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What is copyright

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The following article has been written by Ishani Samajpati, pursuing B.A. LL.B. (Hons) under the University of Calcutta. This article offers an exhaustive discussion on the concept of copyright along with its historical background, relevant conventions on copyright, related pieces of legislation, types of works that are subject to copyright, registration procedures and landmark  cases on copyright. It also briefly discusses how to use copyright-protected works without infringing and steps to take in case of infringement of copyright over internet.  

This article has been published by Sneha Mahawar.

Table of Contents

Introduction 

Copyright is one of the categories of legal protections for certain types of intellectual property. By virtue of copyright, it grants exclusive ownership and control to the creators of ‘original’ creative work. 

Copyright is seen as a vehicle for adding to the wealth of culture and knowledge of the society by encouraging the creation and dissemination of new creative works. It grants an exclusive, legally secured right to the owner of any creation while it legally excludes others from any usage rights.

However, originality is sine qua non of Copyright Law.

Historical background of copyright 

The requirement for a law on copyright emerged with the invention of the printing presses in Europe in the fifteenth century. Prior to that, the requirement for a law protecting the copying of books or manuscripts did not arise given the tediousness involved in copying a book by hand. With the invention of printing in Europe, the need for a law prohibiting unauthorised printing, sale or import of a book arose.

The Stationers’ Royal Charter, 1557, granted the “the exclusive right of printing any book or anything for sale or traffic” which effectively allowed the original publishers (commonly known as the Stationer’s Guild) to have exclusive control over works published by them.

The Licensing of the Press Act, 1662 was the first legislation regarding copyright which later shaped the future of the Copyright Law in England and America.

The Statute of Anne, passed in 1710, was the very first exhaustive piece of legislation on copyright in Great Britain.

The Indian Copyright Act, 1914, based on the Copyright Act, 1911 of Great Britain was the first modern law on copyright in India.

International conventions and treaties on copyright protection

There is no concept of universal copyright while copyright infringements may take place everywhere. Though no creative work is protected automatically worldwide and any particular copyright protection legislation in a nation is ineffective outside the territory, multilateral treaties have increased the harmonisation for protection of copyright in a wide range of countries. They provide protections to all the creative works as soon as they are fixed in any tangible medium.

The international conventions have also helped a lot in shaping the nature and protections offered to the creative works under the copyright.

Berne Convention for the Protection of Literary and Artistic Works

This Convention, usually known as the Berne Convention, is an international agreement adopted in 1886, deals with governing copyright, which was first accepted in Berne, Switzerland, in 1886. 

The Berne Convention formally mandated several aspects which formed the basis of modern copyright law in most of the countries.

It introduced the concept that a copyright exists the moment a work is ‘fixed’ in any tangible medium rather than requiring registration. The Convention also enforced a requirement that countries recognise copyrights held by the citizens of all other signatory countries.

  • The Berne Convention requires its signatories to treat the copyright of works of authors from other signatory countries at least as well as those of its own nationals.
  • In addition to establishing a system of equal treatment that internationalised copyright amongst the signatories, it also required the member states to provide strong minimum standards for copyright under the copyright law.
  • Copyright under the Berne Convention must be  automated; it is prohibited to require any formal registration.

Buenos Aires Convention on Literary and Artistic Copyright

The Buenos Aires Convention, also known as the Third Pan-American Convention is a copyright treaty signed at Buenos Aires, Argentina, on 11th August, 1910 by most of the North and South American countries. It provided mutual recognition for copyrights where the work has a notice containing a statement of reservation of copyrights. It is commonly done with the phrase, “All Rights Reserved” next to the copyright notice. 

  • The implementation of this Convention varied as US law only required the author and the year of publishing.
  • Copyright protection under this Convention is granted for the shorter of the terms of the protecting country and the source country of the work.
  • The opaque nature of the requirement for a statement of reservation led to the development of the long and more legalistic wordings which have persisted despite the developments in the copyright scenario internationally.
  • The Convention is specifically retained by the Universal Copyright Convention of 1952.
  • As this Convention was not modified, the presence of a simple copyright notice was sufficient to ensure mutual recognition of copyright between countries which became parties to the Universal Copyright Convention.
  • All parties to the Buenos Aires Convention are also parties to the Berne Convention, which provides mutual recognition of copyright without any formalities.

The Buenos Aires Convention became a special agreement in terms of Article 20 of the Berne Convention. This Convention remains in force notably for determining the ‘rule of the shorter term’ (Article 7) which dictates the length of the copyright term in any country was whichever was shorter – either in the source country, or the protecting country of the work.

Universal Copyright Convention in Geneva (1952)

The Universal Copyright Convention (UCC), adopted in Geneva, Switzerland in 1952 is one of the principal international conventions protecting copyrights. The UCC was developed by the United Nations’ Educational Scientific and Cultural Organisation (UNESCO) as an alternative to the Berne Convention for those nations which disagreed with the provisions of the Berne Convention but desired to participate in some forms of multilateral copyright protection. The nations included most of the developing countries, the United States of America and some Latin American countries. The developing countries were of the opinion that the strict copyright provisions in the Berne Convention would only benefit the Western Nation while the latter two were the parties to the Buenos Aires Convention.

The Berne Convention nations also became a party to the UCC so that their copyright protection would exist in non-Berne Convention nations, too.

Since most of the countries are members of the World Trade Organisation (WTO), and they necessarily comply with the Agreement on Trade-Related Aspects of Intellectual Property Rights Agreement (TRIPS), the UCC has lost its significance. 

Rome Convention for the Protection of Performers, Producers of Phonograms and Broadcasting Organisations (1961)

The Rome Convention for the Protection of Performers, Producers of Phonograms and Broadcasting Organisations, 1961, was the first international treaty to deal with neighbouring/ related rights in copyrights. 

That there was a firm conception of hierarchy between copyright and neighbouring rights, with primordial status conferred on the former, is evident from the very first Article of this Convention, which makes clear that the protection granted by it shall not in any way affect the copyright protection in literary and artistic works, and that its provisions shall not prejudice such protection.

This Convention went on to define performers in Article 3(a) as “actors, singers, musicians, dancers and other persons who act, sing, deliver, declaim, play in, or otherwise perform literary or artistic works”.

The minimum term of protection for both performer’s rights and broadcast rights was twenty years computed from the end of the year in which the performance or broadcast took place.

Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS) (1994)

Unlike the Berne Convention did not stipulate any elaborate remedies for copyright infringement, the Agreement on Trade-Related Aspects of Intellectual Property Rights, 1994 (TRIPS), on the other hand, has laid out a much more elaborate scheme of remedies, both civil and criminal, in Part III for enforcement of intellectual property rights.

It is an international legal agreement between all the nations who are members of the World Trade Organisation (WTO).The three basic features of TRIPS include: standards, enforcement and dispute settlement. However, the Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS) did not add anything new to the scope of protection offered by performer’s rights or broadcast reproduction rights in the Rome Convention.

WIPO Copyright Treaty (1996)

WIPO Copyright Treaty is an international treaty on copyright law adopted by the member states of WIPO in 1996.

  • It provides additional protections for copyright deemed necessary due to the advancement in information technology since the formation of previous treaties on copyright.
  • This treaty ensures that computer programs are protected as literary works and the arrangement and selection of material in databases is protected 
  • It provides the creators control and distribution of their works which was previously not there in Berne Convention.

WIPO Performances and Phonograms Treaty, 1996 (WPPT)

The WIPO Performances and Phonograms Treaty, 1996 (WPPT), has taken long steps to enhance  the rights of the performer. 

  • It has extended the duration of protection for a minimum period of fifty years.
  • It provided for separate moral rights to attribution (i.e., the right to be credited for the performance) and integrity (i.e., the right to prevent mutilation, distortion or other modification of the performance that would prejudicially affect the performer’s reputation) to the performer.

The Treaty has also enhanced the economic rights conferred on performers to include: 

  1. the exclusive right of distribution to the public of the original and copies of their performances fixed in phonograms through sale or any other transfer of ownership or through commercial rental and 
  2. the right to a single equitable remuneration (along with the producer of the phonogram) for the direct or indirect use of phonograms of their performances published for commercial purposes for broadcasting or for any communication to the public. 

The Treaty has also added self-help measures such as technological protection measures and electronic rights management information that performers may employ to prevent infringement of their rights, by mandating member countries to provide adequate legal protection and effective legal remedies against their circumvention. 

Anti-Counterfeiting Trade Agreement, 2011 (ACTA)

The Anti-Counterfeiting Trade Agreement (ACTA) is an agreement which is creating new Intellectual Property enforcement standards that leads to secret negotiations shifting the focus from the international forums such as World Trade Organisation (WTO) and World Intellectual Property Organisation (WIPO). 

Through this Agreement, the countries aim to increase the authority of the law enforcement agencies to prohibit infringing activities such as hacking and piracy in information industries. It was negotiated from 2007 to 2010 by many developing countries but so far has only been ratified by Japan.

Marrakesh VIP Treaty (2013)

The Marrakesh VIP Treaty is a treaty on copyright adopted in 2013 at Marrakesh in Morocco.

It is an international legal treaty which targets to achieve for blind, visually impaired and print disabled people to access copyright-protected works.

The purpose of this treaty is purely humanitarian. The main goal of this treaty is to create mandatory limitations and exceptions to benefit the blind, visually impaired, and otherwise print disabled (VIPs).

India has become the first nation to ratify the Marrakesh Treaty to facilitate access to published works for persons who are blind, visually impaired or otherwise print disabled.

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Copyright protection legislations around the world

Most of the nations have their own copyright act nationally. But they are territorial and do not apply beyond the national jurisdictions. Some of the noteworthy copyright legislations around the world are:

The Copyright Act, 1976

It is the principal copyright law in the United States now. The Copyright Act, 1976 forms the basis of copyright law in the US and covers all the governing factors under the copyright.

Digital Millennium Copyright Act (DMCA), 1998

The Digital Millennium Copyright Act (DMCA), 1998 is a federal law in the United States for the protection of copyright holders from online theft, and from the illegal usage of copyright-protected materials, reproduction or distribution of the creative works. 

EU Copyright Directive

The copyright law in Europe is not harmonised at the community level and the member states take different approaches. The Information Society Directive, 2001 was formulated as an attempt to harmonise the copyright law within the European Union island to enact the implementations of the WIPO Copyright Treaty.

Copyright, Designs and Patents Act, 1988

Copyright, Designs and Patents Act (CDPA), 1988 is the principal legislation governing intellectual property rights including copyrights in the United Kingdom. This law has originated from the concept of English common law and it has influences of the historic Statute of Anne.

This law covers a wide range of intellectual properties including copyright.

Copyright legislation in India

In India, copyrights are protected by the Indian Copyright Act, 1957. To ensure the protection of copyright, India has entered into various treaties to secure global copyright protections.

It regulates and governs the protections of creative works within India.

Countries with no copyright legislation earlier

According to the US Copyright Office, three countries, Eritrea, Turkmenistan and San Marino had no copyright protection earlier for creators within their own borders or for foreign creative works.

Turkmenistan has been a member of the Berne Convention since 2016 and Law No. 257-IV of January 10, 2012, on Copyright and Related Rights is the only law in Turkmenistan.

San Marino is a member of the Berne Convention and WIPO Copyright Treaty 2020 and Law No. 8 of 25 January 1991 – Protection of Copyright is the main enacted legislation.

Eritrea still does not have any legislation regarding copyright and has not acceded to the Berne Convention as yet.

Types of work that are subject to copyright

Not every work enjoys copyright protection. A work has to be original in order to enjoy copyright protection.

Copyright law requires that the ‘expression’ of the idea in the work must originate from the author and should not be copied from anywhere else. Another significant fact is that the copyright protection does not depend upon the quality or style, but on the originality of the produced work or the creation in question.

Copyright law recognises several categories of work that receive protection. These categories include the works as enumerated below

Literary work

Literary works are not limited to works of literature alone, but include all works expressed in printed or writing forms (except dramatic or musical works). Computer programmes, tables and compilations including computer databases falls within the ambit of literary work.

The copyright protection is not limited to words, but also includes symbols and numerals.

Literary work should have the following characteristics:

  • It must be original and be fixed in some tangible form.
  • The word literature has to be understood in the same manner as it is understood in political and electioneering sense.
  • It refers to written or printed matter.
  • No merit other than originality is required.

In Walter v. Lane (1900), a book which was published based on articles in ‘The Times’ which were verbatim of the speech made by Lord Roseberry – was held to be original since own skill and labour was exercised.

Dramatic work

The essence of a dramatic work is a story or a narrative. A written description of the acts of the performer acts as a prerequisite for copyright protection. Any work of action, with or without  music, capable of being performed before an audience is termed as a dramatic work.

Copyright subsists not only in the actual words of the work but in the dramatic incidents of the work as well.

In Tate v. Fullbrook (1908), it was held that any dramatic work in its entirety along with the scenic effects comes under copyright.

Musical work

Musical work does not include words intended to be sung or spoken with the music or action intended to be performed with the music or song lyrics. It refers to a work which consists of music and includes any graphic notation of such work.

The creator of any musical work is known as a composer. The rights of the composer are protected under copyright irrespective of whether the recordings of the  music are available in graphical notations or not.

Artistic work

An artistic work should have an original content to be protectable under the copyright. Therefore anybody who can create an original artwork can be entitled to copyright protection. Copyright law while attributing authorship to a painter does not subjectively assess how good or poor an artwork is.

The assessment of the artistic merit and quality is done by art connoisseurs and dealers. It is understood outside the domain of copyright.

Original work involving the art of carving, modelling, welding or other works of art in three dimensions are also protected by copyright.

Architectural work

Architectural works are protected as artistic work if they are the original creation of the creator, i.e., the architect. Architectural drawings, diagrams, charts, maps, plans and even circuit diagrams are all protected as artistic works.

However, the building built with the architectural plan does not amount to copyright under architectural works. It may have a separate protection under the intellectual property.

Cinematograph films

The ambit of cinematographic films will cover, but not limited to, feature films, documentaries, and even animated movies.

If the original version of any film is in the public domain, anyone can remake it. However, whether the remake will enjoy copyright or not, depends on the availability of sufficient new expression.

Sound recording

Sound recording is a recording of sounds from which such sounds may be heard later. The medium or the method by which the sounds have been created does not matter. The only condition is that the sound recording should be original.

If an originally composed audio recording is fixed on a medium such as CD-ROM or pendrive, it qualifies for protection under copyright .

Apart from the abovementioned, some more works that are subject to copyright are:

  • Audiovisual works, such as television shows, soap operas, movies, and online videos
  • Originally created videos available on YouTube
  • Video games
  • Computer software

Works that are not subject to copyright

Particular aspects of works do not constitute the subject matter under copyright.

  • Ideas, procedures, methods, systems, processes, concepts, principles, discoveries, or devices are not subject matters under copyright.
  • Titles, names, short phrases, slogans, typefaces, fonts and lettering and mere listings of ingredients or contents cannot be copyrighted.
  • Works not fixed in a tangible form of expression cannot be copyrighted.
  • Commonly available works which contain no originality (for example, calendars, standard measurements, lists or tables compiled from public documents) are not copyrightable subject matter.

However, some titles and words might be protected under trademark law if their use is associated with a particular product or service.

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Rights provided by copyright

One of the most fundamental rights granted to the owner by virtue of copyright is the right to reproduce a work. It also grants the rights to distribute and perform literary, musical, dramatic, artistic work.

Copyright protection also extends to works that are commissioned by businesses and other organisations where the creator was hired to create the work. It also includes creative works created during the normal course of employment.

Though the rights provided by the copyright vary depending upon the types of creative works, the rights conferred in any copyrighted work can be broadly classified under the following headings:

Right of reproduction

The right of reproduction of any creative work implies the right granted to the original owner or an authorised person to make copies of the said work. It is one of the main priorities of copyright law. The owner of copyright in an artistic, literary, musical or dramatic work has the exclusive right to reproduce the work in any material form as per wish. 

In order to prove that an individual has infringed this exclusive right of the owner of copyright, it must be shown that:

  • The alleged infringer has copied the copyright owner’s work rather than making an  independent creation.
  • That the unauthorised copying  of the work should amount to improper appropriation.

Right of distribution

This right of distribution of any copyrighted work embodies the exclusive right of a copyright owner to distribute the copies of the creative work. This right also ensures that the copyright owner may transfer, nominate or entitle another individual whole or part of the rights.

Right to public performance

Copyright also grants the owner the exclusive right of public performance. The copyright owner has the exclusive right to publicly perform the work. Due to this right, the creator, apart from making copies and distributing them, can perform his work publicly, too.

For instance, in the case of a literary work, the copyright owner has the exclusive right to recite or read the work in public. Similarly for a musical work, the copyright owner has the exclusive right to perform the said work before the public. Another common example of the right to public performance under the copyright is the right of a singer of any particular song (musical work) to perform that song live in front of audiences.

Right of communication to the public

The copyright owner also has the exclusive right to communicate the copyrighted work to the public. It implies making any work available for being seen or heard or otherwise enjoyed by the public directly or by any other ways than by issuing copies or distribution. It does not matter whether any member of the public really sees, hears or otherwise enjoys the work so made available. 

In other words, the right to communicate grants the owner to broadcast or make the copyrighted work accessible to the public through the internet.

The exclusive right to communicate the work allows the owner to control the wide dissemination of the work and it is this right that confers significant economic benefits on the copyright owner. Because of this right, the owner is empowered to decide the terms and conditions of the copyrighted work.

For example, the owner of a copyright in a film is able to charge royalty fees from movie theatres or sell rights in the film to such  theatres since it has the exclusive right to communicate the work to the public. It also includes the promotion of a newly published literary work by the author.

Right of adaptation

The copyright grants the owner an exclusive right of modification or adaptation of the copyrighted work.

In other words, the copyright owner has the exclusive right to prepare ‘derivative works’ of its own work. For instance, the copyright owner of a book (literary work) has the exclusive right to give permission to adapt the same into a film. In case of any literary work, the owner also has the right to translate or authorise another individual to translate the work into another language. 

This right is interconnected with the right to integrity which protects the original copyrighted work of the owner to distort, mutilate or alter in a way harmful or prejudicial to the owner’s honour or reputation.

Right of sale or rental

Some of the copyrighted works such as computer programmes, films and sound recordings can be sold in the market. Through this, the works can be easily disseminated very widely simply by sale or rental in a market. Hence, the copyright offers the exclusive right to sell or give a commercial rental or offer for sale of the original or the copy of a computer programme, film or sound recording.

Related/ neighbouring rights

Related or neighbouring rights are a separate set of rights resembling copyright. These are given to certain individuals or organisations to help make the works available to the public. These rights are usually given to performers, producers and broadcasting organisations etc.

How long does a copyright last

Copyright is not a perpetual right. It exists for a specific term. After the expiry of the term, the ‘work’ falls in the public domain and is then open for the public to use without permission of the owner. In other words, copyright is a term based right and not a perpetual right.

The Berne Convention for the Protection of Literary and Artistic Works specifies the duration of copyright as the lifetime of the creator and after 50 years of death. However, it varies from country to country.

Many countries in the European Union and the United States have extended the duration of copyright to 70 years after the author’s death.

In India, copyright lasts after 60 years of the author’s death.

Registration for copyright

The Berne Convention provides that no formal registration is required for any creative work and the protection under copyright is granted as soon as it is fixed in any tangible medium.

At first, it introduced the principle that the creators only need to comply with the formalities according to the country of origin of the creative work. 

This was replaced in the 1908 Berlin Convention by the current principle of formality-free protection which was fully reflected in Article 5(2) of Paris Act, 1971 which clearly states that the enjoyment and the exercise of copyright ‘shall not be subject to any formality’.

In most of the signatory countries, registration under copyright is optional. However, certificate of registration of copyright and the entries made therein serve as prima facie evidence in a court of law in case of any dispute arises with regard to the ownership of copyright.

The registration of copyright differs according to the national legislation of any particular nation. Stages of registration copyright include: 

  1. Filling an application for registration with requisite fees 
  2. Scrutinisation 
  3. Registration rejected or approved

Registration for copyright in India

Chapter X consisting of Section 44 to Section 50A of the Copyright Act, 1957 thoroughly deals with the registration process of copyright in India.

Register of the Copyrights

Section 44 states that a Register of the Copyrights at the Copyright Office to be kept to enter the details of the author and the work to be copyrighted.

Application for registering copyrights

Section 45(1) lays down that an interested author, publisher or owner may apply for copyright registration in the form with the requisite fees to the Registrar of Copyrights. It further states that before applying for copyright any artistic works used in any goods or services, a certificate from the Registrar of TradeMarks as mentioned in Section 3 of the Trade Marks Act, 1999, stating that no trade mark is identical or deceptively similar to the artistic work has been registered under that Act in the name of, or no other person except the applicant has applied for the registration.

Under Section 45(2) , the Registrar of Copyrights after inquiry will enter the details of the work in the Register of Copyrights.

Correction of the entries

Section 49 states that the owner of the copyright can correct, amend or alter the wrong entries of the details made in the Register of Copyright due to slip or omission

Order for rectification of the entries

Under Section 50, an aggrieved owner of the copyright or even the Registrar of Copyrights may approach the Copyboard Board to get an order to make, expunge or correct any error wrongly made or defects of the entries in the register.

Register of Copyrights is the prima facie evidence

According to Section 48, the details of the work mentioned in the Register of Copyrights is the prima facie evidence in the court of law in case any dispute arises. A certified copy of the details signed by the Registrar of Copyrights and sealed with the seal of the Copyright Office is admissible as evidence in all courts without any further proof or production of the original work.

Registration of copyrights is not a statutory requirement

However, no provisions under the Copyright Act, 1957 makes the registration of the copyright mandatory. This is indicative from the usage of the word ‘may’ in every section in the concerned Chapter.

Further, the phrase used in Section 45 “the owner of or other person interested in the copyright” indicates that the registration of copyright is optional in India.

Advantage of registration of copyrights

It is suggested to register any creative work under copyright since the particulars mentioned therein will serve as the prima facie evidence in case of any dispute and proving the rights or the ownership of the copyright will be easier since no further proof is required.

Copyright infringement notification requirements 

If an individual believes that the copyright of his or her copyrighted works has been violated i.e., the infringement of copyright has taken place on the internet, it should be notified in the following ways consisting of the following elements without which no proper action can be taken.

Contact information

Contact information, such as an email address, physical address or contact number of the copyright owner should be provided to the appropriate authority along with the complaint to communicate during the resolving of the complaint. 

Accurate description of the alleged infringed work

In the copyright infringement complaint, all the proper details regarding the work should be clearly and completely described to protect it. If the complaint is regarding multiple copyrighted works, a representative list of the works should be provided, as laid down by the law.

Mention of URL or URLs of allegedly infringing content

To help the appropriate authorities locate and identify the copyrighted work on the internet, the copyright infringement complaint must contain the specific URLs of the allegedly infringed work.

Since a vast number of creative works and contents are available, locating any particular content is almost impossible. So mere general information about the location of the content is not adequate and the URL or all the URLs in  case of multiple infringed contents should be provided with the complaint.

Agreement and affirmation to particular statements

In the complaint, the individual should agree and affirm statements regarding the copyright. The statements to affirm are about the truthfulness of the complaint and regarding the confirmation of the ownership of the infringed content.

Signature of the complainant

A whole complaint regarding copyright infringement requires the physical or electronic signature of the copyright owner or the physical or electronic signature of any authorised representative acting on behalf. 

To fulfil this formality, the full legal name at the bottom of your complaint should be given which will act as the authorised signature.

An individual can file a copyright infringement complaint of contents available on the internet using the legal troubleshooter of Google.

Can someone use a copyright protected work without infringing owner’s copyright

There are few ways through which any copyright-protected work can be used without infringing the owner’s right.

Licensing

A copyright-protected work can be legally used with a license. A license is a permission obtained to use copyrighted work. It provides curious conditions of non-commercial usages or commercial usages on condition.

Creative Commons license is among one of several public copyright licenses which enable an individual the free distribution of a work protected by copyright. This licence provides public permission to use creative work protected by copyright.

An individual may approach the owner of the copyrighted-protected work to request a right to use whole or specific portions of the content. The owner can provide a license with terms and conditions.

Fair use

The doctrine of fair is another method which allows an individual to use the copyright-protected work without infringing the owner’s right. Fair use of copyright-protected works are the exceptions which allows restricted use of the content of the creator without any permission.

The justification of ‘fair use’ allows the right to use a small portion of content without any penalty. It helps to use a very limited portion of the copyright-protected work with few restrictions. The actual market value of the original work should not be affected by fair use of the protected content. Examples of fair use is quoting from a book protected under copyright while copying an entire chapter of a book will amount to infringement of copyright. The creation of the parody of an original work also amounts to the  fair use of the content.

The fair use of the copyright-protected work should be noncommercial, educational, scientific, or charitable.

The fair use case of Sony Corp. of America v. Universal City Studio (1984), also known as the ‘Betamax Case’ is a ruling by the Supreme Court of the United States which ruled that the making of complete copies of individual television shows for the purposes of time shifting does not constitute copyright infringement but it is a fair use. 

Landmark judgements on copyright infringements 

There have been some major controversies related to the rights granted by copyright and the infringement of it. However, due to limited scope in this article, some of the landmark copyright infringements controversies and cases in the past and recent times in every field are given below in short:

Vanilla Ice v. David Bowie/Freddie Mercury (1991)

One of the most famous cases of copyright infringement is the above mentioned case.

In 1991, Vanilla Ice released a song “Ice Ice Baby” which was sampled from a song called “Under Pressure” by David Bowie and Queen. Though initially denying the fact, he confessed it later after a suit was filed.

This followed an out-of-the-court settlement where Vanilla Ice paid an undeclared amount of sum.

Rogers v. Koons (1992)

Here, the photographer, Art Rogers, shot a famous photograph titled “Puppies”. Jeff Koons created a sculpture titled “Strings of Puppies” which he sold for huge profits.

Subsequently, Rogers filed a suit against Koons for infringing upon his copyright. Koons took the defence of fair use as the parody of the original work.

On appeal, the Supreme Court held that the defendant Koons was not entitled to the defence. He was directed to pay a monetary settlement to Rogers.

Apple v. Microsoft (1994)

During the release of Windows 1.0, the two companies eventually reached a settlement where Apple licensed Macintosh design elements to Microsoft for using in Windows.

However, the licence for the use of Apple features in Windows 1.0 and all future Microsoft software programs was mentioned in that agreement.

In 1988, Apple sued Microsoft for allegedly copying different features of the Macintosh operating system to create Windows 2.0. without any licence.

It was ruled that most of the alleged copyright infringements were, in fact, covered by the existing licence, and the rest were not eligible for copyright.

After several appeals, the legal fight regarding this case officially ended in 1994, when Apple’s petition was denied by the Supreme Court.

The Associated Press v. Fairey (2010)

This case offers an interesting study on fair use and fair dealing of copyright.

Fairey, a famous street artist, created a poster with Obama’s portrait named Hope poster during the presidential election of 2008. The poster soon became associated with Obama’s presidential campaign.

Later in 2009, the Associated Press demanded that the  poster was based on one of the portraits, shot by a freelancer. They claimed compensation for the unauthorised use.

In 2011, both the parties arrived at a mutual private settlement.

William Roger Dean v. James Cameron, et al. (2014)

Artist William Roger Dean filed a copyright infringement suit against acclaimed film director James Cameron alleging that the latter’s film, Avatar has copied certain elements from his artwork.

A district court held the claims of the artists as ‘misguided’ and dismissed the suit.

Marvin Gaye Estate v. Robin Thicke and Pharrell, and T.I. (2018)

In 2013, the estate of Marvin Gaye sued singer Robin Thicke and Pharell Williams along with the featured rapper T.I. for the song “Blurred Lines” alleging copyright infringement of Gaye’s 1977 song “Got to Give It Up.”

The defendants were initially ordered to pay approximately $7 million dollars by a district judge.

Later, on appeal the compensation amount was reduced but the ruling of copyright infringement was upheld.

Google LLC v. Oracle America, Inc. (2021)

This is an important case regarding the copyrightable nature of computer codes spanning over more than a decade.

Oracle owned the copyright of Java SE, a programming language. In 2005, after acquiring Android, Google built a new software platform to use in mobiles. To achieve this in the new Android platform, Google roughly copied  approximately 11,500 lines of code from the Java SE program. In 2010, Oracle filed a suit against Google for copyright and patent infringement.

After more than a decade, the US Supreme Court in 2021 ruled in a 6-2 majority that the usage was within the boundary of fair use. 

Unicolors, Inc. v. H&M Hennes & Mauritz, L.P. (2022)

In this case, Unicolors, the owner of copyrights in various fabric designs, filed a suit against H&M Hennes & Mauritz (H&M), a reputed clothing retailer and designer on the ground of copyright infringement. The US Supreme Court held that the provision of safe-harbouring protects a misrepresented or inaccurate information due to the lack of legal knowledge on behalf of the applicant and remanded the case.

Conclusion

The US Supreme Court has recognised copyright as an “engine of free expression”. Copyright acts as a shield to the creator by granting certain rights and freedoms including commercialisation. Copyright protects the expressive content of the work, not the underlying thoughts and ideas. There are still many gaps in the case laws which make the interpretation of copyright law fairly complicated.

Frequently Asked Questions (FAQs)

What is copyright?

Copyright is a type of intellectual property that protects creative works. It is an intangible right granted to the creator of the work.

What are the basic requirements to get copyright?

Firstly, the work must be independently created by the person.

Secondly, it must have a minimal amount of creativity.

Thirdly, it must be fixed in any tangible medium.

What are the basic principles of copyright?

The three basic principles of a copyright-protected work are: 

Originality, ingenuity and incentive.

What exclusive rights does copyright give an individual?

The copyright broadly provides two types of rights:

  • economic rights, which allow the rights owner to get financially benefited from the use of the works and
  • moral rights which protect the interests of the creator such as the right to claim a copyrighted work and the right to protest changes to a work which could harm or distort reputation.

What can be protected using copyright?

Any creative works with originality and uniqueness can be protected under copyright.

What is the © symbol?

The  © symbol indicates that copyright has been claimed on the particular work. It symbolises that work is protected by copyright and all rights are reserved to the creator or an authorised person.

If a dramatic work may include music, will the music be entitled to a separate copyright?

Even if the music forms an integral part of the dramatic work, it shall be entitled to a copyright protection separately as a musical work.

Does a photograph enjoy copyright protection?

An originally clicked photograph is entitled to copyright protection. This fact was also established in the landmark case of Rogers v. Koons (1992).

Does a remake of a foreign language film enjoy the same protection as the original version of the film?

A remake of a foreign language film is a derivative work and even when authorised to remake the film, in order for your remake to enjoy the same protection as the original version of the film, it must display some originality of its own.

What is DRM in copyright?

DRM (Digital Rights Management) comprises a set of technical and legal instruments that allow copyright owners to manage the access to their works, establish the types of permissible uses, terms and conditions of such uses and the eventual distribution of their works in the digital world.

Which law governs copyright in India?

Copyright in India is governed by the Copyright Act 1957.

References 


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Asia-Pacific Trade Agreement

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This article has been written by Naveen Talawar, a law student at Karnataka State Law University’s law school. The article deals with the Asia – Pacific Trade Agreement, its historical background, objectives, features, and its constraints in detail.

It has been published by Rachit Garg.

Introduction 

The economic development of the Asia-Pacific region has been made possible through active involvement in international trade. Trade allows countries to broaden their markets and get access to a wider range of products and services, especially intermediate commodities, at lower prices. One of the earliest regional trade treaties on trade negotiations among developing member countries was the Asia-Pacific Trade Agreement (APTA).

It is a preferential trade agreement aimed at gradually liberalising and expanding product trade, with a particular emphasis on boosting intra-regional trade through the exchange of mutually agreed-upon concessions among its member countries. Member nations of the Asia Pacific Trade Agreement have laid the foundation for an agreement on trade facilitation, trade in services, and investment promotion and liberalisation. India, Bangladesh, China, the Republic of Korea, the Lao People’s Democratic Republic, Sri Lanka, and Mongolia are currently members of the APTA. With the additions of China and Magnolia, it has developed into an integrated regional trade centre in the Asia-Pacific. Since its inception, APTA has gone through four rounds of tariff liberalisation, expanding the variety of commodities that benefit from tariff rate reductions. The Agreement’s aim is to increase bilateral trade through maximising trade potential, improving productive capacity, and stimulating economic growth.

Historical Background of Asia Pacific Trade Agreement 

The United Nations Economic Commission for Asia and the Far East, 1963

The 1st Meeting of the Council of Ministers on Asian Economic Cooperation was held in 1963 by the United Nations Economic Commission for Asia and the Far East (ECAFE). The purpose of the Conference was for the countries to exchange ideas with the ECAFE Secretariat on strategies to generate regional cooperation. Following that, the 4th Meeting of the Council of Ministers on Economic Cooperation in December 1970 adopted the Kabul Declaration, which requested ECAFE (now ESCAP, for United Nations Economic and Social Commission for Asia and the Pacific) to develop measures for intra-regional trade expansion and other economic cooperation.

The United Nations Conference on Trade and Development, 1972

ESCAP’s International Trade Division began looking into alternative regional trade liberalisation programmes. An Intergovernmental Committee on Trade Expansion Program was established in 1971 and recommended the development of a Trade Negotiations Group (TNG), which met for the first time in February 1972 with the assistance of the United Nations Conference on Trade and Development (UNCTAD). During the 2nd TNG Session, the TNG’s core principles were accepted. The Third TNG Session, held in August 1973, brought together thirteen nations to discuss tariff reduction among member countries. In 1974, three TNG meetings looked at lists of requests submitted by member countries.

The signing of the Bangkok Agreement, 1975

In Bangkok in July 1975, Bangladesh, India, the Lao People’s Democratic Republic, the Republic of Korea, Sri Lanka, the Philippines, and Thailand met to agree on a list of goods for reciprocal tariff reductions. As a result, the Bangkok Agreement was signed, also known as the “ESCAP” was the First Agreement on Trade Negotiations among developing member countries. The Agreement was approved by five of the seven nations, excluding the Philippines and Thailand.

China joined the Agreement in 2001

China formally joined the Bangkok Agreement in April 2001. Its approval has far-reaching repercussions for both the Bangkok Agreement and Asian and Pacific commerce. The agreement is open to all developing ESCAP member countries.

First Ministerial Council, 2005

On November 2, 2005, the Ministerial Council convened for the first time, and the Bangkok Agreement was renamed the Asia-Pacific Trade Agreement (APTA).

Second Ministerial Council, 2007

The Second Ministerial Council was held in Goa. The following important decisions were made at the Second Session of the Ministerial Council: 

  1. To initiate the fourth round of negotiations; 
  2. Adopting methods for expanding discussions to include non-tariff measures, trade facilitation, services, and investment; 
  3. It was decided to establish a standard set of APTA Operational Procedures for the Certificate and Verification of the Origin of Goods on January 1, 2008; and
  4. To investigate the possibilities of expanding the Agreement’s membership.

Third Ministerial Council, 2009

The Ministerial Council held its third session in Seoul, Republic of Korea, in December. Mongolia, which has expressed interest in joining APTA, has been invited to attend the Session. The following observations were made during the third session:

  1. The signing of Framework Agreements on Trade Facilitation and Investment Promotion, Protection, and Liberalization
  2. Sectoral agreements on origin regulations are now being negotiated. 
  3. Mongolian accession discussions were facilitated in expediting the country’s membership.

Fourth Ministerial Council in 2017

In January 2017, the Fourth Ministerial Council was held in Bangkok. The important decisions of the Fourth Ministerial Council are as follows: 

  1. to Launch the APTA Non-Tariff Measures/Preference Margin/Rules of Origin Database 
  2. To adopt an APTA future road map, which includes conversion from a PTA to an FTA. 
  3. Mongolia has been accepted by APTA as an official member and a new Participating State. 

Mongolia joined the Agreement in 2020

In September 2020 Mongolia officially joined the agreement.

Objectives of the Asia-Pacific Trade Agreement

The Asia-Pacific Trade Agreement established a number of objectives to assist them in maintaining their position in all countries. The following are the objectives: 

  1. The primary objective of the Asia-Pacific Trade Agreement is to boost economic growth in the nations that have signed it. 
  2. It also helps nations grow their economies through inter-regional commerce by liberalising trade and investment.
  3. The most important aspect of the Asia Pacific Trade Agreement’s objective is the interconnection of economies. Apart from that, trade in the multinational system is being increased in order to strengthen each country’s influence. This is beneficial not only to both parties but also to the political and social development of each of the countries included in the agreement. 
  4. It also has a central objective of reducing tariff commissions and covering items like goods, commodities, investments, and technology.

Features of the Asia-Pacific Trade Agreement 

The following are some of the features of the Agreement: 

  1. APTA is a truly regional trade agreement that includes East and South Asia and has the potential to expand to other sub-regions such as Central Asia and the Pacific. It is open to all developing ESCAP member countries. As a result, it provides a once-in-a-lifetime opportunity to promote South-South trade and investment, especially given the size of the economies of some of its participating states.
  2. APTA has been one of the longest-running trade agreements in the Asia-Pacific region since its establishment in 1975. Because it is the only working trade agreement connecting China and India, two of the world’s fastest-growing markets with billions of consumers, as well as other significant nations like the Republic of Korea, it has enormous potential to promote regional commerce. 
  3. The APTA is the first preferential plurilateral agreement between Asian and Pacific developing countries to adopt equivalent operational techniques for certifying and verifying commodity origin. For least developed countries (LDCs), the APTA allows for a 10-percentage-point reduction in the minimum local value addition (or 10 percentage points for use of higher non-originating inputs). With the longest effective implementation period, the Asia-Pacific Agreement is the most comprehensive one.
  4. The first plurilateral agreement in the field to create standard operational techniques for certifying and verifying the origin of commodities among developing countries. 
  5. Due to the significant economic dimension of emerging participating states, there are extra opportunities to encourage South, South-East, and East Asian trade. 
  6. APTA is perhaps Asia’s most diverse organization, with members from all across Asia, including the South, South-East, and East Asian areas. Bangladesh, India, and Sri Lanka represent the South Asian area; the Lao People’s Democratic Republic represents the South-East Asian region, and Korea and China represent the East Asian region. 
  7. It is the only Asian organization that includes three of the world’s most dynamic economies, namely China, India, and the Republic of Korea; its broad field of cooperation includes product and service trade, investment, and a range of other sectors.

Asia-Pacific Trade Agreement as a mechanism for regional integration

The Fourth Round of negotiations included non-tariff measures, trade facilitation, trade in services, and investment for the first time in the Agreement’s history, with the objective of totally increasing trade cooperation and integration. This change permits the APTA to become an FTA (Free Trade Agreement).

Extending APTA to include provisions in additional sectors such as energy, science and technology, information sharing, customs cooperation, and capacity development, among others, will allow the agreement to get closer to functioning as a Pan-Asian-Pacific Trade Agreement. APTA acknowledges this potential and plans to examine the economic ramifications of these interconnections. Deepening trade cooperation and integration among the participating states would bring APTA one step closer to becoming a Comprehensive Economic Partnership Agreement (CEPA) or Comprehensive Economic Cooperation Agreement (CECA).

Institutional arrangements under the Asia-Pacific Trade Agreement

The Ministerial Council, Standing Committee, and four Working Groups on Trade Facilitation, Trade in Services, Investment, and Rules of Origin, as well as the APTA Secretariat, are the institutional bodies that make up APTA.

Ministerial Council

A Ministerial Council has been formed by APTA members. The Ministerial Council is in charge of overseeing and coordinating the Agreement’s implementation. The Ministerial Council will make the final decision. It is responsible for the supervision and formulation of future negotiations, membership development, and the execution of the Agreement. 

The Council’s first meeting was conducted in Beijing, China, on November 2, 2005; the second meeting was held in Goa, India, on October 26, 2007, and the third meeting was held in Seoul, the Republic of Korea, on December 15, 2009, and the Council’s fourth session was held in Bangkok on January 13, 2017.

Standing Committee 

The APTA is governed by the Standing Committee. To undertake this responsibility, each participating state appoints a national focal point and an alternate focal point. The APTA’s overall administration is administered by the Standing Committee, which meets at least once a year to negotiate deals. Its tasks include reviewing implementation, holding discussions, making recommendations and decisions as needed, and taking any other actions necessary to ensure that the APTA’s objectives and criteria are accomplished.

APTA Secretariat

The Trade and Investment Division (TIID) of ESCAP functions as an interim secretariat for the Agreement because it lacks a permanent secretariat. TIID is dedicated to assisting in the depth and broadening of the Agreement, and it provides the necessary support to back up its actions. ESCAP is the most comprehensive multilateral platform for stimulating collaboration among member nations in order to achieve equitable and sustainable economic and social development in Asia and the Pacific. It is the United Nations’ regional development arm for Asia and the Pacific.

Working Group

The three Working Groups on Trade Facilitation, Investment, and Trade in Services were established by the 4th Ministerial Council’s decision. They negotiate agreements in Framework Agreements on Trade Facilitation, Investment Promotion, Protection, and Liberalization, and Trade in Services Promotion and Liberalization.

Asia-Pacific Trade Agreement as a comprehensive trade agreement 

APTA covers a broad range of areas, including goods and services trade, trade facilitation, investment, and non-tariff measures (NTMs). However, progress in these areas must be accelerated by implementing the APTA Framework Agreements signed and ratified during the Fourth Round of negotiations, as well as transforming APTA into a truly effective Pan-Asian-Pacific comprehensive economic cooperation agreement connected to the Regional Comprehensive Economic Partnership (RCEP)

Trade Facilitation

The Framework Agreement on Trade Facilitation covers advanced information exchange, collaboration, and adopting commitments through future work programmes. The Framework Agreement specifies: 

  1. Use of the ESCAP secretariat to provide information on new trade laws and regulations; 
  2. Rationalization and reduction of fees associated with exports and imports.
  3. Working to establish a Single Point of Contact that will allow export and import data and documentation to be submitted just once; 
  4. Harmonization and standardization of individual trading regimes in accordance with the Harmonized Commodity Description and Coding System (HS), the Kyoto Convention, and the World Trade Organization (WTO).

Framework Agreement on Promotion, Protection and Liberalization of Investment

Through publication and information exchange, the Framework Agreement on Promotion, Protection, and Liberalization of Investment focuses on cooperation, facilitation, promotion, and awareness among the APTA Participating States and prescribes the undertaking of commitments to liberalise APTA Participating States’ investment regimes in order to promote intra-APTA investment flows through future negotiations. The Agreement calls for the approval and implementation of intra-APTA investment projects as quickly as possible, as well as the exchange and harmonisation of investment data; the creation of a collective database of APTA supporting industries and technology suppliers; and the facilitation of public-private sector linkages to improve intra-APTA investments.

The Agreement also contains the APTA Participating States’ commitment to establishing a full-fledged agreement on investment promotion and protection among them, stating the minimum features that such an agreement should have.

Framework Agreement on Trade in Services

Framework Agreement on Trade in Services comprises agreements on infrastructure enhancement, cooperative manufacturing, marketing and buying arrangements, and research and development in the services sector. It also necessitates the identification of future areas of service cooperation and the initiation of negotiations for preferential market access in service sectors beyond the commitments made by nations under the WTO’s General Agreement on Trade in Services (GATS) and accompanying schedules. The Agreement also paves the way for the APTA Participating States to recognise one another’s standards, education/training qualifications, and other criteria through mutual recognition agreements.

Rules of origin 

The rules of origin are the factors that are used to determine where a product was manufactured. Rules of Origin are used:

  1. To implement commercial policy measures and instruments such as anti-dumping duties, safeguard measures, and so on. 
  2. To determine whether imported products should receive MFN or preferential treatment,
  3. To apply labelling and manufacturing requirements;
  4. To compile trade statistics, and
  5. To procure goods from the government.

The Rules are important in ensuring that there is a considerable shift in the APTA country of export and that the risk of third-party product diversion is limited. 

Items must fulfill the following criteria to be considered for preference: 

  1. Satisfy the definition of products eligible for preferential treatment in the concessions list of an Asia-Pacific Trade Agreement country of destination; 
  2. Follow the Asia-Pacific Trade Agreement’s origin rules. Follow the consignment conditions outlined in the origin regulations of the Asia-Pacific Trade Agreement.

Originating products

The most important elements for ensuring that products originate in a specific country are 

  • Wholly obtained: It occurs when all products and their inputs originate in the exporting country.
  • Substantial transformation: These standards apply to products that have not been completely transformed and may include a variety of elements such as a change in tariff classification (CTC), value addition, technical specifications, and so on.

Wholly obtained

Products produced or received wholly in the exporting participant state under APTA are:

  1. Raw or mineral products obtained from the soil, water, or seabeds of the country. 
  2. Agricultural harvested products.
  3. Animals that have been born and raised. 
  4. Products derived from animals that have been born and reared. 
  5. Products obtained by hunting or fishing.
  6. Commodities from sea fishing and other marine stuff obtained by its vessels on the high seas. 
  7. Recovered components or raw materials from old objects that can no longer perform their original function. 
  8. A lot of used objects are accumulating there that can’t serve their original purpose and can’t be restored. 
  9. Waste and junk generated during manufacturing operations.

Substantial Transformation

Substantial transformation, according to the APTA, is defined as items that are not wholly created or obtained. 

The entire value of materials, components, or produce originating from the Non-Participating States or of unknown origin utilised must not exceed 55 per cent of the free onboard value of the items produced or received, and must not exceed 65 per cent in the case of Least Developed Participating States.

Cumulative rules of origin 

Products that meet the origin requirements and are used as inputs for a finished product that is eligible for preferential treatment by another participating state are considered to have originated in the participating state’s territory. Where the finished product was manufactured, as long as the total content originating in the participating nations’ territory is not less than 60% of the free on-board value or 50% in the case of least developed countries.

Exchange of Tariff Concessions 

First Round 

There were 104 products for which tariff benefits were granted as a result of the first round of negotiations, plus 15 commodities for which the Lao PDR gained special concessions. However, in 1979, tariff preferences were renegotiated and adjusted since some countries believed that the First Round did not establish a balance of benefits among participating states, with some participating governments making bigger concessions than others.

During the renegotiations, tariff preferences were extended for 93 different products. Ad valorem duties were reduced by an average of 23% on 80 of the 93 items, while tariffs on 9 products were frozen at existing levels. The tariffs on the four remaining commodities were reduced by 10 per cent to 67 per cent. Furthermore, the two least developed nations received special tariff discounts: Bangladesh on three product items and Lao PDR on sixteen.

Second Round 

During its thirteenth session in 1984, the APTA Standing Committee decided to begin the Second Round of negotiations to enable the region’s developing countries to gain more benefits from mutual economic cooperation. The Second Round of negotiations aimed to improve tariff and non-tariff advantages, as well as establish new types of trade cooperation such as long- and medium-term contracts, joint ventures, and industrial cooperation agreements. 

During the second round of negotiations, tariff reductions were exchanged on 438 products, plus 63 items for which Bangladesh gained special concessions. The percentage of tariff reductions varied amongst participating states, ranging from 13% to 30%.

Third Round 

Following the Second Round, member countries’ national lists of concessions were updated regularly. Members have expanded their offerings, with China’s offer list resulting in a large increase in the number of goods eligible for preferential treatment. China’s list of concessions upon entry contained 739 items, plus 18 items for which particular concessions were granted to the least developed member nations.

Fourth Round

During the Fourth Round, tariff concessions were traded on approximately 11,000 products, compared to 4,270 items in the Third Round. This round expands each Member State’s total tariff line coverage and deepens tariff reductions by at least 31–34 per cent of total intra-regional trade under APTA.

new legal draft

Accession procedure under Asia-Pacific Trade Agreement

The following five steps comprise the accession method, which is extremely simple and uncomplicated and needs no application or membership fees.

  1. The applicant nation notifies ESCAP’s Executive Secretary of its desire to join the Agreement; 
  2. The APTA Participating States are notified of the applicant country’s desire to join the Agreement by the Executive Secretary, and the APTA Participating States are notified by the APTA Participating States. 
  3. The applicant country informs ESCAP’s Executive Secretary of its desire to join the Agreement; bilateral negotiations between the prospective member country and each APTA Participating State take effect.
  4. The agreed-upon tariff concessions are subsequently multi-lateralized among all participating states. 
  5. The Agreement comes into force for a newly acquired country on the date the corresponding instrument of accession is deposited with the Executive Secretary of ESCAP, along with the National List of Concessions and the related administrative notification (e.g., a government notification, such as a customs notification).

Constraints to the Asia-Pacific Trade Agreement 

With China, India, and the Republic of Korea as the participating states, APTA has progressed slowly in relation to its potential. APTA, despite its potential, has been hampered by a variety of problems that have prevented it from becoming a really dynamic regional economic organization.

As a PTA, APTA has been unable to capitalize on the presence of some of the world’s most dynamic and developing economies, such as China, India, and the Republic of Korea, as seen by intra-APTA goods trade flows. However, the fact that intra-APTA product trade has demonstrated enormous vitality evokes hope that it may be enhanced.

In order to widen the scope of economic complementarities, APTA has not been able to generate enough enthusiasm for newer members, who have enormous potential to catalyse the APTA process. Mongolia is the final nation to join following years of negotiations, after China’s entrance.

APTA’s effectiveness has been greatly constrained because it has so far functioned through ministerial-level exchanges rather than summit-level interactions. This is essential because if the discourse and enthusiasm do not come from the top, it is unlikely that they would result in specific benefits, such as stronger economic relations. This would be a significant step because other regional economic bodies, such as SAARC in South Asia and ASEAN in Southeast Asia, are directed by summit-level pronouncements by Heads of Government/States.

Due to a lack of attention dedicated to improving the Secretariat, the fact that APTA maintains a Secretariat in a worldwide organization has remained a restriction. A lack of information, a lack of awareness among companies, and APTA’s existing structure as a PTA all contribute to the RTA’s slower productivity.

Other Asia-Pacific trade agreements and organisations

  1. ASEAN Free Trade Area (AFTA)

The Bangkok Declaration, signed by Indonesia, Malaysia, Singapore, Thailand, and the Philippines on August 8, 1967, formed the Association of Southeast Asian Nations (ASEAN). ASEAN’s goals and objectives include promoting regional peace and stability, encouraging active engagement and mutual aid on issues of mutual concern, and so on. The ASEAN Free Trade Area (AFTA) Agreement was established by ASEAN to improve trade and economic activity among ASEAN nations while collaboratively facing international economic concerns.

AFTA aims to boost ASEAN’s competitiveness as a global industrial base by removing tariffs and non-tariff barriers within the ASEAN region, as well as attracting more foreign direct investment into ASEAN member countries. AFTA is projected to provide trade benefits by removing tariffs and non-tariff barriers, leading ASEAN member countries to enhance bilateral trade as well as exports to non-ASEAN member countries.

  1. South Asian Free Trade Area (SAFTA)

The South Asian Free Trade Area (SAFTA) is a free trade agreement between members of the South Asian Association of Regional Cooperation  (SAARC) that was signed in January 2004.   The agreement was signed by SAARC members in order to strengthen and protect regional trade and economic cooperation. The agreement’s main purpose is to boost regional competitiveness while providing sufficient benefits to the countries involved. By eliminating tariffs and trade barriers, the agreement benefits  South Asians by boosting transparency and honesty among governments. Finally, it establishes a solid foundation for regional cooperation.

  1. The Bay of Bengal Initiative for Multi-Sectoral Technical and Economic Cooperation (BIMSTEC)

The Bay of Bengal Initiative for Multi-Sectoral Technical and Economic Cooperation (BIMSTEC) is a regional organization of seven-member nations dedicated to establishing continuous regional unity along the Bay of Bengal’s coastline and neighbouring territories. The Bangkok Declaration established this sub-regional organization on June 6, 1997. It has seven members, five from South Asia (Bangladesh, Bhutan, India, Nepal, and Sri Lanka) and two from Southeast Asia (Myanmar and Thailand).

The regional organization connects South and Southeast Asia, improving relations between the countries. BIMSTEC has also established a forum for intra-regional cooperation between SAARC and ASEAN nations. The purpose of building such an alliance was to promote shared and accelerated growth by reciprocal engagement in a variety of sectors of mutual interest while minimising the impact of globalisation and exploiting regional resources and geographic advantages. BIMSTEC is a sector-driven cooperative organization, unlike many other regional organizations.

Conclusion 

The Asia Pacific trade agreement is preferential as well as regional. It took much too long for the APTA to attain its current level of liberalisation.  However, with its revitalization and China’s admission to the agreement, chances for broader trade liberalisation have increased. While APTA has been modified to some extent in light of global trends, as reflected in the modified agreement, its scope and objectives are still governed by traditional regional integration approaches, which emphasise primarily the lowering of customs charges.

Even in this small field, non-tariff obstacles and the slow and lengthy nature of negotiations based on the positive list approach are still to be effectively resolved. And also, APTA must widen its scope and goals to align with regional trade agreements between the South and the North. 

Frequently Asked Questions [FAQs]

  1. What is the Asia- Pacific Trade Agreement?

It is a preferential trade agreement aimed at gradually liberalising and expanding product trade, with a particular emphasis on boosting intra-regional trade through the exchange of mutually agreed-upon concessions among its member countries.

2. Which countries are the current members of the Asia Pacific trade agreement?

India, Bangladesh, China, the Republic of Korea, the Lao People’s Democratic Republic, Sri Lanka, and Mongolia are currently members of the APTA.

3. What is the objective of the APTA?

The most important aspect of the Asia Pacific trade agreement’s objective is the interconnection of economies. Apart from that, trade in the multinational system is being increased to strengthen each country’s influence. This is beneficial not only to both parties but also to the political and social development of each of the countries included in the agreement.

4. What are the institutional bodies under the APTA?

The Ministerial Council, Standing Committee, and four Working Groups on Trade Facilitation, Trade in Services, Investment, and Rules of Origin, as well as the APTA Secretariat, are the institutional bodies that make up APTA.

References 

  1. https://commerce.gov.in/wp-content/uploads/2020/05/bangkok_agreement.pdf 
  2. Brochure-of-the-APTA_Nov-2020.pdf
  3. Chapter 11_A future roadmap.pdf
  4. ASIA PACIFIC TRADE AGREEMENT.PDF
  5. APTA for website.pdf
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Custodial services

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This article is written by Ms. Sushree Surekha Choudhury from KIIT School of Law. The article gives a brief overview of the custodial services that financial institutions provide to their customers. It speaks about the custodial services in India as well as global custodial services. The article further details the risks involved in the business model of these services. 

It has been published by Rachit Garg.

Introduction 

Custodial services are the services provided by banks and financial institutions to their customers for the safekeeping of their financial assets. The customers can choose any bank, which shall then be known as their custodian/custodian bank, and they can opt for custodial services. Banks and financial institutions provide a wide range of services. Not just safekeeping, but also other services like fund management, investments, extending that money under loan and gaining interests, and forex services, while maintaining accounting records of all these services which a customer has availed. Customers who open a dematerialized account for trading in the capital market can also avail of custodial services. Here, the custodian is usually an individual who keeps all the records and ensures safe keeping and other trading settlements. In this case, the financial assets can be in physical form or electronic form, and physical assets can be converted into dematerialized form as well. 

What is a custodial service 

A custodial service is a form of service usually extended by banks and other financial institutions. It is the process in which the bank or financial institution becomes the custodian for the goods or products that the customer may wish to extend custodial services to. Banks become custodians for their customers and take legal responsibility for the products that the customers have put into custody. They perform the role of caretaker for these products. When a customer opens a “DEMAT Ac.” (Dematerialized Account), the bank becomes a custodian for its customers. While the customer remains the sole owner of the products, they are merely held by the banks or financial institutions on behalf of the customers for safekeeping. The main purpose behind availing of a custodial service is the safekeeping of financial products. It reduces the risk of theft or compromise of these products. Investment service providers like mutual funds, depository institutions, etc., keep the accounts created with them under custody. They even hire a custodian to do so. The financial assets put under custodial services can be stored either in physical form or in electronic form and are usually interconvertible. In this case, the custodian has to comply with the Security and Exchange Board of India (Custodian of Securities) Regulations, 1996

Different types of custodial services 

Custodial services can differ from customer to customer, and it is usually done on a contractual basis. Banks and financial institutions extend these services to a wide range of customers, starting from regular customers to investment service providers.

They extend custodial services of the following kinds: 

  • Collection of financial assets and settlement of service for customers
  • Safekeeping of these  collected and settled assets
  • Keeping track and reporting customers’ securities, assets, and marketable financial products
  • Clearing and settlement services
  • Exchange-traded derivatives clearing services
  • Depository services
  • Forex services including international investments and returns
  • Custodial services are also extended to accounts whose beneficiary is a minor. Usually, an individual becomes the custodian for a minor beneficiary account. He/she takes responsibility and accountability for that account and makes decisions in favor of the minor. Ultimately, the proceeds of the account are all for the minor beneficiary.
  • Global custodial services: These services are extended across borders.
  • Security lending services for the assets under custodial services. This service is provided by banks or financial institutions to their customers, through which they allow the customers to lend these assets and securities to gain profits from those assets.
  • Value-added services on the assets under custody.

Core custodial services

Though custodial services range across  wide service areas, its core services or most basic functions can be seen as the following:

Trade settlement 

These services are primarily focused on the money market and money market instruments. The banks provide settlement for trades in equity or debt securities via a channel of clearing houses and also via Delivery Versus Payments (DVS) services. It also processes primary market subscriptions. It processes various services for buy-back of shares, rights issues, etc.

Safekeeping

One of the most basic services under custodial services is the safekeeping of financial assets. The banks and financial institutions ensure the customers’ securities are safe and secure. It can be in physical form or electronic form and is usually interconvertible. When customers open a DEMAT account with market intermediaries and service providers, they automatically sign up for the safekeeping of their securities.

Monitoring and collection

As a core service principle, banks provide monitoring, collection, and recording of various benefits, like corporate benefits, entitlement benefits, etc. They collect these benefits as due and also ensure that it is up to date. 

Accounting of funds

Banks maintain accounting records of the assets under custody. It conducts proper valuation and accounting for and when the account owner makes investments, lends securities in custody, or makes any other transaction.

Reporting

It conducts and adheres to proper reporting standards for every minute transaction. Banks make reports on regular statements, securities valuation, and their saleability, corporate actions, trading, forex, etc. 

Securities and Exchange Board of India (Custodian of Securities) Regulations, 1996

The Securities and Exchange Board of India (SEBI) prescribed the SEBI (Custodian of Securities) Regulations in the year 1996 (hereinafter referred to as ‘the regulations’) via the power vested on it under Section 30 of the SEBI Act, 1992. It has since then undergone several amendments until the last amendment in the year 2009. Under the current framework, certain essential regulations are: 

Definition of custodial services

Custodial services have been defined under Chapter I, Regulation 2(e) of the Regulations. Under various legislations, such as the SEBI (Mutual Funds) Regulations, 1996, assets and other securities, gold, and gold-related instruments, etc., custodial services mean the safekeeping of these assets and securities and include other related activities like maintaining customers’ accounts, depository services for companies, gathering customers’ benefits and rights arising from these securities, keeping records, maintaining accounts, accounting, and keeping the customers well informed. 

Registration of custodial services

One who wishes to legally carry out custodial services in India has to register itself with SEBI under these regulations (Chapter II of the regulations)  and in the following manner:

  1. Such a person has to make an application to SEBI for a grant of certificate. 
  2. Any person who has been carrying out custodial services before the commencement of this regulation has to make an application for registration and obtain a certificate within 3 months from the date of commencement.
  3. The application has to be made on Form A.
  4. A prescribed fee has to be paid as specified in Part A of Schedule II of the regulations.
  5. The manner of payment has to be followed as specified in Part B.
  6. Failure to register and obtain a certificate within the prescribed time frame can result in SEBI ceasing the business activities of such a person and asking for a transfer of customers’ records and documents. 
  7. Before granting a certificate, SEBI takes into account various factors to check the credibility and eligibility of a person wanting to carry out custodial services. Such eligibility may be verified by checking the availability of proper infrastructure, meeting capital requirements (INR 50 crores), security and privacy standards, etc. This verification is referred to in Schedule II of SEBI (Intermediaries) Regulations, 2008.
  8. If all the criteria are met, SEBI grants a certificate after the payment of a prescribed fee. A Certificate is granted in Form B of the regulations. This certificate will be valid for 3 years and can be renewed. 
  9. SEBI can reject an application for certification for stated reasons, and the same has to be communicated within 30 days. 
  10. Aggrieved parties can apply to SEBI for reconsideration of their application within 30 days from the date of communication of rejection. 

General obligations and responsibilities of custodians

When a certificate is granted to a person or corporation for carrying out custodial services, such custodians have to follow a prescribed set of obligations and responsibilities while carrying out the business. Such obligations and responsibilities are mentioned in Chapter III of the regulations. These are:

  1. Every custodian has to follow the prescribed code of conduct as it is under Schedule III
  2. When a custodian carries any other business other than custodial services, the office, infrastructure, and employees have to be separated entirely.
  3. Custodians of services have to be inspected annually and a report must be given to SEBI regarding the same within 3 months from the date of inspection.
  4. A custodian of services cannot delegate his duties and responsibilities to any other person other than another custodian for safekeeping. This is done with restrictions. The custodian remains responsible for the customers’ securities. A satisfactory record of the services availed from the other custodian has to be kept in the primary custodian’s office. 
  5. The custodian must maintain separate custodian accounts for each client.
  6. The custodian has to enter into a clear and descriptive agreement with the customer whose assets the custodian has agreed to safe keep. 
  7. The custodian must make provisions for safety, security, privacy, and internal control and monitoring for the safekeeping of customers’ securities. 
  8. The custodian must protect the securities from natural hazards, theft, or any other kind of mishap.
  9. The custodian must maintain detailed documents of customers, books of accounts of its business, and reports on every legal and corporate affair.
  10. The custodian must keep SEBI informed about these records and documents.
  11. The custodian is required to maintain these records and documents for at least five years. 
  12. The custodian must appoint a compliance officer to look after the regulations being complied with by the custodial services provided. He has to be diligent and independent. 

Global custodial services 

This refers to the expansion of services in the global market. Banks and other financial institutions provide custodial services for cross-boundary transactions, foreign securities, and foreign market investments. It provides all the core custodial services but in an international market. Usually, these banks and financial institutions (custodians) establish connections with domestic custodians or local custodians across all the countries they extend their services to. It is then through these agent custodians that they perform custodial services simultaneously in local as well as international markets for local and international clients. Its core services include safekeeping of assets; management of assets; keeping records of these assets; accounting of securities; and trade settlements in multiple markets. The greater task in providing satisfactory global custodial services is to comply with the regulatory requirements of different countries while keeping pace with the needs and demands of the customers in every market. Coordination, cooperation, and acting in good faith between the custodians and their agents or sub-custodians are essential for the efficient delivery of services.

Mentioned below is a list of banks that provide global custodial services:

Custodial services for minors

If a minor opens an account, he/she is in the position of a beneficiary. Even though he is the account holder, he is not allowed to directly operate the account for the reason of being a minor. In such a circumstance, a custodian is appointed to operate the account on behalf of the minor, who is the ultimate beneficiary. It is understood as:

  1. The account of the minor is known as a custodial account.
  2. The appointed custodian here is usually a person rather than a corporation or institution. 
  3. This custodian makes all necessary decisions regarding the management of funds in the account. 
  4. He has the discretion to make investment decisions for the securities in the account. 
  5. He must do so in good faith and for the benefit of the minor beneficiary. 
  6. Such a custodian account is thus accessible to two individuals—the minor beneficiary and the custodian.
  7. However, the custodian can access the account only to make investments on behalf of the minor and other related activities. He can not avail himself of the securities or assets.
  8. There can be only one beneficiary per custodial account. 
  9. When the minor reaches the age of 18 years or above, he can operate the account by himself and discontinue the custodial services on his account. 

Risks of opting for custodial services 

With providing a wide range of custodial services across borders, there are also certain risks involved that need to be considered and mitigated. Some primary risks include:

Risk of compliance

While extending custodial services, especially in global custodial services, a host of laws, policies, and regulations need to be complied with. Every nation has its own set of rules, procedural requirements, ethics, standards, and policies that have to be adhered to. Violation of any prerequisite shall attract penalties and punishments. There is always a high risk of non-conformity, which is not only punishable by law but also causes significant reputation damage to the erring party. 

Risk in conducting transactions

Banks and financial institutions that provide custodial services need to constantly keep up with the demands of their customers; they have to act quickly and maintain time frames and regulatory compliance. Any kind of mistake or delay can result in transactional defaults. There is also a risk of fraud by corrupt employees or fraudulent customers. There is a risk of information asymmetry. 

Risk of credit 

It is a typical case of default. When any party to whom the services are extended, in the form of deposits, investments, loans, or returns, and they make defaults or breaches in terms of the contract, it leads to default in credit. Credit risk is higher as these services include customers from a wide range of geopolitical backgrounds and multiple markets. 

Risk in strategy implementation

Banks and financial institutions that extend custodial services must formulate their business model and international connections in a manner that complies with industry standards and also ensures customer benefit. Any failure in the proper and efficient implementation of a relevant business model, chains of connections, sub-custodian or agency services, travel, cross-border regulatory compliance, etc., increases the risk of failure of strategy formulation and implementation, thus weakening the basis of service. 

Reputational risk

Any of the abovementioned risks or any other transactional failure, non-compliance, or misrepresentations are all collateral to reputational risks. The service provider loses public confidence and faith in their services. This fails business operations and also hampers the bank’s creditworthiness as a whole. It may result in losses, and dissatisfied customers, and can also result in litigation.

Risks in global custodial services

While organizing, maintaining, and providing services in multiple markets, there are several risks. Some of these are the risks associated with complying with different laws; risks in currency conversions; trading rules; agency risks, etc.

Liquidity risk

Several factors can cause a liquidity crunch. It is when the bank or financial institution has a hard time maintaining liquidity, assets valuations, debts increase, and cash flow statements do not look convincing. The organization as a whole might face a liquidity crisis, and the customers might lose confidence and withdraw services. This further increases losses and negative margins. 

Conclusion 

In a fast-growing world economy, the competition for custodial service providers has seen rapid growth, and so does the growth in the industry as a whole. While there are several risks attributed to the services, there is also a huge market that wants these services. Mitigating risks and providing services efficiently while taking care of regulatory compliance is the task. When done so, the results can be promising. Multiple market players have to play in good faith and harmony. The ultimate goal has to be customer satisfaction and benefit. 

Frequently Asked Questions (FAQs) 

Do banks provide custodial services?

Yes. Banks provide custodial services to their customers for financial assets and help them with safekeeping as well as putting those assets into transactions. 

Can I opt for custodial services beyond my territorial jurisdiction?

Yes. If a person wants to avail of custodial services for multiple jurisdictions, they can do so by availing of global custodial services. This is usually done in the case of foreign investments and trading in multiple markets. 

Which banks provide these global custodial services?

Banks like BNY Mellon, Royal Bank of Canada, Citibank, etc., provide global custodial services.

Can I trade or loan my assets that are under custody?

Yes. Financial assets under custody are not only meant for safekeeping. They can also be utilized for a host of other services, which include trading and lending these assets.

Is it risky to opt for custodial services?

No. Opting for custodial services is risk-free. It is meant for the safekeeping of assets. However, the banks are not responsible for any loss the customer may incur due to their doing. 

References 


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Different compliance requirements that need to be followed by one person company in India

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Sole proprietorship

This article is written by Ahmed Ziya Siddiqui pursuing a Diploma in M&A, Institutional Finance and Investment Laws. This article has been edited by Ojuswi (Associate Lawsikho). 

This article has been published by Sneha Mahawar.

Introduction

A legal entity that is formed by an individual or a group of individuals to run a business, commercial or industrial is a Company. It can be private or public. A Corporate entity like a Public Company or a Private company Requires two or more people to partner whereas a One Person company only requires one member to manage the business, making it a more viable option for those who are looking for an unregistered proprietorship.  

The Companies Act, 2013 had an enormous impact on the Corporate law system in India by introducing new concepts that did not exist previously. One Person Company is one of the new concepts introduced under The Companies act, 2003. It allows an individual to constitute a company i.e. one Director and one Shareholder. In this article, we will discuss the different Compliances required for a One Person company after its incorporation and other regular Compliances and also the difference between a Public company and a One Person Company. 

Definition

One Person Companies are explained in Section 2 (62) of the Companies Act, 2013. It states that “One Person Company means a company with only One Person as a member”

Any person of the age of Majority, and a citizen of India, whether he is a resident or not i.e. an NRI, will be Eligible to establish a One Person Company in India.

 A single person gains full authority over the company restricting his liability towards their contributions to the enterprise. However, a nominee Director is present but is powerless until the present Director is well and capable of carrying on. If a turnover of 2 crores or more is made by One Person company thrice in a row or gets a paid-up fund of 50 lakh or more, it has to be converted into a Private limited company or Public limited company within 6 months.

Difference between one person company and a public company

The main difference between a One Person company and a public company is the minimum and the maximum number of members in the company. One Person company as the name suggests has only one owner whereas a public company needs to have a minimum of seven members but the maximum can stretch to any number.

In a One Person company 100% of the share capital is held by One Person on the share capital and share profit. In a public company rights of share capital and profits are shared among all the owners as per articles of association and shared owned by One Person.

Transfer of shares is not applicable in a One Person company but in a Public company, shares can be transferred by the owners to any other person in the market.

A One Person company can have a minimum of 1 Director and a maximum of 15 Directors whereas a Public company can have a minimum of 3 Directors and a maximum of 15 Directors.

Name of a One Person company needs to have “OPC” with it, and a Public company uses Limited with its name.

A One Person Company cannot raise funds by issuing shares of the company, but a public company can issue its shares to the public in the Share market which makes it easy for them to raise funds.

Different compliance requirements that need to be followed by one person company in India

The main motive behind introducing this new concept of a One Person Company in the Companies Act, 2013 was to support person enterprises that are small businesses.

Since the introduction of the new Companies Act 2013, the One Person Companies are becoming prominent very fast in India for doing business or providing services by various entrepreneurs and innovative individuals.

Post-incorporation compliances

Corporate stationery

Name

All companies including a One Person Company need to affix or paint the name of the company and address of its registered office outside every Branch where it carries out business.

Rubber Stamp

A company rubber stamp is important as it is required for the execution of various legal documents like bank account opening, Board Resolutions etc. the stamp should carry the name of the company.

Letterhead

Name and registered office address should be printed on all Letterhead, notices, invoices and all other official documents of the company.

It is important that the words “One Person Company” be mentioned with the name of the company everywhere it’s printed, affixed or engraved.

PAN application of one person company

This is the first step after incorporating a One Person Company or any legal Corporate entity. It can be applied online after incorporation to receive a PAN allotment Letter. The letter must be signed by the Company Director, Sealed with the company steam and sent to the NSDL office. Issuing A PAN card will take up to 15 days and a  receipt of the hardcopy PAN Application will reach the applicant.

Bank account

Opening A Bank account for an OPC is easier as compared to other Corporate entities. As per RBI KYC norms, these documents require opening a Current account in the name of an OPC.

3.1. Copies of OPC certificates of Incorporation and these should be self-attested.

3.2. Memorandum of Association of OPC.

3.3. Articles of association of OPC.

3.4. Resolution to open a bank account for the company.

3.5. Copy of PAN allotment number.

3.6. Telephone bill.

3.7. Identity proof of the director.

3.8. All these documents should be self-attested and sealed with the company stamp.

Appointing an auditor

All companies including an OPC are required to Appoint the first Auditor, A practising Chartered Accountant within the first 30 days of Incorporation. His role is to Audit the financial statements of the company.

Allotting securities

After incorporation of the company, Share Certificates are issued which give evidence of the ownership of the company. Every certificate is duly signed by the director or any authorized person and sealed with the company stamp.

Regular OPC compliances

Meetings

According to Section 173 of the Companies Act, 2013 Every One Person Company is required to hold at least one board meeting in each half of the calendar year and the minimum gap between these two meetings must be 90 days. In case a company has only one director, there is no mandatory requirement to hold these meetings, the owner can simply pass the resolution and enter in the minutes’ book which is sufficient to satisfy the requirement.

The first meeting of the company is to be held 30 days after the incorporation.

Notice of interest

The Company Director in the first Board Meeting shall disclose his interest in other entities in every financial year. He must notify of his change of interest. Form MBP-1 needs to be filled for such notice.

Financial statements

One Person Companies are required to Prepare and File with the ROC in Prescribed form AOC-4 within 180 days from the closure of the financial year, the following financial statement:

3.1 – Balance sheets

3.2 – Account of Profit and loss

3.3 – Explanatory note forming part of any document a financial statement must be signed by the Director.

Annual return filing

All One Person Companies are required to prepare an Annual return containing particulars at the end of the financial year with the ROC in the prescribed form MGT07 before 30 September every year. It should be signed by the Secretary of the company, in case there is no secretary Director can sign the Document.

Income tax return

Income tax returns are to be filed with the income tax department, in form ITR-6 by a One Person Company. The due date is the 30th business of the assessment year.

Employees state insurance registration

According to the ESI act, 1948 (Employees State insurance Registration.

Act) Every business entity including One Person Company is required to get registered under the ESI act, 1948 if a company has more than 10 employees.

GST return

In case a One Person Company has a GST registration, it must file a GST return and the GST return filing due date varies from state to state, usually, the returns are filed on a monthly basis.

Conclusion

A single person could not establish a company before the enforcement of the Companies act, of 2013. This helped lots of new budding entrepreneurs and individuals to form their business ventures and gave wings to their ideas. Along with aid to the economy of the country, it also boosts the morals of young individuals. Before this sole proprietorship was the only option for an individual if he/she wanted to establish his/her company or business. In a sole proprietorship minimum of 2 directors and 2 members were required to establish a company.

There are several advantages of an OPC such as

  • It receives a separate legal entity status
  • Easier to go for fundraising through venture capitals, angel investors and incubators etc.
  • Less compliance as compared to other types of companies as there are some exemptions given to the OPC under the companies act, 2013.
  • Apart from these an OPC is easy to manage, there is perpetual succession and easy incorporation.

An OPC can be converted into a private limited voluntarily by passing a resolution and increasing the number of directors and members to two. A no-objection certificate from the creditors is also required for conversion.

References


Students of Lawsikho courses regularly produce writing assignments and work on practical exercises as a part of their coursework and develop themselves in real-life practical skills.

LawSikho has created a telegram group for exchanging legal knowledge, referrals, and various opportunities. You can click on this link and join:

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International Criminal Law

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This article has been written by Naveen Talawar, a law student at Karnataka State Law University’s law school. The article is an insight into International Criminal Law, its sources and general principles. It also deals with the categorisation of crimes.

It has been published by Rachit Garg.

Table of Contents

Introduction 

International criminal law is a body of law that prohibits specific types of conduct that are considered serious crimes. It establishes procedures for investigating, prosecuting, and punishing crimes, as well as holding perpetrators personally accountable. A system of international criminal law has recently emerged, imposing direct duties on individuals and punishing transgressions through international agencies. The ad hoc Tribunals for the Former Yugoslavia and Rwanda, which were founded in the 1990s, could be considered the beginning of a global criminal justice system. For this branch of law to be respected, major crimes of international standards must be punished, especially given the seriousness of specific acts classified as war crimes, which must be investigated and tried by the international community as a whole.This article talks about international criminal law, its sources, general principles of international criminal law and the categorisation of crimes in detail.

What is International Criminal Law 

International criminal law is a part of public international law. It is the body of laws, agreements, and norms that govern international crimes and their suppression, as well as regulations that tackle conflict and cooperation between national criminal-law systems. Criminal law makes antisocial behaviour illegal and punishable. Because each country’s laws reflect its values, there are occasionally considerable differences between the national laws of different countries, both in terms of the nature of the crimes and the acceptable sanctions.

Most international laws are involved with interstate trade, whereas international criminal law is concerned with individuals. Individuals, not governments or organisations, are held accountable under international criminal law, which prohibits and punishes unlawful behaviour. The rules, techniques, and principles of international criminal law involve liability, defences, evidence, court process, penalty, victim participation, witness protection, mutual legal assistance, and collaboration.

“International criminal law” basically refers to three main areas of the law. 

  1. Extradition and other types of mutual legal assistance between various legal systems; 
  2. A collection of countries or the international community as a whole that prohibits and punishes certain behaviours; and 
  3. The operation of autonomous international legal systems, including courts and other enforcement mechanisms, in addition to national criminal law.

Sources of International Criminal Law

The five primary sources of international criminal law are treaties, customary international law, general principles of law, judicial decisions, and the writings of eminent jurists. These sources of international criminal law are expressly listed in Article 38(1) of the International Court of Justice Statute

Article 38 of the Statute of the International Court of Justice specifies the sources of international law that regulate sovereign nation-state relations. 

In Article 38, the following sources are mentioned: 

  • General or specific international treaties establishing norms expressly acknowledged by the opposing states;  
  • International custom, as evidence of a generally recognised practice that is legally binding 
  • Broad legal notions that civilised nations accept; 
  • Court decisions and the teachings of the most highly competent jurists from other nations may be employed as a secondary means of setting legal standards, according to the conditions of Article 59.

It is uncertain if Article 38 was meant to provide the Court with an exhaustive list of sources to be used at the time of its creation, but it is seldom considered a comprehensive list of international law sources today. However, there may be some misunderstanding regarding what the phrase ‘sources’ means, as the term is not defined in the Article. Article 38 is vital because it provides a fairly clear and explicit description of the most relevant sources to be consulted, both directly by the International Court of Justice and indirectly by other organisations that may decide international issues. As a result, Article 38 has been recognised as authoritative by both the Court and the states.

The following are the sources of International Criminal Law

Treaties 

Treaties serve as a source of international criminal law, either directly or indirectly. Direct sources of international criminal law are treaty-based international criminal legislation or conventions. Subsidiary sources, on the other hand, are those that come indirectly from existing agreements. The International Military Tribunals and The Rome Statute (1988), which contain a list of crimes and procedures for prosecuting them, are legal sources that have emerged directly from treaty formulations. Additional legal sources include The Hague Convention (1907), the Geneva Conventions (1949) and its additional protocols, the Genocide Convention (1949), and The Torture Convention (1984). As a result of the formation of treaties, all of these conventions were formed.

The statutes of the International Criminal Tribunal for the Former Yugoslavia (ICTY) and the International Criminal Tribunal for Rwanda (ICTR), were both formed in response to UN Security Council Resolutions 827 and 955, respectively, are other treaty-based sources of international criminal law.

 International Customary Law

The International Court of Justice states in Article 38(1) that customs have two components. The first is practice, and the second is the mental element of the state, known as Opinio Juris. Both components were very well described in the North Sea Continental Shelf judgement of 1969. “In order to accomplish this result, two conditions must be satisfied. The acts in issue must not only form a well-established practice, but they must also be such, or carried out in such a way, as to reflect a belief that this practice is made mandatory by the presence of a rule of law demanding it. The idea of Opinio Juris Sive Necessitatis itself implies the demand for such a belief, i.e. the presence of a subjective element. As a result, the participating nations must think they are performing a legal obligation.”

However, International customary law cannot be the only basis for criminal prosecution. The applicable principles can be used if the custom gets codified.

General Principles of Criminal Law

The General Principles of International Criminal Law are positive international standards that must be implemented when present law fails to provide any remedy. Such a law is necessary when there is a lacuna in present international law. If a treaty or convention fails to provide a legal framework for a specific issue, basic principles of international criminal law must be used. The next section of this article focuses more on these concepts.

Judicial Practice 

Judicial experience is one of the sources of international criminal law. This can be done in two ways: first, when courts recognise existing international criminal law principles by referring to precedents and preceding Opinio Juris, and second when courts strive to designate a norm as custom through their judgments. New customary standards are regularly developed by courts by drawing them directly from elementary considerations of humanity. They pronounce judgement on the state’s behaviour under the garb of compassion, expecting the state to follow the newly adopted statute.

General principles of International Criminal Law 

International criminal law is based on a framework of general basic principles. They establish the reasons and conditions for prosecuting individuals for international law crimes (genocide, crimes against humanity, war crimes, and aggression), as well as other crimes against humanity’s peace and security. Every legal system necessitates basic principles to create the system’s overall orientation, provide broad concepts for proper legal interpretation when detailed rules on legal construction are insufficient or unhelpful, and allow courts to fill gaps in written or unwritten norms.

As international crimes are getting more complicated, because they include extraterritorial elements, it is becoming increasingly important to coordinate adherence to these rules. States must uphold them even while adhering to their own national criminal law principles as well as any particular principles included in regional agreements to which they are a party. The following are some of the general principles of international criminal law.

Basis of jurisdiction

new legal draft

A state has jurisdiction over its own territory which includes the power to make, interpret, and implement the law, as well as take legal action to enforce it. While enforcement authority is normally limited to national territory, international law recognises that under some circumstances, a State may regulate or adjudicate events that occur outside of its borders. Extraterritoriality is considered to be based on many principles. The following are some examples:

  • The nationality or active personality principle (acts committed by citizens of the forum state); 
  • The passive personality principle (acts perpetrated against people of the forum State); or
  • The protection principle (acts affecting the security of the State)

While state practice and opinion support these principles to varying degrees, they always need a connection between the act committed and the State asserting jurisdiction. Another basis for establishing extraterritorial jurisdiction is universal jurisdiction, which does not need such a connection. Universal jurisdiction refers to the assertion of jurisdiction over crimes regardless of their location or the nationality of the accused or victims.

Statutory limitations 

Minor criminal offences are prohibited by law in most legal systems. Several legal systems, especially those based on common law, do not place statutory restrictions on the filing of criminal charges for major crimes. Legislatures in countries where civil law prevails have either set statutory limitations for serious crimes that are far longer than those for minor offences, or, like common law legislatures, do not allow the imposition of such limitations on serious criminal offences in anyway.

The use of criminal punishment is becoming increasingly limited. It does not exist under common law, and other legal systems severely restrict it. Where time limits for the most serious crimes exist, they are usually broad and do not apply to particular types of crimes or situations involving dangerous or repeat offenders.

Under international law, some offences are not subject to statutory limits. The 1949 Geneva Conventions and its 1977 Additional Protocols are silent on the topic of time limits for war crimes. Both prosecutions and sentence imposition are covered under the 1968 Convention on the Non-Applicability of Statutory Limitations to War Crimes and Crimes Against Humanity. It includes both war crimes and crimes against humanity perpetrated during times of conflict and peace as a result of apartheid and genocidal actions. According to Article 1, it is retroactively applicable, and according to Article 4, state parties agree to repeal existing statutory limitations, introduce legislation, or take other measures to guarantee that limitations do not apply to such offences. Furthermore, Article 29 of the Rome Statute of the International Criminal Court (ICC) states that statutory restrictions do not apply to war crimes, crimes against humanity, genocide, or aggression.

Nullum Crimen, Nulla Poena Sine Lege 

This principle is also known as the principle of legality and is enshrined in Article 15 of the International Covenant on Civil and Political Rights, which states that no one may be convicted or punished for an act or omission that does not constitute a criminal offence under national or international law at the time it was committed. It further specifies that no harsher penalties than those in place at the time the criminal offence was committed may be applied. The purpose of this notion is to ensure that the law is clear and predictable, allowing people to reasonably foresee the legal consequences of their actions. 

The International Criminal Statute has a similar provision on the basis of legality under Article 22. The concepts of non-retroactivity, specificity, and analogy prohibition are all connected to the concept of legality. Non-retroactivity means that a law cannot be applied to events that have occurred prior to its enactment. The notion of specificity needs a sufficiently detailed definition of the prohibited conduct, but the prohibition of analogy implies a strict interpretation of the phrase.

Ne Bis in Idem 

According to this Latin maxim, no one should be prosecuted or punished more than once for the same offence. It ensures justice for defendants because they know the judgment will be final, and it protects them against arbitrary or malicious prosecution on both the local and international level. Furthermore, this concept seeks to guarantee that investigations and prosecutions are initiated and carried out effectively. It should be emphasised that the precise application of Ne bis in idem at the international level is determined by its articulation in the appropriate laws of international tribunals. 

Immunity

Immunities are derived from the concept of state sovereignty. Immunity from foreign jurisdiction has traditionally been granted to state representatives. Immunity is intended to allow government officials to carry out their official tasks while representing the country in foreign matters. The two types of immunity that may be identified are  personal and functional immunity.

  • Personal immunity safeguards persons who are critical to a state’s administration, whether in a personal or official capacity, throughout the duration of their tenure in office. 
  • State representatives’ official activities are protected by functional immunity, which lasts beyond their term of office.

Immunity, therefore, serves as a procedural obstacle to foreign jurisdictions initiating processes against protected individuals; nonetheless, the official’s State of Nationality has the option to waive immunity. 

Mutual legal assistance

Mutual legal assistance is the provision of legal assistance by one state to another in the investigation, prosecution, or punishment of illegal offences. It is the process by which governments seek and provide assistance to other countries in the processing of judicial documents and for the gathering of evidence for use in criminal cases. Mutual legal assistance is frequently governed by bilateral or multilateral legal assistance treaties, which specify the scope, boundaries, and methods for such assistance, but local law will serve in many cases. Domestic law, whether in the form of a criminal procedure code or as a separate piece of legislation, usually reinforces treaties.

It is essential to harmonise legal frameworks at the national and international levels.  When the same processes and laws are in place, cooperation becomes easier and faster. Multilateral and regional accords are used to accomplish this. Article 18 of the Organized Crime Convention is based on a variety of previous global and regional initiatives. It urges state parties to give the greatest feasible mutual legal assistance in investigations, prosecutions, and judicial proceedings.

The Organised Crime Convention further requires state parties to provide reciprocal similar assistance to one another if the inquiring state has reasonable grounds to suspect that one or more of these offences are transnational. Transnational crimes include circumstances in which victims, witnesses, revenues, instruments, or proof of such crimes are situated in the requesting state, as well as scenarios in which the crimes are committed by an organised criminal gang.

Legal assistance may be obtained under Article 18 of the convention for 

  • Obtaining evidence or making statements 
  • Providing judicial documents for service 
  • Conducting search warrants and seizures 
  • Examining objects and locations 
  • Providing data, facts, expert opinions, papers, and records, 
  • Identifying or tracking criminal profits, property, or instruments for evidence 
  • reasons, as well as their seizure for confiscation. 
  • Making it easier for witnesses to appear 
  • Any other sort of assistance that is not prohibited by domestic law.

The United Nations Office on Drugs and Crime’s (UNODC) tools to facilitate mutual legal assistance

The UNODC has established tools to foster international cooperation and address the challenges that transnational organized criminal organisations face. The United Nations Office on Drugs and Crime (UNODC) developed the Mutual Legal Assistance Request Writer Tool (MLA Tool) to assist criminal justice practitioners in swiftly drafting MLA requests, therefore increasing state collaboration and accelerating responses to such requests. The computer-based application is easy to use, adaptable to a state’s substantive and procedural law, and requires little prior knowledge or expertise with mutual legal assistance.

The United Nations Model Law on Mutual Assistance in Criminal Matters 

To enhance the development of domestic legislation, the UNODC developed Model Legislation on Mutual Legal Assistance in Criminal Matters. The Model Law provides measures to assist countries in providing more effective assistance in international criminal proceedings. 

The United Nations Model Treaty on Mutual Assistance in Criminal Matters

The General Assembly adopted the Model Treaty on Mutual Assistance in Criminal Matters in Resolution 45/117, and it was later updated in Resolution 53/112. It is designed to be utilised by countries as a tool in the negotiation of bilateral instruments of this nature, allowing them to deal with transnational criminal proceedings more efficiently.

In order to fully benefit from mutual legal assistance operations, national legislation must be studied and, in certain situations, amended to promote international collaboration and the use of foreign evidence.

Categorisation of international crimes

International criminal justice develops a system of responsibility for the most heinous crimes committed across the world, such as genocide, war crimes, and crimes against humanity. International criminal courts and tribunals adopt legislative measures to establish subject-matter jurisdiction over major international offences. Efforts to combat such crimes have been internationalised as a consequence of necessity, reflecting the need to put a stop to crimes that frequently evade national authorities. Human trafficking, involvement in slave trade, and terrorist offences like piracy and plane hijacking are all covered by international treaties and customary legal principles. 

Following World War II, the first modern international criminal tribunal convened at Nuremberg, Germany, to trial Nazi Germany’s military and civilian leaders (A similar tribunal was established in Tokyo to punish accused Japanese war criminals). The Nuremberg trials (1945–46) prosecuted three types of crimes such as crimes against peace, war crimes, and crimes against humanity.

The offences were precisely specified and applied only to crimes done during the international war. More than half a century later, genocide was recognized among the three forms of crime in the Rome Statute of the International Criminal Court (ICC; 1998). The requirements for crimes tried in Nuremberg developed dramatically during the second half of the twentieth century, and they now cover offences committed during peacetime or civil wars. The most terrible crimes in international law are genocide, war crimes, and crimes against humanity.

War crimes 

The 1949 Geneva Convention and the 1977 Additional Protocols to the Geneva Conventions define war crimes as serious violations of war norms and conventions. The norms and customs of war only apply to acts committed during an armed conflict, which can involve the use of armed force between nations or long-term military combat between states and armed organizations or groups.

Significant breaches of the rules and customs applicable in international armed conflict and serious violations of the laws and customs applicable in non-international armed conflict are classified as war crimes under Article 8 of the Rome Statute of the International Criminal Court. Grave violations of international humanitarian law are dealt with by the International Criminal Tribunals for the former Yugoslavia and Rwanda, as well as the Special Court for Sierra Leone and the UNTAET Regulation No. 2000/15 for East Timor, which establishes jurisdiction for serious violations of international humanitarian law.

The following serious violations of international humanitarian law are classified as war crimes:

  1. willful killing;
  2. Torture or cruel treatment, such as biological experimentation; 
  3. Inflicting significant pain or serious bodily or emotional injury on purpose; 
  4. Significant property destruction or appropriation that is not justified by military necessity and is carried out unlawfully and without cause; 
  5. Compelling a prisoner of war or other protected individuals to serve in an enemy force 
  6. Depriving a prisoner of war or other protected person of the right to a fair and regular trial on purpose; 
  7. Deportation or transfer without authorization, as well as wrongful detention 
  8. Taking hostages.

Crimes against humanity 

The definition of crimes against humanity varies from one statute to another. The history of the evolution of these offenses may explain this ambiguity. Human rights were first recognised in international law with the Martens Clause of the Hague Convention of 1907. 

The International Military Tribunal Charter defined crimes against humanity as “murder, extermination, enslavement, deportation, and other inhumane acts committed against any civilian population, before or during the war, or persecutions on political, racial, or religious grounds in the execution of or in connection with any crime within the Tribunal’s jurisdiction, whether or not in violation of the domestic law of the country where perpetrated.”

The Control Council Law No. 10 (CCL No. 10) of 1945 was the second international law to incorporate a provision for crimes against humanity, the principal importance of which is the elimination of the war connection requirement, which required acts to be related to war to be unlawful.

“Murder, extermination, enslavement, deportation, imprisonment, torture, rape, or other inhumane acts committed against any civilian population, or persecutions on political, racial, or religious grounds, whether or not in violation of the country’s domestic laws,” were defined as crimes against humanity in CCL No. 10.

According to Article 5 of the International Criminal Tribunal for the Former Yugoslavia’s Statute, crimes against humanity include “Murder, extermination, slavery, deportation, incarceration, torture, rape, persecutions on political, racial, and religious grounds, and other cruel actions when perpetrated in armed conflict, whether international or internal,”

Genocide

Raphael Lemkin coined the word “Genocide” in 1944 in his book “Axis Rule in Occupied Europe: Laws of Occupation, Analysis of Government, Proposal for Redress,” which was published about Nazi atrocities in Europe during World War II. Genocide was originally thought to be a sub-category of crimes against humanity, described as the “intentional killing, destruction, or eradication of groups or people of organizations.” 

The Genocide Convention of 1948 defines genocide as one of five types of crimes committed with the intent of eradicating a national, ethnic, racial, or religious group in whole or in part.

  1. Assaulting and killing members of the gang; 
  2. Inflicting significant bodily or mental injury on group members; 
  3. Inflicting on the group circumstances of existence that are likely to cause its physical destruction in whole or in part; 
  4. Implementing measures to avoid births within the group; 
  5. Forcibly shifting the group’s children to a different group

As a result of the Convention, genocide has taken on new significance as a distinct crime. The concept of genocide under the 1948 Genocide Convention was narrower than both the definition of crimes against humanity and Lemkin’s definition of genocide. Articles II and III of the Genocide Convention were, however, replicated exactly in Article 4 of the International Criminal Tribunal for the former Yugoslavia (ICTY) Statute and Article 2 of the  International Criminal Tribunal for Rwanda (ICTR) Statute to establish the concept of genocide. 

Genocide is the most serious and aggravated type of crime against humanity, as well as “the crime of crimes,” among other international crimes.

War crimes, crimes against humanity, and genocide, in general, are all activities that are illegal under national law, such as murder and rape. Whether it be an international or domestic armed conflict (war crime), an attack on a civilian population (crime against humanity), or the planned extermination of an ethnic, racial, national, or religious group (genocide), the context in which the act is committed identifies it as an international crime.

Prosecution and defence  

Ordinary offences that cross the boundary into international crimes have serious implications. Most importantly, typical legal norms that regulate the exercise of jurisdiction no longer apply. According to international law, a national criminal justice system may punish crimes committed within the state’s territory or by its citizens, but not crimes committed outside the state’s borders by non-nationals. This rule has been relaxed in the case of war crimes, crimes against humanity, and genocide. Under the principle of universal jurisdiction, national courts have the authority to punish certain offences regardless of where or by whom they are committed. 

In circumstances of significant violations of the Geneva Conventions and the crime of torture, international treaties make a prosecution, not just a right, but also a duty. Under the principle of Aut Dedere Aut Judicare, which means “either adjudicate or extradite,” national governments must either try offenders or extradite them to a country that is willing to do so. Accords dealing with terrorism, counterfeiting, and nuclear material theft all use the phrase “try or extradite.”

The arguments that an accused may use to justify his actions are governed by certain rules. Despite having immunity under national law, a head of state cannot use it to protect himself against war crimes, crimes against humanity, or genocide. He may, however, seek protection from prosecution in other states for crimes committed while in office, provided they were not committed in private. Heads of state, on the other hand, are not immune from prosecution in international courts or tribunals. Furthermore, both treaty and customary law remove statutory limitations, which in many national legal systems, including war crimes, crimes against humanity, and genocide, constitute a substantial bar to prosecution many years after a crime has occurred.

Individuals may not claim that they were acting on orders from a superior, even though most national legal systems allow this for military and peace officials. Although subordinates cannot be exonerated in such instances, commanders are the focus of international criminal law. Even if there is no evidence that they directed the crime to be committed, persons in positions of authority, whether military or civilian, may be held accountable for war crimes, crimes against humanity, and genocide committed by individuals under their command.

Key features of legal process of the international criminal system 

  1. People under the age of 18 are not prosecuted by the ICC when they commit a crime. 
  2. The prosecutor must undertake a preliminary investigation before initiating an investigation, taking into account concerns such as appropriate evidence, jurisdiction, seriousness, complementarity, and the interests of justice. 
  3. The prosecutor must obtain and reveal both incriminating and exonerating evidence when conducting an inquiry. 
  4. Unless proven guilty, the defendant is presumed innocent. The prosecutor bears the burden of evidence.
  5. At all stages of the proceedings (pre-trial, trial, and appeals), the defendant has the right to receive material in a language that he or she fully knows and understands. As a result, ICC procedures are conducted in a variety of languages, with teams of interpreters and translators on hand. 
  6. Pre-trial judges issue arrest warrants and ensure that there is sufficient evidence before a case may go to trial. 
  7. The defendant is referred to as a suspect before a case is committed to trial (during the pre-trial phase). When a case is brought for trial, the defendant is referred to as the accused since the accusations have been confirmed.
  8. After examining evidence from the prosecutor, defence, and victim’s counsel, trial judges give a verdict and if the offender is found guilty, make decisions on punishment and restitution.
  9. Appeals judges rule on appeals from either the prosecutor or the defence. 
  10. If new evidence is produced after a case is closed without a guilty verdict, the prosecutor may reopen it.

Conventions and covenants relating to International Criminal Law 

Individual criminal responsibility is governed by international criminal law conventions, which also impose obligations on states that accept responsibility for prosecuting or extraditing individuals accused of international crimes, as well as cooperating with international criminal tribunals to make such prosecutions easier. The following are examples of international criminal law instruments:

Hague Regulation

The First Hague Peace Conference of 1899 was called to “revise the statement addressing the rules and customs of war elaborated in 1874 by the Conference of Brussels, but was not accepted because it failed to fulfil its primary objective of reducing armaments.” The Conference of 1899 was successful in establishing a Land Warfare Convention, which was later supplemented by regulations. Both the Convention and the Regulations were amended during the Second International Peace Conference in 1907. There are only small differences between the two versions of the Convention and Regulations. The provisions of the two land warfare accords, as well as the majority of the substantive articles of the Hague Conventions of 1899 and 1907, are seen as embodying customary international law principles. As a result, they bind states that are not officially party to them.

In 1946, the Nüremberg International Military Tribunal expressed its opinion on the 1907 Hague Convention on Land Warfare. “The rules of land warfare expressed in the Convention undoubtedly represented an advance over existing international law at the time of their adoption… but by 1939, these rules… were recognised by all civilised nations and were regarded as declaratory of the laws and customs of war.” The two Additional Protocols to the Geneva Conventions of 1949, which were approved in 1977, substantially supplemented and extended the requirements included in the Regulations.

The Geneva Conventions of 1949 and their Additional Protocols

The Geneva Conventions and its Additional Protocols are at the centre of international humanitarian law, which regulates armed conflict and strives to minimize its effects. They are designed to safeguard civilians, health specialists, and relief workers who are not involved in the conflicts, as well as those who are no longer battling, such as injured, ill, or shipwrecked troops and prisoners of war. According to the Conventions and their Protocols, any infractions must be avoided or removed. They have strict regulations for dealing with serious offences.  Those who are responsible for serious crimes must be caught, punished, or extradited, regardless of where they are from.

The First Geneva Convention

Following those established in 1864, 1906, and 1929, this is the fourth amended edition of the Geneva Convention on the Rights of the Wounded and Sick. There are a total of 64 articles. These protect injured and sick people, as well as medical and religious personnel, medical units, and medical transports. The Convention also recognises the distinguishing emblem. It has two annexes: a hospital zone draft agreement and a model identity card for medical and religious personnel.

The Second Geneva Convention 

For the first time in a Geneva Convention, this Convention governed the protection of injured, ill, and shipwrecked personnel of armed forces at sea.  The 1889 and 1907 Hague Conventions, which expanded the ideals of the Geneva Conventions on the Wounded and Sick to maritime combat, formalised the procedures for safeguarding the wounded, ill, and shipwrecked during a naval battle.

This Convention has 63 articles. In addition to the protection of wounded, sick, and shipwrecked members of the armed forces at sea, these articles provide specific protection for hospital ships, coastal rescue craft, medical aircraft, and other medical transports at sea, as well as religious, medical, and hospital personnel performing their duties in a naval context. The Convention also recognises the distinguishing emblem. It has one annexe, a model identity card for medical and religious personnel deployed to naval soldiers.

The Third Geneva Convention 

The 1929 Convention on Prisoners of War was replaced by the current Convention.This convention defined ‘prisoner of war’ and provided adequate and humane treatment to such detainees, as stipulated by the first Convention. It specifically required Prisoners of war to provide their captives with just their names, ranks, and serial numbers. Torture may not be used to elicit information from Prisoners by countries that have signed the Convention.

The Fourth Geneva Convention

Before 1949, the Geneva Conventions only applied to combatants, not civilians.This Convention protects civilians against severe treatment and attack, much as the ill and injured military were protected in the First Convention. In addition, new regulations governing the treatment of civilians have been enacted. Assaults against civilian hospitals, medical transportation, and other medical facilities are strictly forbidden. Internees’ and saboteurs’ rights are also established. Eventually, it examines how occupiers should relate with those who are occupied.

The Additional Protocols to the Geneva Conventions

In the two decades since the Geneva Conventions were ratified, the number of non-international armed conflicts and national liberation wars increased across the world. Two new Protocols to the four 1949 Geneva Conventions were approved in 1977 as a result of this. They increase the protection of victims in both international (Protocol I) and non-international (Protocol II) armed conflicts, and they impose restrictions on how wars are waged. Protocol II was the first international treaty dealing with non-international armed conflicts. In 2005, a Third Additional Protocol was adopted, creating the Red Crystal as an extra emblem with the same international status as the Red Cross and Red Crescent emblems.

Convention on the Prevention and Punishment of the Crime of Genocide.

The Genocide Convention was one of the earliest United Nations conventions to address humanitarian issues. It was passed in 1948 in response to the atrocities of World War II, and it came after the United Nations General Assembly Resolution 180 (II) of December 21, 1947, which stated that “genocide is an international crime, implying the national and international responsibility of individual people and nations.” Since then, the Convention has been widely recognised by the international community, and the great majority of nations have ratified it. Article 2 of the Convention specifies a precise definition of genocide, including the required intent and prohibited behaviour. It also asserts that genocide may occur in both peace and conflict.

The Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment. 

The Convention Against Torture is the most significant international human rights treaty dedicated primarily to the prevention of torture. Signatory nations are required under the Convention to prohibit and prevent torture and cruel, inhuman, or degrading treatment or punishment in all circumstances. The Convention mandates governments that have joined it to investigate all allegations of torture, prosecute perpetrators, and compensate victims. The United Nations General Assembly ratified the Convention in 1984, and it went into effect in 1987. As of April 2006, 141 countries had ratified the Convention.

International Convention on the Suppression and Punishment of the Crime of Apartheid

The United Nations’ resistance to the South African government’s discriminatory racial practices, known as apartheid, which lasted from 1948 to 1990, spawned the Convention on the Suppression and Punishment of the Crime of Apartheid, also known as the Apartheid Convention. The Apartheid Convention was a watershed moment (because it permits States to prosecute non-nationals for crimes committed on a non-State party’s territory while the accused is physically within the jurisdiction of a State party) in the anti-apartheid movement because it not only declared apartheid to be unlawful since it violated the United Nations Charter, but it also declared apartheid to be criminal. In 1973, the United Nations General Assembly passed the Apartheid Convention, which went into effect in 1976.

According to  Article 1 of the Apartheid Convention, apartheid is a crime against humanity, and “inhuman conduct arising from apartheid policies and practices and related policies and practices of racial segregation and discrimination are international crimes.”

International Criminal Court 

The International Criminal Court (ICC) is a court that examines grave international crimes such as genocide, war crimes, and crimes against humanity as the last resort. The ad hoc international tribunals formed in the 1990s to examine atrocity crimes committed in the former Yugoslavia and Rwanda served as inspiration for the court. The court’s basic instrument, the Rome Statute, was passed in July 1998, and the court began functioning in 2003. However, the court has faced several challenges since its inception. It has failed to get support from major countries such as the United States, China, and Russia, which say that it undermines national sovereignty.  As human rights crises defined by international crimes become more common, the court’s mandate has proven to be both more necessary and more difficult to fulfill than its founders anticipated.

The International Criminal Court is based in The Hague, Netherlands, and has field offices in various nations. 

The court is composed of eighteen judges, each nominated by the member countries and representing a different member nation. It requires that its members seek a gender-balanced court as well as representation from each of the UN’s five regions in the judiciary. Judges and prosecutors are chosen for non-renewable nine-year terms. The court’s president and two vice presidents are elected from among the judges and are in charge of the court’s administration, as well as the register.

The court has jurisdiction over four categories of offences, they are

1. Genocide

2. War crimes

3. Crimes against humanity

4. Crimes of aggression

Conclusion 

International criminal law is an important subject that deals with the protection of international human rights since it aims to punish activities that violate fundamental human rights such as life, liberty, and security in general. Although the specific definition of an international crime is still debated, it is usually understood as an act that jeopardises the international community’s essential interests and entails individual criminal liability. Primary international crimes include war crimes, crimes against humanity, genocide, and aggression. International criminal law, like ordinary criminal law, prohibits certain behaviours and specifies the penalties that apply when those behaviours are carried out. However, challenges such as international terrorism, religion, the environment, and new patterns of war and peace continue to degrade international relations, necessitating effective implementation.

Frequently Asked Questions (FAQs) 

What is International Criminal Law?

International Criminal Law is the body of laws, agreements, and norms that govern international crimes and their suppression, as well as regulations that tackle conflict and cooperation between national criminal-law systems.

What are the sources of International Criminal Law?

The primary sources of international criminal law are treaties, customary international law, general principles of law, judicial decisions, and writings of eminent jurists.

 what does Nullum Crimen, Nulla Poena Sine Lege mean?

This principle is also known as the principle of legality which means that no one may be convicted or punished for an act or omission that did not constitute a criminal offence under national or international law at the time it was committed.

What is Mutual Legal Assistance?

Mutual legal assistance is the provision of legal assistance by one state to another in the investigation, prosecution, or punishment of illegal offences. It is the process by which governments seek and provide assistance to other countries in the processing of judicial documents and for the gathering of evidence for use in criminal cases.

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Judicial custody vs police custody

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This article is written by Monesh Mehndiratta, a law student at Graphic Era Hill University, Dehradun. This article explains what custody is, its types (judicial and police custody), and explains how judicial custody differs from police custody. 

It has been published by Rachit Garg.

Introduction 

The word ‘custody’ has been derived from the Latin word “custodia” which means “keeping a watch or guard.” It means to apprehend someone for a reason which could either be to prevent the person from committing a crime or for the safety of a person. At times, people use ‘arrest’ and ‘custody’ synonymously. But there is a difference between the two. A person is arrested if he is guilty of committing a crime or suspected of the same but custody means to guard someone or keep him in prison temporarily. Whenever a person is arrested, he/she is kept in custody. Thus, we can say that every arrest includes custody but not vice-versa. There are 2 types of custody: 

  1. Judicial custody 
  2. Police custody

The article specifically explains the two types of custody and further gives the difference between them. It also provides recent trends related to custody in the country. 

What is Judicial custody

  • When a person is kept in custody by a magistrate, it is called judicial custody. Unlike police custody, here a person is kept in jail on the orders of the magistrate for a certain period of time which is temporary. The person or the suspect becomes the responsibility of the magistrate and is kept away from the eyes of the public to prevent him from any kind of abuse or harassment by the public or a class of society.  
  • When a person is first arrested due to an FIR lodged in the police station and is accused of a cognizable offence, he is brought before the magistrate within 24 hours. The magistrate decides whether to release him on bail or send him to judicial custody or police custody. The period of judicial custody can extend upto 90 days in the cases which involve the death penalty as punishment, imprisonment for life, or imprisonment for 10 years or more. 
  • If a person is in judicial custody and the investigation is still going on and the charge sheet has not been filed by the police within 60 days if the offence has imprisonment for 10 years or less than 10 years and within 90 days for offences having imprisonment for 10 years or more, and he has not applied for bail, he will continue to be in custody. 
  • According to Section 436A of Criminal Procedure Code, 1973 if a person is in judicial custody for half of the maximum punishment that could be awarded for the offence and the trial is pending in the court, he is eligible to apply for default bail. 

What is police custody

new legal draft
  • When a person is arrested by police for charges of committing a heinous crime or on suspicion, he is detained in police custody. The rule to produce a person before a magistrate within 24 hours of arrest is given under Section167 of Criminal Procedure Code, 1973. According to this Section, when the accused is produced before the magistrate and he believes that there is a need for further investigation or interrogation, he can order the person to police custody for the next 15 days which can be extended to 30 days in certain cases depending on nature, gravity, and circumstances of each case.
  • The magistrate has been given the power under Section 167 to remand a person in police custody. He can also order to change the custody from police custody to judicial custody. In such a situation, the time period of police custody is deducted from the total time period of judicial custody. 
  • In the case of State v. Dharampal (1982), it was held that a person must be sent to police custody within 15 days from the date he is produced before the magistrate under Section 167 of the Criminal Procedure Code, 1973. But if the accused is in judicial custody, he can be sent to prison either in 15 days or even after that. 
  • In the case of Mithabhai Pashabhai Patel v. State of Gujarat (2009), it was held that an accused cannot be taken into police custody if he has been granted bail unless his bail is canceled. 

Difference between police custody and judicial custody

Basis of difference Police custodyJudicial custody 
Control The police officer who is in charge of the police station has control over police custody. The magistrate has the control over the custody. 
Investigation The police conducts the investigation. The magistrate relies on the evidence produced in the court. 
Procedure A person is kept in police custody after he is arrested on the basis of an FIR or suspicion. A person is kept in judicial custody after the public prosecutor makes the court believe that such custody is necessary for further investigation. 
Period of detentionIt is 15 days for police custody. In the case of non-bailable offences, punished with life imprisonment or imprisonment not less than 10 years, the period of detention is 90 days and in bailable offences, maximum period is 60 days. 
End of custodyThe person arrested must be produced before the magistrate within 24 hours and if charges are not proved, then he is granted bail, or else he is sent back to police custody for further investigation and interrogation. The person is kept in judicial custody on the orders of the magistrate until and unless he is granted bail. 
Jail A person in police custody is kept in prison or a cell at that particular police station. A person in judicial custody is kept in central jail.  
Interrogation Police officers can interrogate a person in police custody. The officers in order to ask questions to the person in judicial custody have to take permission from the court. 

Section 167 CrPC 

According to Section 167 of Criminal Procedure Code, 1973 the maximum time period a person would be in police custody is 15 days. The judicial magistrate can extend the time period of police custody only upto 15 days if the investigation is not complete. In case judicial magistrate is not available, the executive magistrate can order the person to police custody only upto 7 days and not further.

However, the time period of judicial custody can be extended upto 90 days for the offence punishable with death, life imprisonment or imprisonment exceeding 10 years. If the offence is not heinous but the magistrate is satisfied that there are reasons, he can extend the time period of judicial custody upto 60 days provided that he/she will be entitled to bail. 

In the case of Rakesh Kumar Paul v. State of Assam, (2017) the Supreme Court held that the period of 90 days in judicial custody to avail the right of bail is not available in offences which are punishable with imprisonment less than 10 years. 

Difference between Section 167 and 309 CrPC

Section 167 of the Code talks about the custody of a person during the stage of investigation and can either be judicial custody or police custody. This Section does not apply to a person who is arrested at a later stage when the investigation is going on. But Section 309 applies to custody when the court takes the cognizance of the case and the custody could be only judicial custody. 

The power of police to investigate in judicial custody is exercised with the permission of the judicial magistrate. The interrogation of the person in judicial custody is done only if the court orders. If the court takes cognizance of the case, Section 309(2)  is applied; otherwise in the stage of investigation, Section 167 is applied. The same was reiterated in the case of CBI v. Dawood Ibrahim Kaskar and Ors. (1997).  

Recent trends and developments in law relating to judicial and police custody 

The procedure for arrest in criminal cases is given under Chapter 5 of the Criminal Procedure Code, 1973. After a person is arrested by the police, he is to be produced before the magistrate within 24 hours, and then the magistrate after the evidence is produced can send him back to police custody for further inquiry or investigation or judicial custody. The time period of police custody is 15 days after this period gets over, the magistrate if thinks fit can remand the person to judicial custody where the maximum time period for detention is 90 days for non-bailable offences punishable with the death penalty or imprisonment for 10 years or more and 60 days in case of bailable offences. However, a person in judicial custody can apply for bail. 

Recently, Actress Rhea Chakraborty was arrested in a drug case by the Narcotics Control Bureau (NCB) and was also related to the death of Sushant Singh Rajput. But after she was produced before the magistrate soon after her arrest, she was detained in judicial custody. Another such recent example is the Cruise ship drugs case in which Aryan khan along with some other accused were arrested by NCB and then remanded to judicial custody which means that they had to be kept in jail until they were granted the bail. The NCB had to investigate after the permission of the court. They did custodial interrogation which means interrogation when the accused is held in their custody. While Aryan Khan was in judicial custody, his lawyer asked for interim bail. 

However, there are certain rights given to the accused to prevent him from abuse and harassment by the authorities and officers. Article 20(3) of the Indian Constitution provides the right against self-incrimination which means that a person in custody cannot be compelled to give statements against oneself which have a tendency of exposing him to criminal charges. Article 22 of the Constitution along with Section 50 of Criminal Procedure Code gives the accused the right to be informed about the reasons for his arrest. The police officer is also under an obligation to inform the accused about the free legal aid that he deserves. To produce a person arrested before the magistrate within 24 hours of arrest is also one of the rights given to the accused. In case, no magistrate is available the accused or the person arrested will be produced before the Executive Magistrate who can order to keep him in custody for maximum 7 days after which he must mandatorily be produced before the Judicial Magistrate. In the case of CBI, Special Investigation Cell-II v. Anupam J. Kulkarni (1992), it was held that the magistrate will order such custody for the person arrested which he thinks is fit and does not exceed 15 days. Thus, the period of custody initially will be 15 days and not more than that. However, it can be extended further.   

Landmark judgements 

State (Delhi Administration) v. Dharampal and Ors. (1981)

Facts of the case 

In this case, a person was accused of a heinous crime and charged under the Indian Penal Code, 1860. They were arrested by police and kept in police custody. But soon the magistrate ordered to keep them in judicial custody for the purpose of an identification parade. After the test, the police requested to return them back to police custody for further investigation but the magistrate refused to do so and referred to the case of Gian Singh v. State (Delhi Administration), (1981) . As a result, a petition was filed challenging the order of the magistrate. 

Issues involved in the case 

Whether the accused be remanded to police custody after he has been once remanded to judicial custody. 

Judgement of the Court  

It was held that a person must be sent to police custody within 15 days from the date he is produced before the magistrate under Section 167 of the Criminal Procedure Code, 1973. But if the accused is in judicial custody, he can be sent to prison either in 15 days or even after that. Also, it was stated that the accused will continue to be in judicial custody if the police does not files the chargesheet within 60 days (if the offence is punishable with imprisonment of less 10 years) or 90 days (if the offence is punishable with death penalty or imprisonment upto 10 years or more) and the accused does not files application for bail. 

The court also provided that the magistrate should be satisfied that there exists exceptional circumstances in order to extend the period of custody to 60-90 days as per the nature of the case. It also stressed that a person arrested must be informed of his rights and it is the duty of police officers to protect his legal rights even if he is in custody. The police officer can request to extend the time period of police custody only if the investigation has not been completed within 24 hours. In case, judicial magistrate is not available, the accused must be produced before the Executive magistrate. 

CBI v. Dawood Ibrahim Kaskar and Ors. (1997)

Facts of the case 

In this case, a person was arrested on the grounds of terrorist actvities and bomb explosions in the country which resulted in the killings of masses and destruction to property. The accused was charged under various acts and statutes for terrorist activities. 

Issues involved in the case

Difference between custody under Section 167 and 309(2) of Criminal Procedure Code. 

Judgement of the Court

The Supreme Court held that there is a significant difference between remand of a person in custody under Section 309(2) of the Code and detention in custody under Section 167 of the Code. Custody under Section 309(2) comes into picture after the court has taken cognizance of the case and a person can be sent to judicial custody only. If a person is under custody as per this Section, police officers can not interrogate a person and have to comply with the provisions of Chapter XII of the Code.  But under Section 167, a person can be sent in custody at the investigation stage. It can either be police custody or judicial custody depending on the circumstances of the case and order of the magistrate. However, this Section does not apply to a person who is arrested at a later stage during investigation. 

Siddharth v. State of Uttar Pradesh (2021)

Facts of the case

In this case, the appellant along with other people was arrested due to an FIR lodged 7 years ago. They cooperated in the investigation and a charge sheet was to be filed soon. The appellant applied for anticipatory bail but the high court rejected his application. As a result, he moved to the Supreme Court. It was argued that the charge sheet will not be submitted unless the person is kept in custody. 

Issues involved in the case

Whether the custody of a person is a must for the charge sheet to be taken on record under Section 170 of Criminal Procedure Code? 

Judgement of the Court  

The Supreme Court held that where the person cooperated in the investigation process, it is not necessary to arrest and keep every person accused of the offence in custody while filing the charge sheet to the magistrate. It gave certain circumstances where it becomes necessary to keep the accused in custody:

  • If a custodial investigation is to be done;
  • In case of heinous and serious crime;
  • If there is a possibility that the accused will threaten or inflict harm to witness; and
  • He may run away. 

Conclusion 

Thus, it is clear that there are two types of custody: judicial custody and police custody. In judicial custody, the person is kept in jail as per the orders of the magistrate, and the investigation is done with his prior permission while in police custody, the person is kept in a police station’s cell for a maximum of 15 days and after that, if the magistrate thinks fit, he can extend the time period of custody and decide whether the person be remanded in judicial custody or police custody. Earlier, the police officers used to abuse their powers while making arrests and during the time when the person is kept under custody to harm him and torture him. They used third degrees on the accused with the thought that he will answer the questions and accept his guilt. But now there have been developments in laws relating to custody and arrest. The Supreme Court has given many guidelines in various landmark cases to be followed while making the arrest and that the person arrested must be informed of his rights while he is in custody. All this helps prevent the authorities from exercising their powers arbitrarily. 

Frequently asked questions (FAQs)

  1. What do you mean by judicial custody?

When a person is kept in custody by a magistrate, it is called judicial custody. Unlike police custody, here a person is kept in jail on the orders of the magistrate for a certain period of time which is temporary. The person or the suspect becomes the responsibility of the magistrate and is kept away from the eyes of the public to prevent him from any kind of abuse or harassment by the public or a class of society.  

  1. What do you mean by Police custody?

When a person is arrested by police for charges of committing a heinous crime or on suspicion, he is detained in police custody for investigation and inquiry. 

  1. What is the duration of custody in judicial and police custody?
  • It is 15 days for police custody. 
  • In case of non-bailable offences punished with life imprisonment or imprisonment not less than 10 years, the period of detention is 90 days and in bailable offences, the maximum period is 60 days.
  1. Can the person in judicial custody be interrogated?

The officers in order to ask questions to the person in judicial custody have to take permission from the court. 

References 


Students of Lawsikho courses regularly produce writing assignments and work on practical exercises as a part of their coursework and develop themselves in real-life practical skills.

LawSikho has created a telegram group for exchanging legal knowledge, referrals, and various opportunities. You can click on this link and join:

https://t.me/lawyerscommunity

Follow us on Instagram and subscribe to our YouTube channel for more amazing legal content.

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What is a legislative assembly

0

This article is written by Priyal Jain, a student of Amity Law School, Noida. The purpose of this article is to explain the concept of the legislative assembly in India, its composition, number of members, the election process, and other relevant topics related to the legislative assembly. 

This article has been published by Sneha Mahawar.

Introduction 

The legislative assembly, also called the Vidhan sabha is analogous to Lok Sabha in the country, the legislative assembly functions in the same manner in a state as the Lok Sabha functions in the parliament. In 24 states and 3 union territories, having a unicameral legislature, the legislative assembly is the sole legislative body, and in 6 states, having a bicameral legislature, the legislative assembly is the lower house, with the upper house being the legislative council. 

Powers and functions of a legislative assembly

The main function of the legislative assembly is to make laws, however, it is confined only to the state list and concurrent list. According to Article 254 of the Indian Constitution, when there is a conflict between the centre and the state, the centre will prevail. The subjects of the state list, on which the parliament cannot legislate are- 

  • Irrigation,
  • Agriculture, 
  • Local governments,
  • Public health, 
  • Police, 
  • Prisons, 
  • Burial grounds,
  • Transport, 
  • State public services, 
  • Pilgrimage, etc.

Some other functions of the legislative assembly includes – punishment for contempt, selecting some of the members of the University Senate, considering the report of the Public Service Commission and the Accountant General, appointing various committees of the house, sending delegations to the union government to press the demands of the state.

Mainly, the role of the legislative assembly is to understand the spirit of existing laws, plan new laws, study, discuss and then support or oppose the enactment of new laws. The legislative assembly also approves finances and scrutinizes the government. The members of the legislative assembly have to take care of the constituency administration, and its needs like infrastructure, pension support, and others.

The council of ministers is collectively responsible to the legislative assembly and not to the legislative council, and the council of ministers remains in office as long as they enjoy the confidence of the legislative assembly. They will be forced to resign if a no-confidence motion is passed by the legislative assembly. The legislative assembly has fewer powers with respect to making amendments. The state legislative assembly has the power to abolish the legislative council by passing a resolution to that effect by a majority of not less than two-thirds of the members present and voting. The legislative assembly has the power to override any recommendations or amendments made to the legislation by the legislative council. The legislative assembly has the power to consider reports presented by various agencies- like the Auditor-General, State Public Service Commission, and others. 

Financial functions – the procedure of passing certain bills

The money bill can be issued only in the legislative assembly, and not in the legislative council. The bill is introduced by a minister on the recommendations of the Governor, and cannot be introduced by a private member. After the money bill is passed by the state legislative assembly, it is sent to the legislative council, where it is kept for a maximum period of 14 days. In matters of ordinary bills, the decision of the legislative assembly is binding and there is no provision for a joint sitting of the legislative assembly and legislative council. However, the legislative council can delay the legislation by a maximum period of 4 months, if it is not satisfied with the decision of the legislative assembly. No money from the state treasury can be spent without the authorisation of the legislative assembly. The legislative assembly is required to pass the demand for grants and tax-raising proposals.

Legislative assembly during emergency situations

According to the provisions of Article 172(1) of the Constitution of India, when there is an emergency declared in the country, the duration of a state legislative assembly can be extended by the parliament for a period not exceeding one year at a time. In case of a state emergency under Article 356 of the Constitution, the state legislature ceases to function as it is dissolved by the President, and therefore the President can allow the parliament to make laws on behalf of the state legislature. During this time, the President may also ask the states to reserve all the money bills for the parliament to consider after they have been passed by the state legislature. The President can also ask the states to reduce the salaries and allowances of all or any class of persons in government service.

Limitations to powers of a legislative assembly

There are certain limitations to the powers of the state legislative assembly-

  • According to Article 213(1) of the Constitution, certain bills cannot be moved in the state legislature, without the prior consent of the “President of India”.
  • There are certain bills that cannot become operative only after being passed by the state legislature, but these bills also require the consent of the President after having been reserved for his consideration by the Governor of the state, only then do they become operative.
  • According to Article 249 of the Constitution, the Constitution allows the parliament to make laws on certain subjects included in the state list if the council of states is of the opinion that intervention of the parliament is necessary, subject to the national interest of the country.
  • According to Article 250 of the Constitution, the parliament can also legislate on the subjects mentioned in the state list, during the proclamation of an emergency, or during the proclamation of the breakdown of the constitutional machinery.
insolvency

Composition of a legislative assembly 

The composition of a legislative assembly is mentioned in Article 170 of the Indian Constitution. In most of the States, the legislature consists of the Governor and the legislative assembly (Vidhan Sabha), which means that these States have a unicameral legislature. In a few states, there are two houses of the legislature namely, the legislative assembly (Vidhan sabha) and legislative council (Vidhan Parishad) besides the Governor. Six States have the bicameral legislature, namely- Andhra Pradesh, Karnataka, Telangana, Maharashtra, Uttar Pradesh, and Bihar. The legislative assembly is known as the lower House or popular House. People of the state who are eligible to cast a vote, vote to elect members of the state assembly. Members are elected from territorial constituencies. Every state is divided into as many (single member) constituencies as the number of members to be elected. A member of the legislative assembly is known as the MLA. The number of members elected depends on the population of the state of the elected members. However, the strength cannot be less than 60, and cannot be more than 500; i.e. the strength of the elected members varies from 60 to 500.

The members of Vidhan sabha elect their presiding officer. The presiding officer is known as the speaker. The speaker presides over the meetings of the house and conducts its proceedings. He maintains order in the house and allows the members to ask questions and speak. He puts bills and other measures to vote and announces the result of the voting. The speaker does not ordinarily vote at the time of voting. However, he may exercise a casting vote in case of a tie. The deputy speaker presides over the meeting during the absence of the speaker. He is also elected by the assembly from amongst its members. 

The elected members of the legislative assembly form part of the electoral college, and those elected members, in turn, elect the President. The members of Rajya Sabha representing the state are also elected by the legislative assembly. One-third of members of the legislative council is also elected by the legislative assembly. 

Exceptions to the general rule,

On the contrary, there are certain exceptions to this rule- there are a few states like Arunachal Pradesh, Goa and Sikkim, the minimum strength of which is fixed at 30, the minimum strength for Mizoram is 40, and for Nagaland is 46. There is a reservation for scheduled castes and scheduled tribes in the legislative assembly under Article 332 of the Indian Constitution, except for the scheduled tribes in the tribal areas of Assam, Nagaland and Meghalaya. Also, as per Article 333, one member can be nominated by the Governor of the Anglo-Indian community if not adequately represented. In the legislative assembly of Jammu and Kashmir, 2 seats are reserved for the nominated women members. Also, 24 seats are reserved for the representatives from the region of Pakistan-occupied Kashmir. In the legislative assembly of Puducherry, which has only 33 seats, 3 seats are reserved for the members nominated by the union government of India, and 5 seats are reserved for candidates from the scheduled castes. 

Qualifications and disqualifications of members of a legislative assembly 

Qualifications

Qualifications to become a member of the legislative assembly are mentioned below:

  • The person must be a citizen of “India”.
  • The person must not be less than “25 years of age”.
  • The person must be a “voter from any of the constituencies of the state”.
  • The person must “not be convicted of any offence and sentenced to imprisonment for 2 years or more”.
  • The person may “not be a member of parliament and member of the state legislative council while contesting for the elections of the state legislative assembly”.

Disqualifications

Disqualifications from being elected as a member of the legislative assembly are mentioned below:

  • If any person holds an “office of profit under the Government of India, or any State Government, other than that of a Minister at the centre or any State or an office declared by a law of the State not to disqualify its holder”.
  • If any person is “mentally unstable” as declared by the Competent Court
  • If any person is “insolvent”.
  • If any person is “not an Indian citizen, or has voluntarily obtained the citizenship of a Foreign State, or is in alliance with a Foreign State”.
  • If any person is so “disqualified by or under any law made by parliament”.

According to Article 192 of the Constitution, if any question arises as to whether a member of a house of the legislature of a state has become subject to any of the disqualifications mentioned above, the concerned matter will then be transferred to the Governor of the state, who further has to act in accordance with the opinion of the Election Commission, whose decision is final and binding and cannot be judicially reviewed in the court. 

arbitration

The election process of a legislative assembly 

The elections of the legislative assembly are conducted by the Election Commission of India. The members of the legislative assembly are directly elected by the people on the basis of a universal adult franchise. The Governor issues a notification of the election according to the timeline of the election schedule finalised by the Election Commission. Generally, elections of state are conducted every five years, six years in the case of Jammu and Kashmir. Each legislative constituency of the state or union territory is represented by only one member of the legislative assembly, MLA. 

Process of election

The process of election initiates with the filing of nomination, followed by scrutiny, then withdrawal of nomination, and lastly publication of the final list. The polling is done on the due date and time as decided. Repolling can be ordered in some or all the booths of a constituency. Counting is done on the appointed date and the result is declared. A small percentage of the MLAs are nominated by the Governor of the State as well. The leader of the majority party (have more than 50% seats) becomes the Chief Minister of the state which is analogous to the Prime Minister at the centre. One member from the winning party is chosen as the speaker, who further has to resign from the primary membership of the party in order to be impartial towards anyone. One person is appointed as the Deputy Speaker, from the opposition party, who works in the absence of the speaker. Certain members of Sikkim and Nagaland can also be elected indirectly. 

The highest number of members in a Legislative Assembly is 403, which is the legislative assembly of Uttar Pradesh, and the lowest is of Puducherry with 30 members.

Difference between the legislative council and legislative assembly

Legislative assembly is more powerful than the legislative council. 

Basis of differentiation        Legislative assembly            Legislative council
Election procedure of the membersMembers of the legislative assembly are directly elected by the voters of the state by ballots in an election. The one-sixth members of the council are nominated by the Governor, and the remainder are elected by various categories of specially qualified voters-  artists, failed politicians, scientists, teachers, graduates, etc.
Presiding officerSpeaker is the presiding officer of the legislative assembly. The leader of the assembly takes over as the Chief Minister and selects his ministers who administer the State. Chairman is the presiding officer of the legislative council.
Tenure of membersThe tenure of the members of the assembly is for five years or till the next elections are held, whichever occurs earlier.The tenure of its members is six years. One-third of its members retire after every two years. The retiring members are eligible for re-election. In case of a vacancy arising out of resignation or by death, the election is held for the remaining period of such member’s tenure.
Minimum age The minimum age to become a member of the legislative assembly is 25 years. The minimum age to become a member of the legislative council is 30 years.
Functions The assembly is authorised to enact legislation. The members of the assembly can control the government by other means like asking questions and moving cut motions and adjournment motions. The assembly has thus better control over the government than the council.The legislative council has been formed to advise the government on important matters and is intended for the purpose of checking the legislative process of the state. The members of the council can discuss budgets and schemes to be implemented in the state and cannot vote or reject them but can offer suggestions on improvement or modification, for the consideration of the legislative assembly. The members of the legislative council cannot participate in the election of the President of the country. The legislative council can keep an eye on the hasty decisions made by the legislative assembly.
Number Every state has a legislative assembly or Vidhan sabha in India. At present, only 6 states- Andhra Pradesh, Karnataka, Maharashtra, Uttar Pradesh, Bihar and Telangana, consist of the legislative council or Vidhan Parishad.
Total number of members Under Article 170 of the Constitution, the maximum members of a legislative assembly cannot exceed 500, and the minimum members cannot be less than 60.
The members of the state legislative assembly are called  MLAs. 
Under Article 171 of the Constitution, the total number of members in the legislative council of a state shall not exceed one-third of the total number of members in the legislative assembly, and shall not be less than 40.The members of the state legislative council are called MLCs. 
Establishment The establishment of the legislative assembly is defined in Article 168 of the Indian Constitution. It is not a permanent body and can be dissolved on certain occasions. It is analogous to the Lok Sabha of the parliament. The establishment of the legislative council is defined in Article 169 of the Indian Constitution. It is a permanent body that cannot be dissolved. It is like the Rajya Sabha- useful, somewhat important but not essential. 

Conclusion 

It can be concluded from the above-mentioned facts that the legislative assembly is the popularly elected chamber and it is the real centre of power in a state. The legislative assembly is always superior in power to the legislative council, and is the Lok Sabha of the state. In Chapter III of Part VI from Article 168 to Article 212 of the Indian Constitution, various provisions related to the state legislature are mentioned. The state legislature consists of the legislative assembly and the legislative council must meet at least twice a year and the interval between any two sessions must not be more than 6 months. There is no provision for a joint sitting of the assembly and the council. In case of a disagreement, the decision of the legislative assembly is deemed final. During a national emergency, the provisions for which are mentioned in Article 352 to Article 360, the parliament may extend the tenure of a state legislative assembly by one year, subject to a maximum period of six months after the emergency has ceased to operate. Also, at this time the parliament can make laws on the subjects of the state list. The legislative assembly is an important and essential feature of every state or union territory, without the existence of which it is difficult for the state to function efficiently. 

Frequently Asked Questions (FAQs) 

Can a member of the legislative assembly take part in the Lok Sabha proceedings?

No, only the members of the Lok sabha are entitled to take part in its proceedings. However, according to Article 88 of the Indian Constitution, there are certain exceptions to this rule:

  • The Attorney General of India
  • The Union Ministers can take part in the Lok Sabha proceedings without being its members, but cannot cast votes.

How many legislative assemblies are there in India?

Every state has one legislative assembly, which means there are 29 legislative assemblies. Out of 7 Union Territories, only Delhi and Puducherry have their independent legislative assemblies. So, in total there exists 31 legislative assemblies in India. Jammu and Kashmir also have a separate Legislative Assembly.

Are the legislative assembly and the state assembly the same?

Yes, members of the legislative assembly are directly elected by the people of India, which is also known as the state assembly election. 

What will happen to the members of the legislative assembly if it is dissolved?

The membership becomes meaningless until further order of the President. 

What does a special majority mean in the state legislature?

As per the state legislature, in a special majority two- thirds of present and voting members must vote yes, and this number must also constitute the majority of the total capacity of membership of that house. 

Who decides on the disqualification of the members of the legislative assembly?

The speaker of the legislative assembly of the state decided on the disqualification of any member on account of defection. 

If the legislative assembly dissolves while any bill is pending, then what happens to the bill?

The bill lapses in case a legislative assembly dissolves, when a bill is pending. 

Who was the first Indian woman speaker of a state assembly?

Shanno Devi (born on June 1, 1901), a member of the Indian National Congress from the state of Punjab, was the first woman speaker of a state assembly in India.

References 


Students of Lawsikho courses regularly produce writing assignments and work on practical exercises as a part of their coursework and develop themselves in real-life practical skills.

LawSikho has created a telegram group for exchanging legal knowledge, referrals, and various opportunities. You can click on this link and join:

https://t.me/lawyerscommunity

Follow us on Instagram and subscribe to our YouTube channel for more amazing legal content.

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Importance of IP in fashion industry

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This article is written by  Seep Gupta pursuing a Paralegal Associate Diploma. This article has been edited by Ojuswi (Associate, Lawsikho).

This article has been published by Sneha Mahawar.

Introduction

In the 21st century with the advancement of technology, IP rights are constantly evolving. They are not restricted to one single realm rather they are widening their ambit constantly. Nowadays IP rights are evolving and working on par with the fashion industry. The fashion industry is constantly emerging and developing new trends with a market capitalisation of 500 billion dollars worldwide. Because of this reason, it is very important to protect the IP rights that are associated with the fashion industry.

These include IP rights such as trademarks associated with a particular brand and the industrial design of specific apparel. IP rights are multi-faceted. In today’s world of ever-changing fashion, big brands such as Zara and H&M invest heavily in their IP rights. IP plays a major role in boosting the business of the fashion industry and contributes to its growth. For the creation of a strong and popular brand, it is really important for any organisation to monetise their IP rights for potential growth. For monetising the IP rights, the creation of an essential and reputable marketing value is crucial. This can be achieved by planning an effective marketing strategy and by allocating the brand’s resources in such a manner that will help in achieving the maximum value and growth.

In this article, we will delve deeper into the topic of how IP rights are important in the fashion industry and how they can be monetised in such a way as to boost the brand’s popularity and reputation.

What are Intellectual Property Rights

Nowadays emerging trends in the fashion industry are making a significant impact on the fashion industry globally. Fashion in today’s world is not only limited to dress and clothing. Intellectual property rights are intangible rights. Like conventional rights, they do not have any physical form. IP rights are the intellectual creation of their owner. It is used to protect an idea, a concept. The idea per se is not protected. But creations based on that particular idea can be protected. Intellectual property rights are expressive and artistic in nature. They cover a wide range of expressions in the fashion Industry.

Since the fashion industry is innovative in nature and nowadays it is not restricted to fashion wear only. IP law contributes a lot and produces a significant impact on the fashion industry. There are several aspects of intellectual property rights that are applicable in the fashion industry.

Types of Intellectual Property Rights applicable in the fashion industry

Intellectual property rights are a mix of trademarks, copyrights, patents and designs. IP law protects the goods and fashion designs from being copied or pirated. IP contributes a lot to saving the fashion designers and creators from the evils of counterfeiting and imitating.

Trademarks

Trademarks are signs, symbols, logos and marks that help in distinguishing one brand from the other brand. It avoids the phenomenon of “likelihood of confusion” in the minds of the consumers. Every product is recognised by its brand. The brand speaks volumes without saying a word verbally. The tick mark of the Nike brand and the jaguar of the puma brand all come under the garb of trademarks. It has the biggest impact on the fashion industry. Registering a trademark brand is very important to protect it from potential imitation. Trademark protects the brands from having an identical mark that might deceive and ward off the potential customers. Trademark is governed by the Trademark Act, 1999.

Trade Dress

Trademark is a kind of intellectual property rights protection that comes into the picture when a product acquires a secondary meaning. It’s the characteristic of the visual appearance of a product or packaging that signifies the source of the product to consumers.

It distinguishes the visual and physical aspects of a product and traces its source. Trade dress is an aspect or sub-part of the trademark law. An example of the trade dress can be the visual appearance, configuration, packaging or interior of any product. It also includes the sound and colour of any object or product. Such as the specific design and colour of an Adidas shoe.

Copyrights and Designs

Copyrights protect the literary, dramatic, artistic and musical works. It is governed by the Copyright Act of 1956. It encourages the production and generation of more artistic works by rewarding the owner of the particular copyright via monetary gains. Copyright includes the protection of the physical and artistic aspects of a design. It does not involve protecting its functional part. On the other hand, the Designs Act, of 2000 protects the aesthetic and design part of any design including the shapes, configuration, patterns, ornaments, lines and colours.

However, many times the fine line between the design and copyright often gets blurry. The protection under the design act only extends to the protection of original designs.

Patents

Patent law protects the innovative aspect of the design in the fashion industry. For a design to be patentable, two things must be kept in mind. They are novelty and original. A design should be noble and original in nature. It is of such a nature that it is created for the first time. Also, the design should be scientifically feasible. However, patent law is not that prevalent in the fashion industry. They are more rampant in the technical field. Registering for a patent is an expensive and cumbersome process. As the fashion industry is dynamic, it does not hold much value in this industry. 

How Intellectual Property Rights can help in boosting a brand’s reputation and growth

A strong and popular brand is recognised for its good marketing and strategic assets. Brand’s image plays a key role in fetching more and more customers and it increases the company’s growth too. To create a sustainable and stable brand, allocation and smart use of intellectual property rights are necessary. IP rights have the tendency to turn over a brand’s image. There are many ways in which a brand can allocate and monetise its IP rights to get the maximum output and development.

Protecting the IP rights by registration

Identifying, developing and registering intellectual property rights are quite important. Nowadays in this world of fake products, everyone wants to gain a competitive edge via resorting to cheap ways such as duplication, imitation and counterfeiting, that is why it is extremely important to register one’s IP. IP registration in the digital world is cost-effective and it is a simple process. Investing funds for IP development leads to the long-term development of a company. It also gives appropriate recognition to a brand.

Improves overall growth, revenue and reputation of a brand

A brand or an organisation should be proactive in implementing intellectual property rights solutions to generate more results and higher revenue. IP rights can be effectively used in marketing messaging. Such a trademark can help in the marketing of a brand with its name. Geographical indications can also add value to a brand’s image by boosting its perceived quality and by tracing its source. Well-defined IP rights can increase a brand’s overall reputation and can help in cementing its place in the market. It also gives a competitive edge.

Makes a brand more reliable and genuine

IP rights can increase the prestige of a brand. Well-known fashion brands such as Zara and Sabyasachi are perceived to be more reliable and genuine in the eyes of the customers. Consumers usually associate personal values with brand values. Having a strong intellectual property rights portfolio is as important as intellectual property rights registration. IP rights should be monetised in such an innovative way that they could be more appealing in the eyes of the customers. Apart from all these things, investing in a good marketing and HR team is really crucial, especially in today’s time when the entire world is digital. 

Global and online recognition

Nowadays there’s cut-throat market competition. Nowadays companies need to compete in a much broader marketplace than in the past. Therefore, the brands need to expand their global and online presence. For expanding their global presence, international registration of IP rights is important. To mark their presence on the online platform effective online marketing strategy is needed. Protection of online assets such as registering for domain names is also equally important. Fashion brands can showcase their products on various e-commerce websites. This will eventually increase their target audience and will also give due credit to their creators. 

Building and sustaining a brand image is important for all organisations. Intellectual property assets need to be allocated and monetised in such a way as to garner more development in the fashion industry.

Relevant case laws

Louis Vuitton vs. My Other Bag

This is a very famous case related to copyright infringement. In this case, the brand name.’ My Other Bag’ made a parody tote bag with a photo of Louis Vuitton printed upon it. Louis Vuitton sued my other bag under copyright infringement and design theft.

The court in this case stated that the parody accounts can state two simultaneous and contradictory meanings. The petitioner Louis Vuitton contented that the defendant tried to mimic their copyrighted design. In its defence, the petitioner also contended that it is trying to protect its IP rights. Since the defendant’s product was a parody product, hence the court did not approve the charges. 

Puma vs. Forever 21

This case is related to copyright and design infringement. Puma suede forever 21 and the latter one has copied the special edition of shoes designed by the famous singer Rihanna under the brand name puma. Creeper Sneaker, Fur Slide and Bow Slide were part of Fenty’s collection which were personally designed by the singer Rihanna.

In this court, the court ruled that just because a specific celebrity is related to or has endorsed a particular product, it does not mean that the product will come under the garb of copyright production. Copyright is granted on the basis of design uniqueness and also based on a particular design’s originality and novelty. Rihanna’s name was nowhere mentioned in the suit and in this case.

Conclusion

In a nutshell, it can be concluded that intellectual property rights are the backbone of the fashion industry. Fashion and IP both go hand in hand. They both coexist and one cannot sustain without the need for the other. IP law is needed to enlarge the monopoly of any fashion design and acts as a safeguard which protects any design from the evils of duplicity and plagiarism.

References


Students of Lawsikho courses regularly produce writing assignments and work on practical exercises as a part of their coursework and develop themselves in real-life practical skills.

LawSikho has created a telegram group for exchanging legal knowledge, referrals, and various opportunities. You can click on this link and join:

https://t.me/lawyerscommunity

Follow us on Instagram and subscribe to our YouTube channel for more amazing legal content.

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How effective revision planning helps exam preparation

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Revision under CrPC

Creating an effective revision plan will help to prepare for exams and may include methods such as mind maps, playing recorded notes, and creating mnemonics.

To perform well in any test or exam it is crucial to know how to revise effectively and make the most productive and efficient use of study leave time available. Some people find revising quite a straightforward task while for others the word “revision” can leave a bitter taste in the mouth. Of course, anybody can get college paper help to do well on any test. However, to revise to perform in exams to the best of one’s ability, it is essential to have a revision plan.

Brindley identifies the four Cs of revision plans:

  • Careful
  • Conscientious
  • Conservative
  • Cerebral

Exam preparation requires revision planning

A revision plan must be put together carefully to be 100% sure that all the necessary topics have been included. It also takes a lot of motivation, determination, and conscientiousness to stick rigidly to a plan come what may. Included within any revision timetable must be regular breaks as spending hours studying and ending up exhausted will not be helpful in either the short or long-term. The “cerebral” part of revision plans involves ensuring one does not leave one’s brain at the door or simply rely on parrot-fashion regurgitation of notes.

While last-minute revision may be effective for some individuals it is not usually the best way of preparing for an exam. Ideally, the night before an exam will involve relaxing one’s mind and possibly even watching a film to rest for the following day.

Varying revision methods help boost concentration

It is often helpful to plan to use a range of revision methods to ensure all bases are covered and to help with maintaining the levels of concentration necessary to stick to the plan or timetable. Reading aloud can help as can recording key facts on memo cards or a Dictaphone. Recorded messages may then be replayed whilst driving or doing household chores. A really useful approach is to find a study partner or set up a study group where one can learn through testing others and being tested oneself.

Creating mnemonics is also a very practical approach to revision. Students will likely find that mnemonics such as “FUDGEBOW” – for German propositions which take the accusative fur, um, durch, gegen, entlang, bis, ohne, wider – to help memorize important details.

Include exam questions in the revision

Especially when one is sitting key exams such as GCSEs or A-levels, there are likely to be many past exam papers available in each subject, which is ideal for effective revision practice. Through testing and retesting themselves using old exam papers, students will gain a greater understanding of what is likely to be required in the forthcoming exams and will also gain valuable confidence in their ability to succeed. According to the essay writer website, past papers help to familiarize students with the type of language used in each subject area and provide the ideal opportunity to fine-tune exam time management through completing papers under exam conditions.

As highlighted above, good exam preparation includes using past papers to practice answering questions likely to be in the exam and creating a revision plan or timetable. The key to successful revision is to vary study methods such as creating mnemonics, reading aloud, and discussing specific topics with others.


Students of Lawsikho courses regularly produce writing assignments and work on practical exercises as a part of their coursework and develop themselves in real-life practical skills.

LawSikho has created a telegram group for exchanging legal knowledge, referrals, and various opportunities. You can click on this link and join:

https://t.me/lawyerscommunity

Follow us on Instagram and subscribe to our YouTube channel for more amazing legal content.

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What is Civil Law

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This article is written by J Jerusha Melanie, a student of SRM School of Law, Tamil Nadu. This article seeks to explain the concept of Civil Law, including the difference between civil, criminal, and common law.  

This article has been published by Sneha Mahawar.

Introduction 

Anybody having a basic understanding of the legal systems around the world will know that there are broad branches of law. Generally, the branches are- 

  • Procedural and substantive law;
  • International and municipal law;
  • Public and private law; and
  • Civil and criminal law. 

Categorising the above- mentioned branches plays a crucial role in the ease of proceedings, and ultimately, the effective rendering of justice. This article will try to explain all about the branch of civil law specifically. 

Meaning of Civil Law

As defined by the famous jurist, John Salmond, civil law is “the law of the State or the law of the land, the law of lawyers and the law of courts.” 

The term civil law is derived from the ancient Roman term “jus civile” literally meaning citizens’ law, which was used to denote the law enforced exclusively in the city of Rome. It is also called Romano-Germanic law. 

Civil law is a system of law or body of rules dealing with the civil or private rights of citizens and not the public at large. It is primarily concerned with the private relations between two or more citizens and is generally codified. 

Origin of Civil Law

Civil law, as a legal system of codified law, was introduced by the ancient Roman Law called the Corpus Juris Civilis (meaning Body of Civil Law). It is a collection of legal works in jurisprudence, issued from 527 to 565 AD by the imperial order of Justinian I, a Byzantine Emperor. For obvious reasons, it is also known as the Code of Justinian. It was made under the direction of Tribonian, a notable jurist in Justinian’s Court in Constantinople. 

The concepts in Corpus Juris Civilis then spread all over Europe. Though not as influential as in its golden days, it still serves as a basis for modern civil law systems around the world. 

Where can we find Civil Law

Some of the countries that follow civil law systems are listed below:

  • Argentina
  • Austria
  • Brazil
  • Belgium
  • China
  • Chile
  • Columbia
  • The Czech Republic 
  • France
  • Germany
  • Italy
  • Japan
  • Mexico
  • Russia
  • Sweden
  • Switzerland
  • Ukraine, etc. 

Features of Civil Law 

The following are the predominant features of civil law:

Relating to the private rights of citizens

As aforementioned, civil law exclusively deals with the private rights of citizens. It applies to the disputes between two or more individuals or legal entities, concerning any legal relationship or obligation. It is enjoyed by the citizens who inhabit a particular state which commands obedience through the judicial processes. Civil law aims to operate in two ways:

  • Protect citizens’ rights from being infringed, and 
  • Restore citizens’ rights in case of an infringement.  

Codification

Civil laws are almost always a set of codified laws. A codified civil law consists of a series of articles in the form of general rules, that are flexible enough to be applied to concrete circumstances. Such an application, however, requires judicial interpretation, considering the ‘spirit’ of the code.   

The codification of civil laws has the following advantages:  

  • It establishes greater certainty of law in a legal system. It is clear and specified, unlike vague customary laws, thereby making citizens trust the judiciary; 
  • It makes studying laws easier, as specific provisions can be effortlessly and systematically remembered and applied; and
  • It can be easily amended depending on the changing needs of the state. 

Civil liability

One of the exclusive features of civil law is that it imposes civil liability on the offender. Civil liability refers to the obligation of a person to compensate for the damage caused to another person or his property. This means, the citizen who committed a civil wrong against another citizen, is liable to compensate, in specific, the citizen whom he wronged. There exists a one-to-one obligation to compensate in civil law. This is contrary to criminal law, wherein the criminal is sentenced or fined for a crime affecting society at large. 

Subjective application 

The extent of application of civil laws may subjectively vary depending on the territory, citizens, etc.   

Branches of Civil Law 

Civil law is an incredibly exhaustive branch of law, covering a plethora of disputes that concern the rights and obligations of citizens. The following are a few branches arising out of civil law:

Contract Law

Contract law is a branch of civil law that governs, enforces, and interprets agreements related to an exchange of goods, services, properties, or monies. It does not just confer the contractual rights and obligations of the contracting parties, but also provides the remedies available to the injured party. The contract law also prescribes in what way the remedies can be availed. 

The statute governing contract law in India is the Indian Contracts Act, 1872, which defines a contract as “an agreement enforceable by law” (Section 2(h)). The Indian Contract Act, 1872 enumerates various types of contracts like contracts of bailment, indemnity, agency, etc. It also specifies when a contract is valid, void, or voidable. 

Property Law

Property law is that branch of civil law which deals with the belongings of citizens. It governs the rights of citizens over the use or transfer of their own property and restrictions applicable to them regarding others’ property. There are broadly two types of property- real and personal property. Personal property refers to moveable and tangible (or intangible) property like vehicles, furniture, stocks, etc. Real property refers to the immovables like land, buildings, etc. 

Some of the statutes governing property law in India are the Transfer of Property Act, 1882, The Indian Contract Act, 1872, Indian Easement Act, 1882, etc. 

Family Law

Family law governs the relations and interactions among citizens of a particular family. It provides the rights and liabilities of family members in the aspects of divorce, marriage, adoption, maintenance, etc.  

Some of the statutes governing family law in India are the Hindu Marriage Act, 1955, Indian Christian Marriage Act 1872, Dissolution of Muslim Marriages Act, 1939, Muslim Women (Protection of Rights on Divorce) Act, 2019, etc.  

Tort Law

A tort is basically a civil wrong, done by a person or entity to another, which results in his injury or damage to his property. Under civil tort law, the aggrieved party can recover damages from the wrongdoer. Generally, tort law is uncodified. Examples of tort are trespass, negligence, defamation, etc. 

Corporate Law

Corporate laws govern the rights and liabilities concerning the functioning of corporate entities, that are, companies. The corporate Section of civil law regulates the formation, winding up, investments, etc. of the company. A few of the statutes relating to corporate law are the Companies Act, 1956, Sale of Goods Act, 1930, Indian Partnership Act, 1932, etc. 

Administrative Law 

As per Ivor Jennings, administrative law is the one which determines the organisation, power and duties of administrative authorities. It pertains to the functioning of the executive branch of the government. It is generally uncodified; however, there are specialised courts or tribunals for administrative law-related matters. 

Types of cases decided under Civil Law

Generally, there are 4 types of cases decided under civil law:

Tort claims

As afore-mentioned, a tort is basically a civil wrong, done by a person or entity to another, which results in his injury or damage to his property. A claim under tort law can be classified as:

  • Negligence: Causing unintentional injury or damage;
  • Intentional: Deliberately causing injury or damage, or 
  • Strict liability: Causing injury or damage as a result of failure to keep safe (or prevent from escaping) something that the wrongdoer possesses. 

Examples of tort claims are

  • Professional negligence,
  • Trespass, 
  • Animal attacks (eg. dog bites),
  • Defamation, etc.

Contractual breach claims

Claims for breach of contract arise when one or more of the contractual parties fail to fulfil their contractual obligations. Examples of a contractual breach are:

  • Disputes over the sale of property,
  • Sale of a defective product,
  • Non-payment of money,
  • Violation of contractual conditions, etc. 

Equitable claims

Equitable claims are also called injunction suits. The desired outcome of these types of cases is to stop someone (either an individual or legal entity) from doing a certain act, rather than getting monetary compensation. Equitable claims may conclude in the court asking the wrongdoer to:

  • Stop the action,
  • Change the course of action, etc. 

Class action claims 

As the name suggests, a class action claim is a suit which is filed by a class of aggrieved persons. These types of claims are generally filed against corporate entities. For instance, a class action claim may arise when:

  • A company sells harmful products,
  • Someone defrauds a class of persons, 
  • The activities of a factory cause injury to people living nearby, etc.    

Reliefs and remedies under Civil Law

The very purpose of a suit under civil law is to restore the rights of the aggrieved party, apart from protecting it. The relief and remedies provided to him are determined by the appropriate Court or tribunal using the relevant statute, depending on the injury or damage sustained by the aggrieved party. So, the declaration of relief is always discretionary to some extent. However, it was held in the case of Mysore State Road Transport Corporation v. Mirja Khasim Ali Beg & Anr (1977) that “ if the discretion is not exercised by the lower court in the spirit of the statute or fairly or honestly or according to the rules of reason and justice, that the order passed by the lower court can be reversed by the superior court”. 

Broadly, there are four types of civil law remedies which an aggrieved party can avail of- monetary relief, specific performance, injunction, and declaration. 

Monetary relief

Monetary relief refers to the money damages that the aggrieved party can avail from the defendant. A few of its classifications are compensatory damages, consequential damages, nominal damages, liquidated damages, incidental damages, etc. 

Specific performance

Specific performance refers to the enforcement of the civil obligation that the defendant failed to perform. This means the court will order the defendant to perform the part of civil obligation which he failed to perform, due to which the suit is filed. It is often seen in cases relating to contracts. 

Injunction

Injunction is judicial relief whereby the defendant is prevented or stopped from doing or continuing a particular act. It may be either permanent or interim (temporary). While a permanent injunction refrains the wrongdoer from performing the act for eternity, an interim injunction may be ordered at any stage of the suit to prevent the particular act till the suit ends. 

Difference between Civil Law and Criminal Law

Civil and criminal law are distinguished in the following ways:

S.NOPARAMETERCIVIL LAWCRIMINAL LAW
1.MeaningCivil law is a body of law that governs the rights and obligations arising among two or more individuals or legal entities. Criminal law is a body of law which governs the conduct of one or more individuals or legal entities affecting society as a whole.
2.PurposeTo protect and restore the rights of the aggrieved party and compensate him.To punish the criminals and maintain law and order in society.
3.Case filed byPlaintiff (generally, the aggrieved party)Government
4.Action SuitProsecution 
5.CourtCivil courts or relevant tribunalsCriminal court
6.Consequences The defendant may be held either liable or not liable.The defendant may be convicted or acquitted.
7. Desired outcomeCivil remedy (eg. damages, injunction, etc.)Punishment (eg. imprisonment, fine, etc.)
8.Procedural statute in IndiaCode of Civil Procedure, 1908Code of Criminal Procedure, 1973
9. Burden of proof Through the evidence, the plaintiff is just required to prove that the defendant is more likely to be liable than not liable.  Through the evidence, the prosecution is required to prove the defendant “guilty beyond reasonable doubt”. 
10.Examples of casesNegligence, property disputes, etc.Murder, rape, house-breaking, etc. 

Difference between Civil Law and Common Law

Civil and common law are distinguished in the following ways:

S.NO.PARAMETERCIVIL LAWCOMMON LAW
1.MeaningCivil law is a body of law that governs the rights and obligations arising among two or more individuals or legal entities. Common law is a body of unwritten laws created by virtue of precedents and written opinions of judges. 
2.OriginAncient RomeEngland 
3.CodificationCodified Uncodified
4. Source of lawLegislationPrecedents, legislations 
4.Binding force of precedentsPrecedents have a little binding effect on civil law. Precedents serve as the base for deciding disputes.
5. Countries France, Germany, Japan, China, etc.Australia, Canada, the United Kingdom, India, etc.

Conclusion

Civil laws are the body of rules dealing with the civil rights of citizens. There have always been talks about a uniform civil code in India, applicable to all her citizens irrespective of caste, religion, gender, etc. Though Article 44 of the Constitution of India, 1949 prescribes it as a Directive Principle of State Policy, it is extremely challenging to bring about a “one-country-one-rule” in India, owing to the immense diversity of citizens. Nevertheless, albeit the variety of civil laws, India proves to be a near-perfect example of “unity in diversity”. Let’s hope the brotherhood of being an “Indian” transcends all the dissimilarities in opinions and identities forevermore.   

Frequently Asked Questions (FAQs)

  1. Is India a Civil Law country?

No, India is a common law country. 

  1. What is a Civil Code?

A Civil Code refers to any statute which contains civil laws relating to corporate, family, etc.   

  1. Is defamation a civil or criminal law matter? 

Both. Under civil law, defamation falls under the Law of Torts; its remedy is monetary compensation. Defamation under criminal law is governed by the Indian Penal Code, 1860 (“the Code”) in India; Sections 499 and 500 of the Code deal with it. The punishment provided for criminal defamation under the Code is simple imprisonment for a term which may extend to two years or fine, or both.  

References 

List of Country Legal Systems – Civil Law (liquisearch.com)


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