations under that. Agreement in the same manner as does Article XX of the GATT 1994.


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Everything you should know about export promotion councils

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This article has been written by Ayushi Ajay Sharma, pursuing a Diploma in International Business Law from LawSikho. It has been edited by Zigishu Singh (Associate, LawSikho) and Smriti Katiyar (Associate, LawSikho).

Introduction

The Government of India has been taking initiatives to achieve the tag of a welfare state. While they are at it, they have set up organisations to enable Indian exporters to reach out to the global markets. The paper seeks to disperse light on the export promotion councils in India, elucidating its functions and the benefits the recipients have reaped so far.

India has always been sought after for the trade of its rich resources ranging from spices, mines, textiles, agricultural products and so on. During the pandemic, the trade sector got a boost as the country’s total exports amounted to USD 396.60 Billion in 2020-21.[1] This increase in export has to be credited to a lot of factors, export promotion being the crucial one. Export promotion is utilised by many countries in lieu of the stimulation of the export of goods and services for the respective countries. It helps to stabilise the trade between the countries.[2]

Export promotion councils are organisations set up by the government to promote and enable the export firms to enhance their overseas trade and presence in the global market. Further, these councils also promote government schemes like data stores and market studies overseas.[3] Registered as non-profit organisations, these councils undertake both advisory and executive functions. They carry the reputation of the country as they are responsible for the quality of products supplied abroad. Additionally, they ensure the international standards and norms are satisfied  for each export.

Why do you need export promotion councils?

During 2019, even though India had secured the rank of being the 18th largest exporting nation in the world, it only contributed to 1.72% of total  exports in the global market. Hence, the export promotion councils have been established to spur the export rate of the country as the goods and services provided by the country are always in demand. Further, it is pertinent to promote the export for the following reasons:[4]

1.     Earn foreign exchange: due to the liberty in trade barriers, increased import bills, rising global competition, every country wants to mark its recognition in the global market. For this position, many developed countries rely on the International Monetary Fund (IMF) and World Bank for financial assistance. To repay the loans and import bills, it is necessary that they be paid in foreign exchange which is possible through higher export.

2.     Motivating organisations to export: the government provides incentives to encourage export, which also help reduce the tax burden on the exporters and achieve a competitive pricing for their products. However, they have to ensure that these incentives coincide with the norms of WTO. For example, duty exemption schemes allow the exporters to import duty free inputs required for manufacturing the export products.

3.     Import capital goods: additionally, Export Promotion Capital Goods Scheme allows the import of capital goods at concessional rate of duty and apposite export obligations

4.     Balance of Trade: Balance of trade can only be achieved when the exports rise, exceeding the amount of imports.

5.     Repay Foreign Loans: India has an external debt of USD 570.0 billion, estimated at the end-March 2021.[5] To repay the loans, imperative policies of export promotion should be adopted. This will result in higher foreign exchange which would help the repayment of the loans.

6.     Self-reliance: one of the major objectives of the country is to achieve self-reliance. It can be achieved by way of increased exports furthering the increase in foreign exchange.

What are the important promotion councils?

Federation of Indian Export Organisations is the apex body of all the Export Promotion Councils (EPC). Following are the EPC’s for respective goods and services export:

1.     Agricultural & Processed Food Products Export Development Authority: Apparel export promotion council

2.     Basic chemicals pharmaceuticals & cosmetic Export Promotion Council

3.     Carpet Export Promotion Council

4.     Cashew Export Promotion Council of India

5.     Chemicals and Allied Products Export Promotion council

6.     Coffee Board

7.     Coir Board

8.     Coconut Development Board

9.     Cotton Textiles Export Promotion Council

10.  Council for Leather Exports

11.  Engineering Export Promotion Council

12.  Export Promotion Council for EOUS and SEZ Units

13.  Electronics & Computer Software Export Promotion Council

14.  Export Promotion Council for Handicrafts

15.  Gem and Jewellery Export Promotion Council

16.  Handloom Export Promotion Council

17.  Indian Silk Export Promotion Council

18.  Indian Oilseeds & Produce Exporters Association EPC (IOPEA)

19.  Jute Products Development and Export Promotion Council (JPDEPC)

20.  Marine Products Export Development Authority

21.  Project Exports Promotion Council of India

22.  The Plastics Promotion Council

23.  Powerloom Dev. and Export Promotion Council

24.  Pharmaceutical Export Promotion Council

25.  Rubber Board

26.  Service Export Promotion Council

27.  Shellac Export Promotion Council

28.  Spices Board

29.  Sports Goods Export Promotion Council

30.  Synthetic & Rayon Textiles Export Promotion Council

31. Tea Board

32. Telecom Equipment and Services Export Promotion Council (TEPC)

33.  Tobacco Board

34.  Wool and Woollen Export Promotion Council

35.  Wool Industry Export Promotion Council

What are the functions of the councils?

The major functions of the Export Promotion Councils are stated below: [6]

1.     Promoting exports: promotional activities like organising international trade fairs, buyer-seller meets help in putting light on the new exporters.

2.     Assistance in incentive schemes: the councils support the exporters in reaping benefits from the incentive schemes announced in Foreign Trade Policy. Further, they issue  Registration-cum-Membership Certificate (RCMC) certificates for the exporters.

3.     Expanding market: they assist the exporters to consolidate their products and expand their market through the EPC’s branches and offices opened in foreign countries.

4.     Strengthen relations: they send delegations to important countries to strengthen their relations and expand export business.

5.     Timely information: they update the exporters regularly about the latest trends, export opportunities in international markets.

6.     Liasoning: the council’s liaison with the trade communities to identify their issues and needs and collaborate to represent their issue to the government.

7.     Assist in policy making: the councils further collect data through surveys on exports regarding their specific product categories and provide the data to the government to enhance the framework of trade policies.

8.     Assist exporters:  the councils support and aid the exporters in upgradation of technology, improvement of product/service quality, design improvement, innovation, etc.

Benefits reaped from the councils:

1.     The councils help the exporters to access the international markets through the buyer-seller interactions. The maximum benefits are reaped by the small and medium businesses who don’t possess enough resources to approach international buyers.

2.     The members of the EPC’s take advantage from the various incentive schemes offered by the government.

3.     The councils also collect export and import data of its members, building a repository of information for the perusal of the government and the exporters. It provides insights on the international market base.

4.     The councils organise foreign tours to enable exporters to interact with the buyers and expand their businesses.

Registration procedure

1.     Select the export promotion council: from the abovementioned councils, exporters are required to select the respective council on the basis of goods and services they are exporting.

2.     Submission of documents: certain documents are required to be submitted, some of which are mentioned below:[7]

i)      A digital signature certificate

ii)    Copy of your Importer-Exporter Code (IEC)

iii)   Certificate issued by the Chartered Accountant to verify the export turnover.

iv) List of the directors/partners in the export business with their proof of residence

v)     A cancelled cheque

vi)   MSME certificate, if any.

3.     Submit an application: an application has to be submitted to register with the respective export promotion council. If there are multiple products pertaining to different councils, different applications have to be sent.

4.     Fee payment: the fee payment varies from council to council. Normally, they charge a nominal fee, depending upon the exports’ turnover in the particular financial year.

5.     Collect the RCMC: after registration, the members receive a Registration Cum Membership Certificate (RCMC). It enables all the members to enjoy the incentives.

Conclusion

Although India has a huge population, with a diverse range of domestic products, its domestic market is small when compared with the rest of the world. The foreign market demands more of the domestic goods than the domestic demand. Herein, the export promotion helps certain countries to increase their export rate and boost the economy. Further, the export markets might help to reduce the effects of the domestic recession. It is imperative for the country to maintain its competition in the market, which is highly feasible through larger foreign exchange. All these are possible through export promotion.

References

[1] ‘INDIA’S FOREIGN TRADE FOR JANUARY 2021’, (Ministry of Commerce & Industry, 15 February 2021) <https://pib.gov.in/PressReleasePage.aspx?PRID=1698184> accessed 14 October 2021

[2] ‘EXPORT PROMOTION AND HOW YOU CAN BENEFIT FROM IT’, (Alliance experts) https://www.allianceexperts.com/en/dictionary/export-promotion/ accessed 14 October 2021

[3] Raghav Khajuria, ‘Export Promotion Council of India, Functions & Registration Procedures’, (DRIP/C BLOG ,June 17,2019) <https://www.dripcapital.com/en-in/resources/blog/export-promotion-council-role> accessed 15 October 2021

[4] Smriti Chand, ‘12 Arguments to Justify the Need for Export Promotion in India’, (YOUR ARTICLE LIBRARY) <https://www.yourarticlelibrary.com/exporting/12-arguments-to-justify-the-need-for-export-promotion-in-india/5907> accessed 15 October 2021

[5] ‘India’s External Debt as at the end of March 2021’, (Reserve Bank of India) https://www.rbi.org.in/Scripts/BS_PressReleaseDisplay.aspx?prid=51819 accessed 15 October 2021

[6] ‘Export Promotion Councils: Showcasing India to the World’, (COGOPORT, 2 August 2021) <https://www.cogoport.com/blogs/export-promotion-councils-showcasing-india-to-the-world> accessed 15 October 2021

[7] ‘Export Promotion Council in India: How to Register?’, (Amazon, 25 April 2021) <https://sell.amazon.in/grow-your-business/amazon-global-selling/blogs/export-promotion-councils-in-india> accessed 15 October 2021


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Need for advocate members of organisations to appear before the court for the pro-bono public interest cases

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Image Source: https://bit.ly/2uAnAwt

This article is penned down by Ojasvi Gupta, from the Faculty of Law, Banaras Hindu University. It begins with a comprehensive take on pro bono public interest cases and focuses on the recently contested rule that prevents advocates members of an organization from appearing in the court on its behalf.

Introduction

The principle of rule of law and declarations of a just and dignified life does not amount to anything if justice is not accessible to all. Access to justice means being treated only according to the law, and if you are not treated fairly, then being able to get appropriate redress through mechanisms devised by the state for the purpose. Access to justice being a fundamental human right, restrictions on its path like financial and social constraints must be dealt with diligently by the legal fraternity to ensure that this right is not violated. One way it is dealt with is pro bono.

Pro Bono 

Pro bono, shortened Latin phrase of ‘pro bono publico’ translates to ‘for the public good’. It refers to the professional legal work undertaken without any consideration in return by legal professionals. These legal services are provided free of cost to those who require them, and as its name emphasizes, it is for the good and welfare of the general public. At times, pro bono services may also be rendered at low cost, if not entirely free.

Pro bono, in aspects other than legal, may also refer to corporate pro bono. Corporate pro bono refers to activities that focus on building the capacity of local nonprofits or mentoring local businesses. 

In the arena of law, legal professionals who serve the public by providing free legal services to those in need do so on a pro bono basis. Such a person is considered to be bringing about a benefit for the greater good, instead of working for profit. It could be mandatory (according to the rules of a firm or organization) or voluntary.

People in genuine need of legal help or even advice are, thus, represented by lawyers for free or at a minimal cost – presenting them with an opportunity to meaningfully address their legal problems.

The concept of pro bono also helps lawyers to recognize their duty to utilize their resources for societal interests and work, albeit sometimes, in favour of the needy. It also provides lawyers with an enriching platform for professional and personal development, by building credentials and networks in diverse fields of work. Those who are looking for recognition among peers may also utilize pro bono practice for publicity and acknowledgment.

Public interest cases

Public interest cases encompass the practice area of law that focuses on the public good. It often intersects with other subject areas that address social changes and their causes or focus on specific populations or underrepresented groups such as disabled persons, elderly persons, children, inmates, minority groups, those with economic hardships, etc. The revolving question may be related to terrorism, environment contamination, road safety, exploitation, etc. 

History and Evolution

Article 39A of the Indian Constitution provides the right to free legal aid. This provision of the Directive Principles of State Policy obligates the State to keep a check that the legal system provides equal justice to all its citizens. The State must offer free legal assistance to individuals who cannot access justice due to financial or social constraints.

The Supreme Court, in the Manubhai Pragji Vashi and Ors. v. State of Maharashtra (1995), held that unless the accused refuses, the state shall provide free legal help at its expense, otherwise the whole trial is jeopardized. Furthering the same idea, Justice Krishna Iyer pronounced in the M.H Hoskot v. State Of Maharashtra (1978) case that providing free legal assistance is the responsibility of the State and not the government’s charity.

Similar rules on free legal assistance can be found in procedural laws also. According to Section 304 of the Criminal Procedure Code, the State has an obligation to offer legal aid to anybody accused of an offence that is to be tried in the Court of Sessions. Moreover, Order 33 of the Civil Procedure Code discharges a person from paying court fees if he/she does not have the required means to seek justice.

The enactment of the Legal Services Authority Act (LSA), in 1987 has brought to light the fact that India has an expansive history of legal aid, backed by several decades of legislation, jurisprudential interpretation, and numerous state-funded programs. The Act states the scope of legal assistance available for the economically weak, backward section, and disabled people. The Act strives to educate and make people aware of the law, provide free legal assistance and ensure professional legal advice. The Legal Service Committees were also established at the Supreme Court and the High Courts with the Legal Services Authorities (Amendment) Act of 2002.

Over the previous decades, legislative as well as jurisprudential reforms in India have provided the groundwork for the underprivileged to get free legal services. However, its pro bono culture is a work in progress at present with many developments still awaited. While certain pro bono services are provided by several individual advocates, law firms, Non-Governmental Organizations (NGOs), law schools, and bar associations across the country, the demand for such services far exceeds the availability. In practice, only a few organizations are able to efficiently provide these services, relying, to a major extent on India’s unique Public Interest Litigation (PIL) process for legal assistance. 

Pro Bono work at the international level

Access to justice is recognized globally, a vital human right, and violation of that right is a common subject for pro bono lawyers. The Universal Declaration of Human Rights, adopted by the United Nations General Assembly on December 10, 1948, highlights the importance of access to justice through these articles:

  • Article 8 of the Declaration provides the right to an effective remedy by the competent judicial institutions at the national level for act(s) violating the fundamental rights granted by the Constitution or by law to each individual. 
  • Article 10 of the Declaration entitles everyone to equality to a fair and public hearing by an independent and impartial tribunal, in the determination of their rights and obligations and any criminal charges against them. 

The United Nations Development Program has recognized several international agreements or declarations as components of a normative framework for access to justice. In addition to these agreements and declarations, there are also various regional human rights systems, like NGOs, that have a history of recognizing the right to access justice.

Despite all of these developments, this right provided through government legal aid is not recognized in all jurisdictions, and substantial progress still needs to be made before it can be considered an international law norm. In places where it is recognized, a state’s universal access to justice program generally takes the form of the provision of legal aid that assists with the costs associated with legal representation, advice and court costs. In reality, however, legal aid systems can suffer severe limitations.

Pro Bono opportunities 

There are multiple opportunities for lawyers looking for pro bono opportunities, namely: 

  • Partnering with NGOs or other organizations at the regional level such as law school clinics. 
  • Partnering with UN agencies, or establishing a setup with registrars of courts and tribunals to let anyone in need avail legal services.
  • Working on pro bono cases assigned to by firms and in-house counsel.
new legal draft

Organizations role in public interest cases  

Organisations play a significant role in ensuring that access to justice does not leave the marginalized group of people out of its ambit. It is not possible to compose an exhaustive list of the subjects of public interest, but they range far and wide. The subject matter could be for the welfare of people at large, such as an environmental threat, or target a specific social or economic group, like Scheduled Castes, students, etc. Some of the recent matters would be: 

  • Bonded labor matters
  • Matters of neglected children.
  • The exploitation of casual laborers and non-payment of wages to them.
  • Matters of harassment or torture of persons belonging to Scheduled Castes, Scheduled Tribes, and Economically Backward Classes.
  • Matters relating to environmental pollution, disturbance of ecological balance, drugs, food adulteration, maintenance of heritage and culture, antiques, forests, and wildlife.
  • Petitions from riot victims.
  • Tenant rights
  • Service matters
  • Disputes regarding reservations for admission to medical or engineering colleges.

Need for advocate members to take pro bono cases

The debate on the appearance of advocate members of an organization before a pro bono public interest case, in which the organization is involved was ignited when the Delhi High Court was hearing a petition on the matter. Advocate Prashant Bhushan filed a petition challenging Rule 8 of the Standards of Professional Conduct and Etiquette framed by the Bar Council of India under Section 49(1)(c) of the Advocates Act, 1961

Standards of Professional Conduct and Etiquette provide the ideal conduct every advocate needs to maintain professionalism. Some of these conducts include:

  • An advocate should act in a dignified manner and with self-respect.
  • An advocate should refuse to act in an illegal or improper manner towards the opposing counsel or the opposing parties and attempt to prevent his/her client from doing the same.
  • An advocate shall refuse to represent any client who insists on using unfair or illegal means.
  • An advocate shall not use unparliamentary language during court proceedings.
  • An advocate should not enter appearance, act, plead or practice before a judicial authority if the sole or any member of the bench is related to the advocate.
  • An advocate should not act or plead in any matter in which there may be their financial interests.
  • An advocate shall appear in the court in the dress allowed by the BCI in a presentable manner.
  • An advocate shall respect the office of a judge and maintain its dignity.

The bone of contention here is clause 8, which provides that any advocate should not appear in or before any Judicial Authority, for or against any establishment, if he is a member of the management of that establishment. Such an establishment could include NGOs, not-for-profit institutions, and other such structures. This rule does not apply to a member formally appearing as Amicus Curiae or without a fee on behalf of the Bar Council, Incorporated Law Society, or a Bar Association. 

Thus, it prevents any advocate which is a member of an establishment to appear as its Counsel or stand against its Counsel. No lawyer can appear before a court in representing a society, corporation or institution, in which he is a member of the executive committee

Present Scenario

The case Prashant Bhushan vs Bar Council of Delhi & Ors (2021) originated when several complaints were lodged against a Senior Advocate named Prashant Bhushan for violation of the Rule 8 of the Standards of Professional Conduct and Etiquette under the Bar Council of India Rules. According to the complaint filed by Major SK Punia, Bhushan has appeared on behalf of organizations like Swaraj Abhiyan, Common Cause and Centre for Public Interest Litigation (CPIL) despite being a managing or executive member of these organizations. 

In response to the proceedings undertaken by the BCI for the alleged violation of the rule, Senior Advocate Prashant Bhushan filed a petition requesting the Honourable High Court to:

  • Quash the complaint against him as he has resigned from the executive body of all the three organizations mentioned in the complaint, i.e. Swaraj Abhiyan, Common Cause, and Centre for Public Interest Litigation. Submitting the resignation letter on record from the said NGOs, he argued that the complaint no longer survives and should be quashed.
  • Consider an amendment in the mentioned clause as it is arbitrary.

In addition to this, it was submitted that the BCI itself was considering an appropriate amendment in the said Rule 8, as a result of which the Hon’ble Court had not investigated the validity of the said rule. The petitioner further alleged that the Bar Council of Delhi failed to take cognizance of his submissions during the proceedings and referred the matter to the Disciplinary Committee for ‘Clarification’. Therefore, the act of the Respondents was considered highly arbitrary, without jurisdiction, discriminatory and unconstitutional.

Bhushan also argued that there have been numerous public interest cases led by establishments such as Common Cause, Swaraj Abhiyan, and Centre for Public Interest Litigation in which Senior Advocates and even retired judges of the HC have represented establishments of which they are members or are a part of the executive body. Citing examples of Late Justice V.M. Tarkunde and Late Justice Rajender Sachhar, who while being office bearers of the PUCL, have represented PUCL as Advocates in innumerable cases. He also claims that an identical complaint was made way back in 2001 against him on the ground that he was appearing in the public interest petition led on behalf of the PUCL despite being a member of the said organization. 

The Supreme Court in the case of N.G. Dastane Vs Shrikant S. Shivde & Anr., (2001) held that the State Bar Council shall refer the case for disposal to its disciplinary committee when it receives a complaint or has reason to believe that an advocate is guilty of professional misconduct. Hearing the petition, the Hon’ble Delhi HC had directed the BCI to drop the proceeding. As to the validity of the contended rule:

  • There appears no valid reason to prevent an advocate from appearing before the court on a matter which involves an organization, of which the advocate is a member. 
  • The primary function of the legal profession is to help promote the administration of justice and this clause impugns the function without an underlying rationale.
  • The interpretation of the rule is discriminatory as it exempts lawyers who appear Amicus Curiae or those who represent various Bar Councils without charging a fee.
  • There’s no justification in law barring an advocate from presenting an organization in a case, especially one taken up in public interest.

Conclusion

The judiciary possesses the ultimate responsibility of protecting the rights of individuals. Pro bono as an idea has major potential to achieve the goal of accessible justice to each and every one. Diligent pro bono work taken up voluntarily by individuals or organizations must be encouraged and acknowledged. Any rule that encroaches in a way or another without justifiable rationale must be investigated and possibly amended to ensure the matters of public interest are brought before the judicial institutions.

References

  1. https://lawtimesjournal.in/delhi-hc-issues-notice-on-prashant-bhushan-plea/
  2. Pro-bono-in-india.pdf
  3. https://www.indialegallive.com/constitutional-law-news/courts-news/delhi-hc-seeks-bar-council-of-india-delhi-bar-council-views-on-petition-against-rule-8-of-advocate-act/
  4. https://ngosindia.com/ngo-resources/public-interest-litigation/
  5. https://blog.ipleaders.in/pro-bono-cases-in-india-an-overview/
  6. http://www.probonoinst.org/wpps/wp-content/uploads/Global-Survey-2016.pdf

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Relevance of Sensitive Personal Data Information Rules, 2011 in 2021

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This article is written by Shanuja Thakur, pursuing Diploma in US Technology Law and Paralegal Studies: Structuring, Contracts, Compliance, Disputes and Policy Advocacy from LawSikho. The article has been edited by Prashant Baviskar (Associate, LawSikho) and Ruchika Mohapatra (Associate, LawSikho). 

Introduction

The advent of the digital revolution in India is evident as the technology and digital space is evolving exponentially. Data privacy and protection in today’s world has become a matter of Individual rights. The right to privacy is recognized as a fundamental right under Article 21 of the Indian constitution which was held in the historic verdict by the Supreme Court in the case of Justice KS Puttaswamy v. Union of India. India’s digital transformation requires the law to transform as well. Information Technology Act, 2000 (‘the IT Act’) and Information Technology (Reasonable Security Practices and Procedures and Sensitive Personal Data or Information) Rules, 2011 (‘the SPDI Rules’) is one of the key legislations in this area. In this article we will discuss how there is a need to transform the rules on sensitive personal data and analyze if these are effective enough for a gigantic economy which is in the middle of a technology revolution like India.

What are SPDI Rules 2011?

Let’s understand what SPDI rules talk about and the key provisions governing sensitive personal information.

Under Section 87(2) read with Section 43 – A  of the IT Act were issued the Information Technology (Reasonable Security Practices and Procedures and Sensitive Personal Data or Information) Rules, 2011 (“SPDI Rules”) on 13th of April 2011  which govern the Sensitive Personal  Data or information and apply to body corporate or any person located in India.  

• The rules define sensitive personal data under the Rule 3 that the following types of data or information shall be considered as personal and sensitive:

o Passwords,

o Bank Account details,

o Credit/debit card details,

o Present and past health records,

o Sexual orientation,

o Biometric data.

• An information provider is a person who provides information to the body corporate and under these rules, he has certain rights over the sensitive personal information, this information can’t be collected without the providers’ consent and he or she has the right to abstain from giving consent and can withdraw the consent by writing to the body corporate. 

Under Rule 6, a body corporate is not permitted to publish or disclose such data or information to any third party without the information provider’s prior consent. However, there are two exceptions to this rule – 

o Disclosure has been agreed to in the contract between body corporate and the information provider.

o Compliance to a legal obligation.

• The information provider can at any point of time review the information provided or amend it if found to be inaccurate.

• The information collected can be used only for the purpose for which it has been collected and such information can’t be held by the body corporate for a time period longer than is required to fulfil the lawful purpose for which information was collected.

• Any grievances or discrepancies of the information provider shall be addressed by the body corporate within one month by the grievance officer of the body whose details are mandatorily published on its website. 

• A body corporate may transfer sensitive personal data or information to any other body corporate or a person in or outside India that ensures the same level of data protection under these rules only when it is necessary for performance of the contract or the provider has consented to such transfer.

• The Rules further makes it mandatory for the body corporate handling SPDI to provide for a privacy policy specifying the type of information collected, the purpose for collection of information, the disclosure policy, the security practices, and procedures followed etc and also requires the said policy to be published on its website and also implement ‘reasonable security practices and procedures in relation to SPDI. One such standard is IS/ISO/IEC 27001 on “Information Technology – Security Techniques – Information Security Management System – Requirements”. 

Needs of digital India

• India’s enormous data market and lack of stringent laws allows free flow of data. Any sort of data can be marketed, if the potential of the data market is harnessed in an efficient manner the government can provide employment opportunities to people. Hence we need legislation to create an organized digital economy for the benefit of citizens, government, local and global businesses.

• To make cross border data transfer smooth, Indian organizations need to adhere to international standards and levels of security especially in case of transfers to nations like the UK, USA or the European Union. Moreover, as per Article 51 of the Indian Constitution, states should make efforts to “promote respect for international law and contractual obligations in the dealing of organized persons with one another”.

• Digital sovereignty is a political reality and India as a sovereign, socialist and democratic nation should make sure that the data which is produced in the country should remain within the country, considering its security objectives and the data should be used for national welfare, so there is a need for data localization as well.

• With recognition of the right to privacy as a fundamental right and intrinsic to the right to life and personal liberty under article 21 of the Indian constitution, it is necessary to make the data provides a key party in the digital economy and balance the power which the companies hold to process and transfer data as they have higher bargaining power as compared to the consumers or data providers.

• Differentiation of data into personal data, non-personal data, sensitive personal data and essential personal data is vital because different categories of data need varying levels of protection. Each data set has a distinct impact on every aspect related to data processing, from data analytics, cross border transfers control to law enforcement agencies.

Are the SPDI 2011 Rules enough?

Let’s examine why the rules need a change and how these rules are ineffective for a data-driven economy and how these rules fulfil the needs of data protection and security as discussed above.

• The rules do not apply to corporations based outside India, even though the right to privacy is a fundamental right and it can be enforced against the state. But what if the data has been misused by Facebook, what would be the remedy? It applies to offences that occur outside India only if the data resource is based in India. 

The new data protection bill which is a data protection legislation under progress solves this problem to an extent, the bill applies to the processing of personal data within India, processing of data by any Indian entity, citizen or the state and processing by data fiduciaries that are not based India, but only if the processing is concerning either any business carried on in India or the fiduciary offers goods or services to data principles within the territory of India and in case of profiling data principals in India.

• The scope of the definition of sensitive information is not wide enough, it does not include information like transgender identity; intersex status, sex life, caste. Moreover, the scope of financial data is limited to account number, debit card and credit card details but sensitive data of a bank account holder is much more than just these details such as financial status, credit history etc. Health data only includes past and present health records so the definition and scope of health data is not given in these rules or the act.

• One of the major problems with the rules and even the IT act is that it doesn’t recognize the rights of data providers such as the right to be forgotten, data portability, Objection to direct marketing and profiling which are recognized by a majority of nations who adhere to GDPR compliances.

• Under the IT Act or SPDI rules, no data protection authority is set up in India which can enforce the law, hear complaints or inquiries and ensure data protection. The arena of data protection will keep on evolving,  so a body is required to monitor this evolution and make sure that the laws and data protection practices keep up with the advancements.

• Consent is not clearly defined under the rules so collection, disclosure and transfer data works on general principles of contract for processing data. The body corporate as a measure of protecting data is only required to have a privacy policy and implement reasonable security practices and procedures but the standards of such policy is not specified. 

• The body corporate is also not obligated to provide adequate notice of data processing, it is not their duty either to check accuracy of data and ensure it is not misleading.

• The rules allow the sensitive personal data or information to be exported outside India provided the information is in pursuance to a contract and has been consented to by the information provider, provided that the same data protection standards required in India are adhered to, there is no data localization. RBI requires all data related to the processing of cross border transactions to be stored in India and deletion of all records outside India, even if the payment is made outside India. The information provider should be aware of where the information is being stored and data localization ensures data security, privacy and sovereignty of data from foreign surveillance, effective investigation of crimes by law enforcement agencies and threats to national security. Moreover, in the era where every service provider needs data analytics, data warehousing has become a huge business and can help employment.

• The redressal mechanism in SPDI rules provides for redressal by a grievance officer who is appointed by the body corporate within period of one month but the duties and responsibilities of the grievance officer are not specified, the procedure of redressal and appointment of such officer if the body corporate is based out of India is also not emphasized upon.

• Most importantly SPDI rules do not mention any process to be followed in the event of a data breach or any mandatory compliance by the entities who are processing citizen’s data or any remedial action to be taken to compensate the information providers.

• There is no provision concerning collection and processing of children’s data since children are not eligible to give valid consent and companies are advised to obtain parent’s or guardian’s consent, there are no rules for the protection of children on social media and children may not be aware of the risks involved while sharing information so they need extra protection.

Conclusion

There is a lack of a single data protection legislation that can resolve all the ongoing cases and concerns related to data privacy which can’t be resolved by the current IT Act and SPDI rules of 2011. Even the recently introduced Personal Data Protection Bill, 2019 has many loopholes such as data animosity is not covered under the bill, personal information can be accessed without consent in some cases and many more. Not being party to any international convention on data protection such as GDPR, India needs stringent legislation to become cyber resilient as digital transformation accompanies several risks and vulnerabilities and makes the international data transfer process smooth. Recognition of the right to privacy is not enough, making it enforceable against state as well as private entities is the need of the hour. The pending data protection bill is under progress and is awaited to become legislation soon. With evolving data and digital space, the legislation must evolve, it is high time that we recognize the inefficiency of 2011 rules on SPDI which don’t serve the needs of data providers of 2021, hence a change in this field is a must to serve the economy and its citizens better.

References


Students of Lawsikho courses regularly produce writing assignments and work on practical exercises as a part of their coursework and develop themselves in real-life practical skills.

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Jayamma & Anr. v. the State of Karnataka : the Supreme Court clarifies the law on dying declaration

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This article is written by Surbhi Jindal, from Dr. B.R. Ambedkar National Law University, Haryana. Through this article, the author aims to critically analyze the case of Jayamma & Anr. v. The State of Karnataka. 

Introduction

On May 7, 2021, the Hon’ble Supreme Court of India delivered a judgment that revolved around the issue of dying declaration. The decision was passed in the case of Jayamma & Anr. v. The State of Karnataka, 2021 with Lachma s/o Chandyanaika & Anr. vs. State of Karnataka, 2021. It was delivered by a double bench comprising Hon’ble Justice Surya Kant and Hon’ble Justice Aniruddha Bose. 

The present case has undergone through all the Courts, i.e., the Trial Court, the High Court, and the Supreme Court, where the final verdict was given. This case is a perfect example where the issue of dying declaration has been explained in detail by the Hon’ble Supreme Court. The Court, in this case, highlighted the significance of a dying declaration and termed it a solitary piece of evidence in a murder trial. Through this article, we shall analyze the law around dying declarations, in the light of Jayamma & Anr. v. The State of Karnataka. 

Concept of dying declaration 

Section 32(1) of the Indian Evidence Act, 1872 defines the term ‘dying declaration’ as a statement of facts either written or verbally made by the deceased. This statement carries the explanation of circumstances that led to the death of a person. 

The principle of ‘Leterm mortem’ that means ‘words before death’ is a similar term for the legal terminology called a dying declaration. The dying declaration should be recorded with utmost care. If all the essential ingredients of a dying declaration are met, then such a statement or declaration retains its full value in the Court of law.

The essential ingredients of dying declaration to be fully admissible in the Court of law are as follows: 

  • The person making the statement must be in a fit state of mind. 
  • The fit state of mind must be certified by a doctor. 
  • If a doctor is not present, the witness must testify that the victim was in a fit state of mind. 
  • The statement so made must not be under any influence. 
  • If more than one statement is given and all of them are not consonant with each other, then all the dying declarations would lose their value. 

Facts of the case

  • In the present case, both the parties knew each other very closely. According to the Prosecution, there was hostility going between the families of both parties. The Appellant in the present case is Jayamma, the wife of Reddinaika, and the Respondent is Jayamma (deceased), the wife of Ramanaika. 
  • On September 10, 1998, a quarrel took place between the two parties in which Thippeswamynaika, son of the dead, injured and assaulted the husband of the Appellant i.e., Reddinaika.
  • After that, aggrieved by the act of the deceased’s son, the Appellants went to the deceased’s house for a confrontation about the assault committed on Reddinaika on September 21, 1998. 
  • Rupees 4000 were demanded from the Respondents for the cost incurred in medical treatment. There was a heated debate between the two parties, and the Appellants poured kerosene liquid on Jayamma (deceased) and set her on fire. The blame for killing Jayamma was explicitly attributed to the Appellants. 
  • On hearing the cry of Jayamma, Ravi Kumar, another son of the deceased, and Saroja Bai, daughter-in-law of the dead and wife of Thippeswamynaika, arrived on the spot and tried to extinguish the fire. In the meantime, the Appellants ran away from the location. 
  • Jayamma was seriously injured; therefore, Ravi Kumar asked the help from Kumaranaika to help him shift her mother to the hospital. The injured Jayamma was taken to a primary healthcare centre (P.H.C.) (Thalak) on a bullock cart.  
  • There she received primary treatment from Dr. A. Thippeswamy, who also administered various pain killers to Jayamma. After that, the doctor sent medico-legal case information to the Thalak Police station.
  • On receiving the complaint, S.H.O. K.V. Mallikarjunappa came to the hospital and recorded the statement of the injured Jayamma in the presence of a doctor. In her opinion, Jayamma signalled all the Appellants in the case. 
  • The report of crime no. 101 of 1998 was registered at the Thalak police station under Section 307, 504, 114 with Section 34 of the Indian Penal Code, 1860 based on a statement given by the Jayamma. 
  • Due to the severe condition of Jayamma, she was referred to the Government Hospital, Chitradurga but on September 23, 1998, at 5:30 am, Jayamma could not survive. 
  • After that, the police sent the requisition to the Court requesting them to register the offence under Section 302 read with Section 32 of the Indian Penal Code, 1860 instead of Section 307 read with Section 34 of the Indian Penal Code, 1860. 
  • The body was sent for the post-mortem, and it was found that Jayamma died of shock due to extensive burn injuries. 
  • According to all the evidence and witnesses, the Appellants were arrested during the investigation. However, they were able to obtain anticipatory bail and were thus released after the arrest. 
  • The matter went to the Trial Court, and during investigation in the Trial Court, several prosecution witnesses turned hostile except the doctor and the police officer. 
  • The matter involved before the Trial Court was not whether the deceased died due to burn injuries or not, but was whether the death was homicidal and suicidal? The Court noted that the sole reliance was on the statement that was treated as a dying declaration. 
  • But the Court did not find any reasoning in convicting the Accused because, according to it, the Prosecution failed in discharging the proof. The Trial Court found that the Prosecution could not prove the genuineness of their case by proving it beyond a reasonable doubt. 
  • The only thing on record was the statement of Jayamma, treated as a dying declaration, witnesses, and the nature of burn injuries of the victim. The evidence submitted was found to be vague and unsatisfactory. Hence, the Appellants were acquitted. 
  • The Prosecution appealed in the High Court of Karnataka. The following questions were put forward before the High Court:
    • Whether the death was suicidal or homicidal?
    • Whether the statement recorded before the officer was made when the injured was in a fit state of mind? 
    • Could the statement made before the officer be relied upon to build a strong foundation for proving the Appellants’ conviction? 
    • Did Prosecution successfully establish that the Appellants went to their home to kill the victim beyond a reasonable doubt?
  • It was found by the High Court that the evidence submitted and the dying declaration was enough to bring the conviction of the appellants. Accordingly, the Appellants were convicted under Section 302, read with Section 34 of the Indian Penal Code. 
  • Also, an important fact to note is that all the witnesses turned hostile and did not support the Prosecution’s case. Only the police officer and the doctor were the ones in support of the Prosecution admitting that the Appellants had murdered her.
  • After that, aggrieved by the High Court order, the Appellants filed the two criminal appeals before the Hon’ble Supreme Court against the decision of the High Court. 

Issues involved

The issues involved before the Hon’ble Supreme Court are here as follows: 

  • Whether the Hon’ble High Court misjudged in reversing the findings of the Trial Court while exercising its power under Section 378 of CrPC?  
  • Whether the Prosecution successfully established that the deceased died a homicidal death at the hands of the Appellants?

Relevant legal provisions

The relevant legal provisions involved in the case are described here as follows: 

The Indian Penal Code, 1860

  • Section 34: Section 34 defines the criminal act conducted by several persons with a shared intention. In such a situation, all of them are liable as if they have done such an illegal act alone. 
  • Section 114: Section 114 talks about the punishment of an abettor when they are present at the time of the commission of the offence. According to this Section, if an abettor is present when the crime is committed, the abettor would be liable as if they had committed the crime themselves. 
  • Section 302: Section 302 defines the punishment for murder. The penalty so prescribed is death or life imprisonment, and a fine.   
  • Section 307: This Section is related to the topic of an attempt to murder. Whenever any person with an intention or knowledge causes the other party’s death, then the party who has committed the crime will be punished with either description of a term between 2 to 10 years and the fine or even both. 
  • Section 504: This Section defines the punishment as the act of intentionally provoking someone when the person pressing knows that the provocation would result in the breach of the public peace, shall be punished with either the imprisonment extendable to 2 years or fine or both. 

The Code of Criminal Procedure, 1973

  • Section 313: Section 313 talks about the power to examine the accused in a given inquiry or a trial. 
  • Section 378: Section 378 discusses the issue of appeal in case of acquittal of the party. The appeal in this Section is made in the High Court challenging the decision of lower courts. Also, an appeal against the High Court’s decision can be made before the Hon’ble Supreme Court. 

The Indian Evidence Act, 1872 

  • Section 32: Section 32 of the Indian Evidence Act, 1872 determines the cases of the statement of relevant facts by any person who is either dead or cannot be found. Such statements made are deemed to fall in the category of relevant facts.   

Contentions by the parties 

The learned Counsel on behalf of the Appellants argued that the High Court’s order was confusing and incorrect. It further opined that the Trial Court’s ruling was well reasoned, and it correctly acquitted the Appellants in the present case. 

Furthermore, reliance was put on some instances of the Hon’ble Supreme Court such as the Chandrappa v. the State of Karnataka, 2007, Perla Somasekhara Reddy and Others v. the State of A.P., 2009; State of Rajasthan v. Shera Ram, 2012, Shyam Babu v. State of Uttar Pradesh, 2012, Murugesan v. State, 2012, Mookiah v. State, 2013, and Shivasharanappa v. the State of Karnataka, 2013 to assert that the High Court should have more diligently scrutinized the evidence before interfering with the order of the Trial Court. 

The learned Counsel sought a reasonable reply as to why the findings and order of the Trial Court could not be sustained or why interference was necessary. It was contended that the High Court did not evaluate the entire evidence and the findings of the Trial Court. Hence, it failed to discharge its obligation under Section 378 of the CrPc. 

The dying declaration cannot be the sole evidence to rely upon for the conviction of the Appellants. It further relied on the decision of Surinder Kumar v. State of Haryana, 2011. Depending on the previous judgments, it was asserted that since the document (dying declaration) of the Jayamma was disguised with suspicious circumstances, it cannot be termed as a piece of solitary evidence in the absence of further solid evidence. 

Further, reliance was also made on the case of Paparambaka Rosamma & Ors v. the State of A.P, 1999, through which it was argued that in the absence of a medical certificate attesting medical fitness as to the state of mind of an injured person, reliance should not be made on the dying declaration of the deceased and the High Court should have acknowledged this fact. 

In the end, the learned Counsel for Appellants drew the attention that the High Court has failed to look at some of the most crucial facts. Therefore, it has been unable to see that the Prosecution has failed to establish any motive of the Appellants in the present case. Thus, the conviction of the Appellants was not reasonable. 

On the other hand, the learned State Counsel asserted its support in favour of the conviction by the High Court. He explained that the High Court gave a well-reasoned judgment while applying specific reasons supporting its conviction of appellants. 

Furthermore, it put reliance on the case of Vijay Pal v. State (Government of N.C.T. of Delhi), 2015, where it was contended that even in the cases where 100% burn injuries had taken place, the dying declaration could still be relied upon to prove the conviction of the accused. 

Judgment of the Court

The Hon’ble Supreme Court of India noted that the High Court had relied heavily upon the statement treated as a dying declaration of the deceased. Besides this, it also relied heavily on the corroborative statements made by the police officer and doctor who were present when recording the dying declaration. The mental condition of the deceased was also endorsed to make such a statement. 

The Court looked at the dying declaration of the deceased and found out that there was some manipulation done in the original dying order as it appeared that some words had been inserted by the police officer with a different ink. 

To advertise the actual admissibility and credibility of the statement, the Court quoted a few judgments close to the present case’s facts. The brief of all the decisions cited are presented here as below: 

  • P.V. Radhakrishna. v. State of Karnataka, 2003: In this case, the question before the Court was to consider whether the percentage of burns suffered can act as a determinative factor in affecting the credibility and recording of a dying declaration. The Court held that there was no fixed universal rule in this regard, and it would depend upon the nature of burn, the impact of the burn, and the part of the body affected by that. 
  • Chacko v. State of Kerala, 2003: The Court in this particular case was not willing to accept the genuineness and evidentiary value of the dying declaration. In the present Prosecution based case, the deceased woman of 70 years, who had suffered 80% of the burn injuries had given the detailed dying declaration after 7 to 8 hours of burning. It was difficult for the Court to accept that the injured lady, 80% burns, could report what had happened to her. Also, in this case, the doctor made no certification on the mental and physical condition of the deceased. The Court doubted the genuineness of the document since how it was given it could not have been in such an exact position. 
  • Sham Shankar Kankaria v. State of Maharashtra, 2006: In this case, the Honorable Supreme Court restated that “the dying declaration is only a piece of untested evidence and just like any other evidence satisfy the Court that what is stated therein is the unalloyed truth and that it is safe to act upon it.” 

Various other cases were relied upon to prove the evidentiary value of the dying declaration. The Court opined that there were several doubts in the present case related to the dying declaration. It doubted whether the deceased was in a fit state of mind to give the statement or not.

Also, the number of burn injuries that Jayamma suffered had let her go through great agony, due to which she was not able to give her statement correctly.   

Particular emphasis was laid upon “the endorsement made by the doctor that the victim was in a fit state of mind to make the statement has been made not before the statement but after the statement was recorded. Normally it should be the other way around.” After that, the Court started to purport the evidentiary value of the dying declaration. 

The Hon’ble Supreme Court provided a few reasons for not convicting the Appellants in the present case. 

  • The Court noted that how the events were narrated in the dying declaration were so accurate that even if a person was in a fit state of mind, he could not have dealt with such precision of facts. However, it is argued that the dying declaration was taken in the question and answer format by the police officer. It was not noted according to the structure of the recording. The statement seems to be influenced directly and indirectly by the police officer in one direction.  
  • It was stated that the deceased was an illiterate older person, and it seems to be very strange that such a person could narrate the events in discourse with such a high degree of accuracy. 
  • The deceased, before her death, was administered highly sedative painkillers. Even the doctor himself admitted this fact. After seeing the injuries on her body, it can be completely assured that she suffered from high pain and agony. It cannot be ruled out that she might be suffering from a state of delusion and hallucination. The doctor said that the victim was in a fit state of mind after the dying declaration was recorded. The standard practice is that this statement is said before recording the dying declaration, but in this case, it was made afterwards. 
  • There was a high contradiction between the statements of the police officer and the doctor. The police officer stated that the deceased’s hands were not injured and hence she could put a thumb impression, but the doctor claimed that the deceased’s hands were injured. 
  • The police officer has himself admitted that he did not take endorsement from the doctor whether the injured was in a fit state of mind or not. The doctor and officer had tried to cover this solemn fact, and later on, the police officer took an endorsement regarding the state of mind unusually.  
  • There has been no evidence of the death being homicidal. The Prosecution made no efforts to establish that the Appellants poured the kerosene on the Jayamma and lit the fire. The Court also noted that nothing could be found from the facts when the deceased’s son and daughter-in-law have denied the incident and had claimed that she committed suicide. 
  • The Hon’ble Supreme court held that if it had been the case of homicidal death, then the deceased’s son and the daughter-in-law would have complained to the police station. However, the opposite happened. The doctor was the one who informed the police about the incident; none of the two, that was, the deceased’s son and daughter-in-law. This statement of facts cast a severe doubt and supports the supposition that the deceased might have committed suicide. 
  • The police officer had enough time to call an Executive/Judicial Magistrate to record the dying declaration. It is believed that such officers have the requisite training to judicially record dying declaration after complying with particular prerequisites such as certification, endorsement from a medical officer. Though our law does not make it mandatory to record a judicial officer’s dying declaration, it is still preferred to strengthen the case. 
  • The Hon’ble Supreme Court was reluctant to accept the contents of the dying declaration. It further said that the victim was brought to the Civil hospital at 12:30 on September 22, 1998. She died due to burn injuries almost after 30 hours, i.e., at 5:30 am on September 23, 1998. There was adequate time to call the Executive Magistrate, but the same did not happen. 

The other reason why the Supreme Court set aside the conviction of the Appellants was that it felt that the power of authority by the High Court under Section 378 of Code of Criminal Procedure, 1973 should not be invoked routinely when the view of the Trial Court is the possible and correct one. The judgment of the Trial Court should not be set aside merely on the fact that the High Court finds its view more correct and reasonable. 

The High Court should only interfere when it finds that the Trial Court misread the material evidence, leading to the complete miscarriage of justice. The Trial Court’s findings can also be correct, and hence high courts should restrict their power under Section 378 of CrPC. 

Hence, answering the potential issues involved in the case, it can be said that:

  • The Hon’ble High Court misjudged in reversing the findings of the Trial Court while exercising its power under Section 378 of CrPC. It should have dealt more reasonably and factually with the evidence, and hence the Trial Court was correct in its finding that Appellants are not guilty of the offence. 
  • The Prosecution did not successfully establish that the deceased died a homicidal death at the hands of Appellants as the statements and the dying declaration were not corroborated by the police officer and the doctor. Also, the deceased’s son and daughter-in-law did not complain, which let us presume that the deceased had committed suicide. 

Therefore, the Hon’ble Supreme Court finds it difficult to hold the Appellants guilty based only on the dying declaration. Both the criminal appeals were allowed, and the Appellants were acquitted of the charge. 

Conclusion

The present case is the classic example of the phrase, ‘Justice delayed is justice denied.’ 

It took years for the Appellants to be held not guilty of committing any offence. Besides, the deceased Jayamma’s actual cause of death came to be known after the Supreme Court concluded that the Appellants are not guilty under Section 302, read with Section 34 of the Indian Penal Code, 1860. 

Although our criminal justice jurisprudence says that ‘No one is guilty until proven.’ But the society, without acknowledging that the matter is pending before the Hon’ble Court, themselves treat the accused as criminals.

Has anyone thought about the kind of defamation and pain the Appellants may have gone through in these years? Can there be any recovery for the economic, financial, and personal damages they may have incurred? 

The Appellants went to the Prosecution’s house demanding rupees 4000 as a part of the injury caused to Reddinaika, Jayamma’s husband. But who predicted that the demand for rupees 4000 would become a bane for them and destroy their lives. 

The case also highlights the fact that the findings of the Trial Court should be taken off with utmost diligence since it is not always that they may have conducted the wrong investigation. The Trial Court in the present case acquitted the Appellants. The decision was reversed when the Prosecution appealed before the High Court, and the Appellants were held guilty. The Appellants, after that, appealed before the Hon’ble Supreme Court against the decision of the High Court. 

While acquitting the Appellants, the Hon’ble Supreme Court provided a detailed and reasonable explanation for their decision. It took a clear note of all the relevant facts and analyzed the situation minutely. The analysis provided by the Hon’ble Justices in the case is highly appreciable. 

But two questions need to be pondered over. The first is why the High Court did not take note of all these relevant facts and circumstances. It directly relied on the dying declaration provided that the Appellants were guilty. Had it analyzed it very carefully as the Hon’ble Supreme Court did, the matter would not have been listed in the Supreme Court, and a lot of litigation time would have been saved.  

The second question that arises is the prosecution witnesses, i.e., the police officer and the doctor standing in favour of the Prosecution. Even the deceased’s son, daughter in law was not in favour and admitted that Jayamma committed suicide. There were consistencies involved in the statements of the police officer and doctor, which posed a severe doubt on the relevancy of the dying declaration. 

The Court of law always relies on the evidence, and the Hon’ble Supreme Court outrightly took note of them and, based on it, declared its judgment. Justice hasn’t been served very quickly, but it has been done. Finally, the case of Jayamma & Anr. v. The State of Karnataka stands closed. 

References


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Need for sign language interpreters in judicial proceedings in India

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This article is written by Ojasvi Gupta, a student of Banaras Hindu University, Varanasi. It focuses on the rights of the deaf community in India and at an international level while contemplating the changes awaited in the near future.

Introduction

Sign language is a form of communication consisting of hand signals, gestures, facial expressions, and body language. It is an efficient means of communication for the community of Deaf and Hard-of-Hearing (DHH) community, but people with disabilities including Autism, Apraxia of speech, Cerebral Palsy, and Down Syndrome may communicate in sign language as well.

September 23 has been proclaimed as the International Day of Sign Languages by the United Nations General Assembly, with the aim to raise awareness and importance of sign language, recognizing the human rights of people who are deaf. The World Federation of the Deaf declared the theme of the International Day of Sign Languages, 2021 as “We Sign For Human Rights“. It highlights the opportunity of recognizing their rights and protecting the cultural diversity of all deaf people and other sign language users.

Sign language interpreters are professionals recognized by respective national institutions, who facilitate communication between people who are deaf or hard of hearing and people who can hear. They have a robust understanding of the conversation and ensure that the message is conveyed as it was originally intended to so that no meaning is lost in the interpretation.

Rights for People With Disability (RPWD) Act, 2016

Enacted in 2016, this legislation promotes and protects the rights and dignity of people with disabilities in various aspects of life be it educational, social, legal, economic, cultural, or political. It applies to government, non-government and private organizations. It mandates the government as well as private organisations to ensure the accessibility of infrastructure and services. The Act, if and when implemented effectively, has the potential to make the world accessible to the majority of disabled people.

Some of the key features of the RPWD Act, 2016 regarding deaf enablement are as follows:

  • Section 16 ensures that the education to persons who are deaf or blind or both is imparted in the most suitable languages and appropriate modes and means of communication. 
  • Section 17 (c) emphasizes the inclusion of teachers with disabilities via proper training.
  • Section 42 of the Act mandates all government agencies to ensure accessibility of Information and Communication including sign language interpretation. 

Implementation status

The Indian Constitution itself does not expressly prohibit discrimination against persons with disability, nor cites it as a ground for affirmative action under Article 15 (2). The RPWD Act 2016 is mostly paperwork now, except for a few encouraging ground realities. Its implementation varies across states on account of their initiative as there are still more than 15 states including prominent ones like Maharashtra which had not drafted the state rules even after 2 years of the enactment of the Act. 

The Ministry of Information and Broadcasting has issued accessibility guidelines for private TV Channels to broadcast news at least once a day with sign language. But these guidelines are neither followed in letter nor spirit, and there are no regulatory bodies that monitor the implementation. 

According to a study undertaken by Disability Rights India Foundation (DRIF) along with the National Committee on the Rights of Persons with Disabilities (NCRPD), the status of implementation of the RPWD Act, 2016, after two years of its enactment is disappointing. Some of the findings of the study are as follows:

  • Although the Act states that the State rules must be notified within 6 months of the enforcement, more than half of the states have not acted upon it. 50% of the States and UTs have not constituted State Advisory Boards (SAB), provided in Section 71 of the Act. 
  • 37.5% of the States have not appointed Commissioners for Persons with Disabilities. Even in the 62.5% of the States where there are Commissioners, the progress has not been substantial. Only 3 States have constituted Advisory Committees, composed of experts, to assist the State Commissioner.
  • A total of 19 States had not constituted the State Fund for implementing the Act in 2018.
  • Only 4 States have appointed a Nodal Officer in the District Education Office to deal with all matters related to admission of children with disabilities.
  • 58.3% of the States have not notified Special Courts in the Districts for the purpose of trying offenses under the Act and 87.5% have not appointed Special Public Prosecutors as mandated by the law.
  • Barring 3, no State has Designated Authorities to decide the nature and manner of support needed for persons with disabilities while exercising their legal capacity.

Sign language interpreters and their need in law 

Statistics from the World Federation of the Deaf hint that there are more than 70 million deaf people worldwide using about 300 different sign languages for communication. There also exists an International Sign (IS) language but it doesn’t enjoy very popular consensus. It is mainly used by deaf people in international conferences and during travelling or socializing.

Unfortunately, Human Rights Watch research around the world finds deaf people often struggling to access basic services. In India, Iran, and Russia, the lack of sign language interpreters and information in an accessible manner through technological developments obstructs access to public services and courts. In an international context, sign language interpreting is a relatively new concept in India. Officially, there are only around 250 certified sign language interpreters in India, translating for a deaf population ranging anywhere between 1.8 million and 7 million. (This estimate range is so wide because the Indian census doesn’t track the number of deaf people, instead it records and documents the total number of people with disabilities.)

The DHH community, irrespective of region and status, faces serious obstacles, if and when they enter the legal system. For a deaf person, injustices can occur at any step of the legal process, beginning with arrest, and may continue during interrogations, courtroom hearings, trials, acquittal, probation, and parole. These injustices result primarily from a lack of understanding of deaf people on the part of professionals working in the legal system. For instance, in a courtroom during a hearing or a trial, a segment of the deaf population that possesses limited communication ability faces unique barriers. Unfortunately, it is this same part of the deaf population that is most at risk for violating the law and for experiencing injustice within the legal system. Courtroom situations involving such disadvantaged individuals may worsen in the goal of providing justice for all when they refer to that segment of the DHH community, who by reasons of literacy are incompetent, or partially competent of understanding the legal process.

The legal system as an arena, although never stressed by its fraternity, is distinctly reliant on the ability to hear, and simply hiring an interpreter does not solve every concerned issue. In cases where one of the parties brings along an interpreter after paying extra, their credibility may be diluted on account of the interpreter’s neutrality and qualifications.

Sign language interpreters in courts around the world

The United Nations Convention on the Rights of Persons with Disabilities (UNCRPD) implores member States to recognize, facilitate, and promote the use of sign languages with the goal to ensure that people with disabilities can enjoy their rights on an equal basis with other human beings. The Convention provides that sign languages are equal in status to spoken languages and States have an obligation to facilitate the learning of sign language and promote the linguistic identity of the deaf community. 

  • United States of America
    • The deaf community’s legal rights are recognized in the United States of America through the Rehabilitation Act of 1973, the Americans with Disabilities Act (ADA), and the Individuals with Disabilities Act (IDEA), 1977. Section 504 of the Rehabilitation Act, though not aimed specifically at the deaf community, was the first of the laws to forbid discrimination against the differently-abled by any federal entity. The main goal was to encourage handicapped persons to contribute to society by entering the workplace. This was a great development in American history, as until then deaf persons were often segregated from the schooling and vocational positions of their choice. 
    • In 1990, the landmark ADA was introduced, which expanded the scope of civil rights for those with disabilities, including the deaf. It provides the requirement that lawyers provide auxiliary aids or related services to DHH clients unless doing so would constitute an ‘undue burden.’ Another requirement is public accommodation which ensures effective communications with individuals with disabilities. Although Title III’s list of public accommodations is expansive in its scope for providing access to lawyers, its implementation has faced numerous difficulties, many of which are caused on account by the legal profession’s failure to realize its responsibilities.
    • On April 20, 2016, U.S. Chief Justice John Roberts learned sign language to welcome legal professionals from the DHH community. Presiding as the Supreme Court bench, he signed ‘your motion is now granted’ emphasizing to all the fact that the Deaf and Hard of Hearing lawyers can now argue cases in the USA.
    • Last year only, the National Association of the Deaf had approached the federal court arguing that the administration needs to take into account the needs of the population belonging to the DHH community during the briefings held for the public concerning the pandemic. The court had ordered the White House to provide for American Sign Language interpreters at any press conference relating to coronavirus. 
  • United Kingdom
    • In the United Kingdom, disability rights advocates began asserting the requirement for similar legislation in the European Union (EU) shortly after the ADA was enacted. In 2000, the Union passed the Directive Establishing a Framework for Equal Treatment in Employment and Occupation. In 2003, the U.K. Government recognized British Sign Language as an official minority language, which increased funding for and awareness of the British DHH community. Additionally, the passing of the Equality Act of 2010, strengthened the protections against discrimination affecting the DHH community in England, Scotland, and Wales.
    • The right to an interpreter is an integral part of the right to a fair trial- an established principle of English common law. The right to an interpreter at Court is enshrined within Article 6 of the European Convention on Human Rights, which states that a person who cannot understand or speak the language used in court has the right to be provided with the assistance of an interpreter free of cost. 
  • Scotland
  • The British Sign Language (Scotland) Act 2015 was recently enacted by the Scottish government. When deaf people are detained/arrested, the use of technology is the most adequate option by the Police of Scotland and Solicitors to ensure that deaf people’s right to liberty and security is upheld, but it is not mandatory per se. The Scottish Council on Deafness (SCoD) is the head for all matters concerning deaf people and their issues in Scotland, representing 
    • Deaf /Sign Language users
    • Deafblind
    • Deafened
    • Hard of Hearing people

The Scottish Legal Aid Board (SLAB) is currently carrying out research exploring access to civil legal services for the deaf community. The findings from this research will be used to help improve access to civil legal services for people with hearing loss.

  • New Zealand
    • The global movement towards recognition for deaf rights in New Zealand was enforced through the New Zealand Sign Language Act in 2006, which recognized New Zealand Sign Language(NZSL) as an official language. It mandates the integration of NZSL in legal proceedings, effectively recognizing the right to use sign language by a member of the deaf community in the courtroom.

It should be noted that this brief insight into existing legal rights is non-exhaustive, and many countries continue to work towards promoting and protecting the rights of deaf citizens. Even though many of these laws providing accommodations or recognizing sign languages should have been passed years ago, the noticeable trend towards more expansive rights and State-mandated responsibilities is an optimistic update and with practical results in reality ensures a dignified life to such a differently-abled person.

Do courts in India provide for sign language interpreters 

As per the Indian census, (2011) the population of persons with hearing impairment is 1.3 million. However, the National Association of the Deaf estimates it to be around 1% of the Indian population, i.e., 18 million people. The Rights of Persons with Disabilities Act 2016 (RPWD) gives protection to deaf people and persons with other disabilities. Accompanying the statutory provisions are various judicial pronouncements that ensure that the rights of a deaf person are not violated during court proceedings.

In the National Association Of the Deaf Petitioner vs Union of India (20011), the Delhi High Court, in an order directed the Secretary, Delhi High Court Legal Services Committee to explore the possibility of identifying interpreters when they were faced with a hearing impaired petitioner, to assist the counsels as well as the court for dealing with the communication in cases of disabled persons. 

In Sampath v Inspector (2018), Madras High Court held that it is an established fact that a deaf and dumb person is a competent witness. The only qualification required to give evidence as per the Indian Evidence Act, 1872 is comprehension which means the witness must be able to understand the questions asked, and communication which means the witness must be capable of giving comprehensive answers to the questions or information asked.

Section 119 of the Evidence Act, 1872 deals with witnesses who are unable to communicate verbally. Usually, a witness gives testimony in a court of law by word of mouth but under this Section, a witness who is unable to speak may give his evidence in any other manner in which he can make it intelligible, be it through writing or through sign language, on the condition that such writing must be written and the signs must be made in open court. 

The Supreme Court in the judgment in State of Rajasthan vs. Darsjam Singh Alias Darshan Lal (2012), has dealt with the evidence of deaf and dumb witnesses and held that the intent of enacting the provision of Section 119 of the Evidence Act was to refute the contemplation prevalent from earlier times that deaf and dumb persons were idiots in matters of law. With the revelations of modern science, this view has changed subsequently. Now, when a deaf and dumb person is examined in the court, the court has to exercise due caution in communicating and interpreting and to ascertain before he is examined that he possesses the requisite amount of intelligence to understand the nature of matter at hand. This condition being satisfied, the witness may administer the oath with the assistance of a sign language interpreter. In case a person can read and write, it is most desirable to adopt written means.

This issue came up recently on May 15th, 2021 during a webcast of an online demonstration of the Supreme Court’s e–filing module. During this session, the former CJI and chairperson of the Supreme Court’s e-committee, SA Bobde gave a speech and the honorable Justice DY Chandrachud spoke about the background and the purpose of the live demo. While the entire show was being telecasted on Youtube, the program was beyond the reach of the deaf community as it was not accompanied by a sign language interpreter nor was the show accessible by way of closed captioning. An advocate of the Supreme Court, Mr. Shashank stated that since he joined the Supreme Court as a lawyer in the year 2011, several judges have retired, events have been organized, Supreme Court judges have given several lectures and several oath ceremonies of newly appointed judges of the Supreme Court have taken place but none of these events had sign language interpretation. 

According to him, the deaf community in India files cases and petitions not only for themselves but also for others. Recently the Assam Association of the Deaf petitioned the Supreme Court against the CAA. This shows that the small percentage of the deaf population in India is not only sensitive towards its rights but also towards the rights of Indian citizens. A PIL was filed in the Delhi High Court by a disability rights activist in September 2018 which requested recognition of Indian Sign Language. Making Indian Sign Language official will ensure that Courts across the country are inclusive and provide sign language interpreters. Because of this, there will be better employment opportunities for persons with disabilities. The DHH community can aspire to become lawyers and judges because of such accessibility. These are some of the many ways through which courts can become inclusive and follow the RPWD Act, 2016.

Conclusion

There are a number of laws, at the national as well as international level, that protect the rights of persons with hearing loss who encounter the legal system, especially the criminal judicial system. However, in practice, as often shown by organisations working for these people, these laws are either misunderstood or ignored by professionals in the system, largely because of a lack of awareness of the communication issues that persons with hearing loss face. This is especially true of the segment of the deaf population most likely to become involved with the criminal justice system, those who are uneducated, poor, belong to a social minority, and are unable to advocate for themselves. Adjustments need to be made in the law to accommodate the communication needs of deaf individuals. 

References


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Jurisdiction of foreign courts in commercial contracts

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This article is written by Shreya Singh, from Gitarattan International Business School, IPU. In this article, she discusses the doings of commercial contracts in private international law. 

Introduction

This article intends to critically evaluate the current model position of the jurisdiction of foreign courts in commercial covenants. In particular, global business means global contracts and therefore, it is ipso facto important to sculpt a dispute resolution provision that manifests parties to mitigate the tribulation of getting into litigation in an inconvenient forum. The concepts and principles in international arbitration are very intertwined as they have to meet at a certain point in time. Therefore, incorporation of ‘foreign jurisdiction clause’ is demanded which may provide for jurisdiction in a neutral forum bringing convenience in enforcement by a way of the preferred judicial system. Jurisdiction of the courts and rules of applicable law in commercial or civil matters are at the heart of judicial cooperation and must be decided beforehand. To further that end, it will talk about various avenues available for dispute resolution while the administration of covenant in the forum of choice is decided beforehand. In furtherance, it will then be queried how the parties can choose a specific forum for adjudication of dispute if any, and how the court is obliged to give effect to it.

In line with the de jure status of the legal and judicial framework in India, the recognition and enforcement of foreign judgments and decree is not a separate process. Recognition, that is, the conclusive adjudication of rights of the parties is enunciated by the law itself as in most other alternative jurisdictions. Customarily, foreign judgments act only as res judicata and several conditionalities come into play when it comes to their recognition. 

Dominion of commercial contracts in private international law

A commercial contract is the proper law of contract generally based on the principle of autonomy of the parties whereby the law by which a contract is intended to be governed is called proper law. Customarily, the question of jurisdiction is the fundamental question in all suits and legal actions. In private international law, jurisdiction means competency of the domestic courts of any country to try the suit having the foreign element.

In a covenant where each of the parties is domiciled in different countries and the laws and legal language are unalike in different realms, a model contract is needed that reflects the language that harbors and clarifies provisions that may not be acquainted therein foreign jurisdiction. Additionally, the value of litigating in a foreign jurisdiction can outdo all expectations and so is tough to quantify. Therefore, to preclude outgo, the contract itself shall dictate the selection of law, nevertheless the selection of law can even be very different from the place chosen for the resolution of a dispute.

In India, the rule of ‘lex domicile’ is used to determine the competency of the court to try the suit of a foreign element. Concerning specific provisions, Indian judicature typically takes a broad read of the interpretation of contract provisions whereby the court refers to the past precedential dictum of relevant courts and synthesizes the principles of these past cases as applicable to the facts. Wherever standard form is employed, that is supposed to supply a consistent interpretation providing some certainty. However, foreign courts don’t seem to be essentially accustomed to such universal interpretation and they could alter the operation and result of the underlying agreement and such potential alterations could eliminate this certainty and build a risk that’s troublesome to quantify.

The world expands across borders and thereupon corporations should contemplate the laws of the state and countries. Thus, it’s essential for businesses partaking in cross-border transactions to rigorously draft provisions keeping in mind foreign courts that will be decoding the terms ought to a dispute arise.

Laws governing international commercial contracts

Commercial contracts have a vast array of disputes or agreements related to general commerce and therefore one should be benefited from having a commercial dispute clause in their contract. The exception might exist whereby parties fail to select appropriate law or court and in those circumstances, the court having jurisdiction shall decide as to the relevant provisions of private international law to be applied there. 

Customarily, in international commercial disagreement, it’s observant for parties to go for arbitration. International institutions like the United Nations Convention on Contracts for the International Sale of Goods (CISG), The International Institute for the Unification of Private Law (UNIDROIT), Principles of European Contract Law (PECL), and Draft Common Frame of Reference (DCFR) give rules to interpret international business contracts uniformly.

The ‘UNCITRAL Model Law’, governs the conduct of international commercial arbitration and is one of the three pillars created by the United Nations (UN) to assist countries with different legal systems and harmonize their arbitration rules. As it is not a treaty, governments are free to copy and modify it. The model rule covers all stages of arbitration from the limitation of court intervention to the recognition and enforcement of the award by balancing between the party freedom and the need to provide for default rules to fill potential gaps.

In addition to the above, the ‘United Nations Convention on Contracts for the International Sale of Goods (CISG)’, attempts to bridge the gap between the legal system of trade internationally. It is sometimes referred to as the Vienna convention. It hinges on keeping the business relationship alive for as long as possible.

Looking at a soft law instrument for international dispute resolution, the ‘UNIDROIT Principles of International Commercial Contracts’ predominantly dominated the international sphere. It provides a balanced set of rules covering contracts in general and does not confine itself with specific contracts in the international sale of goods as in CISG. 

Parties are at liberty as to the choice of applying the Domestic Laws of the particular country to their international commercial contracts, provided that:

  1. Party with vigor may insist on its national law,
  2. Parties volitionally plump for the law of the third developed State.

Foreign jurisdiction clauses in India

The law about the enforcement of foreign jurisdiction clauses in India has been piloted under the Code of Civil Procedure,1908 (C.P.C) and the Indian Contract Act,1872 (ICA). Section 20 of CPC pellucidly brings forth as to where the suit can be initiated in case of disagreement. The Section lays out for personal jurisdiction, i.e., each suit shall be instituted in court inside the native limits of whose jurisdiction the explanation for action arises. Apropos to the foundation of exclusive and natural jurisdiction clauses, in Modi Entertainment Network v. W.S.G. Cricket Pte. Ltd (2003) the Hon’ble Supreme Court vindicated that parties can choose any courts of natural jurisdiction or a foreign court of their choice as a neutral forum and have the dispute resolved per se to the law applicable to that foreign court, notwithstanding the courts under the ambit of CPC lacking such jurisdiction. Moreover, a court may exercise its power of granting anti-injunction suit provided that:

  1. The defendant shall be under personal jurisdiction;
  2. Justice is denied if an injunction is not granted;
  3. The rule of comity applies.

The Hon’ble Supreme Court in PASL Wind Solutions Private Limited v. GE Power Conversion India Private Limited (2021) sustained that the parties to an arbitration agreement have the autonomy to determine not solely on the procedural law to be followed however additionally the substantive law. Therefore, two Indian parties can opt for a remote seat of arbitration. Delhi High Court bracing to uphold clause conferring jurisdiction on foreign court in BHEL Ltd v. Electricity Generation Incorporation (2017) held that where the background for jurisdictional clause citing for the specific forum had been enunciated, the court shall give effect to it. Here, scarcity of your time isn’t a legitimate ground to confer territorial jurisdiction to.

Governing laws and choice of arbitration with reference to India

“What if the arbitration of one country is chosen and the choice of law is of another country?”

In case of conflict of canon, private international law is used to determine the rules regarding the jurisdiction of the court, choice of law, rules for recognition, and enforcement of foreign judgment or decree. Wherefore three fundamental premises of private international law subsists:

Recognition and enforcement of a foreign judgment

The conception of recognition of a foreign judgment is found in Section 13 of the Code of Civil Procedure, 1908 which enunciates that a judgment shall be conclusive, not indecisive, and forthwith adjudge upon between the same parties or between parties under whom they or any of them claim to litigate under the same palm. In that, the court shall look at whether there is

  1. Competent jurisdiction or not;
  2. The merit of the case or not;
  3. Any violation of international law or not;
  4. Opposed to natural justice;
  5. Obtained by fraud;
  6. Any breach of Indian law.

There are several factors to be contemplated by Indian courts for recognizing a judgment, some of them other than those provided in CPC, are:

  • Question of nationality;
  • Question of date of proceedings;
  • The nature of order etc.

Court having jurisdiction

Reciprocating Territory 

As per Section 44A of the Code, the competent court for enforcement of an overseas judgment is the District Court by the way of execution of the foreign judgment.

Non-Reciprocating Territory

The foreign judgment should be enforced by filing a lawsuit before the court of the primary instance having territorial and medium of exchange jurisdiction to pass a decree rooting on the foreign judgment.

Section 44A of CPC,1908 sets out provisions regarding the execution of decrees elapsed in an exceedingly mutual territory.

Enforcement of foreign judgment

A foreign judgment can be enforced in India by instituting:

  1. A suit on such judgment or;
  2. Execution proceedings.

A suit on a foreign judgment must be filed within three years from the date of judgment: 

In Alcon Electronics Pvt. Ltd vs Celem S.A and another (2016), it has been dominated that the order of the English Court may be a judgment on the merit of the case. In the words of the Supreme Court of India: “the principle of comity of the nation demands us to respect the order of the English Court. Even with the interlocutory order, Indian courts have to give due weight to such order unless it falls under any of the exceptions under Section 13 CPC.”

Choice of law

new legal draft

“Which law should be applied to the suit in question?”

When the court concludes that it has jurisdiction to try that particular suit then the next question that arises is the ‘choice of law’. It’s the procedural stage in the litigation where there is the presence of a foreign element. The question arises that:

  1. Under which country law the issue should be decided?
  2. Whether the law of the forum and the foreign law should be applicable?

French jurist Charles Dumoulin pioneered the concept that “people who enter into an associate nursing agreement could stipulate the law that governs their bargain”

As business transactions and contractual obligations could cross territorial borders inside nations as well as international borders both physically and electronically, therefore the selection of law issues may arise if it’s necessary to interpret the terms of the contract or in the event of litigation over a contract dispute.

Consequently, determination of the choice of law is to be manifested interrelatedness to which it has the closest connection with the cause of action, to render equity. Customarily, it’s based on the concept of party autonomy that guides all international contracts. Here, parties are at liberty to plump for the law of their choice metaphorical to certain restrictions identified within the rules on the choice of procedural law and non-national law. As a methodology concept, party autonomy developed throughout the 12th Century, like freedom of contract in domestic law, as an essential component of the liberal model of market regulation. 

The draft of the Uniform Commercial Code to an international transaction express that any or all of their rights and obligations are to be determined by the law of any nominal State is effective, whether or not the dealing bears relevance to the designated State, replacing the earlier restricted view that parties need to choose a law connected either to the parties or the dispute. The law chosen by the parties (lex contractus) would govern the interpretation of the contract, its performance and the methodology to amend it, ascertain a breach of contract, rights of set-off, issues of material validity amongst other things. 

Indian Courts and English Courts tend to favour the parties’ freedom of contract. It’s not only always incumbent upon the court to apply one system of foreign law alone. As different aspects of the suit may call in varied provisions of the laws for application, for example, questions of formal validity shall be decided according to the requirement of the law. 

Where it has been entered into as governing law, the question of material validity as in the contract is valid, the legal capacity of the parties, and such other issues are decided via the lens of the governing law. All matters relating to procedures fall within the lex fori or the law of the place where the proceedings are being held. Most typically the choice of law says that you should apply the substantive law or rules of law even if they do not have any connection to the parties or the specific dispute.

Choice of forum

Customarily a forum choice clause shall cowl both the proper law of the contract and also the forum for the resulting dispute and besides would possibly browse the contract to be ruled by the precise law and courts. In the instances, if the parties make a fallacy as of the appointed court to listen to the matter, the civil procedures of the appointed jurisdiction are going to be pertained to spot, the acceptable court or the clause which may visit a particular common dispute resolution method like mediation, arbitration, lex loci arbitri, hearing before a special referee or the clause would possibly visit each requiring a particular method to be meted out in a very specific location.

Conventionally parties are free to nominate the proper law whereupon all the relevant disputes will be resolved. If there is an express selection, this selection will be respected so long as it is bonafide i.e the subjective intention shall prevail. But if parties nominate a forum this is more than indicating that they intend for the forum’s law to apply.

If the parties have selected the jurisdiction for the resolution of the dispute the implication is that the courts may nevertheless apply their lex fori which includes their general choice of law principles. Thus in the ordinary course of legal events, the foreign court may identify and apply foreign law as proper law. The majority of professionally drafted contracts address both issues and contain clauses specifying the forum and the law to be applied therein. 

Conclusion

In conclusion, I would say that based on the foregoing legal whereabouts it will be more suitable for the parties to devise a jurisdiction clause beforehand to save time, costs and reduce inconvenience. Forbye, given recent legal development and contemporary understanding one must ensure that clause to be conclusive and endow jurisdiction in a country which is a ‘reciprocating territory’ per se Indian law to bring up the execution of foreign decree deftly.

References

  1. https://www.barandbench.com/columns/25-important-judgments-on-arbitration-from-january-to-may-2021
  2. https://indiacorplaw.in/2020/12/foreign-jurisdiction-clauses-in-commercial-contracts-an-indian-perspective.html
  3. https://blog.ipleaders.in/understanding-law-governing-international-commercial-contracts/?amp=1#LawsRules_that_govern_International_Commercial_Contracts
  4. https://www.scconline.com/blog/post/2021/03/09/commercial-contracts/#_ftn3
  5. https://www.lexisnexis.ca/en-ca/ihc/2017-03/governing-law-and-choice-of-forum-clauses-explained.page
  6. https://www.mondaq.com/india/contracts-and-commercial-law/1047384/exclusive-jurisdiction-clause-in-contracts
  7. https://www.mondaq.com/nigeria/marine-shipping/24995/enforcebility-of-foreign-jurisdiction-clauses-the-nigerian-perspective

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Understanding privacy vis-à-vis state power

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Data Privacy

This article has been written by Smriti Katiyar, an Associate, Editor at LawSikho. This article has been edited by Zigishu Singh (Associate, Lawsikho) and Smriti Katiyar (Associate, Lawsikho). 

Introduction 

In 1890, in a classic article that many scholars now regard as a seminal work on privacy, Samuel Warren and Louis Brandeis described privacy in terms of being let alone or being free from intrusion. “This conception of privacy, as non-intrusion, is also evident in the writings of two U.S. Supreme Court justices: Louis Brandeis in Olmstead v. the U.S. and William Brennan in Eisenstaedt v. Baird. “We should first note that some versions of the no intrusion theory tend to confuse the condition (or content) of privacy with a right to privacy.” “This confusion is especially apparent in the writings of no intrusion theorists, such as Brandeis, who defines privacy as the right to be let alone”, and Brennan, who describes privacy as the “right of the individual . . . to be free from unwarranted government Intrusion”

According to Fried, “Privacy is not simply an absence of information about us in the minds of others, rather it is the control over the information we have about ourselves.” Miller embraces a version of the control theory when he describes privacy as the individual’s ability to control the circulation of information relating to him.

We observe privacy with such notions as liberty, solitude, autonomy, and secrecy. Nissenbaum points out that although we have privacy norms (that is, explicit privacy laws and informal privacy policies) that protect personal information considered to be intimate and sensitive for example, medical records and financial records normative protection does not generally extend to personal information considered to be neither sensitive nor intimate. She also indicates that most normative accounts of privacy have a theoretical blind spot when it comes to questions about how to protect personal information in public contexts or in what she calls spheres other than the intimate. Her analysis of this problem illustrates some of the controversies associated with the practice of mining personal data from public sources. At first glance, such a practice might seem innocuous because of the public aspect of the data involved.

A definite legal definition of ‘privacy’ is not available. Some legal experts tend to define privacy as a human right enjoyed by every human being by his or her existence. It depends on no instrument or charter. Privacy can also extend to other aspects, including bodily integrity, personal autonomy, informational self-determination, protection from state surveillance, dignity, confidentiality, compelled speech, and freedom to dissent or move or think. In short, the right to privacy has to be determined on a case-by-case basis. Privacy enjoys a robust legal framework internationally.

Article 12 of the Universal Declaration of Human Rights, 1948 and Article 17 of the International Covenant on Civil and Political Rights (ICCPR), 1966, legally protect persons against arbitrary interference with one’s privacy, family, home, correspondence, honor, and reputation. India signed and ratified the ICCPR on April 10, 1979, without reservation. Article 7 and 8 of the Charter of Fundamental Rights of the European Union, 2012, recognizes the respect for private and family life, home, and communications. Article 8 mandates the protection of personal data and its collection for a specified legitimate purpose.

Privacy is not a concept like other rights. Moreover, our notions of privacy have changed and will continue to change. If there is one major catalyst for this change, it has been technology. Built homes are a simple example of how we develop a sense of privacy which is influenced by technological development. Once we have a conception of home, we also have conceptions of a bedroom, living room, toilet, and kitchen. These spaces and conceptions created by very simple processes of technology create specific ideas of privacy. Two common ways of understanding privacy are secrecy and anonymity. We believe that our bank balance must be private. Companies do not normally make public the salaries of all their employees. Universities do not make public the marks or grades of their students in a way that violates the privacy of the student.

These notions of privacy are based on the need for security and protection. We do not want to divulge certain things about our wealth or life practices since they may be used by others to potentially harm us. So privacy becomes a way of protecting individuals or groups. But we also often overthrow privacy arguments for security purposes. We do not object to giving our biometrics when we apply for visas or when we join some private jobs.

Contemporary technology has made possible many innovations that have changed the very meaning and significance of privacy. From smartphones to the darknet, the fundamental trajectory is one to do with privacy. However, there are two worrisome aspects. In any discussion on privacy, there is a deep suspicion of the government and state, most times rightly so. But this suspicion does not extend to technology and its private agents, those that are responsible for the breakdown of the value of privacy today.

Today, in times of growing privatization, the greatest challenge to privacy comes from the private sector. It also stems from indifference to our privacy. We do not seem to value privacy today as in earlier times. Social experiments have shown that people are willing to have private information about them made public if they receive some monetary advantages

We do this all the time.” When we search for a book or a ticket, we start getting advertisements related to these searches in our supposedly private emails. What we read, search, buy, talk and perhaps even think, gets stored, used, and circulated. Everything is tracked and rerouted. We have no clue about the amount of information about our private lives that is out on the Web. All because we get free emails and free Internet access! Today, privacy has been deeply compromised through the offering of ‘free’ goods.

The state and private players

Very often when we worry about questions of privacy, it is about the role of the government or the state. The state too can do much with the information on individuals that it collects through various voluntary as well as coercive means. The concern about privacy thus was a concern about the potential misuse of such information. However, information about individuals is arguably much more in the private domain today than it is within various governments. Moreover, the mining of this information is taken up far more assiduously by the private compared to government institutions.

“The idea of privacy has always had a troubled relationship with privatisation. Private companies often have rules that protect them from being transparent in hiring policies, in affirmative action or even making public the salaries of all their employees. Private groups know best the power of the idea of privacy. They use this notion to protect themselves from governments and the public. They also realise that the greatest market that is perennially available to them is the market of trading information on privacy.”

A related problem is that the government has begun to look more and more like the private sector. Today, almost all politicians are rich entrepreneurs and hold powerful business interests. The public-private binary does not function in any useful sense as far as the governing class is concerned. Thus, privacy is not only open to manipulation by the government but even more so by the private sector. This is so especially because it is the private sector that is at the forefront of developing technologies that facilitate this mining, storing, and sharing of information.

The Trojan horse through which the state and private players enter our domains of privacy is through contemporary technologies. These technologies have now come to be seen as necessary. The fact that we so unthinkingly buy into this story shows the success of how these technologies have colonised us so effectively. The price we pay for modern technologies is not only money. The economic model that runs consumerism of modern technologies is quite different from the model of selling groceries. We are seduced by the number of free things we get in a technological gadget. The websites are free; we can download millions of books and songs for which we had to pay earlier. Why are we being given so much that is free? Like almost everything else in this world, there are always hidden costs. The major cost that we pay is the cost of our privacy — the information on each one of our private lives and, through this information, more effective control on how we act and behave.

This raises deeply troubling questions about making privacy a fundamental right. How will the Supreme Court judges be able to give a judgment on privacy as a fundamental right without also making possession, and the making, of technology as ‘rights’? How can they do this without imposing controls on predator technologies that enter the social world in the guise of making our lives comfortable? Some might argue that technology is only an intermediary tool that enables certain things, both good and bad. 

But to hold this view is to be blind to the changing modes of technological domination through digital and Internet technologies. Technology is no longer outside human and social processes; it co-creates and co-constitutes the human and the social. 

A historical and legislative insight into the concept of privacy 

The expression “privacy” is utilised regularly in the common language just as in philosophical, political, and lawful conversations and legal discussion, yet there is no single definition or investigation or importance of the term in a broader picture. The idea of privacy and protection of privacy has wide recorded roots in sociological and anthropological conversations about how broadly it is esteemed and saved and preserved in different societies. Additionally, the idea has chronicled origin in notable philosophical conversations, most outstandingly Aristotle’s differentiation between the open circle of political movement and the private circle related to family and household life. However authentic utilization of the term isn’t uniform, and there remains disarray over the significance, worth, and extent of the idea and the concept of privacy.

At present, privacy is a general idea, incorporating (in addition to other things) opportunity of thought, authority over one’s body, isolation in one’s home, command over data about oneself, opportunity from observation, assurance of one’s notoriety, and insurance from searches and cross-examinations. Consistently savants, legal theorists, and law specialists and jurists have regretted the extraordinary trouble in arriving at a fantastic origination of protection. Arthur Miller has announced that security is “difficult to define because it is exasperatingly vague and evanescent.”

“Privacy is the ability of an individual or group to seclude themselves, or information about themselves, and thereby express themselves selectively. The boundaries and content of what is considered private differ among cultures and individuals but share common themes. When something is private to a person, it usually means that something is inherently special or sensitive to them. The domain of privacy partially overlaps security (confidentiality), which can include the concepts of appropriate use, as well as protection of information. Privacy may also take the form of bodily integrity.”

The right not to be exposed to unsanctioned intrusion of privacy by the administration, that is to say the government enterprises or people, is a piece of numerous nations ‘privacy laws, and now and again, constitutions. Practically all nations have laws which limit security here and there. A case of this would be law concerning tax assessment, which ordinarily requires the sharing of data about close to home pay or profit. In certain nations individual privacy may struggle with the right to speak freely of certain laws and a few laws may require open divulgence and full public disclosure of data which would be viewed as private in different nations and societies.

Privacy could also be voluntarily sacrificed, normally in exchange for perceived benefits and often with specific dangers and losses, although this is often a strategic view of human relationships. For example, people could also be able to reveal their name if that permits them to market trust by others and thus build meaningful social relations. Research shows that folks are more willing to voluntarily sacrifice privacy if the info. gatherer is seen to be transparent on what information is gathered and the way it’s used. In the business world, an individual may volunteer personal details (often for advertising purposes)  to gamble on winning a prize. A person can also disclose personal information as a part of being an executive for a publicly-traded company within the USA pursuant to federal law. Personal information which is voluntarily shared but subsequently stolen or misused can cause fraud.

Understanding the concept of universal individual privacy 

The concept of universal individual privacy is a modern construct primarily associated with Western culture, British and North American in particular, and remained virtually unknown in some cultures until recent times. According to some researchers, this concept sets Anglo-American culture apart even from Western European cultures such as French or Italian. Most cultures, however, recognize the ability of individuals to withhold certain parts of their personal information from wider society—closing the door to one’s home, for example.

The distinction or overlap between secrecy and privacy is ontologically subtle, which is why the word “privacy” is an example of an untranslatable lexeme, and many languages do not have a specific word for “privacy”. The distinction hinges on the discreteness of interests of parties (persons or groups), which can have emic variation depending on cultural mores of individualism, collectivism, and the negotiation between individual and group rights. The difference is sometimes expressed humorously as “when I withhold information, it is privacy; when you withhold information, it is secrecy.”

A broad multicultural literary tradition going to the beginnings of recorded history discusses the concept of privacy. One way of categorizing all concepts of privacy is by considering all discussions as one of these concepts:

1.     The right to be let alone.

2.     The option to limit the access others have to one’s personal information.

3.     Secrecy, or the option to conceal any information from others.

4.     Control over others’ use of information about oneself.

5.     States of privacy.

6.     Personhood and autonomy.

7.     self-identity and personal growth.

8.     protection of intimate relationships.

The need for privacy as a fundamental right

Exercise the limit on power

“Privacy is a limit on government power, as well as the power of private sector companies. The more a person knows about us, the more power he or she can have over us. Vital decisions in our lives are made using personal data. It can be used to influence our position in society; and it can be used to impact our decisions and mould our behaviour. It can be used as a tool to exercise control over us. And in the hands of a malicious mind, personal data can cause great harm to us.”

Respect for individuals beings

“Privacy is about respecting individuals. If someone has a valid reason to keep something private, it is offensive to not pay attention to that person’s wishes without an appropriate reason to do so. Of course, the aspiration for privacy can cause clashes with essential values, so privacy may not always win out in the balance. Sometimes people’s desires for privacy are rendered unimportant because of the view that the harm in doing so is minor. Even if this doesn’t cause severe injury, it shows a lack of respect for that person. In a sense, it is saying: “I care about my interests, but I don’t care about yours.”

Reputation management and protection

“Privacy enables people to manage their self-esteem. Our relations, chances are given to us and overall well-being is affected by how others judge us. Shielding reputation depends on protecting against not only inaccuracy but also certain truths or knowing personal details about others. People judge badly, they judge in haste, they judge out of context, they judge without listening to the full story and they judge with hypocrisy. Privacy can lend a hand to people from getting into such exasperating and troublesome judgments.”

Maintaining and creating appropriate social boundaries

“People tend to make boundaries from others in society, which are both physical and informational. We need places of solitude to retreat to, places where we are free of other’s gaze to get our peace. To make ourselves at ease. We make informational boundaries for the varied relationships we have. Privacy helps in the management of these boundaries. Negligence towards these boundaries can lead to awkward social situations and damage our relationships. Privacy reduces social friction. People don’t want others to know everything about them or want to know everything about others; hence phrases “none of your business” and “too much information” came into being.”

Trust

“In relationships, be it personal, professional, governmental, or commercial, we all depend on mutual trust. Breaches of confidentiality are breaches of trust. In professional relationships, this trust is key to maintaining candour in the relationship. We trust other people we interact with as well as do business in the same way. If the trust is broken in one relationship it acts as a hindrance for us to trust in another relationship.”

Control over one’s life

Personal data affects nearly everything we can think of. It is essential to so many decisions made about us like, “Will our loan be sanctioned or not?” or “Will we get our dream job?. It determines whether we have been involved in illegal activities, been searched at the airport, or been enquired by the government. Without knowing how our data is being used, we cannot correct it or to object when this data usage causes us harm, and in turn, makes us helpless. We cannot have autonomy and control over our own lives if so many decisions about us are being taken without our participation and awareness.

Freedom of thought, speech, and expression

“The key to freedom of thought is privacy. A watchful eye over everything that one reads or watches can push us from discovering ideas outside the mainstream. It is also the key to protect from speaking unpopular messages. And privacy doesn’t just provide a shield from fringe activities. We may want to censure people we know to others yet not share that criticism with everyone. A person might want to discover ideas that their family or friends or colleagues don’t like.”

Freedom of social and political activities

“Privacy provides a shield to our ability to relate with others and engage in politics. A major component of freedom of political association is the capacity to do so with privacy if one selects. We protect privacy at the ballot because of the concern that failing to do so would chill people’s voting their true conscience. Privacy of the associations and activities that lead up to going to the voting booth is important due to the fact that is how we form and discuss our political beliefs. The watchful eye can disrupt and unduly affect these activities.”

Ability to change and have second chances

“Many of us are not static; we change and develop throughout our lives. Great value lies in the ability to have another chance, to be able to move further on a mistake, to be able to reinvent oneself. This ability is nurtured by privacy. It permits us to grow and mature without being shackled with all the mindless things we might have done before. Certainly, not all misdeeds should be protected, but some should be because we want to cheer up and facilitate growth and improvement.”

Not having to explain or justify oneself

“One of the major reasons why privacy matters is not having to explain or justify oneself. One may do a lot of things and activities if judged from afar by others having zero knowledge or understanding, which may seem odd or embarrassing or worse. It can be a heavy burden if we continuously have to imagine how everything we do will be understood by others and have to be ready to explain.”

Privacy as a Trade-off

 It is often misconstrued that the only martyr of national surveillance is personal privacy. This is largely true, however, the impacts of personal privacy (or the lack of it) on consumer behaviour remains to be largely undocumented. A hit to privacy may have widespread economic consequences to the government as well as for-profit organisations. This phenomenon manifested itself on 6 October 2015 at the European Court of Justice.

The Safe Harbour Privacy Principles were intended to prevent private companies in the European Union or the United States from accidentally leaking private customer data stored in their systems. In a verdict[9] in July 2000, the European Commission(EC) decided that US companies which adhere to seven principles and register that they meet the “safe harbour scheme” (a series of self-certifications), were allowed to move customer data from the EU to the US. This is referred to as the Safe Harbour decision.

This decision was quashed by the European Court of Justice, stating “legislation permitting the public authorities to have access on a generalised basis to the content of electronic communications must be regarded as compromising the essence of the fundamental right to respect for private life”

The decision, though made in the aftermath of revelations by former CIA employee and contractor Edward Snowden, has a much larger impact on businesses not just in the US but across the world. Organisations are now keen to understand the impact of the latest privacy protection laws in states and what they can do to actively comply as well as go farther to boost consumer confidence without compromising the revenues. In this case, the loss of trust of the European consumer in US companies has the potential to hurt their bottom-line in the long haul. It is now imperative for businesses to assess privacy protection, benefits from data sharing, pecuniary interests, and national security as four important pillars of consumer satisfaction and balance them in the best way possible. 

Individuals sub-consciously evaluate the trade-offs between the public and private status of their data. Companies, the legal system as well as the government need to quantify the economic worth that people assign to the security of personal data. It is imperative to organizations because depending on customers’ value assigned to privacy, managers can evaluate positive or adverse reactions at each step.

Ever-increasing global concerns over privacy have now given businesses a compelling reason to include it in their broader business strategies. Even so, organisations are fully aware that not using consumer data for targeted marketing campaigns can put them at a severe competitive disadvantage. Often the privacy guidelines recommended by the state are cost-intensive and businesses resort to providing the bare minimum levels of privacy protection guided by the competition. For instance, for European firms, these are mainly based on taking customers’ consent as mandated by the General Data Protection Regulation (GDPR). Such lackadaisical approach of businesses is a result of a widespread assumption that however strong the consumers’ concerns over piracy, their purchasing behaviour seldom reflects these concerns.

However, a survey conducted by CISCO in 2019 has indicated that such a strategy may be myopic at best. This survey, with 2601 respondents revealed that about a third of consumers concerned about privacy are either willing to or already have changed brand loyalties as a result of the privacy protection policies of the respective firms. This group is called privacy activists and the remaining is called privacy non-actives. 

The single biggest takeaway from the CISCO survey is how the privacy activists and privacy non-actives react to opportunities of trade-offs between benefits of data sharing and privacy of personal data. To the surprise of many, privacy activists were more likely to share data in lieu of benefits. More than 3/5th were comfortable with providing their buying records for customized services, compared to only 30% of non-actives. Several other trade-offs later it was established that privacy actives were roughly twice as likely to be comfortable to trade-offs as compared to non-actives. Although counterintuitive, it is clear from the study that the more privacy-conscious or informed the consumers are, the more likely they are to understand the benefits of sharing data. This conclusion also finds resonance in Alessandro Acquisti’s paper “Privacy in Electronic Commerce and the Economics of Immediate Gratification, 2004” where he explains further using mathematical modeling and using the concept of marginal utility.

Businesses and policymakers can use this understanding to balance the privacy standards and the benefits accrued from sharing of data. For businesses, the starting point can be reaching out to their customers and finding out their opinion on the sufficiency or insufficiency of privacy measures taken by the firm. Overtures like these can help start discussions regarding fair rewards for the use of their data.

Rather than clamping down on firms by using austere rules on piracy, policymakers can address the issue of information asymmetry and bounded rationality faced by the consumers when faced with privacy challenges. According to the survey, most consumers complain that they do not know what the company is doing with their data.  For instance, only 11% of users understand the purpose or meaning of cookies and the benefits or consequences of opting out or opting in, only less than half understood that cookies give away the geographic location of the computer. The role of the policymaker is to educate the consumers on privacy challenges, understanding disclosures, and trade-offs, so that they can make more informed decisions based on their privacy expectations. 

On a broader level, the state needs to find a justified valuation of individual privacy when trade-offs are made for benefits. The first attempt towards this goal was made by the 104th United States Congress in the form of the Health Insurance Portability and Accountability Act of 1996 (HIPAA) signed by President Bill Clinton. Enacted with the motive of protecting personally identifiable information from theft and fraud, the Act essentially traded off privacy protections for increased administrative costs. Now, in order to understand the worth of this trade-off to the patients, it is essential to quantify their individual privacy valuations. Multiple researchers have forayed into answering this puzzle in diverse contexts. We will discuss some of them here. A study by researchers at Humboldt University Berlin reveals a disjunction between the privacy preferences as stated by the consumers and their actual behaviour in market conditions. It appears to support our inference from the CISCO survey that even the most privacy-conscious individuals are likely to trade off private information for their choice of benefits. 

The study employs standard multivariate clustering techniques (k-means), to categorise subjects into four groups with different privacy-attitudes: Privacy fundamentalists (highly privacy conscious subjects), marginally concerned users, pragmatic users (further subdivided into identity concerned and profile concerned). The identity concerns being talked about here are name, address, or/and e-mail, while profile concerns are interests, hobbies, health, and related personal data.

The results of the study are useful to understand the privacy discourse as it has proceeded in the IT age. It is one of the first of its kind to provide empirical evidence of consumers’ actions regarding sensitive data. It renders a major assumption hitherto taken as a fact baseless: that privacy attitudes are directly proportional to privacy behaviours. It is in fact, quite the opposite. It calls for a change in the formation of privacy regulations: the design needs to protect individuals from different degrees of self-exposure.

When seen from the economic viewpoint, the focus of privacy research concluded so far focuses on privacy as simply protection of personal information. Such protection or concealment is assumed to be intentional and rational. In a free market, however, the individuals can decide to share an optimal amount of personal information, varying with each individual. The cost of private information is subjective for each individual. When the monetary costs of information leak or sharing are quantifiable it still leads to some uncertainty in the risk (or lack of risk) of such a cost. Precise calculation of privacy valuations can also be attempted using concepts from behavioural economics and decision sciences. It is also important to consider the irrational factors that affect the decision making. In the end the consumers face two broad categories of choices when it comes to privacy challenges: benefits in lieu of personal information or cost in lieu of protecting their personal information. 

Studies have focussed on the willingness to accept (WTA) versus willingness to pay (WTP)

WTA is the minimum price a consumer would accept to share personal information while WTP is the highest price a consumer would spend to buy information. WTA tends to be higher, best explained by the risk aversion of consumers. From the consideration of privacy, this difference between WTA and WTP can predict how willing a person would be to share personal information if he has until now not had his personal information shared anywhere and has now been asked to pay to continue to secure his privacy. On the other hand, would someone who is willing to share information for monetary benefits reconsider his decision if this results in loss of privacy. However, the mathematical models have not been able to quantify how much consumers would be willing to spend to protect the data and/or the value they would be willing to accept to share the same. If there is a difference in the two values then it would not be possible to accurately establish the value assigned to the protection and/or sell personal information.

State power

We discussed the economic aspects, now let us understand state affairs. In the lines of Lord Acton, “Power corrupts and absolute power corrupts absolutely”, with the following view this paper deals with the intricacies of the country and country’s need to hold on to the idea of constitutionalism through limited government. The concept is then discussed about the role which the judiciary plays in protecting the rights of the citizens of the country. The paper focuses on the fundamental right of privacy under “Article 21” of the Constitution.

The question arises that what exactly is a limited government and what is the provision which deals in the privacy issues and if at all, then how can judiciary help in bridging the current situation and for harmonisation between both; the government and the citizens of the country, so that neither the fundamental right under the Constitution relating to privacy is curbed while also taking appropriate but not extravagant measures to keep a check on the security of the nation nor the unsolicited surveillance that happens at every digital footprint an individual leaves.

Genesis of the Constitution 

To understand the concept of the aforementioned terms such as “constitutionalism”, “limited government”, “right to privacy”, we must first understand what is the constitution, from where it all started, and the genesis of the concepts like government, rights, etc. How the rule of law plays an important role in upholding constitutionalism and what are the case laws which helped in developing the right to privacy as we know today.

Constitution and its definition

In simple terms, “The organic and fundamental law of a nation or state, which may be written or unwritten, establishing the character and conception of its government, laying the basic principles to which its internal life is to be conformed, organizing the government, and regulating, distributing, and limiting the functions of its different departments, and prescribing the extent and manner of the exercise of sovereign powers. In a more general sense, any fundamental or important law or edict”

It can be understood from the mentioned text that the constitution is the law of the land and the supreme power vests with the constitution and the division of power amongst the three organs of the state will be based on the provisions mentioned in it or according to the constitutional conventions. Ideally, there should be a separation of power on both personnel as well as the functional level to prevent any kind of arbitrariness from any of the three organs.

“The legislative department shall never exercise the executive and judicial powers, or either of them: the executive shall never exercise the legislative and judicial powers, or either of them: the judicial shall never exercise the legislative and executive powers, or either of them: to the end it may be a government of laws and not of men.”

To maintain this, there should always be a system of checks and balances where each organ can stop the other from encroaching the jurisdiction of one another and formulation and execution of law is on the basis of the concept of  “rule of law”, which is nothing but the principles against arbitrary nature of the superior authority. Rule of law is nothing but, “Doctrine of Political Morality” and states that balance between rights and power and between the individuals and the state should always be maintained.  But, seldom has it happened that while making the legislation or while implementing them, the legislature and the executive body go out of their scope of power and formulate such laws which are arbitrary in nature and which violates curbs or abrogates the basic fundamental rights of the citizens.

Importance of the rule of law in maintaining constitutionalism

Whenever the discussion about the scope of the government to make such laws takes place, it is inevitable for the discussion to shift to the scope, application and position of rule of law in that particular country. The concept of rule of law is the basic feature of constitutionalism. It is a dynamic concept. It is also a central feature of the constitution system and basic feature of the constitution. The entire concept is based on, “Principle of law and not of men”. Over the years the supreme court of India has developed some principles of rule of law and thereby developing constitutionalism. The best example of the same is given in the case of  Veena Seth v. State of Bihar, in which the Supreme Court extended the rule of law to the poor and downtrodden” , the illiterate masses of the nation and further went on to describe that how in India no action can be taken except under the authority of law and duty has been cast upon the judges to enforce the rule of law, because even though India as a country has active rule of law in the letter as well as the spirit and it is expected that constitutionalism is natural corollary to governance in India, but, in experience last 60 years process of governance is a mixed one. Even after having an excellent administrative structure for maximum welfare, the excessive bureaucratisation eventually leads to the alienation of the rulers from the ruled. It is important that the laws made must be in concurrence with the law of the land and should give equal protection of law and maintain equality before law. The downtrodden and poor people make bulk of humanity in India and the rule of law does not merely exist for people in power or who are well off and have means to fight for their rights but also for people who do not have the means, without being under the influence of the government or with excessive interference from the government.

“Limited Government” :  origin and scope

Whenever the power of the government to intervene in the lives and activities of the people is limited by the constitutional law, that kind of government is said to be a “limited government”. Limited government refers to any government in which its powers over the people are limited by the constitution of that country whether written or unwritten or overriding rule of law.

The basic concept is to stop “absolutism” and concentration of power which are bestowed in the hands of a single person, such as monarchs or dictators or similar sovereign. “Magna Carta” was the first ever charter which was legally binding and was formed to limit the powers of the rulers and introduced the concept of limited government for the first time. The limited government is almost exactly opposite of the doctrine of absolutism. The ideology behind both of them is completely different. It is against the Divine Right of Kings, which grants unlimited sovereignty to a single person over the people.

The history of limited government dates back to 1215, when Magna Carta was first introduced in the western civilization. It was not a conclusive and well defined charter and although it did limit powers of the king, it was only a small section of English people which could benefit from it but because of this development, it granted the king’s barons certain rights which were limited in nature but could be applied in opposition to the king’s policies. After the charter of Magna Carta, other such revolutions broke resulting in other similar documents which then lead to the strengthening of the concept of the limited government. One such example is “The English Bill of Rights”, arising from the “Glorious Revolution” of 1688, which further limited the powers of royal sovereignty. The U.S. Constitution, In contrast to the Magna Carta and English Bill of Rights, establishes a central government, which is then limited by the constitution itself along with its amendments; the government is limited by the document itself by the system of three branches of government which put limits over each.

Other’s powers and the process is called the system of checks and balances. This entire process is called the “Separation of power.” One of the greatest accomplishments of humanity is the limited government ,however just a part of mankind is getting a chance to enjoy it and that too they are enjoying it imperfectly; and wherever it is enjoyed; its tenure is ever hazardously prone to fall or crumple or is unstable. The experience of the past century has made clear the insecurity of constitutional government and the need for courage in achieving it and vigilance in maintaining it.

The people advocating the phenomenon of limited government are not anti-government as some people claim them to be. Rather they are only belligerent to concentrations of coercive power and to the arbitrary use of power against right. With a deep appreciation for the lessons of history and the dangers of unconstrained government, they advocate for constitutionally limited government, with the delegated authority and means to protect the rights, but not so powerful as to destroy or negate them.

The Indian legal system was established to provide limited government. The intention of the constitution framers was that the independent existence of India was based on certain truths for example that “All Men are made equal”, that they are bestowed by their Creator with certain unalienable Rights, that among these are “Life, Liberty, and the Pursuit of Happiness” is there and  that to secure these rights, governments are established among men, getting their equitable powers from the consent of the governed, that at whatever point any form of government ends up ruinous of these ends, it is the right of the people to modify or to abrogate it, and to initiate new Government, establishing its framework on such principles, and sorting out its powers in such form, as to them will appear to be well on the way to impact their safety and happiness.

Masterminds of a welfare society didn’t cull those certainties out of anywhere, nor did they just design the standards of the Indian Government. They drew on their insight into a large number of long stretches of mankind’s history, during which numerous people groups battled for freedom and limited government. There were both defeats and victories along the way.

“Through the study of history, the founders learned about the division of power among judicial, legislative, and executive branches; about federalism; about checks and balances among divided powers; about redress and representation; and about the right of resistance, made effective by the legal right to bear arms, an ancient right of free persons. Liberty and limited government were not invented in 1947 they were reaffirmed and strengthened.” It is important to understand these concepts to determine, exactly how much of encroachment on a right can take place, the legality of it, whether the state has unfettered power or not and whether the acts of the government in terms of violating the privacy of individuals is a black spot on the system of checks and balances and what role can judiciary play, if ant, to work as an effective deterrent towards the unsolicited usage of power. For further understanding, it is important to understand the legal framework of the state and how the judiciary, over time, has triumphed out as the ultimate advocate of peoples rights and privacy.

References

  1. Kennneth einar himma and herman t tavani , The Handbook of Information and Computer Ethics , (john wiley and sons, inc )
  2. Privacy, Stanford Encyclopaedia of Philosophy,  http://plato.stanford.edu/entries/privacy.  (visited on Feb 20, 2018).
  3. Daniel J. Solove, Conceptualizing Privacy, California Law Review, Vol. 90, No. 4 (2002), Available at: http://www.jstor.org/stable/3481326?origin=JSTOR-pdf.  (visited on Feb 20, 2018).
  4. Alessandro Acquisti, Privacy in Electronic Commerce and the Economics of Immediate Gratification H. John Heinz III School of Public Policy and Management, Carnegie Mellon University, [email protected]
  5. letter lord Acton wrote to scholar and ecclesiastic Mandell Creighton, dated April 1887.
  6. John M. Gest, “THE WRITINGS OF SIR EDWARD COKE”, 18 Yale L.J. 523, 504-532   (1909).
  7. King Louis XIV (1643–1715) of France furnished the most familiar assertion of absolutism when he said, “L’état, c’est moi
  8. Act signed into law in 1689 by William III and Mary II, who became co-rulers in England after the overthrow of King James II. The bill outlined specific constitutional and civil rights and ultimately gave Parliament power over the monarchy.
  9. Glorious Revolution (1688-1689) established the supremacy of parliament over the British monarch.  It involved the overthrow of the Catholic king James II, who was replaced by his Protestant daughter Mary 
  10. Thomas Jefferson , 1776 , beginning of the American Revolution coined the phrase in the original draft of declaration of independence 

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Trademark counterfeiting : a notion

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This article is written by Shreya Singh, from Gitarattan International Business School, IPU. The write-up deliberates on the abstraction of counterfeiting of trademarks.

Introduction

It might be arduous to accept the fact that the term ‘counterfeiting’ has not been defined anywhere in the Indian Trade Marks Act, 1991. An act of producing, selling, or offering to sell a product or service that has been identified to the legally registered brand/trademark can be termed counterfeiting. Tendering it into simple words we can say that, counterfeits are illegal products or services that are fabricated or commercialized towards transgression of a trademark, copyright, patent, or other intellectual property rights (IPRs). 

The Global Brand Counterfeiting Report, 2018 talks about the difficulty of the proliferation of trademark counterfeiting. As per this report “the amount of total counterfeiting globally has reached to 1.2 Trillion USD in 2017 and is bound to reach 1.82 Trillion USD by the year 2020.”

Organizations like WIPO (World Intellectual Property Organisation) and the INTERPOL (International Criminal Police Organisation) are working on a plan of action to fight the proliferated rate of counterfeiting.

What is trademark counterfeiting

Oscar Wilde once said that “imitation is the sincerest form of flattery that mediocrity can pay to greatness,” but in the real world the imitation is a matter of scale, especially under the IP laws.

Trademark counterfeiting is when an established trademark is placed on a product or service that is not one of the legitimate goods offered by the trademark owner.

It can be defined as any known manufacture, distribution, or intent to distribute items bearing counterfeit trademarks. The item will be considered to bear a counterfeit trademark if it contains any mark that identifies as it is coming from a source that is normally associated with the distribution of the product but it does not come from that source. The enforcement of trademark counterfeiting laws is to protect potential consumers as is the case with all trademark policies. 

Trademark law extends protection to marks that haven’t been registered as long as they need to be employed in commerce. The enforcement of counterfeiting laws is contingent upon the mark having been registered with a governing law office, this provides extra incentive to trademark holders to register their marks. Finding an intent to distribute is often an essential element to establish a trademark counterfeiting claim. 

Section 102 of the Trademark Act says that “Falsifying of Trademark is when a person without the assent of the proprietor of the trademark makes a trademark or a deceptively similar mark”. 

It won’t be impromptu to say that we all have spotted products from the various luxurious brands like Versace, Brahmin, Gucci, Prada, Armani, etc. at the roadside or in the street shops that at very represent the real-life example of trademark counterfeiting.

Counterfeiting as per the IP Rights Enforcement Rules, 2007

The import of goods infringing intellectual property rights is prohibited under the Customs Act 1962, read with the Intellectual Property Rights (Imported Goods) Enforcement Rules, 2007.

Any merchandise that is created, reproduced and placed into circulation or otherwise utilized in breach of the holding law in India or outside India and while not the consent of the proper holder or someone punctually authorized to try and do so by the proper holder is going to be coated underneath this rule. 

As per the regulations, an IP rights holder while registering their rights with customs, shall by writing a notice to the commissioner of custom or any custom officer authorized, request for suspension of clearance of products suspected to be infringing intellectual property rights at port thereof.

As Customs Act considers counterfeit goods intrinsically as prohibited goods, they can suspend the clearance of goods on their initiative as well as where it is prima facie evident or reasonable grounds exist to believe that the import of specific goods may infringe the intellectual property rights. 

Forbye, the import of allegedly infringing goods into India shall be deemed as prohibited within the meaning of Section 11 of the Customs Act 1962 only after the grant of the registration of the notice by the Commissioner on examination.

The rule excludes baggage and de-minimis imports.

Difference between counterfeit and infringement

“Counterfeiting is always trademark infringement but trademark infringement is not always counterfeiting.”

They may prima facie look identical but a thin line of difference exists between both the terms. Counterfeiting means to emulate something with the intent to deceive an individual into believing that the product is identical to the trademark validly registered in respect of such goods and which thereby infringes the right of the owner of the trademark in question. Whereas, a trademark is infringed once, marks crash into each other which is probably going to steer to shopper confusion concerning sources, support, or affiliation.

Counterfeiting will mean it is a trademark deceptive infringement that is taking a trademark that’s registered with the patent and trademark workplace and somebody creates a spurious imitation of that mark. If you have registered a trademark that is however counterfeited you’ll have potential remedies.

The legal obligation here as the case suggests can be understood by a Latin maxim semper necessitas probandi incumbit ei qui agit,” which means “the necessity of proof always lies with the person who lays charges.” Thus, the ‘Onus Probandi’ or burden of production in counterfeit goods lies on the plaintiff wherein with a mere manifestation of the product they can sue the defendant. Always, in an action for infringement, the burden remains with the opponent to prove that the registration of the trademark of the applicant will create confusion and deception in the market and would harm the goodwill of his business.

Trademark infringement is catholic and a more far-flung concept up against counterfeiting. In the context of counterfeiting, remedies can be subjugated to IP regulations in India under Section 63 of the Copyright Act, 1957, or Section 135 of the Trademark Act. Moreover, the criminal remedy can also be availed under Section 102 and 103 of the Trademark Act and Section 476 of the Indian Penal Code, and in the event of trade infringement, civil remedies of injunction and damages can be solicited.

Position overseas 

According to Forbes, in 2018 counterfeiting was the largest criminal enterprise in the world.

Product counterfeiting is not confined to national borders and organized networks of counterfeiters often operate across several countries. This international production in counterfeits often involves organized criminals with extensive international networks. The amount of total counterfeiting globally has reached 1.2 Trillion USD.

Although some bodies like Interpol and the WCO step up to fight against counterfeit products. The World Customs Organization and Interpol plan to promote cooperation between enforcement agencies to stop the proliferation of counterfeit products in international trade. Furthermore, a not-for-profit membership organization, Counterfeiting Intelligence Bureau (CIB) was formed within ICC Commercial Crime Services to fight against the production and distribution of counterfeit goods.

The influence of counterfeiting on the economy 

Counterfeit products pose a serious threat to the health and safety of consumers, economies, and national security. It’s a big problem that not only affects the producer of genuine items but also involves big socio-economic costs, the ultimate victim being the consumer who receives the poor quality of goods at an excessive price.

Counterfeiting has affected worldwide. It is estimated that the total value of international trade in counterfeit and pirated goods in the year 2022 will be around US$2.3 trillion which is a big problem. 

The way counterfeiting harms the business, economy, and society is delineated below:

  • It deprives the government of revenues from vital public services, forcing more burdens on taxpayers and dislocating millions of legitimate jobs. For example, GST is one of the revenue-generating tax sources for the government. However, due to the prevalence of counterfeits within the market, less GST gets submitted with the Government Treasury Fund thereby hindering the overall country’s growth.
  • FDI creates new jobs and a lot of opportunities as investors build new firms in foreign countries, the lack of IP enforcement rules and counterfeiting additionally damages the country’s ability to draw in and retain Foreign Direct Investment (FDI).
  • Counterfeiters also use their profits to fund other criminal activities and further still the displaced profits reduce the return on innovation, a key driver of social progress. You must know that when you buy counterfeit products it fuels the illegal industry. The supporting organization may also produce defective and encases dangerous products and even fake hearts for medications or cancer pills. Counterfeits are never a bargain and in the end, we all pay the price.

India has no enactments dealing specifically with the issue of counterfeiting and piracy. The initiative has been taken by the cabinet and various statutes providing for various civil, criminal, and administrative remedies as anti-counterfeiting have been introduced. Getting into a statutory framework governing counterfeiting we have:

Remedies against counterfeiting in IPR

Trade Marks Act, 1999

It’s the principal legislation governing trademarks in India. Anyone looking for countermeasures under this Act can solicit to go for either civil or criminal remedies against the infringement of the trademark. Section 29 of the Act makes provision for the protection of registered trademark in case infringed by someone and insulate rights of an unregistered proprietor or licensee also. The burden of proving the assent of the proprietor in a situation of falsifying and falsely applying for trademark lying on the accused is provided under Section 102. Furthermore, Section 103 and Section 105 act as penalty clauses, providing for false trademarks, trade description, etc., and thereby subsequent conviction of anyone already convicted under Section 103 and 104 before. Meanwhile, civil remedy for the same is charted in Section 135 which lays down relief in suits for infringement or passing off providing for injunction orders, damages, or an account of profit, together with or without any order for delivery of infringing labels.

Copyright Act, 1957

Copyright, as the name suggests, is a property right that gives the owner of that work the right to reproduce, publish, or sell their original work of authorship. The statutory provisions for copyright infringement include both civil and criminal remedies which include:

Section 55 of the Copyright Act, 1957 provides for civil remedies for infringement of copyright which put in remedies of injunction, damages, accounts, and otherwise as are or may be conferred by law for infringing the right.

Section 64 provides for seizure of infringing copies of the work, wherever found and thus be confiscated, as shortly as practicable.

Section 53 provides for administrative remedies consisting of moving the registrar of copyright to ban the import of infringing copies in India which is by such importation.

Offenses under the Trademark Act 1999 and the Copyright Act 1957 may without the adjudication of a magistrate upon the issue be investigated by the police. And to put this into effect, an opinion from the registrar of trademarks is compulsory as under Section 115(4) of the Trademark Act 1999. Moreover, criminal action can be brought up against an unknown person as well that is disclosing the infringer’s identity is not necessary.

Designs Act, 2000

To protect the original or authentic design from getting copied and thereby causing loss to proprietors, this Act calls for civil remedy only in cases of piracy of the registered design.

Section 22 of the Act defines the liabilities of a person who infringes the design making him blameworthy to pay for the recovery of infringement a sum up to ₹ 50,000 per registered design. Furthermore, an interim injunction can be obtained to stop the fabrication of imitated products thereof.

Information Technology Act, 2000

The Act’s provision provides claimants with both civil and criminal rights for any infringing activities carried out by a means of electronic commerce. Civil remedies consist of penalties and compensation for technology-related crimes. In criminal cases, the offense is cognizable and non-bailable and is investigated by specialized IT and cyber crimes teams.

In Domain Name Dispute Resolution Policy (INDRP)

Domain names are technically not a form of intellectual property but domain name dispute resolution practice is being done by almost every IP boutique firm in India due to strong interconnection with trademark law.

The domain name is the internet equivalent of a telephone number or address which helps to locate a particular web page and send emails. Eg. The web address for Google is www.google.com. As the internet is an immensely popular and highly preferred platform for business and information of all types, protecting the domain name is more important than ever. 

A person aggrieved by registration of a ‘.in’ domain may file a complaint to seek remedy and is thereby required to prove that no right or legitimate interest in domain name lies for the registrant. Remedies available to a complainant according to any proceeding before an arbitrator shall be limited to praying for the cancellation of the Registrant’s domain name or the transfer of the Registrant’s domain name registration to the complainant.

Montblanc Simplo Gmbh v. Gaurav Bhatia & Ors. (2017)

It is one of the leading cases in the offence fight with the counterfeit menace and innards regarding damages in trademark law. Here the Delhi High Court in its judgment has dictated a permanent injunction and further passed restraining orders against the sale of counterfeits which were being represented to be bona fides to the original one stating it to be in infringement of trademark legislation. 

In addition, the Court while dismissing the plea for damages to the plaintiff also addressed the fundamental question as to when and how much of the damages should be granted and further stated that the court may refuse to grant damages on lack of sufficient evidence of forfeiture or as the case may be. 

Conclusion

Counterfeiting is a big business incontrovertibly. It’s an organized crime that hurts legitimate companies, especially small businesses, and forbye encumber the health and safety of consumers, economies, and national security. It further tries to deprive the government of revenues and consigns a burden to taxpayers. Anti-counterfeiting laws are providing policies for better surveillance preventing risk associated with counterfeiting goods.

References

  1. https://www.lawyersclubindia.com/articles/counterfeiting-of-trademarks-definition-effects-and-legal-remedies-10990.asp
  2. https://www.researchandmarkets.com/reports/4438394/global-brand-counterfeiting-report-2018
  3. https://www.mondaq.com/india/trademark/504312/shifting-of-onus
  4. https://selvams.com/blog/trademark-infringement-and-counterfeiting/
  5. https://blog.ipleaders.in/counterfeit-different-trademark-infringement/
  6. https://www.lawyersclubindia.com/articles/counterfeiting-of-trademarks-definition-effects-and-legal-remedies-10990.asp
  7. https://legaldesire.com/remedies-to-combat-counterfeits-in-indian-laws/
  8. https://www.worldtrademarkreview.com/anti-counterfeiting/procedures-and-strategies-anti-counterfeiting-india
  9. https://www.redpoints.com/blog/what-are-the-economic-effects-of-counterfeit-goods/
  10. https://www.businesswire.com/news/home/20171222005383/en/Global-Brand-Counterfeiting-Report-2018-Value-of-Counterfeited-Goods-in-2017-Amounted-to-1.2-Trillion—Research-and-Markets

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